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Traeger, Inc.

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0001857853
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151

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2023 Filed Aug 17, 2023 19:00 UTC
HARDY JAMES H JRChief Operating Officer
SaleCommon Stock 1,309 $4.95 $6,478.24
Disclosure

SEC source: 0001857853-23-000101 · wk-form4_1692313219.xml · nonDerivative · entry 1

HARDY JAMES H JR · CIK 0001270859 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 687,668

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
August 14, 2023 Filed Aug 14, 2023 21:17 UTC
Blosil DominicChief Financial Officer
SaleCommon Stock 2,879 $5.25 $15,106.11
Disclosure

SEC source: 0001857853-23-000097 · wk-form4_1692062233.xml · nonDerivative · entry 2

Blosil Dominic · CIK 0001863172 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,131,480

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
August 14, 2023 Filed Aug 14, 2023 21:17 UTC
HARDY JAMES H JRChief Operating Officer
SaleCommon Stock 1,234 $5.27 $6,508.12
Disclosure

SEC source: 0001857853-23-000098 · wk-form4_1692062266.xml · nonDerivative · entry 2

HARDY JAMES H JR · CIK 0001270859 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 688,977

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 21:17 UTC
Blosil DominicChief Financial Officer
SaleCommon Stock 2,807 $5.38 $15,104.47
Disclosure

SEC source: 0001857853-23-000097 · wk-form4_1692062233.xml · nonDerivative · entry 1

Blosil Dominic · CIK 0001863172 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,134,359

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
August 11, 2023 Filed Aug 14, 2023 21:17 UTC
HARDY JAMES H JRChief Operating Officer
SaleCommon Stock 1,204 $5.38 $6,478.72
Disclosure

SEC source: 0001857853-23-000098 · wk-form4_1692062266.xml · nonDerivative · entry 1

HARDY JAMES H JR · CIK 0001270859 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 690,211

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
August 10, 2023 Filed Aug 10, 2023 18:50 UTC
Blosil DominicChief Financial Officer
SaleCommon Stock 2,615 $5.78 $15,114.70
Disclosure

SEC source: 0001857853-23-000093 · wk-form4_1691707847.xml · nonDerivative · entry 3

Blosil Dominic · CIK 0001863172 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,137,166

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
August 10, 2023 Filed Aug 10, 2023 18:51 UTC
HARDY JAMES H JRChief Supply Chain Officer
SaleCommon Stock 1,121 $5.78 $6,479.38
Disclosure

SEC source: 0001857853-23-000094 · wk-form4_1691707859.xml · nonDerivative · entry 3

HARDY JAMES H JR · CIK 0001270859 · Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 691,415

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 18:50 UTC
Blosil DominicChief Financial Officer
SaleCommon Stock 2,610 $5.79 $15,111.90
Disclosure

SEC source: 0001857853-23-000093 · wk-form4_1691707847.xml · nonDerivative · entry 2

Blosil Dominic · CIK 0001863172 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,139,781

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
August 09, 2023 Filed Aug 10, 2023 18:51 UTC
HARDY JAMES H JRChief Supply Chain Officer
SaleCommon Stock 1,119 $5.79 $6,479.01
Disclosure

SEC source: 0001857853-23-000094 · wk-form4_1691707859.xml · nonDerivative · entry 2

HARDY JAMES H JR · CIK 0001270859 · Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 692,536

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 18:50 UTC
Blosil DominicChief Financial Officer
SaleCommon Stock 2,822 $5.35 $15,097.70
Disclosure

SEC source: 0001857853-23-000093 · wk-form4_1691707847.xml · nonDerivative · entry 1

Blosil Dominic · CIK 0001863172 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,142,391

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 18:51 UTC
HARDY JAMES H JRChief Supply Chain Officer
SaleCommon Stock 1,210 $5.35 $6,473.50
Disclosure

SEC source: 0001857853-23-000094 · wk-form4_1691707859.xml · nonDerivative · entry 1

HARDY JAMES H JR · CIK 0001270859 · Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 693,655

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
August 07, 2023 Filed Aug 7, 2023 19:10 UTC
Blosil DominicChief Financial Officer
SaleCommon Stock 2,530 $5.97 $15,109.16
Disclosure

SEC source: 0001857853-23-000080 · wk-form4_1691449844.xml · nonDerivative · entry 3

Blosil Dominic · CIK 0001863172 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,145,213

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
August 07, 2023 Filed Aug 7, 2023 19:12 UTC
HARDY JAMES H JRChief Supply Chain Officer
SaleCommon Stock 1,085 $5.97 $6,479.62
Disclosure

SEC source: 0001857853-23-000082 · wk-form4_1691449947.xml · nonDerivative · entry 3

HARDY JAMES H JR · CIK 0001270859 · Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 694,865

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
August 04, 2023 Filed Aug 7, 2023 19:10 UTC
Blosil DominicChief Financial Officer
SaleCommon Stock 2,460 $6.14 $15,109.32
Disclosure

SEC source: 0001857853-23-000080 · wk-form4_1691449844.xml · nonDerivative · entry 2

Blosil Dominic · CIK 0001863172 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,147,743

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
August 04, 2023 Filed Aug 7, 2023 19:12 UTC
HARDY JAMES H JRChief Supply Chain Officer
SaleCommon Stock 1,055 $6.14 $6,479.81
Disclosure

SEC source: 0001857853-23-000082 · wk-form4_1691449947.xml · nonDerivative · entry 2

HARDY JAMES H JR · CIK 0001270859 · Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 695,950

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 19:10 UTC
Blosil DominicChief Financial Officer
SaleCommon Stock 5,770 $5.89 $33,996.84
Disclosure

SEC source: 0001857853-23-000080 · wk-form4_1691449844.xml · nonDerivative · entry 1

Blosil Dominic · CIK 0001863172 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,150,203

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 19:12 UTC
HARDY JAMES H JRChief Supply Chain Officer
SaleCommon Stock 2,472 $5.89 $14,565.02
Disclosure

SEC source: 0001857853-23-000082 · wk-form4_1691449947.xml · nonDerivative · entry 1

HARDY JAMES H JR · CIK 0001270859 · Chief Supply Chain Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 697,005

F1 · kind: Pursuant to a Rule 10b5-1 instruction letter, the shares were sold to cover taxes due on restricted stock units that vested.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 18:08 UTC
MARINO WAYNEDirector
GrantCommon Stock 1,084 $0.00 $0.00
Disclosure

SEC source: 0001857853-23-000063 · wk-form4_1690927689.xml · nonDerivative · entry 1

MARINO WAYNE · CIK 0001199553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,537

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 22:08 UTC GrantCommon Stock 9,417 $0.00 $0.00
Disclosure

SEC source: 0001857853-23-000064 · wk-form4_1690927712.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,497

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Read SEC document
July 31, 2023 Filed Aug 1, 2023 22:07 UTC GrantCommon Stock 4,280 $0.00 $0.00
Disclosure

SEC source: 0001857853-23-000062 · wk-form4_1690927662.xml · nonDerivative · entry 1

Richman Steven Philip · CIK 0001943244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,825

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 22:07 UTC GrantCommon Stock 52,739 $0.00 $0.00
Disclosure

SEC source: 0001857853-23-000055 · wk-form4_1685657223.xml · nonDerivative · entry 1

Beck Wendy A. · CIK 0001435404 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,375

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the Issuer?s annual meeting of stockholders in 2024, subject to continued service through the vesting date.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 18:06 UTC
MARINO WAYNEDirector
GrantCommon Stock 52,739 $0.00 $0.00
Disclosure

SEC source: 0001857853-23-000054 · wk-form4_1685657189.xml · nonDerivative · entry 1

MARINO WAYNE · CIK 0001199553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,453

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the Issuer?s annual meeting of stockholders in 2024, subject to continued service through the vesting date. Mr. Marino has elected to defer the receipt of Common Stock upon the vesting of his RSUs pursuant to the Issuer's Deferred Compensation Plan until a date within 45 days following the earliest to occur of: (i) a separation from service; (ii) a change in control of the Issuer; (iii) death; or (iv) disability.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 22:04 UTC GrantCommon Stock 52,739 $0.00 $0.00
Disclosure

SEC source: 0001857853-23-000052 · wk-form4_1685657061.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,080

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the Issuer?s annual meeting of stockholders in 2024, subject to continued service through the vesting date. Mr. Alvarez has elected to defer the receipt of Common Stock upon the vesting of his RSUs pursuant to the Issuer's Deferred Compensation Plan until a date within 45 days following the earliest to occur of: (i) a separation from service; (ii) a change in control of the Issuer; (iii) death; or (iv) disability.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 22:07 UTC GrantCommon Stock 52,739 $0.00 $0.00
Disclosure

SEC source: 0001857853-23-000056 · wk-form4_1685657264.xml · nonDerivative · entry 1

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,625

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the Issuer?s annual meeting of stockholders in 2024, subject to continued service through the vesting date. Ms. Lempres has elected to defer the receipt of Common Stock upon the vesting of her RSUs pursuant to the Issuer's Deferred Compensation Plan until a date within 45 days following the earliest to occur of: (i) a separation from service; (ii) a change in control of the Issuer; (iii) death; or (iv) disability.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 22:06 UTC GrantCommon Stock 52,739 $0.00 $0.00
Disclosure

SEC source: 0001857853-23-000053 · wk-form4_1685657159.xml · nonDerivative · entry 1

Richman Steven Philip · CIK 0001943244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,545

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the Issuer?s annual meeting of stockholders in 2024, subject to continued service through the vesting date. Mr. Richman has elected to defer the receipt of Common Stock upon the vesting of his RSUs pursuant to the Issuer's Deferred Compensation Plan until a date within 45 days following the earliest to occur of: (i) a separation from service; (ii) a change in control of the Issuer; (iii) death; or (iv) disability.

Read SEC document
April 28, 2023 Filed May 2, 2023 16:45 UTC
MARINO WAYNEDirector
GrantCommon Stock 1,567 $0.00 $0.00
Disclosure

SEC source: 0001857853-23-000037 · wf-form4_168306032113014.xml · nonDerivative · entry 1

MARINO WAYNE · CIK 0001199553 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,714

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Read SEC document
April 28, 2023 Filed May 2, 2023 20:46 UTC GrantCommon Stock 13,613 $0.00 $0.00
Disclosure

SEC source: 0001857853-23-000038 · wf-form4_168306034428275.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,341

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Read SEC document
April 28, 2023 Filed May 2, 2023 20:46 UTC GrantCommon Stock 6,188 $0.00 $0.00
Disclosure

SEC source: 0001857853-23-000039 · wf-form4_168306036868193.xml · nonDerivative · entry 1

Richman Steven Philip · CIK 0001943244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,806

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Read SEC document
April 13, 2023 Filed Apr 17, 2023 17:27 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
Disposition to issuerPerformance-Based Restricted Stock Unit · Derivative 4,150,910 $0.00 $0.00
Disclosure

SEC source: 0001857853-23-000033 · wf-form4_168176681632153.xml · derivative · entry 4

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,150,910 shares

Expires 2031-08-02

F7 · derivative.exercise_price: Reflects the cancellation of unvested performance-based restricted stock units pursuant to the Performance-Based Restricted Stock Agreement.

F7 · kind: Reflects the cancellation of unvested performance-based restricted stock units pursuant to the Performance-Based Restricted Stock Agreement.

F7 · derivative.exercise_date: Reflects the cancellation of unvested performance-based restricted stock units pursuant to the Performance-Based Restricted Stock Agreement.

Read SEC document
April 13, 2023 Filed Apr 17, 2023 17:27 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
GrantCommon Stock 1,037,728 $0.00 $0.00
Disclosure

SEC source: 0001857853-23-000033 · wf-form4_168176681632153.xml · nonDerivative · entry 2

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,738,419

F4 · kind: Represents an award of shares of performance-based restricted stock (the "Performance Shares") pursuant to a Performance-Based Restricted Stock Agreement, between the Issuer and the Reporting Person. The Performance Shares are eligible to be earned upon the achievement of an Adjusted EBITDA goal during the fiscal year ending December 31, 2023. If the Adjusted EBITDA goal is achieved, the earned Performance Shares will vest on March 31, 2024. If the Adjusted EBITDA goal is not achieved, then the Performance Shares instead will become eligible to be earned based on the achievement of a stock price of $18.00 per share for the period beginning on January 1, 2024 and ending on August 2, 2031.

F5 · kind: (continued from footnote 4) If the stock price goal is achieved, the earned Performance Shares will vest on the later of March 31, 2024 and the date on which the stock price goal is achieved. The vesting of the Performance Shares is in all cases subject to the Reporting Person's continued service as the Issuer's chief executive officer or executive chairman of its board of directors.

F6 · balance_after: Reflects a change in form of beneficial ownership in a transfer of 5,274,030 shares Issuer's common stock previously reported as directly held by the Reporting Person to JK Andrus Investments, LLC exempt under Rule 16a-13. On October 18, 2022, the Reporting Person inadvertently reported a direct purchase of 148,878 shares of Issuer's common stock. Such shares were purchased indirectly by JK Andrus Investments, LLC. The number of securities listed in Column 5 also reflects the total shares held following such purchases.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 16:30 UTC
MARINO WAYNEDirector
GrantCommon Stock 1,380 $0.00 $0.00
Disclosure

SEC source: 0001857853-23-000006 · wf-form4_167545982386795.xml · nonDerivative · entry 1

MARINO WAYNE · CIK 0001199553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,147

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:29 UTC GrantCommon Stock 11,991 $0.00 $0.00
Disclosure

SEC source: 0001857853-23-000004 · wf-form4_167545975959535.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,728

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 21:30 UTC GrantCommon Stock 5,450 $0.00 $0.00
Disclosure

SEC source: 0001857853-23-000005 · wf-form4_167545979626893.xml · nonDerivative · entry 1

Richman Steven Philip · CIK 0001943244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,618

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 17:00 UTC
MARINO WAYNEDirector
GrantCommon Stock 1,147 $0.00 $0.00
Disclosure

SEC source: 0001857853-22-000128 · wf-form4_166742280951623.xml · nonDerivative · entry 1

MARINO WAYNE · CIK 0001199553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,767

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 21:01 UTC GrantCommon Stock 9,963 $0.00 $0.00
Disclosure

SEC source: 0001857853-22-000129 · wf-form4_166742284465112.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,737

F1 · shares: Consists of fully-vested restricted stock units, which will be settled in shares of the Issuer's common stock within 45 days following the earliest to occur of: (i) the director's separation from service; (ii) a change in control of the Issuer; (iii) the director's death; or (iv) the director's disability.

Read SEC document
October 17, 2022 Filed Oct 18, 2022 17:29 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
PurchaseCommon Stock 148,878 $2.90 $431,150.69
Disclosure

SEC source: 0001857853-22-000125 · wf-form4_166612855507518.xml · nonDerivative · entry 1

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,123,599

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.76 to $2.90. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:40 UTC GrantCommon Stock 47,168 $0.00 $0.00
Disclosure

SEC source: 0001857853-22-000123 · wf-form4_166500240736801.xml · nonDerivative · entry 1

Richman Steven Philip · CIK 0001943244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,168

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in full on the earlier to occur of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the stockholders in 2023, subject to continued service through the vesting date. Mr. Richman has elected to defer the receipt of Common Stock upon the vesting of his RSUs pursuant to the Issuer's Deferred Compensation Plan until Mr. Richman incurs a separation from service from the Issuer, or, if earlier, in the event of a "Change in Control" (as defined in the Deferred Compensation Plan) of the Issuer.

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September 08, 2022 Filed Sep 9, 2022 16:58 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
PurchaseCommon Stock 58,221 $2.98 $173,690.71
Disclosure

SEC source: 0001857853-22-000110 · wf-form4_166275711636040.xml · nonDerivative · entry 5

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,974,721

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.885 to $3.00. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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September 07, 2022 Filed Sep 9, 2022 16:58 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
PurchaseCommon Stock 2,033 $2.88 $5,855.04
Disclosure

SEC source: 0001857853-22-000110 · wf-form4_166275711636040.xml · nonDerivative · entry 4

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,916,500

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September 07, 2022 Filed Sep 9, 2022 16:58 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
PurchaseCommon Stock 5,185 $2.79 $14,466.15
Disclosure

SEC source: 0001857853-22-000110 · wf-form4_166275711636040.xml · nonDerivative · entry 3

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,914,467

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September 07, 2022 Filed Sep 9, 2022 16:58 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
PurchaseCommon Stock 1,000 $2.79 $2,785.00
Disclosure

SEC source: 0001857853-22-000110 · wf-form4_166275711636040.xml · nonDerivative · entry 2

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,909,282

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September 07, 2022 Filed Sep 9, 2022 16:58 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
PurchaseCommon Stock 2,205 $2.78 $6,129.90
Disclosure

SEC source: 0001857853-22-000110 · wf-form4_166275711636040.xml · nonDerivative · entry 1

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,908,282

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August 31, 2022 Filed Sep 2, 2022 16:26 UTC
Blosil DominicChief Financial Officer
GrantCommon Stock 367,500 $0.00 $0.00
Disclosure

SEC source: 0001857853-22-000105 · wf-form4_166215035566825.xml · nonDerivative · entry 1

Blosil Dominic · CIK 0001863172 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155,973

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in three equal installments on each of the first, second and third anniversary of August 10, 2022, subject to continued service through each vesting date.

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August 31, 2022 Filed Sep 2, 2022 16:25 UTC
HARDY JAMES H JRChief Supply Chain Officer
GrantCommon Stock 457,500 $0.00 $0.00
Disclosure

SEC source: 0001857853-22-000104 · wf-form4_166215033372638.xml · nonDerivative · entry 1

HARDY JAMES H JR · CIK 0001270859 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699,477

F1 · shares: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in three equal installments on each of the first, second and third anniversary of August 10, 2022, subject to continued service through each vesting date.

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August 31, 2022 Filed Sep 2, 2022 16:25 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
Exercise / conversionPerformance-Based Restricted Stock Unit · Derivative 518,864 $0.00 $0.00
Disclosure

SEC source: 0001857853-22-000103 · wf-form4_166215031005256.xml · derivative · entry 5

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,150,910

Underlying: Common Stock · 518,864 shares

Expires 2031-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock to the extent earned based on satisfying the stock price performance criteria and subject to time-based vesting.

F2 · kind: Relates to the accelerated vesting of the second half of the first tranche of PSUs that were previously earned under the stock price performance criteria. These earned PSUs were scheduled to vest on August 2, 2023, but their vesting was accelerated pursuant to a letter agreement between the reporting person and the Issuer.

F2 · derivative.exercise_date: Relates to the accelerated vesting of the second half of the first tranche of PSUs that were previously earned under the stock price performance criteria. These earned PSUs were scheduled to vest on August 2, 2023, but their vesting was accelerated pursuant to a letter agreement between the reporting person and the Issuer.

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August 31, 2022 Filed Sep 2, 2022 16:25 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
Exercise / conversionCommon Stock 518,864 $0.00 $0.00
Disclosure

SEC source: 0001857853-22-000103 · wf-form4_166215031005256.xml · nonDerivative · entry 2

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,906,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Relates to the accelerated vesting of the second half of the first tranche of PSUs that were previously earned under the stock price performance criteria. These earned PSUs were scheduled to vest on August 2, 2023, but their vesting was accelerated pursuant to a letter agreement between the reporting person and the Issuer.

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August 11, 2022 Filed Aug 18, 2022 19:30 UTC
Blosil DominicChief Financial Officer
SaleCommon Stock 27,476 $3.92 $107,705.92
Disclosure

SEC source: 0001857853-22-000093 · wf-form4_166086539991449.xml · nonDerivative · entry 1

Blosil Dominic · CIK 0001863172 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,473

F1 · kind: Shares sold to cover taxes due on restricted stock units that vested.

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August 02, 2022 Filed Sep 2, 2022 16:25 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
Exercise / conversionPerformance-Based Restricted Stock Unit · Derivative 518,864 $0.00 $0.00
Disclosure

SEC source: 0001857853-22-000103 · wf-form4_166215031005256.xml · derivative · entry 4

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,669,774

Underlying: Common Stock · 518,864 shares

Expires 2031-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's Common Stock to the extent earned based on satisfying the stock price performance criteria and subject to time-based vesting.

F1 · kind: Relates to the vesting of the first half of the first tranche on August 2, 2022 of Performance-Based Restricted Stock Units ("PSUs") that were previously earned under the stock price performance criteria.

F1 · derivative.exercise_date: Relates to the vesting of the first half of the first tranche on August 2, 2022 of Performance-Based Restricted Stock Units ("PSUs") that were previously earned under the stock price performance criteria.

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August 02, 2022 Filed Sep 2, 2022 16:25 UTC
ANDRUS JEREMYDirector · Chief Executive Officer
Exercise / conversionCommon Stock 518,864 $0.00 $0.00
Disclosure

SEC source: 0001857853-22-000103 · wf-form4_166215031005256.xml · nonDerivative · entry 1

ANDRUS JEREMY · CIK 0001523496 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,387,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Relates to the vesting of the first half of the first tranche on August 2, 2022 of Performance-Based Restricted Stock Units ("PSUs") that were previously earned under the stock price performance criteria.

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July 29, 2022 Filed Aug 2, 2022 14:48 UTC
MARINO WAYNEDirector
GrantCommon Stock 1,547 $0.00 $0.00
Disclosure

SEC source: 0001857853-22-000081 · wf-form4_165946612039206.xml · nonDerivative · entry 1

MARINO WAYNE · CIK 0001199553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,620

F1 · acquired: Represents an award of fully-vested Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock within 45 days following the earliest to occur of: (i) a separation from service; (ii) a change in control of the Issuer; (iii) death; or (iv) disability.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.