Last 12 months
Inside the activity.
0 purchase rows · 62 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 13 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2012 Filed Mar 20, 2012 21:04 UTC |
Alexander Robert M.Chief Information Officer
|
SaleCommon Stock | 2,000 | $55.00 | $110,000.00 |
DisclosureSEC source: 0001225208-12-008093 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,798 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 19, 2012 Filed Mar 20, 2012 21:04 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversionStock Options · Derivative | 11,655 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-12-008094 · doc4.xml · derivative · entry 6 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,655 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 8, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| March 19, 2012 Filed Mar 20, 2012 21:04 UTC |
Slocum MichaelPresident, Commercial Banking
|
SaleCommon Stock | 11,655 | $55.00 | $641,025.00 |
DisclosureSEC source: 0001225208-12-008094 · doc4.xml · nonDerivative · entry 4 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,774 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 8, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 19, 2012 Filed Mar 20, 2012 21:04 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversionCommon Stock | 11,655 | $18.28 | $213,053.40 |
DisclosureSEC source: 0001225208-12-008094 · doc4.xml · nonDerivative · entry 3 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 8, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 19, 2012 Filed Mar 20, 2012 21:04 UTC |
GROSS PATRICK WDirector
|
Exercise / conversionStock Options · Derivative | 29,008 | $0.00 Strike: $31.77 | $0.00 |
DisclosureSEC source: 0001225208-12-008095 · doc4.xml · derivative · entry 6 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,008 shares Expires 2012-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: These options became exercisable in 1/3 increments on the dates of the issuer's annual meeting of stockholders in 2003, 2004 and 2005, for services as director. Read SEC document |
| March 19, 2012 Filed Mar 20, 2012 21:04 UTC |
GROSS PATRICK WDirector
|
SaleCommon Stock | 29,008 | $55.00 | $1,595,440.00 |
DisclosureSEC source: 0001225208-12-008095 · doc4.xml · nonDerivative · entry 4 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,948 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 19, 2012 Filed Mar 20, 2012 21:04 UTC |
GROSS PATRICK WDirector
|
Exercise / conversionCommon Stock | 29,008 | $31.77 | $921,439.12 |
DisclosureSEC source: 0001225208-12-008095 · doc4.xml · nonDerivative · entry 3 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 16, 2012 Filed Mar 20, 2012 21:04 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversionStock Options · Derivative | 150 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-12-008094 · doc4.xml · derivative · entry 5 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,655 Underlying: Common Stock · 150 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 8, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| March 16, 2012 Filed Mar 20, 2012 21:04 UTC |
Slocum MichaelPresident, Commercial Banking
|
SaleCommon Stock | 150 | $55.00 | $8,250.00 |
DisclosureSEC source: 0001225208-12-008094 · doc4.xml · nonDerivative · entry 2 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,774 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 8, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 16, 2012 Filed Mar 20, 2012 21:04 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversionCommon Stock | 150 | $18.28 | $2,742.00 |
DisclosureSEC source: 0001225208-12-008094 · doc4.xml · nonDerivative · entry 1 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 8, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 16, 2012 Filed Mar 20, 2012 21:04 UTC |
GROSS PATRICK WDirector
|
Exercise / conversionStock Options · Derivative | 992 | $0.00 Strike: $31.77 | $0.00 |
DisclosureSEC source: 0001225208-12-008095 · doc4.xml · derivative · entry 5 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,008 Underlying: Common Stock · 992 shares Expires 2012-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: These options became exercisable in 1/3 increments on the dates of the issuer's annual meeting of stockholders in 2003, 2004 and 2005, for services as director. Read SEC document |
| March 16, 2012 Filed Mar 20, 2012 21:04 UTC |
GROSS PATRICK WDirector
|
SaleCommon Stock | 992 | $55.00 | $54,560.00 |
DisclosureSEC source: 0001225208-12-008095 · doc4.xml · nonDerivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,948 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 16, 2012 Filed Mar 20, 2012 21:04 UTC |
GROSS PATRICK WDirector
|
Exercise / conversionCommon Stock | 992 | $31.77 | $31,510.88 |
DisclosureSEC source: 0001225208-12-008095 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 15, 2012 Filed Mar 16, 2012 21:04 UTC |
Witter Jonathan W.President, Retail Banking
|
SaleCommon Stock | 29,519 | $52.12 | $1,538,530.28 |
DisclosureSEC source: 0001225208-12-007826 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,378 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These shares were sold at prices ranging from $52 to $52.24. Information regarding the number of shares sold at each price will be provided upon request. F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 15, 2012 Filed Mar 16, 2012 21:07 UTC |
Alexander Robert M.Chief Information Officer
|
SaleCommon Stock | 2,165 | $53.00 | $114,745.00 |
DisclosureSEC source: 0001225208-12-007828 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,798 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 14, 2012 Filed Mar 16, 2012 21:07 UTC |
Alexander Robert M.Chief Information Officer
|
SaleCommon Stock | 100 | $53.00 | $5,300.00 |
DisclosureSEC source: 0001225208-12-007828 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,963 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 21:19 UTC |
GROSS PATRICK WDirector
|
Exercise / conversionStock Options · Derivative | 30,000 | $0.00 Strike: $31.77 | $0.00 |
DisclosureSEC source: 0001225208-12-007458 · doc4.xml · derivative · entry 3 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2012-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: These options became exercisable in 1/3 increments on the dates of the issuer's annual meeting of stockholders in 2003, 2004 and 2005, for services as director. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 21:19 UTC |
GROSS PATRICK WDirector
|
SaleCommon Stock | 30,000 | $50.00 | $1,500,000.00 |
DisclosureSEC source: 0001225208-12-007458 · doc4.xml · nonDerivative · entry 2 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,948 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 09, 2012 Filed Mar 13, 2012 21:19 UTC |
GROSS PATRICK WDirector
|
Exercise / conversionCommon Stock | 30,000 | $31.77 | $952,950.00 |
DisclosureSEC source: 0001225208-12-007458 · doc4.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 7, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 22:17 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversionStock Options · Derivative | 11,805 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-12-004671 · doc4.xml · derivative · entry 3 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,805 Underlying: Common Stock · 11,805 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 8, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 22:17 UTC |
Slocum MichaelPresident, Commercial Banking
|
SaleCommon Stock | 12,138 | $50.00 | $606,900.00 |
DisclosureSEC source: 0001225208-12-004671 · doc4.xml · nonDerivative · entry 2 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,774 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 8, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 22:17 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversionCommon Stock | 11,805 | $18.28 | $215,795.40 |
DisclosureSEC source: 0001225208-12-004671 · doc4.xml · nonDerivative · entry 1 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 8, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 22:17 UTC |
Witter Jonathan W.President, Retail Banking
|
Exercise / conversionRestricted Stock Units · Derivative | 50,346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-004672 · doc4.xml · derivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,104 Underlying: Common Stock · 50,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These restricted stock units vest, and the underlying shares of common stock are issuable, according to the following schedule: 50,346 units on February 15, 2012; 33,039 units on February 15, 2013 and 55,065 units on January 15, 2014. F2 · derivative.expiration_date: These restricted stock units vest, and the underlying shares of common stock are issuable, according to the following schedule: 50,346 units on February 15, 2012; 33,039 units on February 15, 2013 and 55,065 units on January 15, 2014. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 22:17 UTC |
Witter Jonathan W.President, Retail Banking
|
Tax withholdingCommon Stock | 20,827 | $49.18 | $1,024,271.86 |
DisclosureSEC source: 0001225208-12-004672 · doc4.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,749 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of shares of common stock underlying restricted stock units vesting on February 15, 2012. This is authorized in the applicable award agreement. Read SEC document |
| February 15, 2012 Filed Feb 17, 2012 22:17 UTC |
Witter Jonathan W.President, Retail Banking
|
Exercise / conversionCommon Stock | 50,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-004672 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2012 Filed Feb 16, 2012 21:33 UTC |
DIETZ W RONALDDirector
|
Exercise / conversionStock Options · Derivative | 35,000 | $0.00 Strike: $31.77 | $0.00 |
DisclosureSEC source: 0001225208-12-004481 · doc4.xml · derivative · entry 3 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2012-11-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options became exercisable in 1/3 increments on the dates of the issuer's annual meeting of stockholders in 2003, 2004 and 2005, for services as director. Read SEC document |
| February 14, 2012 Filed Feb 16, 2012 21:33 UTC |
DIETZ W RONALDDirector
|
SaleCommon Stock | 35,000 | $47.99 | $1,679,650.00 |
DisclosureSEC source: 0001225208-12-004481 · doc4.xml · nonDerivative · entry 2 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,660 F1 · price: These shares were sold at prices ranging from $47.98 to $48.03. Information regarding the number of shares sold at each pricewill be provided upon request. F2 · balance_after: Includes shares acquired by the reporting person under the company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| February 14, 2012 Filed Feb 16, 2012 21:33 UTC |
DIETZ W RONALDDirector
|
Exercise / conversionCommon Stock | 35,000 | $31.77 | $1,111,775.00 |
DisclosureSEC source: 0001225208-12-004481 · doc4.xml · nonDerivative · entry 1 DIETZ W RONALD · CIK 0001238031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2012 Filed Feb 6, 2012 22:11 UTC |
Slocum MichaelPresident, Commercial Banking
|
SaleCommon Stock | 3,862 | $48.18 | $186,071.16 |
DisclosureSEC source: 0001225208-12-003187 · doc4.xml · nonDerivative · entry 2 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,107 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 8, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 02, 2012 Filed Feb 6, 2012 22:11 UTC |
Slocum MichaelPresident, Commercial Banking
|
SaleCommon Stock | 16,820 | $46.77 | $786,671.40 |
DisclosureSEC source: 0001225208-12-003187 · doc4.xml · nonDerivative · entry 1 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,969 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 8, 2011, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These shares were sold at prices ranging from $46.56 to $46.92. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:18 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
GrantStock Options · Derivative | 360,009 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001225208-12-002906 · doc4.xml · derivative · entry 6 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,009 Underlying: Common Stock · 360,009 shares Expires 2022-01-30 Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:18 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
GrantRestricted Stock Units · Derivative | 157,378 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002906 · doc4.xml · derivative · entry 5 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,378 Underlying: Common Stock · 157,378 shares Expires 2015-02-10 F5 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:18 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
GrantPerformance Share Units · Derivative | 382,514 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002906 · doc4.xml · derivative · entry 4 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,514 Underlying: Common Stock · 382,514 shares Expires 2015-03-15 F4 · derivative.exercise_price: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. F4 · derivative.exercise_date: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:18 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
Exercise / conversion2009 Performance Share Units · Derivative | 147,753 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002906 · doc4.xml · derivative · entry 3 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 147,753 shares Expires 2012-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. F3 · derivative.exercise_date: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:18 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
Tax withholdingCommon Stock | 60,268 | $45.75 | $2,757,261.00 |
DisclosureSEC source: 0001225208-12-002906 · doc4.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,566,775 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 29, 2009 grant. This is authorized in the performance share award agreement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:18 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
Exercise / conversionCommon Stock | 147,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002906 · doc4.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,627,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These performance shares for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
PERLIN GARY LChief Financial Officer
|
GrantStock Options · Derivative | 61,030 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001225208-12-002908 · doc4.xml · derivative · entry 8 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,030 Underlying: Common Stock · 61,030 shares Expires 2022-01-30 F8 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
PERLIN GARY LChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 21,886 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002908 · doc4.xml · derivative · entry 7 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,886 Underlying: Common Stock · 21,886 shares Expires 2012-12-15 F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
PERLIN GARY LChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 39,394 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002908 · doc4.xml · derivative · entry 6 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,394 Underlying: Common Stock · 39,394 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
PERLIN GARY LChief Financial Officer
|
GrantPerformance Share Units · Derivative | 43,772 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002908 · doc4.xml · derivative · entry 5 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,772 Underlying: Common Stock · 43,772 shares Expires 2015-03-15 F5 · derivative.exercise_price: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. F5 · derivative.exercise_date: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
PERLIN GARY LChief Financial Officer
|
Exercise / conversion2009 Performance Share Units · Derivative | 44,327 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002908 · doc4.xml · derivative · entry 4 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,327 shares Expires 2012-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. F4 · derivative.exercise_date: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
PERLIN GARY LChief Financial Officer
|
Tax withholdingCommon Stock | 18,906 | $45.75 | $864,949.50 |
DisclosureSEC source: 0001225208-12-002908 · doc4.xml · nonDerivative · entry 3 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,239 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 29, 2009 grant. This is authorized in the performance share award agreement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
PERLIN GARY LChief Financial Officer
|
GrantCommon Stock | 36,476 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002908 · doc4.xml · nonDerivative · entry 2 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,145 F2 · security: This restricted stock will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
PERLIN GARY LChief Financial Officer
|
Exercise / conversionCommon Stock | 44,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002908 · doc4.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These performance shares for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
GrantStock Options · Derivative | 42,679 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001225208-12-002907 · doc4.xml · derivative · entry 8 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,679 Underlying: Common Stock · 42,679 shares Expires 2022-01-30 F8 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
GrantRestricted Stock Units · Derivative | 15,230 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002907 · doc4.xml · derivative · entry 7 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,230 Underlying: Common Stock · 15,230 shares Expires 2012-12-15 F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
GrantRestricted Stock Units · Derivative | 26,617 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002907 · doc4.xml · derivative · entry 6 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,617 Underlying: Common Stock · 26,617 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
GrantPerformance Share Units · Derivative | 34,010 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002907 · doc4.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,010 Underlying: Common Stock · 34,010 shares Expires 2015-03-15 F5 · derivative.exercise_price: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. F5 · derivative.exercise_date: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Exercise / conversion2009 Performance Share Units · Derivative | 32,939 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002907 · doc4.xml · derivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,939 shares Expires 2012-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. F4 · derivative.exercise_date: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Tax withholdingCommon Stock | 14,872 | $45.75 | $680,394.00 |
DisclosureSEC source: 0001225208-12-002907 · doc4.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,560 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 29, 2009 grant. This is authorized in the performance share award agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.