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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
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2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2017 Filed Feb 7, 2017 00:22 UTC
Slocum MichaelPresident, Commercial Banking
GrantRestricted Stock Units · Derivative 8,050 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000057 · wf-form4_148642694296085.xml · derivative · entry 3

Slocum Michael · CIK 0001528494 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,050

Underlying: Common Stock · 8,050 shares

Expires 2018-02-15

F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:22 UTC
Slocum MichaelPresident, Commercial Banking
Grant2017 Restricted Stock Units · Derivative 7,510 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000057 · wf-form4_148642694296085.xml · derivative · entry 2

Slocum Michael · CIK 0001528494 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,510

Underlying: Common Stock · 7,510 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

F3 · shares: This award is reported net of 308 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F3 · derivative.underlying_shares: This award is reported net of 308 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:22 UTC
Slocum MichaelPresident, Commercial Banking
GrantCommon Stock 14,302 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000057 · wf-form4_148642694296085.xml · nonDerivative · entry 1

Slocum Michael · CIK 0001528494 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,349

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:21 UTC
Newkirk Christopher TPres., Intl. and Sm. Bus. Card
GrantRestricted Stock Units · Derivative 5,212 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000055 · wf-form4_148642690502799.xml · derivative · entry 3

Newkirk Christopher T · CIK 0001691711 · Pres., Intl. and Sm. Bus. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,212

Underlying: Common Stock · 5,212 shares

Expires 2018-02-15

F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:21 UTC
Newkirk Christopher TPres., Intl. and Sm. Bus. Card
Grant2017 Restricted Stock Units · Derivative 3,760 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000055 · wf-form4_148642690502799.xml · derivative · entry 2

Newkirk Christopher T · CIK 0001691711 · Pres., Intl. and Sm. Bus. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,760

Underlying: Common Stock · 3,760 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

F3 · shares: This award is reported net of 146 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F3 · derivative.underlying_shares: This award is reported net of 146 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:21 UTC
Newkirk Christopher TPres., Intl. and Sm. Bus. Card
GrantCommon Stock 8,112 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000055 · wf-form4_148642690502799.xml · nonDerivative · entry 1

Newkirk Christopher T · CIK 0001691711 · Pres., Intl. and Sm. Bus. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,242

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:22 UTC
Alexander Robert M.Chief Information Officer
GrantStock Options · Derivative 21,347 $0.00 Strike: $86.34 $0.00
Disclosure

SEC source: 0000927628-17-000056 · wf-form4_148642692250927.xml · derivative · entry 6

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,347

Underlying: Common Stock · 21,347 shares

Expires 2027-02-02

F6 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:22 UTC
Alexander Robert M.Chief Information Officer
GrantRestricted Stock Units · Derivative 7,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000056 · wf-form4_148642692250927.xml · derivative · entry 5

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,540

Underlying: Common Stock · 7,540 shares

Expires 2018-02-15

F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:22 UTC
Alexander Robert M.Chief Information Officer
Grant2017 Restricted Stock Units · Derivative 6,921 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000056 · wf-form4_148642692250927.xml · derivative · entry 4

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,921

Underlying: Common Stock · 6,921 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

F3 · shares: This award is reported net of 260 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F3 · derivative.underlying_shares: This award is reported net of 260 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:22 UTC
Alexander Robert M.Chief Information Officer
GrantCommon Stock 11,947 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000056 · wf-form4_148642692250927.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,890

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:22 UTC
Borgmann Kevin S.Chief Risk Officer
GrantStock Options · Derivative 23,582 $0.00 Strike: $86.34 $0.00
Disclosure

SEC source: 0000927628-17-000058 · wf-form4_148642696048509.xml · derivative · entry 4

Borgmann Kevin S. · CIK 0001567914 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,582

Underlying: Common Stock · 23,582 shares

Expires 2027-02-02

F6 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:22 UTC
Borgmann Kevin S.Chief Risk Officer
GrantRestricted Stock Units · Derivative 8,328 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000058 · wf-form4_148642696048509.xml · derivative · entry 3

Borgmann Kevin S. · CIK 0001567914 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,328

Underlying: Common Stock · 8,328 shares

Expires 2018-02-15

F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:22 UTC
Borgmann Kevin S.Chief Risk Officer
Grant2017 Restricted Stock Units · Derivative 7,654 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000058 · wf-form4_148642696048509.xml · derivative · entry 2

Borgmann Kevin S. · CIK 0001567914 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,654

Underlying: Common Stock · 7,654 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

F3 · shares: This award is reported net of 280 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F3 · derivative.underlying_shares: This award is reported net of 280 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:22 UTC
Borgmann Kevin S.Chief Risk Officer
GrantCommon Stock 13,198 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000058 · wf-form4_148642696048509.xml · nonDerivative · entry 1

Borgmann Kevin S. · CIK 0001567914 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,398

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:23 UTC
Eder Noelle KChief Card Cust. Exp. Officer
GrantRestricted Stock Units · Derivative 5,351 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000059 · wf-form4_148642697854100.xml · derivative · entry 3

Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,351

Underlying: Common Stock · 5,351 shares

Expires 2018-02-15

F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:23 UTC
Eder Noelle KChief Card Cust. Exp. Officer
Grant2017 Restricted Stock Units · Derivative 5,309 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000059 · wf-form4_148642697854100.xml · derivative · entry 2

Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,309

Underlying: Common Stock · 5,309 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

F3 · shares: This award is reported net of 221 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F3 · derivative.underlying_shares: This award is reported net of 221 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:23 UTC
Eder Noelle KChief Card Cust. Exp. Officer
GrantCommon Stock 13,239 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000059 · wf-form4_148642697854100.xml · nonDerivative · entry 1

Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,779

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:23 UTC
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
GrantStock Options · Derivative 23,738 $0.00 Strike: $86.34 $0.00
Disclosure

SEC source: 0000927628-17-000060 · wf-form4_148642699548841.xml · derivative · entry 5

FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,738

Underlying: Common Stock · 23,738 shares

Expires 2027-02-02

F6 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:23 UTC
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
GrantRestricted Stock Units · Derivative 9,127 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000060 · wf-form4_148642699548841.xml · derivative · entry 4

FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,127

Underlying: Common Stock · 9,127 shares

Expires 2018-02-15

F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:23 UTC
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
Grant2017 Restricted Stock Units · Derivative 8,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000060 · wf-form4_148642699548841.xml · derivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,555

Underlying: Common Stock · 8,555 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

F3 · shares: This award is reported net of 306 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F3 · derivative.underlying_shares: This award is reported net of 306 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:23 UTC
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
GrantCommon Stock 14,762 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000060 · wf-form4_148642699548841.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,257

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:23 UTC
Witter Jonathan W.President, Retail Banking
GrantStock Options · Derivative 24,482 $0.00 Strike: $86.34 $0.00
Disclosure

SEC source: 0000927628-17-000061 · wf-form4_148642701038339.xml · derivative · entry 4

Witter Jonathan W. · CIK 0001528493 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,482

Underlying: Common Stock · 24,482 shares

Expires 2027-02-02

F7 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:23 UTC
Witter Jonathan W.President, Retail Banking
GrantRestricted Stock Units · Derivative 8,479 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000061 · wf-form4_148642701038339.xml · derivative · entry 3

Witter Jonathan W. · CIK 0001528493 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,479

Underlying: Common Stock · 8,479 shares

Expires 2018-02-15

F6 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F6 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F6 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:23 UTC
Witter Jonathan W.President, Retail Banking
Grant2017 Restricted Stock Units · Derivative 7,931 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000061 · wf-form4_148642701038339.xml · derivative · entry 2

Witter Jonathan W. · CIK 0001528493 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,931

Underlying: Common Stock · 7,931 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

F4 · shares: This award is reported net of 293 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

F5 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F5 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F4 · derivative.underlying_shares: This award is reported net of 293 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:23 UTC
Witter Jonathan W.President, Retail Banking
GrantCommon Stock 13,702 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000061 · wf-form4_148642701038339.xml · nonDerivative · entry 1

Witter Jonathan W. · CIK 0001528493 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,730

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:23 UTC
Wassmer Michael JPresident, U.S. Card
GrantRestricted Stock Units · Derivative 7,818 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000062 · wf-form4_148642702643832.xml · derivative · entry 4

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,818

Underlying: Common Stock · 7,818 shares

Expires 2018-02-15

F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:23 UTC
Wassmer Michael JPresident, U.S. Card
Grant2017 Restricted Stock Units · Derivative 7,049 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000062 · wf-form4_148642702643832.xml · derivative · entry 3

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,049

Underlying: Common Stock · 7,049 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

F3 · shares: This award is reported net of 248 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F3 · derivative.underlying_shares: This award is reported net of 248 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:23 UTC
Wassmer Michael JPresident, U.S. Card
GrantCommon Stock 18,242 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000062 · wf-form4_148642702643832.xml · nonDerivative · entry 1

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,181

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
Blackley Richard ScottChief Financial Officer
GrantRestricted Stock Units · Derivative 7,516 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000063 · wf-form4_148642704354626.xml · derivative · entry 3

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,516

Underlying: Common Stock · 7,516 shares

Expires 2018-02-15

F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
Blackley Richard ScottChief Financial Officer
Grant2017 Restricted Stock Units · Derivative 6,386 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000063 · wf-form4_148642704354626.xml · derivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,386

Underlying: Common Stock · 6,386 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

F3 · shares: This award is reported net of 263 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F3 · derivative.underlying_shares: This award is reported net of 263 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
Blackley Richard ScottChief Financial Officer
GrantCommon Stock 16,939 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000063 · wf-form4_148642704354626.xml · nonDerivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,351

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
GrantStock Options · Derivative 27,955 $0.00 Strike: $86.34 $0.00
Disclosure

SEC source: 0000927628-17-000064 · wf-form4_148642705943579.xml · derivative · entry 5

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,955

Underlying: Common Stock · 27,955 shares

Expires 2027-02-02

F7 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
GrantRestricted Stock Units · Derivative 8,803 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000064 · wf-form4_148642705943579.xml · derivative · entry 4

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,803

Underlying: Common Stock · 8,803 shares

Expires 2018-02-15

F6 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F6 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F6 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
Grant2017 Restricted Stock Units · Derivative 8,151 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000064 · wf-form4_148642705943579.xml · derivative · entry 3

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,151

Underlying: Common Stock · 8,151 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

F4 · shares: This award is reported net of 386 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

F5 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F5 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F4 · derivative.underlying_shares: This award is reported net of 386 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
GrantCommon Stock 15,646 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000064 · wf-form4_148642705943579.xml · nonDerivative · entry 1

LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,298

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
FAIRBANK RICHARD DDirector · Chair, CEO and President
GrantStock Options · Derivative 81,486 $0.00 Strike: $86.34 $0.00
Disclosure

SEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · derivative · entry 10

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,486

Underlying: Common Stock · 81,486 shares

Expires 2027-02-02

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
FAIRBANK RICHARD DDirector · Chair, CEO and President
Grant2017 Restricted Stock Units · Derivative 20,675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · derivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,675

Underlying: Common Stock · 20,675 shares

Expires 2020-02-15

F5 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
FAIRBANK RICHARD DDirector · Chair, CEO and President
Exercise / conversion2016 Restricted Stock Units · Derivative 402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · derivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,607

Underlying: Common Stock · 402 shares

Expires 2019-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in February 2016 which settled in cash based on fair market value on February 2, 2017, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F2 · kind: Represents the automatic withholding of restricted stock units granted in February 2016 which settled in cash based on fair market value on February 2, 2017, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
FAIRBANK RICHARD DDirector · Chair, CEO and President
Exercise / conversion2015 Restricted Stock Units · Derivative 563 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · derivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,214

Underlying: Common Stock · 563 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the automatic withholding of restricted stock units granted in January 2015 which settled in cash based on fair market value on February 2, 2017, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2015 which settled in cash based on fair market value on February 2, 2017, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
FAIRBANK RICHARD DDirector · Chair, CEO and President
Tax withholdingCommon Stock 394 $86.34 $34,017.96
Disclosure

SEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,590,037

F4 · kind: Represents shares automatically withheld in connection with restricted stock units granted in February 2016 with respect to which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
FAIRBANK RICHARD DDirector · Chair, CEO and President
Tax withholdingCommon Stock 335 $86.34 $28,923.90
Disclosure

SEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,590,431

F3 · kind: Represents shares automatically withheld in connection with restricted stock units granted in January 2015 with respect to which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
FAIRBANK RICHARD DDirector · Chair, CEO and President
Tax withholdingCommon Stock 402 $86.34 $34,708.68
Disclosure

SEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,590,766

F2 · kind: Represents the automatic withholding of restricted stock units granted in February 2016 which settled in cash based on fair market value on February 2, 2017, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
FAIRBANK RICHARD DDirector · Chair, CEO and President
Tax withholdingCommon Stock 563 $86.34 $48,609.42
Disclosure

SEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,591,168

F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2015 which settled in cash based on fair market value on February 2, 2017, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
FAIRBANK RICHARD DDirector · Chair, CEO and President
Exercise / conversionCommon Stock 402 $86.34 $34,708.68
Disclosure

SEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,591,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the automatic withholding of restricted stock units granted in February 2016 which settled in cash based on fair market value on February 2, 2017, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:24 UTC
FAIRBANK RICHARD DDirector · Chair, CEO and President
Exercise / conversionCommon Stock 563 $86.34 $48,609.42
Disclosure

SEC source: 0000927628-17-000065 · wf-form4_148642707742281.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chair, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,591,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the automatic withholding of restricted stock units granted in January 2015 which settled in cash based on fair market value on February 2, 2017, the date on which vesting was accelerated to satisfy the reporting person's tax liability. This is authorized in the applicable restricted stock unit award agreement.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:25 UTC
Berson Jory AChief Human Resources Officer
GrantStock Options · Derivative 21,316 $0.00 Strike: $86.34 $0.00
Disclosure

SEC source: 0000927628-17-000066 · wf-form4_148642709452877.xml · derivative · entry 5

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,316

Underlying: Common Stock · 21,316 shares

Expires 2027-02-02

F8 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:25 UTC
Berson Jory AChief Human Resources Officer
GrantRestricted Stock Units · Derivative 7,378 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000066 · wf-form4_148642709452877.xml · derivative · entry 4

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,378

Underlying: Common Stock · 7,378 shares

Expires 2018-02-15

F7 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F7 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F7 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:25 UTC
Berson Jory AChief Human Resources Officer
Grant2017 Restricted Stock Units · Derivative 6,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000066 · wf-form4_148642709452877.xml · derivative · entry 3

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,900

Underlying: Common Stock · 6,900 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

F5 · shares: This award is reported net of 258 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

F6 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F6 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F5 · derivative.underlying_shares: This award is reported net of 258 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:25 UTC
Berson Jory AChief Human Resources Officer
GrantCommon Stock 11,930 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000066 · wf-form4_148642709452877.xml · nonDerivative · entry 1

Berson Jory A · CIK 0001365632 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,333

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:25 UTC
Sanjiv YajnikPresident, Financial Services
GrantStock Options · Derivative 22,462 $0.00 Strike: $86.34 $0.00
Disclosure

SEC source: 0000927628-17-000067 · wf-form4_148642711061109.xml · derivative · entry 4

Sanjiv Yajnik · CIK 0001466919 · President, Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,462

Underlying: Common Stock · 22,462 shares

Expires 2027-02-02

F7 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.