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Nasdaq · USD

COLL

COLLEGIUM PHARMACEUTICAL, INC

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Tapewire entity
5169
SEC CIK
0001267565
Parsed reports
359

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202503
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2024 Filed Feb 14, 2024 16:14 UTC
Kuhlmann Shirley R.EVP and General Counsel
Tax withholdingCommon Stock 21,146 $33.70 $712,620.20
Disclosure

SEC source: 0001062993-24-003167 · form4.xml · nonDerivative · entry 3

Kuhlmann Shirley R. · CIK 0001734919 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,019

F3 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon the vesting of RSUs.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 16:14 UTC
Kuhlmann Shirley R.EVP and General Counsel
GrantCommon Stock 33,247 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003167 · form4.xml · nonDerivative · entry 2

Kuhlmann Shirley R. · CIK 0001734919 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,165

F2 · shares: Effective February 12, 2024, the Compensation Committee of the Board of Directors of the Issuer determined that performance-vesting criteria were met with regard to an aggregate of 33,247 performance share units ("PSUs") granted in the Issuer's three prior fiscal years.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 16:14 UTC
Kuhlmann Shirley R.EVP and General Counsel
GrantCommon Stock 43,400 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003167 · form4.xml · nonDerivative · entry 1

Kuhlmann Shirley R. · CIK 0001734919 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,918

F1 · shares: Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. One-third (33%) of the RSUs shall vest on February 10, 2025, with the balance of the RSUs vesting in equal annual installments over the following two-year period, subject to the Reporting Person's continued service with the Issuer. The RSUs will be settled on each applicable vesting date in shares of the Issuer's common stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:13 UTC
Ciaffoni JosephDirector · President and CEO
Tax withholdingCommon Stock 81,422 $33.70 $2,743,921.40
Disclosure

SEC source: 0001062993-24-003166 · form4.xml · nonDerivative · entry 4

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,867

F4 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon the vesting of PSUs.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:13 UTC
Ciaffoni JosephDirector · President and CEO
Tax withholdingCommon Stock 47,445 $33.70 $1,598,896.50
Disclosure

SEC source: 0001062993-24-003166 · form4.xml · nonDerivative · entry 3

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526,289

F3 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon the vesting of RSUs.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:13 UTC
Ciaffoni JosephDirector · President and CEO
GrantCommon Stock 179,734 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003166 · form4.xml · nonDerivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 573,734

F2 · shares: Effective February 12, 2024, the Compensation Committee of the Board of Directors of the Issuer determined that performance-vesting criteria were met with regard to an aggregate of 179,734 performance share units ("PSUs") granted in the Issuer's three prior fiscal years.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:13 UTC
Ciaffoni JosephDirector · President and CEO
GrantCommon Stock 119,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003166 · form4.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,000

F1 · shares: Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. One-third (33%) of the RSUs shall vest on February 10, 2025, with the balance of the RSUs vesting in equal annual installments over the following two-year period, subject to the Reporting Person's continued service with the Issuer. The RSUs will be settled on each applicable vesting date in shares of the Issuer's common stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:14 UTC
Dreyer ScottEVP & Chief Commercial Officer
Tax withholdingCommon Stock 10,145 $33.70 $341,886.50
Disclosure

SEC source: 0001062993-24-003169 · form4.xml · nonDerivative · entry 4

Dreyer Scott · CIK 0001746251 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,918

F4 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon the vesting of PSUs.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:14 UTC
Dreyer ScottEVP & Chief Commercial Officer
Tax withholdingCommon Stock 19,545 $33.70 $658,666.50
Disclosure

SEC source: 0001062993-24-003169 · form4.xml · nonDerivative · entry 3

Dreyer Scott · CIK 0001746251 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,063

F3 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon the vesting of RSUs.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:14 UTC
Dreyer ScottEVP & Chief Commercial Officer
GrantCommon Stock 32,286 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003169 · form4.xml · nonDerivative · entry 2

Dreyer Scott · CIK 0001746251 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,608

F2 · shares: Effective February 12, 2024, the Compensation Committee of the Board of Directors of the Issuer determined that performance-vesting criteria were met with regard to an aggregate of 32,286 performance share units ("PSUs") granted in the Issuer's three prior fiscal years.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:14 UTC
Dreyer ScottEVP & Chief Commercial Officer
GrantCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003169 · form4.xml · nonDerivative · entry 1

Dreyer Scott · CIK 0001746251 · EVP & Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,322

F1 · shares: Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. One-third (33%) of the RSUs shall vest on February 10, 2025, with the balance of the RSUs vesting in equal annual installments over the following two-year period, subject to the Reporting Person's continued service with the Issuer. The RSUs will be settled on each applicable vesting date in shares of the Issuer's common stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:14 UTC
Smith Thomas BEVP and Chief Medical Officer
Tax withholdingCommon Stock 1,300 $33.70 $43,810.00
Disclosure

SEC source: 0001062993-24-003168 · form4.xml · nonDerivative · entry 4

Smith Thomas B · CIK 0001748462 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,404

F5 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon the vesting of PSUs.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:14 UTC
Smith Thomas BEVP and Chief Medical Officer
Tax withholdingCommon Stock 1,899 $33.70 $63,996.30
Disclosure

SEC source: 0001062993-24-003168 · form4.xml · nonDerivative · entry 3

Smith Thomas B · CIK 0001748462 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,704

F4 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon the vesting of RSUs.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:14 UTC
Smith Thomas BEVP and Chief Medical Officer
GrantCommon Stock 4,623 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003168 · form4.xml · nonDerivative · entry 2

Smith Thomas B · CIK 0001748462 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,603

F3 · shares: Effective February 12, 2024, the Compensation Committee of the Board of Directors of the Issuer determined that performance-vesting criteria were met with regard to an aggregate of 4,623 performance share units ("PSUs") granted in the Issuer's prior fiscal year.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:14 UTC
Smith Thomas BEVP and Chief Medical Officer
GrantCommon Stock 30,800 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-003168 · form4.xml · nonDerivative · entry 1

Smith Thomas B · CIK 0001748462 · EVP and Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,980

F1 · shares: Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. One-third (33%) of the RSUs shall vest on February 10, 2025, with the balance of the RSUs vesting in equal annual installments over the following two-year period, subject to the Reporting Person's continued service with the Issuer. The RSUs will be settled on each applicable vesting date in shares of the Issuer's common stock.

F2 · balance_after: Includes 442 and 553 shares acquired on each of July 21, 2023 and January 19, 2024, respectively, under the Issuer's employee stock purchase plan.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 21:19 UTC
Dreyer ScottEVP & Chief Commercial Officer
SaleCommon Stock 23,560 $32.28 $760,519.16
Disclosure

SEC source: 0001062993-24-001028 · form4.xml · nonDerivative · entry 1

Dreyer Scott · CIK 0001746251 · EVP & Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,322

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2023.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.01 to $32.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 21, 2023 Filed Dec 22, 2023 21:36 UTC
Ciaffoni JosephDirector · President and CEO
Exercise / conversionStock Option (Right to Purchase) · Derivative 4,357 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0001062993-23-023100 · form4.xml · derivative · entry 3

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,875

Underlying: Common Stock · 4,357 shares

Expires 2030-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2023.

F3 · derivative.exercise_date: Twenty-five percent (25%) of the option vests and becomes exercisable on February 10, 2021, and the balance vests in equal quarterly installments (rounded up to the nearest whole share of common stock) over the following three-year period, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
December 21, 2023 Filed Dec 22, 2023 21:36 UTC
Ciaffoni JosephDirector · President and CEO
SaleCommon Stock 4,357 $30.38 $132,376.55
Disclosure

SEC source: 0001062993-23-023100 · form4.xml · nonDerivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 275,000

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2023.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.13 to $30.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 21, 2023 Filed Dec 22, 2023 21:36 UTC
Ciaffoni JosephDirector · President and CEO
Exercise / conversionCommon Stock 4,357 $21.34 $92,978.38
Disclosure

SEC source: 0001062993-23-023100 · form4.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 279,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2023.

Read SEC document
December 20, 2023 Filed Dec 20, 2023 22:51 UTC
Ciaffoni JosephDirector · President and CEO
Exercise / conversionStock Option (Right to Purchase) · Derivative 26,454 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0001062993-23-022977 · form4.xml · derivative · entry 9

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,232

Underlying: Common Stock · 26,454 shares

Expires 2030-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2023.

F5 · derivative.exercise_date: Twenty-five percent (25%) of the option vests and becomes exercisable on February 10, 2021, and the balance vests in equal quarterly installments (rounded up to the nearest whole share of common stock) over the following three-year period, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
December 20, 2023 Filed Dec 20, 2023 22:51 UTC
Ciaffoni JosephDirector · President and CEO
SaleCommon Stock 26,454 $30.40 $804,209.54
Disclosure

SEC source: 0001062993-23-022977 · form4.xml · nonDerivative · entry 6

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 275,000

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2023.

F4 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.00 to $30.64, inclusive.

Read SEC document
December 20, 2023 Filed Dec 20, 2023 22:51 UTC
Ciaffoni JosephDirector · President and CEO
Exercise / conversionCommon Stock 26,454 $21.34 $564,528.36
Disclosure

SEC source: 0001062993-23-022977 · form4.xml · nonDerivative · entry 5

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 301,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2023.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 22:51 UTC
Ciaffoni JosephDirector · President and CEO
Exercise / conversionStock Option (Right to Purchase) · Derivative 14,516 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0001062993-23-022977 · form4.xml · derivative · entry 8

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,686

Underlying: Common Stock · 14,516 shares

Expires 2030-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2023.

F5 · derivative.exercise_date: Twenty-five percent (25%) of the option vests and becomes exercisable on February 10, 2021, and the balance vests in equal quarterly installments (rounded up to the nearest whole share of common stock) over the following three-year period, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 22:51 UTC
Ciaffoni JosephDirector · President and CEO
SaleCommon Stock 14,516 $30.03 $435,941.61
Disclosure

SEC source: 0001062993-23-022977 · form4.xml · nonDerivative · entry 4

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 275,000

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2023.

F3 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.00 to $30.185, inclusive.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 22:51 UTC
Ciaffoni JosephDirector · President and CEO
Exercise / conversionCommon Stock 14,516 $21.34 $309,771.44
Disclosure

SEC source: 0001062993-23-022977 · form4.xml · nonDerivative · entry 3

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 289,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2023.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 22:51 UTC
Ciaffoni JosephDirector · President and CEO
Exercise / conversionStock Option (Right to Purchase) · Derivative 27,798 $0.00 Strike: $21.34 $0.00
Disclosure

SEC source: 0001062993-23-022977 · form4.xml · derivative · entry 7

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,202

Underlying: Common Stock · 27,798 shares

Expires 2030-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2023.

F5 · derivative.exercise_date: Twenty-five percent (25%) of the option vests and becomes exercisable on February 10, 2021, and the balance vests in equal quarterly installments (rounded up to the nearest whole share of common stock) over the following three-year period, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 22:51 UTC
Ciaffoni JosephDirector · President and CEO
SaleCommon Stock 27,798 $30.04 $834,935.17
Disclosure

SEC source: 0001062993-23-022977 · form4.xml · nonDerivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 275,000

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2023.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.00 to $30.145, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 22:51 UTC
Ciaffoni JosephDirector · President and CEO
Exercise / conversionCommon Stock 27,798 $21.34 $593,209.32
Disclosure

SEC source: 0001062993-23-022977 · form4.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 302,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2023.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 16:32 UTC
Kuhlmann Shirley R.EVP and General Counsel
Exercise / conversionStock Option (Right to Purchase) · Derivative 25,600 $0.00 Strike: $15.90 $0.00
Disclosure

SEC source: 0001062993-23-021604 · form4.xml · derivative · entry 3

Kuhlmann Shirley R. · CIK 0001734919 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,600 shares

Expires 2029-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2023.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 16:32 UTC
Kuhlmann Shirley R.EVP and General Counsel
SaleCommon Stock 25,600 $25.78 $660,014.08
Disclosure

SEC source: 0001062993-23-021604 · form4.xml · nonDerivative · entry 2

Kuhlmann Shirley R. · CIK 0001734919 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,518

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2023.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.76 to $25.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 16:32 UTC
Kuhlmann Shirley R.EVP and General Counsel
Exercise / conversionCommon Stock 25,600 $15.90 $407,040.00
Disclosure

SEC source: 0001062993-23-021604 · form4.xml · nonDerivative · entry 1

Kuhlmann Shirley R. · CIK 0001734919 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 145,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2023.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 16:08 UTC
Kuhlmann Shirley R.EVP and General Counsel
SaleCommon Stock 1,363 $22.53 $30,715.07
Disclosure

SEC source: 0001062993-23-014095 · form4.xml · nonDerivative · entry 2

Kuhlmann Shirley R. · CIK 0001734919 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,518

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2023.

F3 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.39 to $22.59, inclusive.

Read SEC document
June 26, 2023 Filed Jun 28, 2023 16:08 UTC
Kuhlmann Shirley R.EVP and General Counsel
SaleCommon Stock 16,621 $21.65 $359,917.78
Disclosure

SEC source: 0001062993-23-014095 · form4.xml · nonDerivative · entry 1

Kuhlmann Shirley R. · CIK 0001734919 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,881

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2023.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.26 to $22.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
June 02, 2023 Filed Jun 2, 2023 23:08 UTC
Ciaffoni JosephDirector · President and CEO
SaleCommon Stock 1,000 $22.25 $22,251.10
Disclosure

SEC source: 0001062993-23-012809 · form4.xml · nonDerivative · entry 3

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 275,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2023.

F4 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.09 to $22.39, inclusive.

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June 02, 2023 Filed Jun 2, 2023 23:08 UTC
Ciaffoni JosephDirector · President and CEO
SaleCommon Stock 30,272 $21.58 $653,172.89
Disclosure

SEC source: 0001062993-23-012809 · form4.xml · nonDerivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 276,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2023.

F3 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.09 to $22.085, inclusive.

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June 01, 2023 Filed Jun 2, 2023 23:08 UTC
Ciaffoni JosephDirector · President and CEO
SaleCommon Stock 31,272 $22.09 $690,757.83
Disclosure

SEC source: 0001062993-23-012809 · form4.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 306,272

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2023.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.81 to $22.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

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May 31, 2023 Filed Jun 1, 2023 20:15 UTC
Ciaffoni JosephDirector · President and CEO
SaleCommon Stock 31,272 $21.87 $683,796.68
Disclosure

SEC source: 0001062993-23-012623 · form4.xml · nonDerivative · entry 2

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 337,544

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2023.

F3 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.62 to $22.22, inclusive.

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May 30, 2023 Filed Jun 1, 2023 20:15 UTC
Ciaffoni JosephDirector · President and CEO
SaleCommon Stock 31,271 $21.90 $684,906.82
Disclosure

SEC source: 0001062993-23-012623 · form4.xml · nonDerivative · entry 1

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 368,816

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2023.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.62 to $22.49, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

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May 18, 2023 Filed May 19, 2023 20:40 UTC GrantCommon Stock 9,792 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011818 · form4.xml · nonDerivative · entry 1

Heffernan Michael Thomas · CIK 0001448914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,815

F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest on May 18, 2024, subject to the director's continued service with the issuer. The restricted stock units will be settled on such date, or, upon the election of the director, on the earlier of the end of the director's service on the Board of Directors, the director's death or disability, or a change in control of the issuer, in shares of the issuer's common stock.

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May 18, 2023 Filed May 19, 2023 20:39 UTC GrantCommon Stock 9,792 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011817 · form4.xml · nonDerivative · entry 1

Freund John Gordon · CIK 0001296771 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,775

F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest on May 18, 2024, subject to the director's continued service with the issuer. The restricted stock units will be settled on such date, or, upon the election of the director, on the earlier of the end of the director's service on the Board of Directors, the director's death or disability, or a change in control of the issuer, in shares of the issuer's common stock.

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May 18, 2023 Filed May 19, 2023 20:38 UTC
SANTINI GINODirector
GrantCommon Stock 9,792 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011814 · form4.xml · nonDerivative · entry 1

SANTINI GINO · CIK 0001276038 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,963

F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest on May 18, 2024, subject to the director's continued service with the issuer. The restricted stock units will be settled on such date, or, upon the election of the director, on the earlier of the end of the director's service on the Board of Directors, the director's death or disability, or a change in control of the issuer, in shares of the issuer's common stock.

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May 18, 2023 Filed May 19, 2023 20:40 UTC GrantCommon Stock 9,792 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011821 · form4.xml · nonDerivative · entry 1

Balice-Gordon Rita J. · CIK 0001825625 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,795

F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest on May 18, 2024, subject to the director's continued service with the issuer. The restricted stock units will be settled on such date, or, upon the election of the director, on the earlier of the end of the director's service on the Board of Directors, the director's death or disability, or a change in control of the issuer, in shares of the issuer's common stock.

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May 18, 2023 Filed May 19, 2023 20:39 UTC GrantCommon Stock 9,792 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011816 · form4.xml · nonDerivative · entry 1

Fallon John A. · CIK 0001560152 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,150

F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest on May 18, 2024, subject to the director's continued service with the issuer. The restricted stock units will be settled on such date, or, upon the election of the director, on the earlier of the end of the director's service on the Board of Directors, the director's death or disability, or a change in control of the issuer, in shares of the issuer's common stock.

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May 18, 2023 Filed May 19, 2023 20:40 UTC GrantCommon Stock 9,792 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011820 · form4.xml · nonDerivative · entry 1

McFarlane Neil F. · CIK 0001681098 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,672

F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest on May 18, 2024, subject to the director's continued service with the issuer. The restricted stock units will be settled on such date, or, upon the election of the director, on the earlier of the end of the director's service on the Board of Directors, the director's death or disability, or a change in control of the issuer, in shares of the issuer's common stock.

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May 18, 2023 Filed May 19, 2023 20:38 UTC GrantCommon Stock 9,792 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011815 · form4.xml · nonDerivative · entry 1

Melincoff Gwen A · CIK 0001614890 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,775

F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest on May 18, 2024, subject to the director's continued service with the issuer. The restricted stock units will be settled on such date, or, upon the election of the director, on the earlier of the end of the director's service on the Board of Directors, the director's death or disability, or a change in control of the issuer, in shares of the issuer's common stock.

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May 18, 2023 Filed May 19, 2023 20:37 UTC GrantCommon Stock 9,792 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011813 · form4.xml · nonDerivative · entry 1

BOHLIN GAREN G · CIK 0001254705 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,775

F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest on May 18, 2024, subject to the director's continued service with the issuer. The restricted stock units will be settled on such date, or, upon the election of the director, on the earlier of the end of the director's service on the Board of Directors, the director's death or disability, or a change in control of the issuer, in shares of the issuer's common stock.

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March 15, 2023 Filed Mar 17, 2023 16:11 UTC
Tupper ColleenEVP & Chief Financial Officer
SaleCommon Stock 31,640 $23.77 $752,165.06
Disclosure

SEC source: 0001062993-23-007174 · form4.xml · nonDerivative · entry 1

Tupper Colleen · CIK 0001862082 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,420

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2022.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.47 to $24.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).

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March 01, 2023 Filed Mar 3, 2023 21:08 UTC
Dreyer ScottEVP & Chief Commercial Officer
SaleCommon Stock 13,324 $26.70 $355,750.80
Disclosure

SEC source: 0001062993-23-005854 · form4.xml · nonDerivative · entry 1

Dreyer Scott · CIK 0001746251 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,882

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2022.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.22 to $27.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

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February 13, 2023 Filed Feb 14, 2023 17:18 UTC
Kuhlmann Shirley R.EVP and General Counsel
SaleCommon Stock 21,811 $26.88 $586,279.68
Disclosure

SEC source: 0001062993-23-003479 · form4.xml · nonDerivative · entry 5

Kuhlmann Shirley R. · CIK 0001734919 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,502

F5 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022.

F6 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.485 to $27.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (6).

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February 13, 2023 Filed Feb 14, 2023 22:16 UTC
Ciaffoni JosephDirector · President and CEO
Exercise / conversionStock Option (Right to Purchase) · Derivative 11,250 $0.00 Strike: $15.90 $0.00
Disclosure

SEC source: 0001062993-23-003475 · form4.xml · derivative · entry 7

Ciaffoni Joseph · CIK 0001443841 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires 2029-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option, initially representing a right to purchase a total of 90,00 shares, is fully vested and exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.