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Nasdaq · USD

COO

COOPER COMPANIES, INC.

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3395
SEC CIK
0000711404
Parsed reports
441

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2021 Filed Jul 1, 2021 22:32 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 348 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004647 · primarydocument.xml · derivative · entry 3

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348

Underlying: Common Stock · 348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.exercise_date: Vests 348 share(s) on 01-Jul-2020, 348 share(s) on 01-Jul-2021, 348 share(s) on 01-Jul-2022

F4 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 22:32 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 184 $403.00 $74,152.00
Disclosure

SEC source: 0001562180-21-004647 · primarydocument.xml · nonDerivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,265.448

F1 · shares: 7/1/2021 RSU Release: Shares withheld to cover applicable tax obligations. A FMV (closing price of the Company's common stock on 7/1/2021) of $403.00 was used.

Read SEC document
July 01, 2021 Filed Jul 1, 2021 22:32 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 348 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004647 · primarydocument.xml · nonDerivative · entry 1

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,449.448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 23:06 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionStock Options (Right to Buy) · Derivative 710 $0.00 Strike: $131.60 $0.00
Disclosure

SEC source: 0001562180-21-004376 · primarydocument.xml · derivative · entry 9

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122

Underlying: Common Stock · 710 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 833 share(s) on 09-Dec-2016, 832 share(s) on 09-Dec-2017, 833 share(s) on 09-Dec-2018, 832 share(s) on 09-Dec-2019, 832 share(s) on 09-Dec-2020

Read SEC document
June 17, 2021 Filed Jun 17, 2021 23:06 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionStock Options (Right to Buy) · Derivative 305 $0.00 Strike: $162.28 $0.00
Disclosure

SEC source: 0001562180-21-004376 · primarydocument.xml · derivative · entry 8

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13

Underlying: Common Stock · 305 shares

Expires 2024-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 637 share(s) on 09-Dec-2015, 637 share(s) on 09-Dec-2016, 636 share(s) on 09-Dec-2017, 637 share(s) on 09-Dec-2018, 636 share(s) on 09-Dec-2019

Read SEC document
June 17, 2021 Filed Jun 17, 2021 23:06 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionStock Options (Right to Buy) · Derivative 573 $0.00 Strike: $175.31 $0.00
Disclosure

SEC source: 0001562180-21-004376 · primarydocument.xml · derivative · entry 7

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 836

Underlying: Common Stock · 573 shares

Expires 2026-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 705 share(s) on 13-Dec-2017, 705 share(s) on 13-Dec-2018, 704 share(s) on 13-Dec-2019, 705 share(s) on 13-Dec-2020, 704 share(s) on 13-Dec-2021

Read SEC document
June 17, 2021 Filed Jun 17, 2021 23:06 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionStock Options (Right to Buy) · Derivative 612 $0.00 Strike: $229.66 $0.00
Disclosure

SEC source: 0001562180-21-004376 · primarydocument.xml · derivative · entry 6

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,523

Underlying: Common Stock · 612 shares

Expires 2027-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 23:06 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
SaleCommon Stock 2,200 $385.55 $848,217.26
Disclosure

SEC source: 0001562180-21-004376 · primarydocument.xml · nonDerivative · entry 5

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101.448

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $385.5152 to $385.802. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

F2 · balance_after: Includes 13.624 shares acquired under the COO ESPP on 5/3/2021

Read SEC document
June 17, 2021 Filed Jun 17, 2021 23:06 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 305 $162.28 $49,495.40
Disclosure

SEC source: 0001562180-21-004376 · primarydocument.xml · nonDerivative · entry 4

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,287.824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 23:06 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 710 $131.60 $93,436.00
Disclosure

SEC source: 0001562180-21-004376 · primarydocument.xml · nonDerivative · entry 3

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,982.824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 23:06 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 612 $229.66 $140,551.92
Disclosure

SEC source: 0001562180-21-004376 · primarydocument.xml · nonDerivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272.824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2021 Filed Jun 17, 2021 23:06 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 573 $175.31 $100,452.63
Disclosure

SEC source: 0001562180-21-004376 · primarydocument.xml · nonDerivative · entry 1

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,660.824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 21:13 UTC
Sheffield Holly RPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 1,105 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004096 · primarydocument.xml · derivative · entry 4

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,209

Underlying: Common Stock · 1,105 shares

Expires 2028-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 1,105 share(s) on 04-Jun-2020, 1,105 share(s) on 04-Jun-2021, 1,105 share(s) on 04-Jun-2022, 1,104 share(s) on 04-Jun-2023

Read SEC document
June 04, 2021 Filed Jun 7, 2021 21:13 UTC
Sheffield Holly RPresident, CSI
Tax withholdingCommon Stock 347 $381.96 $132,540.12
Disclosure

SEC source: 0001562180-21-004096 · primarydocument.xml · nonDerivative · entry 2

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,447.683

F1 · balance_after: Includes 21.145 shares acquired under the COO ESPP on 2/1/2021

Read SEC document
June 04, 2021 Filed Jun 7, 2021 21:13 UTC
Sheffield Holly RPresident, CSI
Exercise / conversionCommon Stock 1,105 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004096 · primarydocument.xml · nonDerivative · entry 1

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,773.538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2021 Filed Jul 12, 2021 23:29 UTC GiftRestrited Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004900 · primarydocument.xml · derivative · entry 3

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust, DTD

Disclosed balance after: 700

Underlying: Common Stock · 700 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 16, 2021 Filed Jul 12, 2021 23:29 UTC GiftRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004900 · primarydocument.xml · derivative · entry 2

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 15, 2021 Filed Apr 15, 2021 22:37 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionStock Options (Right to Buy) · Derivative 704 $0.00 Strike: $175.31 $0.00
Disclosure

SEC source: 0001562180-21-002837 · primarydocument.xml · derivative · entry 10

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,819

Underlying: Common Stock · 704 shares

Expires 2026-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 705 share(s) on 13-Dec-2017, 705 share(s) on 13-Dec-2018, 704 share(s) on 13-Dec-2019, 705 share(s) on 13-Dec-2020, 704 share(s) on 13-Dec-2021

Read SEC document
April 15, 2021 Filed Apr 15, 2021 22:37 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionStock Options (Right to Buy) · Derivative 832 $0.00 Strike: $131.60 $0.00
Disclosure

SEC source: 0001562180-21-002837 · primarydocument.xml · derivative · entry 9

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,330

Underlying: Common Stock · 832 shares

Expires 2025-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 833 share(s) on 09-Dec-2016, 832 share(s) on 09-Dec-2017, 833 share(s) on 09-Dec-2018, 832 share(s) on 09-Dec-2019, 832 share(s) on 09-Dec-2020

Read SEC document
April 15, 2021 Filed Apr 15, 2021 22:37 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionStock Options (Right to Buy) · Derivative 318 $0.00 Strike: $162.28 $0.00
Disclosure

SEC source: 0001562180-21-002837 · primarydocument.xml · derivative · entry 8

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,865

Underlying: Common Stock · 318 shares

Expires 2024-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 637 share(s) on 09-Dec-2015, 637 share(s) on 09-Dec-2016, 636 share(s) on 09-Dec-2017, 637 share(s) on 09-Dec-2018, 636 share(s) on 09-Dec-2019

Read SEC document
April 15, 2021 Filed Apr 15, 2021 22:37 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
SaleCommon Stock 789 $397.65 $313,745.85
Disclosure

SEC source: 0001562180-21-002837 · primarydocument.xml · nonDerivative · entry 7

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087.824

Read SEC document
April 15, 2021 Filed Apr 15, 2021 22:37 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
SaleCommon Stock 704 $398.03 $280,215.23
Disclosure

SEC source: 0001562180-21-002837 · primarydocument.xml · nonDerivative · entry 6

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,876.824

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $398.01 to $398.054. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
April 15, 2021 Filed Apr 15, 2021 22:37 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 704 $175.31 $123,418.24
Disclosure

SEC source: 0001562180-21-002837 · primarydocument.xml · nonDerivative · entry 5

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,580.824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2021 Filed Apr 15, 2021 22:37 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
SaleCommon Stock 318 $398.03 $126,574.49
Disclosure

SEC source: 0001562180-21-002837 · primarydocument.xml · nonDerivative · entry 4

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,876.824

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $398.01 to $398.054. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
April 15, 2021 Filed Apr 15, 2021 22:37 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 318 $162.28 $51,605.04
Disclosure

SEC source: 0001562180-21-002837 · primarydocument.xml · nonDerivative · entry 3

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,194.824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2021 Filed Apr 15, 2021 22:37 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
SaleCommon Stock 832 $398.03 $331,163.46
Disclosure

SEC source: 0001562180-21-002837 · primarydocument.xml · nonDerivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,876.824

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $398.01 to $398.054. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
April 15, 2021 Filed Apr 15, 2021 22:37 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 832 $131.60 $109,491.20
Disclosure

SEC source: 0001562180-21-002837 · primarydocument.xml · nonDerivative · entry 1

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,708.824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2021 Filed Jul 6, 2021 21:03 UTC GiftRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004782 · primarydocument.xml · derivative · entry 6

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated

Disclosed balance after: 700

Underlying: Common Stock · 700 shares

Expires not disclosed

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 13, 2021 Filed Jul 6, 2021 21:03 UTC GiftRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-004782 · primarydocument.xml · derivative · entry 5

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires not disclosed

F2 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F3 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:59 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
GrantRestricted Stock Units · Derivative 1,038 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002654 · primarydocument.xml · derivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038

Underlying: Common Stock · 1,038 shares

Expires not disclosed

F3 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F4 · derivative.exercise_date: Vesting 50% in year 3 and 50% in year 4. beginning on 01-Apr-2021

F5 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:57 UTC GrantRestricted Stock Units · Derivative 770 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002652 · primarydocument.xml · derivative · entry 4

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770

Underlying: Common Stock · 770 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date - This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:57 UTC Exercise / conversionRestricted Stock Units · Derivative 989 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002652 · primarydocument.xml · derivative · entry 3

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date - This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:57 UTC Exercise / conversionCommon Stock 989 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002652 · primarydocument.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:56 UTC Exercise / conversionRestricted Stock Units · Derivative 989 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002650 · primarydocument.xml · derivative · entry 3

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 0

Underlying: Common Stock · 989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:56 UTC GrantRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002650 · primarydocument.xml · derivative · entry 2

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 700 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 20:56 UTC Exercise / conversionCommon Stock 989 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002650 · primarydocument.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 2,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2021 Filed Apr 5, 2021 20:53 UTC GrantRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002649 · primarydocument.xml · derivative · entry 3

MADDEN TERESA S · CIK 0001083781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 700 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2021 Filed Apr 5, 2021 20:53 UTC Exercise / conversionRestricted Stock Units · Derivative 269 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002649 · primarydocument.xml · derivative · entry 2

MADDEN TERESA S · CIK 0001083781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 269 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2021 Filed Apr 5, 2021 20:53 UTC Exercise / conversionCommon Stock 269 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002649 · primarydocument.xml · nonDerivative · entry 1

MADDEN TERESA S · CIK 0001083781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2021 Filed Apr 5, 2021 20:52 UTC GrantRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002647 · primarydocument.xml · derivative · entry 4

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 700 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2021 Filed Apr 5, 2021 20:52 UTC Exercise / conversionRestricted Stock Units · Derivative 989 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002647 · primarydocument.xml · derivative · entry 3

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated

Disclosed balance after: 0

Underlying: Common Stock · 989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2021 Filed Apr 5, 2021 20:52 UTC Exercise / conversionCommon Stock 989 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002647 · primarydocument.xml · nonDerivative · entry 1

Lindell Jody S · CIK 0001356151 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Matthews-Lindell Family Trust, dated July 23, 1991, as amended and restated

Disclosed balance after: 13,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2021 Filed Apr 5, 2021 20:50 UTC GrantRestricted Stock Units · Derivative 735 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002646 · primarydocument.xml · derivative · entry 3

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735

Underlying: Common Stock · 735 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2021 Filed Apr 5, 2021 20:50 UTC Exercise / conversionRestricted Stock Units · Derivative 989 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002646 · primarydocument.xml · derivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2021 Filed Apr 5, 2021 20:50 UTC Exercise / conversionCommon Stock 989 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002646 · primarydocument.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2021 Filed Apr 5, 2021 20:47 UTC
Jay ColleenDirector
GrantRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002645 · primarydocument.xml · derivative · entry 3

Jay Colleen · CIK 0001670561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 700 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2021 Filed Apr 5, 2021 20:47 UTC
Jay ColleenDirector
Exercise / conversionRestricted Stock Units · Derivative 989 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002645 · primarydocument.xml · derivative · entry 2

Jay Colleen · CIK 0001670561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2021 Filed Apr 5, 2021 20:47 UTC
Jay ColleenDirector
Exercise / conversionCommon Stock 989 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002645 · primarydocument.xml · nonDerivative · entry 1

Jay Colleen · CIK 0001670561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 10,310 $0.00 Strike: $95.74 $0.00
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · derivative · entry 17

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,310 shares

Expires 2022-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Vests 2,062 share(s) on 12-Dec-2013, 2,062 share(s) on 12-Dec-2014, 2,062 share(s) on 12-Dec-2015, 2,062 share(s) on 12-Dec-2016, 2,062 share(s) on 12-Dec-2017

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March 08, 2021 Filed Mar 8, 2021 23:32 UTC
White Albert G IIIDirector · President & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 8,196 $0.00 Strike: $119.89 $0.00
Disclosure

SEC source: 0001562180-21-002078 · primarydocument.xml · derivative · entry 16

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,196 shares

Expires 2023-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Vests 1,640 share(s) on 11-Dec-2014, 1,639 share(s) on 11-Dec-2015, 1,639 share(s) on 11-Dec-2016, 1,639 share(s) on 11-Dec-2017, 1,639 share(s) on 11-Dec-2018

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.