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CONOCOPHILLIPS

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658
SEC CIK
0001163165
Parsed reports
2,671

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202600
Mar 2026011
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2009 Filed Nov 17, 2009 22:40 UTC
Chiang Willie CWSenior Vice President
Exercise / conversionCommon Stock 6,100 $30.29 $184,769.00
Disclosure

SEC source: 0001181431-09-052269 · rrd257517.xml · nonDerivative · entry 3

Chiang Willie CW · CIK 0001421559 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2009 Filed Nov 17, 2009 22:40 UTC
Chiang Willie CWSenior Vice President
SaleCommon Stock 5,600 $52.87 $296,072.56
Disclosure

SEC source: 0001181431-09-052269 · rrd257517.xml · nonDerivative · entry 2

Chiang Willie CW · CIK 0001421559 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,510

Read SEC document
November 13, 2009 Filed Nov 17, 2009 22:40 UTC
Chiang Willie CWSenior Vice President
Exercise / conversionCommon Stock 5,600 $15.98 $89,488.00
Disclosure

SEC source: 0001181431-09-052269 · rrd257517.xml · nonDerivative · entry 1

Chiang Willie CW · CIK 0001421559 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2009 Filed Nov 9, 2009 21:32 UTC
CORNELIUS SIGMUND LSenior Vice President & CFO
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-09-050572 · rrd256655.xml · nonDerivative · entry 1

CORNELIUS SIGMUND L · CIK 0001409860 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,301

F1 · balance_after: Includes 3,594 shares of restricted stock.

Read SEC document
November 01, 2009 Filed Nov 3, 2009 22:01 UTC Exercise / conversionStock Units · Derivative 362 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-09-049715 · rrd256127.xml · derivative · entry 4

TSCHINKEL VICTORIA J · CIK 0001234277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 362 shares

Expires 2009-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On November 1, 2009, the restrictions on the Stock Units lapsed and these Stock Units converted to shares of Common Stock on a 1-for-1 basis.

F1 · price: On November 1, 2009, the restrictions on the Stock Units lapsed and these Stock Units converted to shares of Common Stock on a 1-for-1 basis.

Read SEC document
November 01, 2009 Filed Nov 3, 2009 22:01 UTC Exercise / conversionCommon Stock 362 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-09-049715 · rrd256127.xml · nonDerivative · entry 1

TSCHINKEL VICTORIA J · CIK 0001234277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On November 1, 2009, the restrictions on the Stock Units lapsed and these Stock Units converted to shares of Common Stock on a 1-for-1 basis.

Read SEC document
October 30, 2009 Filed Nov 3, 2009 22:08 UTC
MULVA JAMES JDirector · Chairman and CEO
GrantPhantom Stock · Derivative 15.561 $50.21 $781.24
Disclosure

SEC source: 0001181431-09-049729 · rrd256201.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,662.923

Underlying: Common Stock · 15.561 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
October 30, 2009 Filed Nov 3, 2009 22:08 UTC GrantStock Units · Derivative 223 $50.56 $11,273.77
Disclosure

SEC source: 0001181431-09-049731 · rrd256207.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,757.197

Underlying: Common Stock · 223 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
October 30, 2009 Filed Nov 3, 2009 22:09 UTC GrantStock Units · Derivative 165 $50.56 $8,341.58
Disclosure

SEC source: 0001181431-09-049733 · rrd256206.xml · derivative · entry 1

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,381.3193

Underlying: Common Stock · 165 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
October 30, 2009 Filed Nov 3, 2009 22:09 UTC GrantStock Units · Derivative 178 $50.56 $8,998.79
Disclosure

SEC source: 0001181431-09-049735 · rrd256204.xml · derivative · entry 1

Norvik Harald J · CIK 0001333455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,535.6769

Underlying: Common Stock · 178 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
October 30, 2009 Filed Nov 3, 2009 22:10 UTC GrantStock Units · Derivative 95 $50.56 $4,802.73
Disclosure

SEC source: 0001181431-09-049737 · rrd256203.xml · derivative · entry 1

WADE WILLIAM E JR · CIK 0001180485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,839.5877

Underlying: Common Stock · 95 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
October 16, 2009 Filed Oct 20, 2009 18:01 UTC
MULVA JAMES JDirector · Chairman and CEO
GrantPhantom Stock · Derivative 15.038 $51.95 $781.25
Disclosure

SEC source: 0001181431-09-048066 · rrd255320.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,647.362

Underlying: Common Stock · 15.038 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
October 09, 2009 Filed Oct 13, 2009 20:33 UTC
MULVA JAMES JDirector · Chairman and CEO
Exercise / conversionStock Options (right to buy) · Derivative 233,600 $0.00 Strike: $23.44 $0.00
Disclosure

SEC source: 0001181431-09-047595 · rrd254951.xml · derivative · entry 6

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 233,600 shares

Expires 2009-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split.

F3 · derivative.exercise_date: The stock options became exercisable in three installments beginning on October 11, 2000.

Read SEC document
October 09, 2009 Filed Oct 13, 2009 20:33 UTC
MULVA JAMES JDirector · Chairman and CEO
Tax withholdingCommon Stock 153,706 $50.76 $7,801,348.03
Disclosure

SEC source: 0001181431-09-047595 · rrd254951.xml · nonDerivative · entry 2

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,078

Read SEC document
October 09, 2009 Filed Oct 13, 2009 20:33 UTC
MULVA JAMES JDirector · Chairman and CEO
Exercise / conversionCommon Stock 233,600 $23.44 $5,475,584.00
Disclosure

SEC source: 0001181431-09-047595 · rrd254951.xml · nonDerivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2009 Filed Oct 8, 2009 22:02 UTC
Meyers Kevin OmarSenior Vice President
Exercise / conversionStock Units · Derivative 80 $0.00 Strike: $30.88 $0.00
Disclosure

SEC source: 0001181431-09-047315 · rrd254799.xml · derivative · entry 7

Meyers Kevin Omar · CIK 0001464559 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,720

Underlying: Common Stock · 80 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: On October 6, 2009, the restrictions on these stock units lapsed and these stock units converted to shares of common stock on a 1-for-1 basis.

F3 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
October 06, 2009 Filed Oct 8, 2009 22:02 UTC
Meyers Kevin OmarSenior Vice President
Exercise / conversionStock Units · Derivative 3,600 $0.00 Strike: $28.72 $0.00
Disclosure

SEC source: 0001181431-09-047315 · rrd254799.xml · derivative · entry 6

Meyers Kevin Omar · CIK 0001464559 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: On October 6, 2009, the restrictions on these stock units lapsed and these stock units converted to shares of common stock on a 1-for-1 basis.

F3 · derivative.expiration_date: The stock units do not have an expiration date.

Read SEC document
October 06, 2009 Filed Oct 8, 2009 22:02 UTC
Meyers Kevin OmarSenior Vice President
Tax withholdingCommon Stock 28 $48.40 $1,355.20
Disclosure

SEC source: 0001181431-09-047315 · rrd254799.xml · nonDerivative · entry 4

Meyers Kevin Omar · CIK 0001464559 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,520

Read SEC document
October 06, 2009 Filed Oct 8, 2009 22:02 UTC
Meyers Kevin OmarSenior Vice President
Tax withholdingCommon Stock 1,090 $48.40 $52,756.00
Disclosure

SEC source: 0001181431-09-047315 · rrd254799.xml · nonDerivative · entry 3

Meyers Kevin Omar · CIK 0001464559 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,548

Read SEC document
October 06, 2009 Filed Oct 8, 2009 22:02 UTC
Meyers Kevin OmarSenior Vice President
Exercise / conversionCommon Stock 80 $30.88 $2,470.60
Disclosure

SEC source: 0001181431-09-047315 · rrd254799.xml · nonDerivative · entry 2

Meyers Kevin Omar · CIK 0001464559 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2009 Filed Oct 8, 2009 22:02 UTC
Meyers Kevin OmarSenior Vice President
Exercise / conversionCommon Stock 3,600 $28.72 $103,374.00
Disclosure

SEC source: 0001181431-09-047315 · rrd254799.xml · nonDerivative · entry 1

Meyers Kevin Omar · CIK 0001464559 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 19:53 UTC
MULVA JAMES JDirector · Chairman and CEO
GrantPhantom Stock · Derivative 17.296 $45.17 $781.26
Disclosure

SEC source: 0001181431-09-046336 · rrd254246.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,632.324

Underlying: Common Stock · 17.296 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 19:54 UTC GrantStock Units · Derivative 250 $45.02 $11,255.00
Disclosure

SEC source: 0001181431-09-046338 · rrd254247.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,534.197

Underlying: Common Stock · 250 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 19:54 UTC GrantStock Units · Derivative 186 $45.02 $8,373.72
Disclosure

SEC source: 0001181431-09-046339 · rrd254249.xml · derivative · entry 1

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,216.3193

Underlying: Common Stock · 186 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 19:54 UTC GrantStock Units · Derivative 199 $45.02 $8,958.98
Disclosure

SEC source: 0001181431-09-046341 · rrd254250.xml · derivative · entry 1

Norvik Harald J · CIK 0001333455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,357.6769

Underlying: Common Stock · 199 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
September 30, 2009 Filed Oct 2, 2009 19:55 UTC GrantStock Units · Derivative 107 $45.02 $4,817.14
Disclosure

SEC source: 0001181431-09-046343 · rrd254251.xml · derivative · entry 1

WADE WILLIAM E JR · CIK 0001180485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,744.5877

Underlying: Common Stock · 107 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
September 16, 2009 Filed Sep 17, 2009 20:45 UTC
MULVA JAMES JDirector · Chairman and CEO
GrantPhantom Stock · Derivative 16.691 $46.81 $781.26
Disclosure

SEC source: 0001181431-09-044345 · rrd253274.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,615.028

Underlying: Common Stock · 16.691 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
August 31, 2009 Filed Sep 1, 2009 20:42 UTC
MULVA JAMES JDirector · Chairman and CEO
GrantPhantom Stock · Derivative 17.345 $45.04 $781.23
Disclosure

SEC source: 0001181431-09-042066 · rrd252085.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,038.693

Underlying: Common Stock · 17.345 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
August 31, 2009 Filed Sep 1, 2009 20:42 UTC GrantStock Units · Derivative 107 $45.01 $4,815.54
Disclosure

SEC source: 0001181431-09-042067 · rrd252084.xml · derivative · entry 1

WADE WILLIAM E JR · CIK 0001180485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,538.5631

Underlying: Common Stock · 107 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
August 31, 2009 Filed Sep 1, 2009 20:42 UTC GrantStock Units · Derivative 200 $45.01 $9,001.00
Disclosure

SEC source: 0001181431-09-042068 · rrd252083.xml · derivative · entry 1

Norvik Harald J · CIK 0001333455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,024.0338

Underlying: Common Stock · 200 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
August 31, 2009 Filed Sep 1, 2009 20:43 UTC GrantStock Units · Derivative 186 $45.01 $8,370.93
Disclosure

SEC source: 0001181431-09-042069 · rrd252082.xml · derivative · entry 1

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,876.0841

Underlying: Common Stock · 186 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
August 31, 2009 Filed Sep 1, 2009 20:43 UTC GrantStock Units · Derivative 250 $45.01 $11,251.25
Disclosure

SEC source: 0001181431-09-042070 · rrd252047.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,076.038

Underlying: Common Stock · 250 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

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August 14, 2009 Filed Aug 18, 2009 15:41 UTC
MULVA JAMES JDirector · Chairman and CEO
GrantPhantom Stock · Derivative 17.845 $43.78 $781.25
Disclosure

SEC source: 0001181431-09-040046 · rrd250992.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,021.348

Underlying: Common Stock · 17.845 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

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July 31, 2009 Filed Aug 3, 2009 19:35 UTC
MULVA JAMES JDirector · Chairman and CEO
GrantPhantom Stock · Derivative 17.877 $43.70 $781.27
Disclosure

SEC source: 0001181431-09-037347 · rrd249561.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,003.503

Underlying: Common Stock · 17.877 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

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July 31, 2009 Filed Aug 3, 2009 19:52 UTC GrantStock Units · Derivative 261 $43.22 $11,279.12
Disclosure

SEC source: 0001181431-09-037357 · rrd249550.xml · derivative · entry 1

AUCHINLECK RICHARD H · CIK 0001234266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,826.038

Underlying: Common Stock · 261 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

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July 31, 2009 Filed Aug 3, 2009 19:54 UTC GrantStock Units · Derivative 193 $43.22 $8,340.50
Disclosure

SEC source: 0001181431-09-037359 · rrd249553.xml · derivative · entry 1

MCGRAW HAROLD III · CIK 0001191761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,690.0841

Underlying: Common Stock · 193 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

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July 31, 2009 Filed Aug 3, 2009 19:56 UTC GrantStock Units · Derivative 208 $43.22 $8,988.72
Disclosure

SEC source: 0001181431-09-037363 · rrd249555.xml · derivative · entry 1

Norvik Harald J · CIK 0001333455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,824.0338

Underlying: Common Stock · 208 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
July 31, 2009 Filed Aug 3, 2009 19:58 UTC GrantStock Units · Derivative 111 $43.22 $4,796.87
Disclosure

SEC source: 0001181431-09-037366 · rrd249556.xml · derivative · entry 1

WADE WILLIAM E JR · CIK 0001180485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,431.5631

Underlying: Common Stock · 111 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum upon his termination of service, which election may be changed by the reporting person to provide for deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
July 16, 2009 Filed Jul 20, 2009 16:21 UTC
MULVA JAMES JDirector · Chairman and CEO
GrantPhantom Stock · Derivative 18.432 $42.39 $781.26
Disclosure

SEC source: 0001181431-09-035766 · rrd248734.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,985.626

Underlying: Common Stock · 18.432 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
July 15, 2009 Filed Jul 17, 2009 20:13 UTC
MULVA JAMES JDirector · Chairman and CEO
GrantPhantom Stock · Derivative 864.354 $42.06 $36,354.73
Disclosure

SEC source: 0001181431-09-035662 · rrd248660.xml · derivative · entry 1

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,967.194

Underlying: Common Stock · 864.354 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
July 15, 2009 Filed Jul 17, 2009 20:14 UTC
Chiang Willie CWSenior Vice President
GrantPhantom Stock · Derivative 65.896 $42.06 $2,771.59
Disclosure

SEC source: 0001181431-09-035663 · rrd248635.xml · derivative · entry 1

Chiang Willie CW · CIK 0001421559 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650.465

Underlying: Common Stock · 65.896 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
July 15, 2009 Filed Jul 17, 2009 20:15 UTC
Lance Ryan MichaelSenior Vice President
GrantPhantom Stock · Derivative 128.371 $42.06 $5,399.28
Disclosure

SEC source: 0001181431-09-035664 · rrd248634.xml · derivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,475.037

Underlying: Common Stock · 128.371 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
July 15, 2009 Filed Jul 17, 2009 20:16 UTC
Meyers Kevin OmarSenior Vice President
GrantPhantom Stock · Derivative 150.608 $42.06 $6,334.57
Disclosure

SEC source: 0001181431-09-035665 · rrd248630.xml · derivative · entry 1

Meyers Kevin Omar · CIK 0001464559 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,688.918

Underlying: Common Stock · 150.608 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
July 15, 2009 Filed Jul 17, 2009 20:17 UTC
CARRIG JOHN APresident and COO
GrantPhantom Stock · Derivative 560.556 $42.06 $23,576.99
Disclosure

SEC source: 0001181431-09-035666 · rrd248626.xml · derivative · entry 1

CARRIG JOHN A · CIK 0001234253 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,837.112

Underlying: Common Stock · 560.556 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
July 15, 2009 Filed Jul 17, 2009 20:18 UTC
CORNELIUS SIGMUND LSenior Vice President & CFO
GrantPhantom Stock · Derivative 160.89 $42.06 $6,767.03
Disclosure

SEC source: 0001181431-09-035668 · rrd248603.xml · derivative · entry 1

CORNELIUS SIGMUND L · CIK 0001409860 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,385.711

Underlying: Common Stock · 160.89 shares

Expires not disclosed

F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c).

F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribtion Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Beneit Plan pursuant to Rule 16b-3(c).

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11.

Read SEC document
July 13, 2009 Filed Jul 15, 2009 21:09 UTC
MULVA JAMES JDirector · Chairman and CEO
Exercise / conversionStock Options (right to buy) · Derivative 3,796 $0.00 Strike: $26.33 $0.00
Disclosure

SEC source: 0001181431-09-035439 · rrd248458.xml · derivative · entry 9

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,796 shares

Expires 2009-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split.

F3 · derivative.exercise_date: The stock options became exercisable in four equal annual installments beginning on July 26, 1999. Upon aproval by the stockholders of Phillips Petroleum Company of the merger with Conoco Inc. at the special meeting of Phillips stockholders held on March 12, 2002, unvested options from this grant became immediately exercisable.

Read SEC document
July 13, 2009 Filed Jul 15, 2009 21:09 UTC
MULVA JAMES JDirector · Chairman and CEO
Exercise / conversionStock Options (right to buy) · Derivative 136,204 $0.00 Strike: $26.33 $0.00
Disclosure

SEC source: 0001181431-09-035439 · rrd248458.xml · derivative · entry 8

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 136,204 shares

Expires 2009-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split.

F3 · derivative.exercise_date: The stock options became exercisable in four equal annual installments beginning on July 26, 1999. Upon aproval by the stockholders of Phillips Petroleum Company of the merger with Conoco Inc. at the special meeting of Phillips stockholders held on March 12, 2002, unvested options from this grant became immediately exercisable.

Read SEC document
July 13, 2009 Filed Jul 15, 2009 21:09 UTC
MULVA JAMES JDirector · Chairman and CEO
Tax withholdingCommon Stock 2,974 $39.90 $118,662.60
Disclosure

SEC source: 0001181431-09-035439 · rrd248458.xml · nonDerivative · entry 4

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,445

Read SEC document
July 13, 2009 Filed Jul 15, 2009 21:09 UTC
MULVA JAMES JDirector · Chairman and CEO
Exercise / conversionCommon Stock 3,796 $26.33 $99,948.68
Disclosure

SEC source: 0001181431-09-035439 · rrd248458.xml · nonDerivative · entry 3

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2009 Filed Jul 15, 2009 21:09 UTC
MULVA JAMES JDirector · Chairman and CEO
Tax withholdingCommon Stock 106,765 $39.90 $4,259,923.50
Disclosure

SEC source: 0001181431-09-035439 · rrd248458.xml · nonDerivative · entry 2

MULVA JAMES J · CIK 0001234272 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,623

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.