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COHR

COHERENT CORP.

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1179
SEC CIK
0000820318
Parsed reports
537

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202507
Dec 202505
Jan 202600
Feb 202601
Mar 202609
Apr 202601
May 202605
Jun 202600
Jul 202601
Aug 202604
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2020 Filed Nov 23, 2020 20:51 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
SaleCommon Stock 25,000 $62.18 $1,554,537.50
Disclosure

SEC source: 0001562180-20-006825 · primarydocument.xml · nonDerivative · entry 3

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,550

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $62.00 to $62.71. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 20:51 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
Exercise / conversionCommon Stock 16,540 $13.99 $231,394.60
Disclosure

SEC source: 0001562180-20-006825 · primarydocument.xml · nonDerivative · entry 2

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 20:51 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
Exercise / conversionCommon Stock 8,460 $19.37 $163,870.20
Disclosure

SEC source: 0001562180-20-006825 · primarydocument.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:07 UTC
BARBAROSSA GIOVANNIChief Strategy Officer
Exercise / conversionOption (Right to Buy) · Derivative 1,879 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · derivative · entry 15

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,879 shares

Expires 2026-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options fully vested on August 20, 2020.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:07 UTC
BARBAROSSA GIOVANNIChief Strategy Officer
SaleCommon Stock 1,879 $59.65 $112,085.54
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 9

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,175

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2020.

F4 · price: Represents the weighted average of multiple sale transactions ranging in price from $59.27 to $59.81. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:07 UTC
BARBAROSSA GIOVANNIChief Strategy Officer
Exercise / conversionCommon Stock 1,879 $21.67 $40,717.93
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 8

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:07 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
Exercise / conversionOption (Right to buy) · Derivative 19,600 $0.00 Strike: $17.53 $0.00
Disclosure

SEC source: 0001562180-20-006742 · primarydocument.xml · derivative · entry 12

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,600 shares

Expires 2021-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options fully vested on August 20, 2016.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:07 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
Exercise / conversionOption (Right to buy) · Derivative 47,550 $0.00 Strike: $18.93 $0.00
Disclosure

SEC source: 0001562180-20-006742 · primarydocument.xml · derivative · entry 11

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,550 shares

Expires 2022-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options fully vested on August 18, 2017.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:07 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
Exercise / conversionOption (Right to buy) · Derivative 32,850 $0.00 Strike: $19.37 $0.00
Disclosure

SEC source: 0001562180-20-006742 · primarydocument.xml · derivative · entry 10

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,460

Underlying: Common Stock · 32,850 shares

Expires 2023-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options fully vested on August 17, 2018.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:07 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
SaleCommon Stock 900 $61.10 $54,993.96
Disclosure

SEC source: 0001562180-20-006742 · primarydocument.xml · nonDerivative · entry 8

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,550

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020.

F4 · price: Represents the weighted average of multiple sale transactions ranging in price from $61.07 to $61.14. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:07 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
SaleCommon Stock 80,497 $60.57 $4,875,791.84
Disclosure

SEC source: 0001562180-20-006742 · primarydocument.xml · nonDerivative · entry 7

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,450

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020.

F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $60.07 to $61.06. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:07 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
SaleCommon Stock 57,506 $59.78 $3,437,760.44
Disclosure

SEC source: 0001562180-20-006742 · primarydocument.xml · nonDerivative · entry 6

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,947

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $59.07 to $60.04. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:07 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
Exercise / conversionCommon Stock 32,850 $19.37 $636,304.50
Disclosure

SEC source: 0001562180-20-006742 · primarydocument.xml · nonDerivative · entry 5

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 572,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:07 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
Exercise / conversionCommon Stock 47,550 $18.93 $900,121.50
Disclosure

SEC source: 0001562180-20-006742 · primarydocument.xml · nonDerivative · entry 4

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,603

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:07 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
Exercise / conversionCommon Stock 19,600 $17.53 $343,588.00
Disclosure

SEC source: 0001562180-20-006742 · primarydocument.xml · nonDerivative · entry 3

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,053

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC
BARBAROSSA GIOVANNIChief Strategy Officer
Exercise / conversionOption (Right to buy) · Derivative 30,530 $0.00 Strike: $13.99 $0.00
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · derivative · entry 14

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,530 shares

Expires 2024-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The options fully vested on August 16, 2019.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC
BARBAROSSA GIOVANNIChief Strategy Officer
Exercise / conversionOption (Right to buy) · Derivative 7,000 $0.00 Strike: $16.45 $0.00
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · derivative · entry 13

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2022-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The options fully vested on November 2, 2017.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC
BARBAROSSA GIOVANNIChief Strategy Officer
Exercise / conversionOption (Right to buy) · Derivative 31,360 $0.00 Strike: $17.84 $0.00
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · derivative · entry 12

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,360 shares

Expires 2025-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options fully vested on August 15, 2020.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC
BARBAROSSA GIOVANNIChief Strategy Officer
Exercise / conversionOption (Right to buy) · Derivative 13,010 $0.00 Strike: $19.37 $0.00
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · derivative · entry 11

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,010 shares

Expires 2023-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options fully vested on August 17, 2018.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC
BARBAROSSA GIOVANNIChief Strategy Officer
Exercise / conversionOption (Right to Buy) · Derivative 22,841 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · derivative · entry 10

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,879

Underlying: Common Stock · 22,841 shares

Expires 2026-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options fully vested on August 20, 2020.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC
BARBAROSSA GIOVANNIChief Strategy Officer
SaleCommon Stock 24,710 $60.05 $1,483,870.09
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 7

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,175

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2020.

F3 · price: Represents the weighted average of multiple sale transactions ranging in price from $59.93 to $60.45. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC
BARBAROSSA GIOVANNIChief Strategy Officer
SaleCommon Stock 80,031 $59.49 $4,760,740.07
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 6

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,885

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2020.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $58.93 to $59.91. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC
BARBAROSSA GIOVANNIChief Strategy Officer
Exercise / conversionCommon Stock 22,841 $21.67 $494,964.47
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 5

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC
BARBAROSSA GIOVANNIChief Strategy Officer
Exercise / conversionCommon Stock 31,360 $17.84 $559,462.40
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 4

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC
BARBAROSSA GIOVANNIChief Strategy Officer
Exercise / conversionCommon Stock 30,530 $13.99 $427,114.70
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 3

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC
BARBAROSSA GIOVANNIChief Strategy Officer
Exercise / conversionCommon Stock 13,010 $19.37 $252,003.70
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 2

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC
BARBAROSSA GIOVANNIChief Strategy Officer
Exercise / conversionCommon Stock 7,000 $16.45 $115,150.00
Disclosure

SEC source: 0001562180-20-006743 · primarydocument.xml · nonDerivative · entry 1

BARBAROSSA GIOVANNI · CIK 0001237685 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
Exercise / conversionOption (Right to buy) · Derivative 50,000 $0.00 Strike: $17.53 $0.00
Disclosure

SEC source: 0001562180-20-006742 · primarydocument.xml · derivative · entry 9

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,600

Underlying: Common Stock · 50,000 shares

Expires 2021-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options fully vested on August 20, 2016.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
SaleCommon Stock 109,597 $59.63 $6,535,575.98
Disclosure

SEC source: 0001562180-20-006742 · primarydocument.xml · nonDerivative · entry 2

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,453

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 29, 2020.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:07 UTC
MATTERA VINCENT D JRDirector · Chief Executive Officer
Exercise / conversionCommon Stock 50,000 $17.53 $876,500.00
Disclosure

SEC source: 0001562180-20-006742 · primarydocument.xml · nonDerivative · entry 1

MATTERA VINCENT D JR · CIK 0001343837 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 21:51 UTC Exercise / conversionOption (Right to buy) · Derivative 3,620 $0.00 Strike: $18.93 $0.00
Disclosure

SEC source: 0001562180-20-006677 · primarydocument.xml · derivative · entry 6

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,620 shares

Expires 2022-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options fully vested on August 18, 2017.

Read SEC document
November 12, 2020 Filed Nov 12, 2020 21:51 UTC SaleCommon Stock 3,620 $58.77 $212,759.71
Disclosure

SEC source: 0001562180-20-006677 · primarydocument.xml · nonDerivative · entry 4

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,602

Read SEC document
November 12, 2020 Filed Nov 12, 2020 21:51 UTC Exercise / conversionCommon Stock 3,620 $18.93 $68,526.60
Disclosure

SEC source: 0001562180-20-006677 · primarydocument.xml · nonDerivative · entry 3

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:51 UTC Exercise / conversionOption (Right to buy) · Derivative 5,000 $0.00 Strike: $18.93 $0.00
Disclosure

SEC source: 0001562180-20-006677 · primarydocument.xml · derivative · entry 5

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,620

Underlying: Common Stock · 5,000 shares

Expires 2022-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options fully vested on August 18, 2017.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:51 UTC SaleCommon Stock 5,000 $58.38 $291,886.00
Disclosure

SEC source: 0001562180-20-006677 · primarydocument.xml · nonDerivative · entry 2

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,602

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:51 UTC Exercise / conversionCommon Stock 5,000 $18.93 $94,650.00
Disclosure

SEC source: 0001562180-20-006677 · primarydocument.xml · nonDerivative · entry 1

Xia Howard H. · CIK 0001517296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 17:46 UTC Exercise / conversionOption (Right to Buy) · Derivative 11,440 $0.00 Strike: $13.99 $0.00
Disclosure

SEC source: 0001562180-20-006603 · primarydocument.xml · derivative · entry 9

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,440 shares

Expires 2024-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options fully vested on August 16, 2019.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 17:46 UTC Exercise / conversionOption (Right to Buy) · Derivative 8,270 $0.00 Strike: $19.37 $0.00
Disclosure

SEC source: 0001562180-20-006603 · primarydocument.xml · derivative · entry 8

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,270 shares

Expires 2023-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options fully vested on August 17, 2018.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 17:46 UTC Exercise / conversionOption (Right to Buy) · Derivative 8,620 $0.00 Strike: $18.93 $0.00
Disclosure

SEC source: 0001562180-20-006603 · primarydocument.xml · derivative · entry 7

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,620 shares

Expires 2022-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options fully vested on August 18, 2017.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 17:46 UTC Exercise / conversionOption (Right to Buy) · Derivative 9,300 $0.00 Strike: $17.53 $0.00
Disclosure

SEC source: 0001562180-20-006603 · primarydocument.xml · derivative · entry 6

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,300 shares

Expires 2021-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options fully vested on August 20, 2016.

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November 09, 2020 Filed Nov 10, 2020 17:46 UTC SaleCommon Stock 37,630 $56.96 $2,143,382.22
Disclosure

SEC source: 0001562180-20-006603 · primarydocument.xml · nonDerivative · entry 5

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,343

F1 · price: Represents the weighted average of multiple sale transactions ranging in price from $56.90 to $57.1002. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

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November 09, 2020 Filed Nov 10, 2020 17:46 UTC Exercise / conversionCommon Stock 11,440 $13.99 $160,045.60
Disclosure

SEC source: 0001562180-20-006603 · primarydocument.xml · nonDerivative · entry 4

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2020 Filed Nov 10, 2020 17:46 UTC Exercise / conversionCommon Stock 8,270 $19.37 $160,189.90
Disclosure

SEC source: 0001562180-20-006603 · primarydocument.xml · nonDerivative · entry 3

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2020 Filed Nov 10, 2020 17:46 UTC Exercise / conversionCommon Stock 8,620 $18.93 $163,176.60
Disclosure

SEC source: 0001562180-20-006603 · primarydocument.xml · nonDerivative · entry 2

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2020 Filed Nov 10, 2020 17:46 UTC Exercise / conversionCommon Stock 9,300 $17.53 $163,029.00
Disclosure

SEC source: 0001562180-20-006603 · primarydocument.xml · nonDerivative · entry 1

PELAEZ MARC Y E · CIK 0001222113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 09, 2020 Filed Nov 10, 2020 17:46 UTC
Koeppen ChristopherChief Technology Officer
Exercise / conversionOption (Right to Buy) · Derivative 1,920 $0.00 Strike: $18.93 $0.00
Disclosure

SEC source: 0001562180-20-006602 · primarydocument.xml · derivative · entry 5

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,920 shares

Expires 2022-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options fully vested on August 18, 2017.

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November 09, 2020 Filed Nov 10, 2020 17:46 UTC
Koeppen ChristopherChief Technology Officer
SaleCommon Stock 1,920 $59.01 $113,299.20
Disclosure

SEC source: 0001562180-20-006602 · primarydocument.xml · nonDerivative · entry 2

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,853

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.

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November 09, 2020 Filed Nov 10, 2020 17:46 UTC
Koeppen ChristopherChief Technology Officer
Exercise / conversionCommon Stock 1,920 $18.93 $36,345.60
Disclosure

SEC source: 0001562180-20-006602 · primarydocument.xml · nonDerivative · entry 1

Koeppen Christopher · CIK 0001781635 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 05, 2020 Filed Nov 6, 2020 23:17 UTC Exercise / conversionOption (Right to buy) · Derivative 14,570 $0.00 Strike: $17.53 $0.00
Disclosure

SEC source: 0001562180-20-006585 · primarydocument.xml · derivative · entry 5

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,570 shares

Expires 2021-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 23:17 UTC SaleCommon Stock 14,570 $55.10 $802,761.83
Disclosure

SEC source: 0001562180-20-006585 · primarydocument.xml · nonDerivative · entry 2

KRAMER FRANCIS J · CIK 0001191458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,395

F1 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 31, 2020.

F2 · price: Represents the weighted average of multiple sale transactions ranging in price from $55.00 to $55.27. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.