COF

SEC source: 0001225208-10-002683 · doc4.xml · nonDerivative · entry 1

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,893

F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 27, 2011 and annually thereafter.

SEC source: 0001225208-10-002684 · doc4.xml · derivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,583

Underlying: Common Stock · 14,583 shares

Expires 2010-12-31

F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average stock price over the twenty trading days preceding the vesting date.

F4 · derivative.exercise_date: The restricted stock units will vest in full on December 31, 2010.

SEC source: 0001225208-10-002684 · doc4.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,304

F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation on the above restricted stock grant, as a resullt of the reporting person's eligibility for retirement. This is authorized in the applicable grant agreement.

SEC source: 0001225208-10-002684 · doc4.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,986

F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 27, 2011 and annually thereafter.

SEC source: 0001225208-10-002685 · doc4.xml · derivative · entry 2

PERLIN GARY L · CIK 0001252395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,693

Underlying: Common Stock · 34,693 shares

Expires 2010-12-31

F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average stock price over the twenty trading days preceding the vesting date.

F3 · derivative.exercise_date: The restricted stock units will vest in full on December 31, 2010.

SEC source: 0001225208-10-002685 · doc4.xml · nonDerivative · entry 1

PERLIN GARY L · CIK 0001252395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,563

F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 27, 2011 and annually thereafter.

SEC source: 0001225208-10-002686 · doc4.xml · derivative · entry 2

Pike Lynn A · CIK 0001397863 · President, Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,520

Underlying: Common Stock · 20,520 shares

Expires 2010-12-31

F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average stock price over the twenty trading days preceding the vesting date.

F3 · derivative.exercise_date: The restricted stock units will vest in full on December 31, 2010.

SEC source: 0001225208-10-002686 · doc4.xml · nonDerivative · entry 1

Pike Lynn A · CIK 0001397863 · President, Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,462

F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 27, 2011 and annually thereafter.

SEC source: 0001225208-10-002687 · doc4.xml · derivative · entry 2

SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,541

Underlying: Common Stock · 15,541 shares

Expires 2010-12-31

F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average stock price over the twenty trading days preceding the vesting date.

F4 · derivative.exercise_date: The restricted stock units will vest in full on December 31, 2010.

SEC source: 0001225208-10-002687 · doc4.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,709

F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 27, 2011 and annually thereafter.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0001225208-10-002688 · doc4.xml · derivative · entry 2

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,775

Underlying: Common Stock · 14,775 shares

Expires 2010-12-31

F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average stock price over the twenty trading days preceding the vesting date.

F3 · derivative.exercise_date: The restricted stock units will vest in full on December 31, 2010.

SEC source: 0001225208-10-002688 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,428

F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 27, 2011 and annually thereafter.

SEC source: 0001225208-10-002689 · doc4.xml · derivative · entry 2

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,580

Underlying: Common Stock · 10,580 shares

Expires 2010-12-31

F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average stock price over the twenty trading days preceding the vesting date.

F4 · derivative.exercise_date: The restricted stock units will vest in full on December 31, 2010.

SEC source: 0001225208-10-002689 · doc4.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,749

F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 27, 2011 and annually thereafter.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0001225208-10-003500 · doc4.xml · nonDerivative · entry 1

WARNER BRADFORD H · CIK 0001195086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,138

SEC source: 0001225208-10-001244 · doc4.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,000

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0001225208-09-024575 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,303

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001225208-09-023916 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,803

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001225208-09-023760 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,303

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were sold at prices ranging from $37.50 to $37.69. Information regarding the number of shares sold at each separate price will be provided upon request.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0001225208-10-002690 · doc5.xml · nonDerivative · entry 1

CAMPBELL E R BO · CIK 0001226698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,853

SEC source: 0001225208-09-021681 · doc4.xml · nonDerivative · entry 3

CAMPBELL E R BO · CIK 0001226698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,103

F3 · kind: The shares were contributed to a 2009 Grantor Retained Annuity Trust of which the reporting person is not a trustee.

SEC source: 0001225208-09-021083 · doc4.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,017

SEC source: 0001225208-09-023760 · doc4.xml · nonDerivative · entry 2

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 0

F4 · balance_after: Disposition of reporting person's equivalent share ownership in the Company's 401(k) Plan.

SEC source: 0001225208-09-021026 · doc4.xml · nonDerivative · entry 1

PERLIN GARY L · CIK 0001252395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,334

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 11, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were sold at prices ranging from $40.70 to $41.23. Information regarding the number of shares sold at each separate price will be provided upon request.

SEC source: 0001225208-09-021025 · doc4.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,117

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on July 28, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0001225208-09-021027 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,616

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001225208-09-021681 · doc4.xml · nonDerivative · entry 2

CAMPBELL E R BO · CIK 0001226698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,103

F2 · kind: Annuity payment pursuant to the terms of the reporting person's 2008 Grantor Retained Annuity Trust of which he is not a trustee.

SEC source: 0001225208-09-019077 · doc4.xml · nonDerivative · entry 1

PERLIN GARY L · CIK 0001252395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,214

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 11, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were sold at prices ranging from $38.80 to $39.36. Information regarding the number of shares sold at each separate price will be provided upon request.

SEC source: 0001225208-09-021681 · doc4.xml · nonDerivative · entry 1

CAMPBELL E R BO · CIK 0001226698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,458

F1 · kind: Annuity payment pursuant to the terms of the reporting person's 2007 Grantor Retained Annuity Trust of which he is not a trustee.

SEC source: 0001225208-09-018858 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,616

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001225208-09-018701 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,861

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 10, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001225208-09-017789 · doc4.xml · nonDerivative · entry 3

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,900

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0001225208-09-017789 · doc4.xml · nonDerivative · entry 2

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,581

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001225208-09-018699 · doc4.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,491,770

F1 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Also includes 69,876 shares distributed to the reporting person as his pro rata ownership interest following the liquidation of Fairbank Morris, Inc. These shares were previously reported as part of the reporting person's indirect beneficial holdings.

SEC source: 0001225208-09-017789 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,445

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001225208-09-017067 · doc4.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,566

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 5, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001225208-09-017070 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,445

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 27, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001225208-09-016528 · doc4.xml · nonDerivative · entry 1

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,343

F1 · price: These shares were sold at prices ranging from $30.61to $30.87. Information regarding the number of shares sold at each separate price will be provided upon request.

SEC source: 0001225208-09-016526 · doc4.xml · nonDerivative · entry 1

Pike Lynn A · CIK 0001397863 · President, Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,682

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 11, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were sold at prices ranging from $30.33 to $30.55. Information regarding the number of shares sold at each separate price will be provided upon request.

SEC source: 0001225208-09-016527 · doc4.xml · nonDerivative · entry 1

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,269

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were sold at prices ranging from $30.35 to $30.50. Information regarding the number of shares sold at each separate price will be provided upon request.

SEC source: 0001225208-09-016294 · doc4.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,566

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 29, 2009. This is authorized in the applicable restricted stock award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0001225208-09-016295 · doc4.xml · nonDerivative · entry 1

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,269

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 29, 2009. This is authorized in the applicable restricted stock award agreement.

SEC source: 0001225208-09-016297 · doc4.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,648

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 29, 2009. This is authorized in the applicable restricted stock award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0001225208-09-016296 · doc4.xml · nonDerivative · entry 1

PERLIN GARY L · CIK 0001252395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,214

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 29, 2009. This is authorized in the applicable restricted stock award agreement.

SEC source: 0001225208-09-016298 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,445

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 29, 2009. This is authorized in the applicable restricted stock award agreement.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0001225208-09-016301 · doc4.xml · nonDerivative · entry 1

Pike Lynn A · CIK 0001397863 · President, Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,670

F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 29, 2009. This is authorized in the applicable restricted stock award agreement.

SEC source: 0001225208-09-016259 · doc4.xml · nonDerivative · entry 1

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,465

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were sold at prices ranging from $29.84 to $30.37. Information regarding the number of shares sold at each separate price will be provided upon request.

F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

SEC source: 0001225208-09-012272 · doc4.xml · nonDerivative · entry 1

Schneider Ryan M. · CIK 0001420501 · President, Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,112

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 27, 2009, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Does not include shares acquired through the 401(k) Plan account which were included in the reporting person's prior ownership reports as direct beneficial holdings.

SEC source: 0001225208-09-011962 · doc4.xml · nonDerivative · entry 2

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,652

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 5, 2009, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · balance_after: Does not include shares acquired through the 401(k) Plan account which were included in the reporting person's prior ownership reports as direct beneficial holdings.

SEC source: 0001225208-09-011962 · doc4.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,275

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 5, 2009, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan and Dividend Reinvestment Plan since the last reported transaction.