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Nasdaq · USD

COO

COOPER COMPANIES, INC.

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Tapewire entity
3395
SEC CIK
0000711404
Parsed reports
441

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202650
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 08, 2023 Filed Jan 10, 2023 21:40 UTC Exercise / conversionCommon Stock 204 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000338 · primarydocument.xml · nonDerivative · entry 1

Ricupati Agostino · CIK 0001710066 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,923.857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:39 UTC
Andrews Brian GEVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 108 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000337 · primarydocument.xml · derivative · entry 6

Andrews Brian G · CIK 0001565801 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 108 shares

Expires 2027-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests 109 share(s) on 08-Jan-2019, 109 share(s) on 08-Jan-2020, 109 share(s) on 08-Jan-2021, 109 share(s) on 08-Jan-2022, 108 share(s) on 08-Jan-2023

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:39 UTC
Andrews Brian GEVP, CFO & Treasurer
Tax withholdingCommon Stock 64 $345.17 $22,090.88
Disclosure

SEC source: 0001562180-23-000337 · primarydocument.xml · nonDerivative · entry 2

Andrews Brian G · CIK 0001565801 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,206.265

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:39 UTC
Andrews Brian GEVP, CFO & Treasurer
Exercise / conversionCommon Stock 108 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000337 · primarydocument.xml · nonDerivative · entry 1

Andrews Brian G · CIK 0001565801 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,270.265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2023 Filed Jan 10, 2023 21:36 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 1,000 $0.00 Strike: $128.35 $0.00
Disclosure

SEC source: 0001562180-23-000336 · primarydocument.xml · derivative · entry 4

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated

Disclosed balance after: 2,227

Underlying: Common Stock · 1,000 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2023 Filed Jan 10, 2023 21:36 UTC SaleCommon Stock 1,000 $344.30 $344,304.10
Disclosure

SEC source: 0001562180-23-000336 · primarydocument.xml · nonDerivative · entry 2

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated

Disclosed balance after: 13,543

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.24 to $344.505. The reporting person undertakes to provide The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
January 06, 2023 Filed Jan 10, 2023 21:36 UTC Exercise / conversionCommon Stock 1,000 $128.35 $128,350.00
Disclosure

SEC source: 0001562180-23-000336 · primarydocument.xml · nonDerivative · entry 1

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated

Disclosed balance after: 14,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2022 Filed Mar 15, 2023 20:18 UTC GiftCommon Stock 125 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002810 · primarydocument.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 2,909

Read SEC document
December 13, 2022 Filed Dec 14, 2022 23:14 UTC
White Albert G IIIDirector · President & CEO
GrantStock Options (Right to Buy) · Derivative 51,226 $0.00 Strike: $329.83 $0.00
Disclosure

SEC source: 0001562180-22-008297 · primarydocument.xml · derivative · entry 2

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,226

Underlying: Common Stock · 51,226 shares

Expires 2032-12-13

F1 · derivative.exercise_date: 25%/year over 4 years - Anniversary vesting

Read SEC document
December 13, 2022 Filed Dec 14, 2022 23:11 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
GrantRestricted Stock Units · Derivative 2,653 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008295 · primarydocument.xml · derivative · entry 2

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,653

Underlying: Common Stock · 2,653 shares

Expires 2032-12-13

F1 · derivative.exercise_date: 25%/year over 4 years - beginning Jan 8 2024

Read SEC document
December 13, 2022 Filed Dec 14, 2022 23:04 UTC
Sheffield Holly RPresident, CSI
GrantStock Options (Right to Buy) · Derivative 5,089 $0.00 Strike: $329.83 $0.00
Disclosure

SEC source: 0001562180-22-008294 · primarydocument.xml · derivative · entry 4

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,089

Underlying: Common Stock · 5,089 shares

Expires 2032-12-13

F3 · derivative.exercise_date: 25%/year over 4 years - Anniversary vesting

Read SEC document
December 13, 2022 Filed Dec 14, 2022 23:04 UTC
Sheffield Holly RPresident, CSI
GrantRestricted Stock Units · Derivative 1,592 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008294 · primarydocument.xml · derivative · entry 3

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,592

Underlying: Common Stock · 1,592 shares

Expires 2032-12-13

F2 · derivative.exercise_date: 25%/year over 4 years - beginning Jan 8 2024

Read SEC document
December 13, 2022 Filed Dec 14, 2022 22:59 UTC GrantRestricted Stock Units · Derivative 2,122 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008292 · primarydocument.xml · derivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,122

Underlying: Common Stock · 2,122 shares

Expires 2032-12-13

F3 · derivative.exercise_date: 25%/year over 4 years - beginning Jan 8 2024

Read SEC document
December 13, 2022 Filed Dec 14, 2022 22:54 UTC
McBride Daniel GEVP & Chief Operating Officer
GrantRestricted Stock Units · Derivative 4,169 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008291 · primarydocument.xml · derivative · entry 3

McBride Daniel G · CIK 0001368867 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,169

Underlying: Common Stock · 4,169 shares

Expires 2032-12-13

F2 · derivative.exercise_date: 25%/year over 4 years - beginning Jan 8 2024

Read SEC document
December 13, 2022 Filed Dec 14, 2022 22:51 UTC
Khadder NicholasVP, General Counsel & Corp Sec
GrantStock Options (Right to Buy) · Derivative 3,635 $0.00 Strike: $329.83 $0.00
Disclosure

SEC source: 0001562180-22-008290 · primarydocument.xml · derivative · entry 2

Khadder Nicholas · CIK 0001598911 · VP, General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,635

Underlying: Common Stock · 3,635 shares

Expires 2032-12-13

F2 · derivative.exercise_date: 25%/year over 4 years - Anniversary vesting

Read SEC document
December 13, 2022 Filed Dec 14, 2022 22:51 UTC
Khadder NicholasVP, General Counsel & Corp Sec
GrantRestricted Stock Units · Derivative 1,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008290 · primarydocument.xml · derivative · entry 1

Khadder Nicholas · CIK 0001598911 · VP, General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,137

Underlying: Common Stock · 1,137 shares

Expires 2032-12-13

F1 · derivative.exercise_date: 25%/year over 4 years - beginning Jan 8 2024

Read SEC document
December 13, 2022 Filed Dec 14, 2022 22:44 UTC
Andrews Brian GEVP, CFO & Treasurer
GrantStock Options (Right to Buy) · Derivative 10,904 $0.00 Strike: $329.83 $0.00
Disclosure

SEC source: 0001562180-22-008288 · primarydocument.xml · derivative · entry 5

Andrews Brian G · CIK 0001565801 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,904

Underlying: Common Stock · 10,904 shares

Expires 2032-12-13

F2 · derivative.exercise_date: 25%/year over 4 years - Anniversary vesting

Read SEC document
December 12, 2022 Filed Dec 14, 2022 22:30 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 1,000 $0.00 Strike: $154.77 $0.00
Disclosure

SEC source: 0001562180-22-008285 · primarydocument.xml · derivative · entry 4

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 1,782

Underlying: Common Stock · 1,000 shares

Expires 2025-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 22:30 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 282 $0.00 Strike: $162.69 $0.00
Disclosure

SEC source: 0001562180-22-008285 · primarydocument.xml · derivative · entry 3

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 0

Underlying: Common Stock · 282 shares

Expires 2024-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 22:30 UTC Exercise / conversionCommon Stock 1,000 $154.77 $154,770.00
Disclosure

SEC source: 0001562180-22-008285 · primarydocument.xml · nonDerivative · entry 2

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 3,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2022 Filed Dec 14, 2022 22:30 UTC Exercise / conversionCommon Stock 282 $162.69 $45,878.58
Disclosure

SEC source: 0001562180-22-008285 · primarydocument.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 2,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 20:09 UTC GrantRestricted Stock Units · Derivative 512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006996 · primarydocument.xml · derivative · entry 1

Lucchese Cynthia L · CIK 0001337319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512

Underlying: Common Stock · 512 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
September 01, 2022 Filed Sep 2, 2022 20:03 UTC
Khadder NicholasVP, General Counsel & Corp Sec
GrantStock Options (Right to Buy) · Derivative 3,159 $0.00 Strike: $300.12 $0.00
Disclosure

SEC source: 0001562180-22-006443 · primarydocument.xml · derivative · entry 1

Khadder Nicholas · CIK 0001598911 · VP, General Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,159

Underlying: Common Stock · 3,159 shares

Expires 2032-09-01

F1 · derivative.exercise_date: 9-1-2022 NQ - 25%/year over 4 years - Anniversary vesting beginning on 9-1-2023

Read SEC document
July 01, 2022 Filed Jul 1, 2022 22:12 UTC
Ricupati AgostinoSVP, Finance & Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 348 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005459 · primarydocument.xml · derivative · entry 3

Ricupati Agostino · CIK 0001710066 · SVP, Finance & Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 348 shares

Expires 2027-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 348 share(s) on 01-Jul-2020, 348 share(s) on 01-Jul-2021, 348 share(s) on 01-Jul-2022

Read SEC document
July 01, 2022 Filed Jul 1, 2022 22:12 UTC
Ricupati AgostinoSVP, Finance & Chief Actg Off
Tax withholdingCommon Stock 184 $318.51 $58,605.84
Disclosure

SEC source: 0001562180-22-005459 · primarydocument.xml · nonDerivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP, Finance & Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,733.86

F1 · balance_after: Includes 16.477 shares acquired under the COO ESPP on 5/2/2022

Read SEC document
July 01, 2022 Filed Jul 1, 2022 22:12 UTC
Ricupati AgostinoSVP, Finance & Chief Actg Off
Exercise / conversionCommon Stock 348 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005459 · primarydocument.xml · nonDerivative · entry 1

Ricupati Agostino · CIK 0001710066 · SVP, Finance & Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,901.383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2022 Filed Jun 6, 2022 21:36 UTC
Sheffield Holly RPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 1,105 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004851 · primarydocument.xml · derivative · entry 4

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104

Underlying: Common Stock · 1,105 shares

Expires 2028-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 1,105 share(s) on 04-Jun-2020, 1,105 share(s) on 04-Jun-2021, 1,105 share(s) on 04-Jun-2022, 1,104 share(s) on 04-Jun-2023

Read SEC document
June 04, 2022 Filed Jun 6, 2022 21:36 UTC
Sheffield Holly RPresident, CSI
Tax withholdingCommon Stock 513 $342.27 $175,584.51
Disclosure

SEC source: 0001562180-22-004851 · primarydocument.xml · nonDerivative · entry 2

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,543.816

F1 · balance_after: Includes 18.228 shares acquired under the COO ESPP on 2/1/2022 and 45.31 shares acquired under the COO ESPP on 5/2/2022.

Read SEC document
June 04, 2022 Filed Jun 6, 2022 21:36 UTC
Sheffield Holly RPresident, CSI
Exercise / conversionCommon Stock 1,105 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004851 · primarydocument.xml · nonDerivative · entry 1

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,993.278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2022 Filed Apr 11, 2022 22:42 UTC GiftCommon Stock 120 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003369 · primarydocument.xml · nonDerivative · entry 2

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 1,752

Read SEC document
April 11, 2022 Filed Apr 11, 2022 22:42 UTC SaleCommon Stock 300 $410.55 $123,165.00
Disclosure

SEC source: 0001562180-22-003369 · primarydocument.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust, DTD

Disclosed balance after: 1,872

Read SEC document
April 10, 2022 Filed Apr 11, 2022 22:42 UTC GiftRestricted Stock Units · Derivative 630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003369 · primarydocument.xml · derivative · entry 4

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 630

Underlying: Common Stock · 630 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 10, 2022 Filed Apr 11, 2022 22:42 UTC GiftRestricted Stock Units · Derivative 630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003369 · primarydocument.xml · derivative · entry 3

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 630 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 06, 2022 Filed Dec 14, 2022 22:34 UTC GiftRestricted Stock Units · Derivative 630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008286 · primarydocument.xml · derivative · entry 4

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated

Disclosed balance after: 630

Underlying: Common Stock · 630 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 06, 2022 Filed Dec 14, 2022 22:34 UTC GiftRestricted Stock Units · Derivative 630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008286 · primarydocument.xml · derivative · entry 3

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 630 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F1 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 05, 2022 Filed Dec 14, 2022 22:36 UTC GiftCommon Stock 1,759 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008287 · primarydocument.xml · nonDerivative · entry 2

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Robert S. Weiss and Marilyn A. Weiss, Trustees of the Robert and Marilyn Weiss Trust dated 5/17/06.

Disclosed balance after: 73,840

Read SEC document
April 05, 2022 Filed Dec 14, 2022 22:36 UTC GiftCommon Stock 1,759 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008287 · primarydocument.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Read SEC document
April 04, 2022 Filed Apr 4, 2022 21:59 UTC SaleCommon Stock 700 $421.04 $294,728.35
Disclosure

SEC source: 0001562180-22-003138 · primarydocument.xml · nonDerivative · entry 2

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated

Disclosed balance after: 13,543

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:59 UTC Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003138 · primarydocument.xml · derivative · entry 5

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:59 UTC GrantRestricted Stock Units · Derivative 630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003138 · primarydocument.xml · derivative · entry 4

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630

Underlying: Common Stock · 630 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:59 UTC Exercise / conversionCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003138 · primarydocument.xml · nonDerivative · entry 1

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated

Disclosed balance after: 14,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:03 UTC GrantRestricted Stock Units · Derivative 693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003139 · primarydocument.xml · derivative · entry 4

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693

Underlying: Common Stock · 693 shares

Expires not disclosed

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 22:03 UTC Exercise / conversionRestricted Stock Units · Derivative 770 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003139 · primarydocument.xml · derivative · entry 3

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2022 Filed Apr 4, 2022 22:03 UTC Exercise / conversionCommon Stock 770 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003139 · primarydocument.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Balance reflects adjustments to correct the distribution of securities between direct and indirect holdings.

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April 01, 2022 Filed Apr 4, 2022 21:57 UTC Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003137 · primarydocument.xml · derivative · entry 3

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust, DTD

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2022 Filed Apr 4, 2022 21:57 UTC GrantRestricted Stock Units · Derivative 630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003137 · primarydocument.xml · derivative · entry 2

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630

Underlying: Common Stock · 630 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2022 Filed Apr 4, 2022 21:57 UTC Exercise / conversionCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003137 · primarydocument.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 2,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2022 Filed Apr 4, 2022 21:56 UTC GrantRestricted Stock Units · Derivative 630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003135 · primarydocument.xml · derivative · entry 3

MADDEN TERESA S · CIK 0001083781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630

Underlying: Common Stock · 630 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2022 Filed Apr 4, 2022 21:56 UTC Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003135 · primarydocument.xml · derivative · entry 2

MADDEN TERESA S · CIK 0001083781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:56 UTC Exercise / conversionCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003135 · primarydocument.xml · nonDerivative · entry 1

MADDEN TERESA S · CIK 0001083781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.