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Cencora, Inc.

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2994
SEC CIK
0001140859
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801

Last 12 months

Inside the activity.

3 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202610
Jun 202620
Jul 202600
Aug 202601
Sep 202602
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,800 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-17-034144 · form4.xml · derivative · entry 6

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

Underlying: Common Stock · 1,800 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

F3 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $37.37 $0.00
Disclosure

SEC source: 0001127602-17-034144 · form4.xml · derivative · entry 5

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,600

Underlying: Common Stock · 1,200 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
Howell Peyton RExecutive Vice President
SaleCommon Stock 1,800 $86.20 $155,160.00
Disclosure

SEC source: 0001127602-17-034144 · form4.xml · nonDerivative · entry 4

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,989

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionCommon Stock 1,800 $40.21 $72,378.00
Disclosure

SEC source: 0001127602-17-034144 · form4.xml · nonDerivative · entry 3

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
Howell Peyton RExecutive Vice President
SaleCommon Stock 1,200 $86.20 $103,440.00
Disclosure

SEC source: 0001127602-17-034144 · form4.xml · nonDerivative · entry 2

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,989

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
December 06, 2017 Filed Dec 7, 2017 21:06 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionCommon Stock 1,200 $37.37 $44,844.00
Disclosure

SEC source: 0001127602-17-034144 · form4.xml · nonDerivative · entry 1

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
December 05, 2017 Filed Nov 12, 2019 21:29 UTC
Cleary James FChief Financial Officer
OtherCommon Stock 9.2073 $85.65 $788.61
Disclosure

SEC source: 0001127602-19-032537 · form5.xml · nonDerivative · entry 11

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,437.3479

F5 · kind: These purchases consisted of automatic broker-administered dividend reinvestment activity and should have been reported on a Form 5 for the fiscal year ended September 30, 2018.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:15 UTC
Guttman Tim G.Chief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,800 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-17-033916 · form4.xml · derivative · entry 6

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,450

Underlying: Common Stock · 5,800 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F3 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:15 UTC
Guttman Tim G.Chief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,800 $0.00 Strike: $37.37 $0.00
Disclosure

SEC source: 0001127602-17-033916 · form4.xml · derivative · entry 5

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,517

Underlying: Common Stock · 5,800 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016

Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:15 UTC
Guttman Tim G.Chief Financial Officer
SaleCommon Stock 5,800 $85.73 $497,234.00
Disclosure

SEC source: 0001127602-17-033916 · form4.xml · nonDerivative · entry 4

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,635.876

Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:15 UTC
Guttman Tim G.Chief Financial Officer
Exercise / conversionCommon Stock 5,800 $40.21 $233,218.00
Disclosure

SEC source: 0001127602-17-033916 · form4.xml · nonDerivative · entry 3

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,435.876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:15 UTC
Guttman Tim G.Chief Financial Officer
SaleCommon Stock 5,800 $85.73 $497,234.00
Disclosure

SEC source: 0001127602-17-033916 · form4.xml · nonDerivative · entry 2

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,635.876

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
December 04, 2017 Filed Dec 5, 2017 21:15 UTC
Guttman Tim G.Chief Financial Officer
Exercise / conversionCommon Stock 5,800 $37.37 $216,746.00
Disclosure

SEC source: 0001127602-17-033916 · form4.xml · nonDerivative · entry 1

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,435.876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:08 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 21,350 $0.00 Strike: $37.37 $0.00
Disclosure

SEC source: 0001127602-17-033789 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,417

Underlying: Common Stock · 21,350 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective September 14, 2016 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on September 19, 2016.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:08 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 21,350 $82.53 $1,762,015.50
Disclosure

SEC source: 0001127602-17-033789 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,575

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective September 14, 2016 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on September 19, 2016.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:08 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 21,350 $37.37 $797,849.50
Disclosure

SEC source: 0001127602-17-033789 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective September 14, 2016 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on September 19, 2016.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:07 UTC
Chou John G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 15,937 $0.00 Strike: $36.37 $0.00
Disclosure

SEC source: 0001127602-17-033787 · form4.xml · derivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,876

Underlying: Common Stock · 15,937 shares

Expires 2018-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 15, 2017.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 02/16/12, 02/16/13, 02/16/14 and 02/16/15

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:07 UTC
Chou John G.Executive Vice President
SaleCommon Stock 15,937 $82.42 $1,313,527.54
Disclosure

SEC source: 0001127602-17-033787 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,288.63

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 15, 2017.

Read SEC document
December 01, 2017 Filed Dec 4, 2017 21:07 UTC
Chou John G.Executive Vice President
Exercise / conversionCommon Stock 15,937 $36.37 $579,628.69
Disclosure

SEC source: 0001127602-17-033787 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,225.63

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 15, 2017.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:12 UTC
Krikorian LazarusSenior Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 16,427 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-17-033793 · form4.xml · derivative · entry 3

Krikorian Lazarus · CIK 0001627534 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,427 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:12 UTC
Krikorian LazarusSenior Vice President
SaleCommon Stock 16,427 $84.86 $1,393,995.22
Disclosure

SEC source: 0001127602-17-033793 · form4.xml · nonDerivative · entry 2

Krikorian Lazarus · CIK 0001627534 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,933

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:12 UTC
Krikorian LazarusSenior Vice President
Exercise / conversionCommon Stock 16,427 $40.21 $660,529.67
Disclosure

SEC source: 0001127602-17-033793 · form4.xml · nonDerivative · entry 1

Krikorian Lazarus · CIK 0001627534 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:11 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 9,423 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-17-033792 · form4.xml · derivative · entry 3

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,200

Underlying: Common Stock · 9,423 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:11 UTC
Howell Peyton RExecutive Vice President
SaleCommon Stock 9,423 $85.80 $808,493.40
Disclosure

SEC source: 0001127602-17-033792 · form4.xml · nonDerivative · entry 2

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,989

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:11 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionCommon Stock 9,423 $40.21 $378,898.83
Disclosure

SEC source: 0001127602-17-033792 · form4.xml · nonDerivative · entry 1

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:10 UTC
Danilewitz DaleExecutive Vice President
SaleCommon Stock 2,013 $85.00 $171,105.00
Disclosure

SEC source: 0001127602-17-033790 · form4.xml · nonDerivative · entry 1

Danilewitz Dale · CIK 0001625776 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 31, 2017.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 21:56 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $19.13 $0.00
Disclosure

SEC source: 0001127602-17-033560 · form4.xml · derivative · entry 3

GOCHNAUER RICHARD W · CIK 0001214315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,278

Underlying: Common Stock · 2,000 shares

Expires 2018-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated September 14, 2017 governing stock options scheduled to expire on September 28, 2018.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 21:56 UTC SaleCommon Stock 2,000 $85.00 $170,000.00
Disclosure

SEC source: 0001127602-17-033560 · form4.xml · nonDerivative · entry 2

GOCHNAUER RICHARD W · CIK 0001214315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,947

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated September 14, 2017 governing stock options scheduled to expire on September 28, 2018.

Read SEC document
November 29, 2017 Filed Nov 30, 2017 21:56 UTC Exercise / conversionCommon Stock 2,000 $19.13 $38,260.00
Disclosure

SEC source: 0001127602-17-033560 · form4.xml · nonDerivative · entry 1

GOCHNAUER RICHARD W · CIK 0001214315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated September 14, 2017 governing stock options scheduled to expire on September 28, 2018.

Read SEC document
November 20, 2017 Filed Nov 21, 2017 21:29 UTC
Danilewitz DaleExecutive Vice President
SaleCommon Stock 4,459 $78.30 $349,139.70
Disclosure

SEC source: 0001127602-17-033010 · form4.xml · nonDerivative · entry 1

Danilewitz Dale · CIK 0001625776 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,013

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 31, 2017.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:50 UTC
Park SunExecutive Vice President
Tax withholdingCommon Stock 640 $82.75 $52,960.00
Disclosure

SEC source: 0001127602-17-032846 · form4.xml · nonDerivative · entry 2

Park Sun · CIK 0001674825 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,010

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:50 UTC
Park SunExecutive Vice President
GrantCommon Stock 2,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032846 · form4.xml · nonDerivative · entry 1

Park Sun · CIK 0001674825 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,650

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:48 UTC
Mauch Robert P.Executive Vice President
Tax withholdingCommon Stock 1,473 $82.75 $121,890.75
Disclosure

SEC source: 0001127602-17-032844 · form4.xml · nonDerivative · entry 2

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,531

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:48 UTC
Mauch Robert P.Executive Vice President
GrantCommon Stock 3,194 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032844 · form4.xml · nonDerivative · entry 1

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,004

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:46 UTC
Howell Peyton RExecutive Vice President
Tax withholdingCommon Stock 2,970 $82.75 $245,767.50
Disclosure

SEC source: 0001127602-17-032842 · form4.xml · nonDerivative · entry 2

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,989

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:46 UTC
Howell Peyton RExecutive Vice President
GrantCommon Stock 6,497 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032842 · form4.xml · nonDerivative · entry 1

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,959

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:44 UTC
Guttman Tim G.Chief Financial Officer
Tax withholdingCommon Stock 4,992 $82.75 $413,088.00
Disclosure

SEC source: 0001127602-17-032840 · form4.xml · nonDerivative · entry 2

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,635.876

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:44 UTC
Guttman Tim G.Chief Financial Officer
GrantCommon Stock 10,829 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032840 · form4.xml · nonDerivative · entry 1

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,627.876

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:42 UTC
Danilewitz DaleExecutive Vice President
Tax withholdingCommon Stock 1,956 $82.75 $161,859.00
Disclosure

SEC source: 0001127602-17-032838 · form4.xml · nonDerivative · entry 2

Danilewitz Dale · CIK 0001625776 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,472

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:42 UTC
Danilewitz DaleExecutive Vice President
GrantCommon Stock 6,415 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032838 · form4.xml · nonDerivative · entry 1

Danilewitz Dale · CIK 0001625776 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,428

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

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November 17, 2017 Filed Nov 20, 2017 21:40 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Tax withholdingCommon Stock 16,721 $82.75 $1,383,662.75
Disclosure

SEC source: 0001127602-17-032836 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,575

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:40 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
GrantCommon Stock 36,277 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032836 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,296

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

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November 17, 2017 Filed Nov 20, 2017 21:38 UTC
Clark GinaExecutive Vice President
Tax withholdingCommon Stock 904 $82.75 $74,806.00
Disclosure

SEC source: 0001127602-17-032834 · form4.xml · nonDerivative · entry 2

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,614

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:38 UTC
Clark GinaExecutive Vice President
GrantCommon Stock 2,870 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032834 · form4.xml · nonDerivative · entry 1

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,518

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:36 UTC
Chou John G.Executive Vice President
Tax withholdingCommon Stock 2,957 $82.75 $244,691.75
Disclosure

SEC source: 0001127602-17-032832 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,288.63

Read SEC document
November 17, 2017 Filed Nov 20, 2017 21:36 UTC
Chou John G.Executive Vice President
GrantCommon Stock 7,039 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-032832 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,245.63

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:21 UTC
Krikorian LazarusSenior Vice President
GrantRestricted Stock Units · Derivative 4,966 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032658 · form4.xml · derivative · entry 3

Krikorian Lazarus · CIK 0001627534 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,966

Underlying: Common Stock · 4,966 shares

Expires not disclosed

F3 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

F4 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F4 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

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November 15, 2017 Filed Nov 17, 2017 21:21 UTC
Krikorian LazarusSenior Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 11,653 $0.00 Strike: $77.53 $0.00
Disclosure

SEC source: 0001127602-17-032658 · form4.xml · derivative · entry 2

Krikorian Lazarus · CIK 0001627534 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,653

Underlying: Common Stock · 11,653 shares

Expires 2024-11-15

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/15/18, 11/15/19, 11/15/20 and 11/15/21

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November 15, 2017 Filed Nov 17, 2017 21:19 UTC
Park SunExecutive Vice President
GrantRestricted Stock Units · Derivative 2,580 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-032654 · form4.xml · derivative · entry 3

Park Sun · CIK 0001674825 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580

Underlying: Common Stock · 2,580 shares

Expires not disclosed

F3 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant for no consideration.

F4 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F4 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:19 UTC
Park SunExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 21,186 $0.00 Strike: $77.53 $0.00
Disclosure

SEC source: 0001127602-17-032654 · form4.xml · derivative · entry 2

Park Sun · CIK 0001674825 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,186

Underlying: Common Stock · 21,186 shares

Expires 2024-11-15

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/15/18, 11/15/19, 11/15/20 and 11/15/21

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.