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Nasdaq · USD

COO

COOPER COMPANIES, INC.

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3395
SEC CIK
0000711404
Parsed reports
441

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202650
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 26,851 $0.00 Strike: $131.60 $0.00
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · derivative · entry 15

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,851 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Vests 8,950 share(s) on 09-Dec-2018, 8,952 share(s) on 09-Dec-2019, 8,949 share(s) on 09-Dec-2020

Read SEC document
March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 26,851 $0.00 Strike: $131.60 $0.00
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · derivative · entry 14

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,851 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Vests 5,371 share(s) on 09-Dec-2016, 5,370 share(s) on 09-Dec-2017, 5,370 share(s) on 09-Dec-2018, 5,370 share(s) on 09-Dec-2019, 5,370 share(s) on 09-Dec-2020

Read SEC document
March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 7,537 $0.00 Strike: $162.28 $0.00
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · derivative · entry 13

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,537 shares

Expires 2024-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Vests 1,508 share(s) on 09-Dec-2015, 1,507 share(s) on 09-Dec-2016, 1,508 share(s) on 09-Dec-2017, 1,507 share(s) on 09-Dec-2018, 1,507 share(s) on 09-Dec-2019

Read SEC document
March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
SaleCommon Stock 16 $392.02 $6,272.24
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · nonDerivative · entry 12

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,430

Read SEC document
March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
SaleCommon Stock 4,402 $391.24 $1,722,238.48
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · nonDerivative · entry 11

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,446

F6 · price: Sale price represents an average sale price between $391.01 and $391.71.

Read SEC document
March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
SaleCommon Stock 9,311 $390.37 $3,634,735.07
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · nonDerivative · entry 10

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,848

F5 · price: Sale price represents an average sale price between $390.00 and $390.99.

Read SEC document
March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
SaleCommon Stock 16,371 $389.45 $6,375,685.95
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · nonDerivative · entry 9

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,159

F4 · price: Sale price represents an average sale price between $389.01 and $389.97.

Read SEC document
March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
SaleCommon Stock 40,023 $388.29 $15,540,530.67
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · nonDerivative · entry 8

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,530

F3 · price: Sale price represents an average sale price between $388.00 and $388.995.

Read SEC document
March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
SaleCommon Stock 3,425 $386.33 $1,323,180.25
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · nonDerivative · entry 7

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,553

F2 · price: Sale price represents an average sale price between $386.00 and $386.645.

Read SEC document
March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
SaleCommon Stock 6,197 $385.33 $2,387,890.01
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · nonDerivative · entry 6

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,978

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $385.00 to $385.99. The reporting person undertakes to provide The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
Exercise / conversionCommon Stock 8,196 $119.89 $982,618.44
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · nonDerivative · entry 5

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
Exercise / conversionCommon Stock 10,310 $95.74 $987,079.40
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · nonDerivative · entry 4

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
Exercise / conversionCommon Stock 26,851 $131.60 $3,533,591.60
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · nonDerivative · entry 3

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
Exercise / conversionCommon Stock 26,851 $131.60 $3,533,591.60
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · nonDerivative · entry 2

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
Exercise / conversionCommon Stock 7,537 $162.28 $1,223,104.36
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · nonDerivative · entry 1

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 23:18 UTC
Auerbach Robert DSpecial Advisor to the CEO
Exercise / conversionRestricted Stock Units · Derivative 592 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000742 · primarydocument.xml · derivative · entry 3

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 592 shares

Expires 2027-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 23:18 UTC
Auerbach Robert DSpecial Advisor to the CEO
Tax withholdingCommon Stock 290 $365.11 $105,881.90
Disclosure

SEC source: 0001562180-21-000742 · primarydocument.xml · nonDerivative · entry 2

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,758.677

F1 · shares: 2/1/2021 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 2/1/2021) of $365.11 was used.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 23:18 UTC
Auerbach Robert DSpecial Advisor to the CEO
Exercise / conversionCommon Stock 592 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000742 · primarydocument.xml · nonDerivative · entry 1

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,048.677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Exercise / conversionRestricted Stock Units · Derivative 755 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · derivative · entry 21

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,021

Underlying: Common Stock · 755 shares

Expires 2029-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 20%/year over 5 years - vest date beginning on 08-Jan-2020

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Exercise / conversionRestricted Stock Units · Derivative 393 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · derivative · entry 20

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 393 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vests 393 share(s) on 08-Jan-2020, 393 share(s) on 08-Jan-2021, 392 share(s) on 08-Jan-2022, 393 share(s) on 08-Jan-2023, 392 share(s) on 08-Jan-2024

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Exercise / conversionRestricted Stock Units · Derivative 218 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · derivative · entry 19

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435

Underlying: Common Stock · 218 shares

Expires 2027-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 218 share(s) on 08-Jan-2019, 218 share(s) on 08-Jan-2020, 218 share(s) on 08-Jan-2021, 218 share(s) on 08-Jan-2022, 217 share(s) on 08-Jan-2023

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Exercise / conversionRestricted Stock Units · Derivative 87 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · derivative · entry 18

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174

Underlying: Common Stock · 87 shares

Expires 2027-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 87 share(s) on 08-Jan-2019, 87 share(s) on 08-Jan-2020, 87 share(s) on 08-Jan-2021, 87 share(s) on 08-Jan-2022, 87 share(s) on 08-Jan-2023

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Exercise / conversionRestricted Stock Units · Derivative 57 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · derivative · entry 17

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57

Underlying: Common Stock · 57 shares

Expires 2026-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 57 share(s) on 08-Jan-2018, 57 share(s) on 08-Jan-2019, 57 share(s) on 08-Jan-2020, 57 share(s) on 08-Jan-2021, 57 share(s) on 08-Jan-2022

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Exercise / conversionRestricted Stock Units · Derivative 257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · derivative · entry 16

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256

Underlying: Common Stock · 257 shares

Expires 2026-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 257 share(s) on 08-Jan-2018, 257 share(s) on 08-Jan-2019, 256 share(s) on 08-Jan-2020, 257 share(s) on 08-Jan-2021, 256 share(s) on 08-Jan-2022

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Exercise / conversionRestricted Stock Units · Derivative 342 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · derivative · entry 15

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 342 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests 342 share(s) on 08-Jan-2017, 342 share(s) on 08-Jan-2018, 342 share(s) on 08-Jan-2019, 342 share(s) on 08-Jan-2020, 342 share(s) on 08-Jan-2021

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Tax withholdingCommon Stock 390 $363.23 $141,659.70
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 14

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,456.677

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Exercise / conversionCommon Stock 755 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 13

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,846.677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Tax withholdingCommon Stock 193 $363.23 $70,103.39
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 12

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091.677

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Exercise / conversionCommon Stock 393 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 11

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,284.677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Tax withholdingCommon Stock 43 $363.23 $15,618.89
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 10

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,891.677

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Exercise / conversionCommon Stock 87 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 9

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,934.677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Tax withholdingCommon Stock 107 $363.23 $38,865.61
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 8

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,847.677

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Exercise / conversionCommon Stock 218 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 7

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954.677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Tax withholdingCommon Stock 28 $363.23 $10,170.44
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 6

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,736.677

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Exercise / conversionCommon Stock 57 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 5

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,764.677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Tax withholdingCommon Stock 126 $363.23 $45,766.98
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 4

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,707.677

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Exercise / conversionCommon Stock 257 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 3

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,833.677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Tax withholdingCommon Stock 168 $363.23 $61,022.64
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 2

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576.677

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:04 UTC
Auerbach Robert DSpecial Advisor to the CEO
Exercise / conversionCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000315 · primarydocument.xml · nonDerivative · entry 1

Auerbach Robert D · CIK 0001745856 · Special Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,744.677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:02 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000311 · primarydocument.xml · derivative · entry 12

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765

Underlying: Common Stock · 255 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 256 share(s) on 08-Jan-2020, 255 share(s) on 08-Jan-2021, 255 share(s) on 08-Jan-2022, 255 share(s) on 08-Jan-2023, 255 share(s) on 08-Jan-2024

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:02 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 204 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000311 · primarydocument.xml · derivative · entry 11

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409

Underlying: Common Stock · 204 shares

Expires 2027-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 205 share(s) on 08-Jan-2019, 205 share(s) on 08-Jan-2020, 204 share(s) on 08-Jan-2021, 205 share(s) on 08-Jan-2022, 204 share(s) on 08-Jan-2023

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January 08, 2021 Filed Jan 12, 2021 22:02 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000311 · primarydocument.xml · derivative · entry 10

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176

Underlying: Common Stock · 177 shares

Expires 2026-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 177 share(s) on 08-Jan-2018, 177 share(s) on 08-Jan-2019, 177 share(s) on 08-Jan-2020, 177 share(s) on 08-Jan-2021, 176 share(s) on 08-Jan-2022

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January 08, 2021 Filed Jan 12, 2021 22:02 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 235 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000311 · primarydocument.xml · derivative · entry 9

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 235 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests 236 share(s) on 08-Jan-2017, 236 share(s) on 08-Jan-2018, 235 share(s) on 08-Jan-2019, 236 share(s) on 08-Jan-2020, 235 share(s) on 08-Jan-2021

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January 08, 2021 Filed Jan 12, 2021 22:02 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 151 $363.23 $54,847.73
Disclosure

SEC source: 0001562180-21-000311 · primarydocument.xml · nonDerivative · entry 8

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,387.448

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January 08, 2021 Filed Jan 12, 2021 22:02 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 255 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000311 · primarydocument.xml · nonDerivative · entry 7

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,538.448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:02 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 107 $363.23 $38,865.61
Disclosure

SEC source: 0001562180-21-000311 · primarydocument.xml · nonDerivative · entry 6

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283.448

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:02 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 204 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000311 · primarydocument.xml · nonDerivative · entry 5

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,390.448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:02 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 94 $363.23 $34,143.62
Disclosure

SEC source: 0001562180-21-000311 · primarydocument.xml · nonDerivative · entry 4

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,186.448

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:02 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000311 · primarydocument.xml · nonDerivative · entry 3

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,280.448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2021 Filed Jan 12, 2021 22:02 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 132 $363.23 $47,946.36
Disclosure

SEC source: 0001562180-21-000311 · primarydocument.xml · nonDerivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,103.448

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.