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CONOCOPHILLIPS

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658
SEC CIK
0001163165
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2,671

Last 12 months

Inside the activity.

1 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202600
Mar 2026011
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2022 Filed Jan 19, 2022 22:40 UTC
LEACH TIMOTHY ADirector · Executive Vice President
Exercise / conversionStock Units · Derivative 67,486.1403 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003783 · doc4.xml · derivative · entry 3

LEACH TIMOTHY A · CIK 0001034312 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,487

Underlying: Common Stock · 67,486.1403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: Stock unit grant settles in equal installments on the first and second anniversary of the grant date, subject to earlier or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change in control.

F3 · derivative.expiration_date: Stock unit grant settles in equal installments on the first and second anniversary of the grant date, subject to earlier or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change in control.

F4 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
January 15, 2022 Filed Jan 19, 2022 22:40 UTC
LEACH TIMOTHY ADirector · Executive Vice President
Tax withholdingCommon Stock 26,556 $85.37 $2,267,085.72
Disclosure

SEC source: 0001209191-22-003783 · doc4.xml · nonDerivative · entry 2

LEACH TIMOTHY A · CIK 0001034312 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706,605

Read SEC document
January 15, 2022 Filed Jan 19, 2022 22:40 UTC
LEACH TIMOTHY ADirector · Executive Vice President
Exercise / conversionCommon Stock 67,486 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-003783 · doc4.xml · nonDerivative · entry 1

LEACH TIMOTHY A · CIK 0001034312 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in shares.

Read SEC document
January 04, 2022 Filed Jan 5, 2022 18:40 UTC
LEACH TIMOTHY ADirector · Executive Vice President
Tax withholdingCommon Stock 29,592 $75.83 $2,243,961.36
Disclosure

SEC source: 0001209191-22-001506 · doc4.xml · nonDerivative · entry 1

LEACH TIMOTHY A · CIK 0001034312 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,675

F1 · shares: Includes Federal Tax withholding resulting from lapsing 75,199 shares of Restricted Stock.

Read SEC document
January 02, 2022 Filed Jan 4, 2022 23:11 UTC
LEACH TIMOTHY ADirector · Executive Vice President
GiftCommon Stock 128,751 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-001125 · doc4.xml · nonDerivative · entry 2

LEACH TIMOTHY A · CIK 0001034312 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,267

Read SEC document
January 02, 2022 Filed Jan 4, 2022 23:11 UTC
LEACH TIMOTHY ADirector · Executive Vice President
Tax withholdingCommon Stock 8,501 $72.17 $613,558.82
Disclosure

SEC source: 0001209191-22-001125 · doc4.xml · nonDerivative · entry 1

LEACH TIMOTHY A · CIK 0001034312 · Director · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824,018

F1 · shares: Includes Federal Tax withholding resulting from lapsing 26,623 shares of Restricted Stock.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 23:05 UTC GrantStock Units · Derivative 182 $72.17 $13,135.83
Disclosure

SEC source: 0001209191-22-001101 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,170.4977

Underlying: Common Stock · 182 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 23:07 UTC GrantStock Units · Derivative 142 $72.17 $10,248.84
Disclosure

SEC source: 0001209191-22-001110 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,144.0583

Underlying: Common Stock · 142 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
December 31, 2021 Filed Jan 4, 2022 23:13 UTC GrantStock Units · Derivative 74 $72.17 $5,340.94
Disclosure

SEC source: 0001209191-22-001118 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,661.2612

Underlying: Common Stock · 74 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
December 29, 2021 Filed Dec 30, 2021 14:34 UTC
Freeman JodyDirector
SaleCommon Stock 3,420 $72.84 $249,123.06
Disclosure

SEC source: 0001209191-21-071566 · doc4.xml · nonDerivative · entry 1

Freeman Jody · CIK 0001554673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,831

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.83 to $72.89. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 22:02 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 105,098 $0.00 Strike: $54.80 $0.00
Disclosure

SEC source: 0001209191-21-071394 · doc4.xml · derivative · entry 5

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,098 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date.

F4 · derivative.exercise_date: The stock options were exercisable on February 9, 2015.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 22:02 UTC
Lance Ryan MichaelDirector · Chairman and CEO
SaleCommon Stock 105,098 $73.08 $7,680,172.98
Disclosure

SEC source: 0001209191-21-071394 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,522

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.83 to $73.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 22:02 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionCommon Stock 105,098 $54.80 $5,759,370.40
Disclosure

SEC source: 0001209191-21-071394 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 21:16 UTC
DeSanctis EllenSenior Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 28,171 $0.00 Strike: $54.80 $0.00
Disclosure

SEC source: 0001209191-21-069241 · doc4.xml · derivative · entry 4

DeSanctis Ellen · CIK 0001445607 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,171 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date.

F4 · derivative.exercise_date: The stock options were exercisable on 02/09/2015.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 21:16 UTC
DeSanctis EllenSenior Vice President
SaleCommon Stock 28,171 $73.26 $2,063,846.90
Disclosure

SEC source: 0001209191-21-069241 · doc4.xml · nonDerivative · entry 2

DeSanctis Ellen · CIK 0001445607 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,578

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.22 to $73.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.

Read SEC document
December 09, 2021 Filed Dec 13, 2021 21:16 UTC
DeSanctis EllenSenior Vice President
Exercise / conversionCommon Stock 28,171 $54.80 $1,543,770.80
Disclosure

SEC source: 0001209191-21-069241 · doc4.xml · nonDerivative · entry 1

DeSanctis Ellen · CIK 0001445607 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:26 UTC GrantStock Units · Derivative 75 $71.13 $5,334.38
Disclosure

SEC source: 0001209191-21-067577 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,151.0923

Underlying: Common Stock · 75 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:30 UTC GrantStock Units · Derivative 144 $71.13 $10,242.00
Disclosure

SEC source: 0001209191-21-067586 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,952.1224

Underlying: Common Stock · 144 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:32 UTC GrantStock Units · Derivative 185 $71.13 $13,158.13
Disclosure

SEC source: 0001209191-21-067597 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,686.9351

Underlying: Common Stock · 185 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:41 UTC
Bullock William L. Jr.Executive Vice President & CFO
Exercise / conversionStock Units · Derivative 1,105 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067611 · doc4.xml · derivative · entry 6

Bullock William L. Jr. · CIK 0001767295 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,497.3404

Underlying: Common Stock · 1,105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F6 · shares: Reflects partial lapsing of restrictions on the 2021 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F7 · derivative.exercise_date: The stock unit grant settles 3 years from February 9, 2021, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F8 · derivative.expiration_date: The stock units do not have an expiration date.

F9 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:41 UTC
Bullock William L. Jr.Executive Vice President & CFO
Tax withholdingCommon Stock 1,105 $71.13 $78,593.13
Disclosure

SEC source: 0001209191-21-067611 · doc4.xml · nonDerivative · entry 2

Bullock William L. Jr. · CIK 0001767295 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,358

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:41 UTC
Bullock William L. Jr.Executive Vice President & CFO
Exercise / conversionCommon Stock 1,105 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-067611 · doc4.xml · nonDerivative · entry 1

Bullock William L. Jr. · CIK 0001767295 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:42 UTC
DeSanctis EllenSenior Vice President
Exercise / conversionStock Units · Derivative 425 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067615 · doc4.xml · derivative · entry 4

DeSanctis Ellen · CIK 0001445607 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,947.3672

Underlying: Common Stock · 425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the 2021 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F5 · derivative.exercise_date: The stock unit grant settles 3 years from February 9, 2021, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

F7 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:42 UTC
DeSanctis EllenSenior Vice President
Tax withholdingCommon Stock 425 $71.13 $30,228.13
Disclosure

SEC source: 0001209191-21-067615 · doc4.xml · nonDerivative · entry 2

DeSanctis Ellen · CIK 0001445607 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,578

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:42 UTC
DeSanctis EllenSenior Vice President
Exercise / conversionCommon Stock 425 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-067615 · doc4.xml · nonDerivative · entry 1

DeSanctis Ellen · CIK 0001445607 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:45 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionStock Units · Derivative 4,127 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067620 · doc4.xml · derivative · entry 5

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,497.4434

Underlying: Common Stock · 4,127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F4 · shares: Reflects partial lapsing of restrictions on the 2021 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F5 · derivative.exercise_date: The stock unit grant settles 3 years from February 9, 2021, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

F7 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:45 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Tax withholdingCommon Stock 4,127 $71.13 $293,532.88
Disclosure

SEC source: 0001209191-21-067620 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,522

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:45 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionCommon Stock 4,127 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-067620 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:47 UTC
LUNDQUIST ANDREW DSenior Vice President
Exercise / conversionStock Units · Derivative 340 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067624 · doc4.xml · derivative · entry 3

LUNDQUIST ANDREW D · CIK 0001178402 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,939.2798

Underlying: Common Stock · 340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · shares: Reflects partial lapsing of restrictions on the 2021 Executive RSU grant to cover FICA obligation and associated income taxes for retirement eligible employees.

F4 · derivative.exercise_date: The stock unit grant settles 3 years from February 9, 2021, subject to earlier or partial settlement upon, termination of employment after attainment of age 55 with five years of service, layoff, death or disability or a change of control.

F5 · derivative.expiration_date: The stock units do not have an expiration date.

F6 · balance_after: Includes dividend equivalent units acquired through routine transactions that are exempt under rule 16a-11.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:47 UTC
LUNDQUIST ANDREW DSenior Vice President
Tax withholdingCommon Stock 340 $71.13 $24,182.50
Disclosure

SEC source: 0001209191-21-067624 · doc4.xml · nonDerivative · entry 2

LUNDQUIST ANDREW D · CIK 0001178402 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:47 UTC
LUNDQUIST ANDREW DSenior Vice President
Exercise / conversionCommon Stock 340 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-067624 · doc4.xml · nonDerivative · entry 1

LUNDQUIST ANDREW D · CIK 0001178402 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 22:18 UTC
Bullock William L. Jr.Executive Vice President & CFO
Exercise / conversionStock Options (Right to Buy) · Derivative 24,441 $0.00 Strike: $54.80 $0.00
Disclosure

SEC source: 0001209191-21-066825 · doc4.xml · derivative · entry 6

Bullock William L. Jr. · CIK 0001767295 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,441 shares

Expires 2022-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date.

F6 · derivative.exercise_date: The stock options became exercisable on February 9, 2015.

Read SEC document
November 23, 2021 Filed Nov 24, 2021 22:18 UTC
Bullock William L. Jr.Executive Vice President & CFO
SaleCommon Stock 24,441 $74.03 $1,809,245.03
Disclosure

SEC source: 0001209191-21-066825 · doc4.xml · nonDerivative · entry 2

Bullock William L. Jr. · CIK 0001767295 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,358

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.

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November 23, 2021 Filed Nov 24, 2021 22:18 UTC
Bullock William L. Jr.Executive Vice President & CFO
Exercise / conversionCommon Stock 24,441 $54.80 $1,339,366.80
Disclosure

SEC source: 0001209191-21-066825 · doc4.xml · nonDerivative · entry 1

Bullock William L. Jr. · CIK 0001767295 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 04, 2021 Filed Nov 5, 2021 20:06 UTC
Olds Nicholas GExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 9,200 $0.00 Strike: $58.08 $0.00
Disclosure

SEC source: 0001209191-21-063133 · doc4.xml · derivative · entry 4

Olds Nicholas G · CIK 0001819979 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 9,200 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock options were exercisable on 02/05/2016.

F2 · derivative.exercise_date: The stock options were exercisable on 02/05/2016.

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November 04, 2021 Filed Nov 5, 2021 20:06 UTC
Olds Nicholas GExecutive Vice President
SaleCommon Stock 9,200 $74.64 $686,688.00
Disclosure

SEC source: 0001209191-21-063133 · doc4.xml · nonDerivative · entry 2

Olds Nicholas G · CIK 0001819979 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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November 04, 2021 Filed Nov 5, 2021 20:06 UTC
Olds Nicholas GExecutive Vice President
Exercise / conversionCommon Stock 9,200 $58.08 $534,313.00
Disclosure

SEC source: 0001209191-21-063133 · doc4.xml · nonDerivative · entry 1

Olds Nicholas G · CIK 0001819979 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 04, 2021 Filed Feb 9, 2022 23:04 UTC Amendment
Olds Nicholas GExecutive Vice President
Exercise / conversionStock Options (Right to Buy) · Derivative 9,200 $0.00 Strike: $58.01 $0.00
Disclosure

SEC source: 0001209191-22-008167 · doc4a.xml · derivative · entry 1

Olds Nicholas G · CIK 0001819979 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 9,200 shares

Expires 2023-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The stock options were exercisable on 02/05/2016.

F2 · shares: On November 5, 2021, the reporting person mistakenly reported that 9,200 Stock Options were Acquired (A) in Box 5 of Table II when it should have reported that 9,200 Stock Options were Disposed of (D). All other items on the Form 4 were correct, including the Number of Derivative Securities Beneficially Owned Following the Reported Transaction as reported in Box 9 of Table II.

F1 · derivative.exercise_date: The stock options were exercisable on 02/05/2016.

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October 29, 2021 Filed Nov 2, 2021 19:58 UTC GrantStock Units · Derivative 176 $74.64 $13,135.76
Disclosure

SEC source: 0001209191-21-062365 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,501.9351

Underlying: Common Stock · 176 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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October 29, 2021 Filed Nov 2, 2021 20:01 UTC GrantStock Units · Derivative 137 $74.64 $10,225.00
Disclosure

SEC source: 0001209191-21-062370 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,808.1224

Underlying: Common Stock · 137 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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October 29, 2021 Filed Nov 2, 2021 20:03 UTC GrantStock Units · Derivative 72 $74.64 $5,373.72
Disclosure

SEC source: 0001209191-21-062375 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,076.0923

Underlying: Common Stock · 72 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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October 06, 2021 Filed Oct 7, 2021 20:06 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionStock Units · Derivative 1,167 $70.95 $82,798.65
Disclosure

SEC source: 0001209191-21-059914 · doc4.xml · derivative · entry 5

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168

Underlying: Common Stock · 1,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: On October 6, 2021, the HRCC approved a request of Mr. Lance to receive 100% of his restricted stock/units in shares. The HRCC customarily reviews such requests after (1) the employee has reached age 55 and (2) the request has aged approximately one year. Only equity awards earned and vested prior to 2005 are subject to this review.

F6 · derivative.expiration_date: The stock units do not have an expiration date.

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October 06, 2021 Filed Oct 7, 2021 20:06 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Tax withholdingCommon Stock 497 $70.95 $35,262.15
Disclosure

SEC source: 0001209191-21-059914 · doc4.xml · nonDerivative · entry 2

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,361

F2 · shares: Includes Federal Tax withholding resulting from lapsing 1,167 Restricted Stock Units and 169 shares of Restricted Stock. The Human Resources and Compensation Committee ("HRCC") customarily reviews such requests to lapse restrictions after (1) the employee has reached age 55 and (2) the request has aged approximately one year. Only equity awards earned and vested prior to 2005 are subject to this review. The HRCC approved the request on October 6, 2021.

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October 06, 2021 Filed Oct 7, 2021 20:06 UTC
Lance Ryan MichaelDirector · Chairman and CEO
Exercise / conversionCommon Stock 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-059914 · doc4.xml · nonDerivative · entry 1

Lance Ryan Michael · CIK 0001464560 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in shares.

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October 04, 2021 Filed Oct 6, 2021 17:46 UTC
Rose Kelly BrunettiSVP & General Counsel
Exercise / conversionStock Units · Derivative 3,915 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-059790 · doc4.xml · derivative · entry 3

Rose Kelly Brunetti · CIK 0001752517 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The stock units represent ConocoPhillips common stock on a 1-for-1 basis.

F3 · derivative.exercise_date: Stock unit grant settles 3 years from date of grant, subject to earlier settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change in control.

F4 · derivative.expiration_date: The stock units do not have an expiration date.

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October 04, 2021 Filed Oct 6, 2021 17:46 UTC
Rose Kelly BrunettiSVP & General Counsel
Tax withholdingCommon Stock 1,541 $71.62 $110,366.42
Disclosure

SEC source: 0001209191-21-059790 · doc4.xml · nonDerivative · entry 2

Rose Kelly Brunetti · CIK 0001752517 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,374

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October 04, 2021 Filed Oct 6, 2021 17:46 UTC
Rose Kelly BrunettiSVP & General Counsel
Exercise / conversionCommon Stock 3,915 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-059790 · doc4.xml · nonDerivative · entry 1

Rose Kelly Brunetti · CIK 0001752517 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each stock unit was the economic equivalent of one share of common stock and settled in shares.

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September 30, 2021 Filed Oct 5, 2021 14:53 UTC GrantStock Units · Derivative 193 $68.31 $13,182.87
Disclosure

SEC source: 0001209191-21-059205 · doc4.xml · derivative · entry 1

FARACI JOHN V · CIK 0001189930 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,325.9351

Underlying: Common Stock · 193 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum six months following separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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September 30, 2021 Filed Oct 5, 2021 14:57 UTC GrantStock Units · Derivative 150 $68.31 $10,245.75
Disclosure

SEC source: 0001209191-21-059207 · doc4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,671.1224

Underlying: Common Stock · 150 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment as a lump sum beginning the earliest to occur of: (i) six months following separation from service; or (ii) seven years from the initial grant date, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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September 30, 2021 Filed Oct 5, 2021 15:05 UTC GrantStock Units · Derivative 78 $68.31 $5,327.79
Disclosure

SEC source: 0001209191-21-059209 · doc4.xml · derivative · entry 1

NIBLOCK ROBERT A · CIK 0001219923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,004.0923

Underlying: Common Stock · 78 shares

Expires not disclosed

F1 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.

F2 · derivative.exercise_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F2 · derivative.expiration_date: The reporting person has elected to receive payment in ten annual installments beginning one year following his separation from service, which election may be changed by the reporting person to provide for an alternative schedule of deferred payments.

F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.