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COR

Cencora, Inc.

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2994
SEC CIK
0001140859
Parsed reports
801

Last 12 months

Inside the activity.

3 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202610
Jun 202620
Jul 202600
Aug 202601
Sep 202602
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 19, 2021 Filed Apr 21, 2021 21:03 UTC
Cleary James FChief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 17,599 $0.00 Strike: $99.27 $0.00
Disclosure

SEC source: 0001127602-21-014193 · form4.xml · derivative · entry 5

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,599 shares

Expires 2022-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 26, 2021.

F4 · derivative.exercise_date: Exercisable in 5 equal annual installments on 9/1/2016, 9/1/2017, 9/1/2018, 9/1/2019 and 9/1/2020.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 21:03 UTC
Cleary James FChief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 6,583 $0.00 Strike: $98.24 $0.00
Disclosure

SEC source: 0001127602-21-014193 · form4.xml · derivative · entry 4

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,583 shares

Expires 2022-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 26, 2021.

F3 · derivative.exercise_date: Exerciseable in four equal annual installments on 11/11/16, 11/11/17, 11/11/18 and 11/11/19.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 21:03 UTC
Cleary James FChief Financial Officer
Tax withholdingCommon Stock 21,309 $119.72 $2,551,113.48
Disclosure

SEC source: 0001127602-21-014193 · form4.xml · nonDerivative · entry 3

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,338.3479

F1 · shares: The exercise of stock options reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 26, 2021.

F2 · balance_after: The share amounts correct previously misstated totals.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 21:03 UTC
Cleary James FChief Financial Officer
Exercise / conversionCommon Stock 17,599 $99.27 $1,747,052.73
Disclosure

SEC source: 0001127602-21-014193 · form4.xml · nonDerivative · entry 2

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,647.3479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 26, 2021.

F2 · balance_after: The share amounts correct previously misstated totals.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 21:03 UTC
Cleary James FChief Financial Officer
Exercise / conversionCommon Stock 6,583 $98.24 $646,713.92
Disclosure

SEC source: 0001127602-21-014193 · form4.xml · nonDerivative · entry 1

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,048.3479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 26, 2021.

F2 · balance_after: The share amounts correct previously misstated totals.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:03 UTC
Chou John G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 6,082 $0.00 Strike: $88.71 $0.00
Disclosure

SEC source: 0001127602-21-014181 · form4.xml · derivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,327

Underlying: Common Stock · 6,082 shares

Expires 2021-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of options and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2021.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/12/15, 11/12/16, 11/12/17 and 11/12/18.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:03 UTC
Chou John G.Executive Vice President
SaleCommon Stock 6,082 $120.00 $729,840.00
Disclosure

SEC source: 0001127602-21-014181 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,101

F1 · shares: The exercise of options and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2021.

Read SEC document
April 19, 2021 Filed Apr 21, 2021 20:03 UTC
Chou John G.Executive Vice President
Exercise / conversionCommon Stock 6,082 $88.71 $539,534.22
Disclosure

SEC source: 0001127602-21-014181 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of options and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2021.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 20:05 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 18,667 $0.00 Strike: $88.71 $0.00
Disclosure

SEC source: 0001127602-21-013707 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,666

Underlying: Common Stock · 18,667 shares

Expires 2021-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 12, 2021 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on February 18, 2021.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/12/15, 11/12/16, 11/12/17 and 11/12/18

Read SEC document
April 13, 2021 Filed Apr 14, 2021 20:05 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 20,914 $116.96 $2,446,101.44
Disclosure

SEC source: 0001127602-21-013707 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,563

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 12, 2021 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on February 18, 2021.

Read SEC document
April 13, 2021 Filed Apr 14, 2021 20:05 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 18,667 $88.71 $1,655,949.57
Disclosure

SEC source: 0001127602-21-013707 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 12, 2021 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on February 18, 2021.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:01 UTC
Clark GinaExecutive Vice President
SaleCommon Stock 4,197 $117.94 $494,994.18
Disclosure

SEC source: 0001127602-21-013043 · form4.xml · nonDerivative · entry 2

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,892

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated 02-26-2021

F2 · balance_after: The share amounts correct previously misstated totals

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:01 UTC
Clark GinaExecutive Vice President
SaleCommon Stock 4,816 $117.94 $567,999.04
Disclosure

SEC source: 0001127602-21-013043 · form4.xml · nonDerivative · entry 1

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,089

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated 02-26-2021

F2 · balance_after: The share amounts correct previously misstated totals

Read SEC document
March 19, 2021 Filed Mar 22, 2021 20:05 UTC
Chou John G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 6,082 $0.00 Strike: $88.71 $0.00
Disclosure

SEC source: 0001127602-21-011666 · form4.xml · derivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,409

Underlying: Common Stock · 6,082 shares

Expires 2021-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2021.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/12/15, 11/12/16, 11/12/17 and 11/12/18

Read SEC document
March 19, 2021 Filed Mar 22, 2021 20:05 UTC
Chou John G.Executive Vice President
SaleCommon Stock 6,082 $115.35 $701,558.70
Disclosure

SEC source: 0001127602-21-011666 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,101

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2021.

Read SEC document
March 19, 2021 Filed Mar 22, 2021 20:05 UTC
Chou John G.Executive Vice President
Exercise / conversionCommon Stock 6,082 $88.71 $539,534.22
Disclosure

SEC source: 0001127602-21-011666 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2021.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:07 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 12,783 $0.00 Strike: $98.24 $0.00
Disclosure

SEC source: 0001127602-21-011017 · form4.xml · derivative · entry 5

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,623

Underlying: Common Stock · 12,783 shares

Expires 2022-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 12, 2021 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on February 18, 2021.

F3 · derivative.exercise_date: Exerciseable in four equal annual installments on 11/11/16, 11/11/17, 11/11/18 and 11/11/19

Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:07 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 18,667 $0.00 Strike: $88.71 $0.00
Disclosure

SEC source: 0001127602-21-011017 · form4.xml · derivative · entry 4

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,333

Underlying: Common Stock · 18,667 shares

Expires 2021-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 12, 2021 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on February 18, 2021.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/12/15, 11/12/16, 11/12/17 and 11/12/18

Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:07 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 33,697 $112.71 $3,797,988.87
Disclosure

SEC source: 0001127602-21-011017 · form4.xml · nonDerivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,810

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 12, 2021 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on February 18, 2021.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:07 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 12,783 $98.24 $1,255,801.92
Disclosure

SEC source: 0001127602-21-011017 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 12, 2021 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on February 18, 2021.

Read SEC document
March 16, 2021 Filed Mar 17, 2021 20:07 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 18,667 $88.71 $1,655,949.57
Disclosure

SEC source: 0001127602-21-011017 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 12, 2021 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on February 18, 2021.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:11 UTC GrantRestricted Stock Units · Derivative 1,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010381 · form4.xml · derivative · entry 1

HYLE KATHLEEN W · CIK 0001117310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:16 UTC GrantRestricted Stock Units · Derivative 1,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010392 · form4.xml · derivative · entry 1

NALLY DENNIS M · CIK 0001685596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:15 UTC GrantRestricted Stock Units · Derivative 1,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010388 · form4.xml · derivative · entry 1

McGee Henry Wadsworth III · CIK 0001307634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:13 UTC GrantRestricted Stock Units · Derivative 1,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010385 · form4.xml · derivative · entry 1

LONG MICHAEL J · CIK 0001186373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:10 UTC GrantRestricted Stock Units · Derivative 1,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010378 · form4.xml · derivative · entry 1

GREENBERG LON R · CIK 0001234234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:08 UTC GrantRestricted Stock Units · Derivative 1,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010374 · form4.xml · derivative · entry 1

GOCHNAUER RICHARD W · CIK 0001214315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:06 UTC GrantRestricted Stock Units · Derivative 1,593 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010372 · form4.xml · derivative · entry 1

DURCAN DERMOT MARK · CIK 0001202358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,593

Underlying: Common Stock · 1,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:04 UTC GrantRestricted Stock Units · Derivative 1,821 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010368 · form4.xml · derivative · entry 1

HENNEY JANE E MD · CIK 0001191522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,821

Underlying: Common Stock · 1,821 shares

Expires not disclosed

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
March 09, 2021 Filed Mar 10, 2021 21:19 UTC
Battaglia SilvanaExecutive Vice President
GrantRestricted Stock Units · Derivative 3,633 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-010079 · form4.xml · derivative · entry 1

Battaglia Silvana · CIK 0001774724 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,633

Underlying: Common Stock · 3,633 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on March 9, 2022, March 9, 2023, and March 9, 2024.

F1 · price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on March 9, 2022, March 9, 2023, and March 9, 2024.

F1 · derivative.exercise_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on March 9, 2022, March 9, 2023, and March 9, 2024.

F1 · derivative.expiration_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on March 9, 2022, March 9, 2023, and March 9, 2024.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:03 UTC
Krikorian LazarusSVP & Chief Accounting Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 16,236 $0.00 Strike: $75.61 $0.00
Disclosure

SEC source: 0001127602-21-009884 · form4.xml · derivative · entry 3

Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,236 shares

Expires 2023-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in four equal annual installments on 11/9/17, 11/9/18, 11/9/19 and 11/9/20

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:03 UTC
Krikorian LazarusSVP & Chief Accounting Officer
SaleCommon Stock 16,236 $108.48 $1,761,281.28
Disclosure

SEC source: 0001127602-21-009884 · form4.xml · nonDerivative · entry 2

Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,815

Read SEC document
March 08, 2021 Filed Mar 9, 2021 21:03 UTC
Krikorian LazarusSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 16,236 $75.61 $1,227,603.96
Disclosure

SEC source: 0001127602-21-009884 · form4.xml · nonDerivative · entry 1

Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:42 UTC SaleCommon Stock 586 $105.00 $61,531.00
Disclosure

SEC source: 0001127602-21-009699 · form4.xml · nonDerivative · entry 2

McGee Henry Wadsworth III · CIK 0001307634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,901

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March 05, 2021 Filed Mar 8, 2021 21:42 UTC SaleCommon Stock 5,215 $105.01 $547,628.71
Disclosure

SEC source: 0001127602-21-009699 · form4.xml · nonDerivative · entry 1

McGee Henry Wadsworth III · CIK 0001307634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,487

Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:19 UTC Exercise / conversionRestricted Stock Units · Derivative 1,206 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-009678 · form4.xml · derivative · entry 2

GOCHNAUER RICHARD W · CIK 0001214315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
March 05, 2021 Filed Mar 8, 2021 21:19 UTC Exercise / conversionCommon Stock 1,206 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-009678 · form4.xml · nonDerivative · entry 1

GOCHNAUER RICHARD W · CIK 0001214315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:02 UTC Exercise / conversionRestricted Stock Units · Derivative 1,340 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-009096 · form4.xml · derivative · entry 2

DURCAN DERMOT MARK · CIK 0001202358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
March 02, 2021 Filed Mar 3, 2021 21:02 UTC Exercise / conversionCommon Stock 1,340 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-009096 · form4.xml · nonDerivative · entry 1

DURCAN DERMOT MARK · CIK 0001202358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:12 UTC Exercise / conversionRestricted Stock Units · Derivative 1,340 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-008695 · form4.xml · derivative · entry 2

HYLE KATHLEEN W · CIK 0001117310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:12 UTC Exercise / conversionCommon Stock 1,340 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-008695 · form4.xml · nonDerivative · entry 1

HYLE KATHLEEN W · CIK 0001117310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:14 UTC Exercise / conversionRestricted Stock Units · Derivative 1,340 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-008702 · form4.xml · derivative · entry 2

LONG MICHAEL J · CIK 0001186373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:14 UTC Exercise / conversionCommon Stock 1,340 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-008702 · form4.xml · nonDerivative · entry 1

LONG MICHAEL J · CIK 0001186373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:09 UTC Exercise / conversionRestricted Stock Units · Derivative 1,608 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-008691 · form4.xml · derivative · entry 2

HENNEY JANE E MD · CIK 0001191522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:09 UTC Exercise / conversionCommon Stock 1,608 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-008691 · form4.xml · nonDerivative · entry 1

HENNEY JANE E MD · CIK 0001191522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:06 UTC Exercise / conversionRestricted Stock Units · Derivative 1,340 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-008687 · form4.xml · derivative · entry 2

GOCHNAUER RICHARD W · CIK 0001214315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:06 UTC Exercise / conversionCommon Stock 1,340 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-008687 · form4.xml · nonDerivative · entry 1

GOCHNAUER RICHARD W · CIK 0001214315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
February 12, 2021 Filed Feb 17, 2021 21:02 UTC
Chou John G.Executive Vice President
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-006140 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,101

F1 · balance_after: The share amount corrects previously misstated total.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:09 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,419 $0.00 Strike: $88.71 $0.00
Disclosure

SEC source: 0001127602-21-005206 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,000

Underlying: Common Stock · 1,419 shares

Expires 2021-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in four equal annual installments on 11/12/15, 11/12/16, 11/12/17 and 11/12/18

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February 10, 2021 Filed Feb 11, 2021 21:09 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 1,419 $108.08 $153,365.52
Disclosure

SEC source: 0001127602-21-005206 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,057

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.