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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2017 Filed Feb 18, 2017 00:14 UTC
Witter Jonathan W.President, Retail Banking
Exercise / conversion2014 Restricted Stock Units · Derivative 4,438 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · derivative · entry 12

Witter Jonathan W. · CIK 0001528493 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter.

F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:14 UTC
Witter Jonathan W.President, Retail Banking
Tax withholdingCommon Stock 2,958 $90.93 $268,970.94
Disclosure

SEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 11

Witter Jonathan W. · CIK 0001528493 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,122

F5 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2016. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:14 UTC
Witter Jonathan W.President, Retail Banking
Tax withholdingCommon Stock 1,774 $90.93 $161,309.82
Disclosure

SEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 10

Witter Jonathan W. · CIK 0001528493 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,080

F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 29, 2015. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:14 UTC
Witter Jonathan W.President, Retail Banking
Tax withholdingCommon Stock 1,876 $90.93 $170,584.68
Disclosure

SEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 9

Witter Jonathan W. · CIK 0001528493 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,854

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2014. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:14 UTC
Witter Jonathan W.President, Retail Banking
Disposition to issuerCommon Stock 11,141 $88.31 $983,861.71
Disclosure

SEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 8

Witter Jonathan W. · CIK 0001528493 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,730

F2 · price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:14 UTC
Witter Jonathan W.President, Retail Banking
Disposition to issuerCommon Stock 3,483 $88.31 $307,583.73
Disclosure

SEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 7

Witter Jonathan W. · CIK 0001528493 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,871

F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:14 UTC
Witter Jonathan W.President, Retail Banking
Disposition to issuerCommon Stock 3,950 $88.31 $348,824.50
Disclosure

SEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 6

Witter Jonathan W. · CIK 0001528493 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,354

F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:14 UTC
Witter Jonathan W.President, Retail Banking
Disposition to issuerCommon Stock 4,438 $88.31 $391,919.78
Disclosure

SEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 5

Witter Jonathan W. · CIK 0001528493 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,304

F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:14 UTC
Witter Jonathan W.President, Retail Banking
Exercise / conversionCommon Stock 11,141 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 4

Witter Jonathan W. · CIK 0001528493 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:14 UTC
Witter Jonathan W.President, Retail Banking
Exercise / conversionCommon Stock 3,483 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 3

Witter Jonathan W. · CIK 0001528493 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:14 UTC
Witter Jonathan W.President, Retail Banking
Exercise / conversionCommon Stock 3,950 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 2

Witter Jonathan W. · CIK 0001528493 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:14 UTC
Witter Jonathan W.President, Retail Banking
Exercise / conversionCommon Stock 4,438 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000109 · wf-form4_148737683692194.xml · nonDerivative · entry 1

Witter Jonathan W. · CIK 0001528493 · President, Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:13 UTC
Wassmer Michael JPresident, U.S. Card
Exercise / conversionRestricted Stock Units · Derivative 7,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000108 · wf-form4_148737681996871.xml · derivative · entry 16

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,062 shares

Expires 2017-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F2 · price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F2 · derivative.exercise_date: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F2 · derivative.expiration_date: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:13 UTC
Wassmer Michael JPresident, U.S. Card
Exercise / conversion2016 Restricted Stock Units · Derivative 2,732 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000108 · wf-form4_148737681996871.xml · derivative · entry 15

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,464

Underlying: Common Stock · 2,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F8 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2017 and annually thereafter.

F8 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2017 and annually thereafter.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:13 UTC
Wassmer Michael JPresident, U.S. Card
Exercise / conversion2015 Restricted Stock Units · Derivative 2,318 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000108 · wf-form4_148737681996871.xml · derivative · entry 14

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,317

Underlying: Common Stock · 2,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F7 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter.

F7 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:13 UTC
Wassmer Michael JPresident, U.S. Card
Exercise / conversion2014 Restricted Stock Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000108 · wf-form4_148737681996871.xml · derivative · entry 13

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter.

F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:13 UTC
Wassmer Michael JPresident, U.S. Card
Tax withholdingCommon Stock 2,743 $90.93 $249,420.99
Disclosure

SEC source: 0000927628-17-000108 · wf-form4_148737681996871.xml · nonDerivative · entry 11

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,756

F5 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2016. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:13 UTC
Wassmer Michael JPresident, U.S. Card
Tax withholdingCommon Stock 1,502 $90.93 $136,576.86
Disclosure

SEC source: 0000927628-17-000108 · wf-form4_148737681996871.xml · nonDerivative · entry 10

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,499

F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 29, 2015. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:13 UTC
Wassmer Michael JPresident, U.S. Card
Tax withholdingCommon Stock 1,180 $90.93 $107,297.40
Disclosure

SEC source: 0000927628-17-000108 · wf-form4_148737681996871.xml · nonDerivative · entry 9

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,001

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2014. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:13 UTC
Wassmer Michael JPresident, U.S. Card
Disposition to issuerCommon Stock 7,062 $88.31 $623,645.22
Disclosure

SEC source: 0000927628-17-000108 · wf-form4_148737681996871.xml · nonDerivative · entry 8

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,181

F2 · price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:13 UTC
Wassmer Michael JPresident, U.S. Card
Disposition to issuerCommon Stock 2,732 $88.31 $241,262.92
Disclosure

SEC source: 0000927628-17-000108 · wf-form4_148737681996871.xml · nonDerivative · entry 7

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,243

F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:13 UTC
Wassmer Michael JPresident, U.S. Card
Disposition to issuerCommon Stock 2,318 $88.31 $204,702.58
Disclosure

SEC source: 0000927628-17-000108 · wf-form4_148737681996871.xml · nonDerivative · entry 6

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,975

F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:13 UTC
Wassmer Michael JPresident, U.S. Card
Disposition to issuerCommon Stock 2,000 $88.31 $176,620.00
Disclosure

SEC source: 0000927628-17-000108 · wf-form4_148737681996871.xml · nonDerivative · entry 5

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,293

F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:13 UTC
Wassmer Michael JPresident, U.S. Card
Exercise / conversionCommon Stock 7,062 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000108 · wf-form4_148737681996871.xml · nonDerivative · entry 4

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,293

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:13 UTC
Wassmer Michael JPresident, U.S. Card
Exercise / conversionCommon Stock 2,732 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000108 · wf-form4_148737681996871.xml · nonDerivative · entry 3

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:13 UTC
Wassmer Michael JPresident, U.S. Card
Exercise / conversionCommon Stock 2,318 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000108 · wf-form4_148737681996871.xml · nonDerivative · entry 2

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 15, 2017 Filed Feb 18, 2017 00:13 UTC
Wassmer Michael JPresident, U.S. Card
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000108 · wf-form4_148737681996871.xml · nonDerivative · entry 1

Wassmer Michael J · CIK 0001691706 · President, U.S. Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 21:29 UTC
Eder Noelle KChief Card Cust. Exp. Officer
Exercise / conversionStock Options · Derivative 30,993 $0.00 Strike: $82.08 $0.00
Disclosure

SEC source: 0000927628-17-000081 · wf-form4_148728058480811.xml · derivative · entry 4

Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,498

Underlying: Common Stock · 30,993 shares

Expires 2024-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on September 8, 2015 and annually thereafter.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 21:29 UTC
Eder Noelle KChief Card Cust. Exp. Officer
SaleCommon Stock 15,497 $90.15 $1,397,054.55
Disclosure

SEC source: 0000927628-17-000081 · wf-form4_148728058480811.xml · nonDerivative · entry 3

Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,779

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.10 to $90.30. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 21:29 UTC
Eder Noelle KChief Card Cust. Exp. Officer
SaleCommon Stock 15,496 $89.25 $1,383,018.00
Disclosure

SEC source: 0000927628-17-000081 · wf-form4_148728058480811.xml · nonDerivative · entry 2

Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,276

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.24 to $89.30. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 21:29 UTC
Eder Noelle KChief Card Cust. Exp. Officer
Exercise / conversionCommon Stock 30,993 $82.08 $2,543,905.44
Disclosure

SEC source: 0000927628-17-000081 · wf-form4_148728058480811.xml · nonDerivative · entry 1

Eder Noelle K · CIK 0001691704 · Chief Card Cust. Exp. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:58 UTC Exercise / conversionStock Options · Derivative 9,111 $0.00 Strike: $54.07 $0.00
Disclosure

SEC source: 0000927628-17-000076 · wf-form4_148710815033144.xml · derivative · entry 11

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,111 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:58 UTC Exercise / conversionStock Options · Derivative 8,851 $0.00 Strike: $53.03 $0.00
Disclosure

SEC source: 0000927628-17-000076 · wf-form4_148710815033144.xml · derivative · entry 10

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,851 shares

Expires 2021-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:58 UTC Exercise / conversionStock Options · Derivative 8,795 $0.00 Strike: $16.93 $0.00
Disclosure

SEC source: 0000927628-17-000076 · wf-form4_148710815033144.xml · derivative · entry 9

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,795 shares

Expires 2019-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:58 UTC Exercise / conversionStock Options · Derivative 10,205 $0.00 Strike: $47.29 $0.00
Disclosure

SEC source: 0000927628-17-000076 · wf-form4_148710815033144.xml · derivative · entry 8

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,205 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:58 UTC Exercise / conversionStock Options · Derivative 4,098 $0.00 Strike: $74.72 $0.00
Disclosure

SEC source: 0000927628-17-000076 · wf-form4_148710815033144.xml · derivative · entry 7

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,098 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:58 UTC SaleCommon Stock 41,060 $88.50 $3,633,810.00
Disclosure

SEC source: 0000927628-17-000076 · wf-form4_148710815033144.xml · nonDerivative · entry 6

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,839

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.40 to $88.61. Information regarding the number of shares sold at each price will be provided upon request.

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February 10, 2017 Filed Feb 14, 2017 21:58 UTC Exercise / conversionCommon Stock 9,111 $54.07 $492,631.77
Disclosure

SEC source: 0000927628-17-000076 · wf-form4_148710815033144.xml · nonDerivative · entry 5

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 10, 2017 Filed Feb 14, 2017 21:58 UTC Exercise / conversionCommon Stock 8,851 $53.03 $469,368.53
Disclosure

SEC source: 0000927628-17-000076 · wf-form4_148710815033144.xml · nonDerivative · entry 4

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:58 UTC Exercise / conversionCommon Stock 8,795 $16.93 $148,899.35
Disclosure

SEC source: 0000927628-17-000076 · wf-form4_148710815033144.xml · nonDerivative · entry 3

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:58 UTC Exercise / conversionCommon Stock 10,205 $47.29 $482,594.45
Disclosure

SEC source: 0000927628-17-000076 · wf-form4_148710815033144.xml · nonDerivative · entry 2

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 21:58 UTC Exercise / conversionCommon Stock 4,098 $74.72 $306,202.56
Disclosure

SEC source: 0000927628-17-000076 · wf-form4_148710815033144.xml · nonDerivative · entry 1

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:41 UTC Exercise / conversionStock Options · Derivative 3,415 $0.00 Strike: $74.72 $0.00
Disclosure

SEC source: 0000927628-17-000074 · wf-form4_148667646178867.xml · derivative · entry 3

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,415 shares

Expires 2017-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:41 UTC SaleCommon Stock 3,415 $87.25 $297,958.75
Disclosure

SEC source: 0000927628-17-000074 · wf-form4_148667646178867.xml · nonDerivative · entry 2

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,889

Read SEC document
February 07, 2017 Filed Feb 9, 2017 21:41 UTC Exercise / conversionCommon Stock 3,415 $74.72 $255,168.80
Disclosure

SEC source: 0000927628-17-000074 · wf-form4_148667646178867.xml · nonDerivative · entry 1

SHATTUCK MAYO A III · CIK 0001087426 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:21 UTC
CRAWFORD STEPHEN SHead of Finance and Corp Dev
GrantStock Options · Derivative 41,317 $0.00 Strike: $86.34 $0.00
Disclosure

SEC source: 0000927628-17-000054 · wf-form4_148642688896434.xml · derivative · entry 4

CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,317

Underlying: Common Stock · 41,317 shares

Expires 2027-02-02

F6 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.

Read SEC document
February 02, 2017 Filed Feb 7, 2017 00:21 UTC
CRAWFORD STEPHEN SHead of Finance and Corp Dev
GrantRestricted Stock Units · Derivative 14,304 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000054 · wf-form4_148642688896434.xml · derivative · entry 3

CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,304

Underlying: Common Stock · 14,304 shares

Expires 2018-02-15

F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date.

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February 02, 2017 Filed Feb 7, 2017 00:21 UTC
CRAWFORD STEPHEN SHead of Finance and Corp Dev
Grant2017 Restricted Stock Units · Derivative 13,390 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000054 · wf-form4_148642688896434.xml · derivative · entry 2

CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,390

Underlying: Common Stock · 13,390 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date.

F3 · shares: This award is reported net of 497 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter.

F3 · derivative.underlying_shares: This award is reported net of 497 units automatically withheld by the Company to satisfy the reporting person's tax obligation.

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February 02, 2017 Filed Feb 7, 2017 00:21 UTC
CRAWFORD STEPHEN SHead of Finance and Corp Dev
GrantCommon Stock 23,124 $0.00 $0.00
Disclosure

SEC source: 0000927628-17-000054 · wf-form4_148642688896434.xml · nonDerivative · entry 1

CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,251

F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.

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February 02, 2017 Filed Feb 7, 2017 00:22 UTC
Slocum MichaelPresident, Commercial Banking
GrantStock Options · Derivative 25,553 $0.00 Strike: $86.34 $0.00
Disclosure

SEC source: 0000927628-17-000057 · wf-form4_148642694296085.xml · derivative · entry 4

Slocum Michael · CIK 0001528494 · President, Commercial Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,553

Underlying: Common Stock · 25,553 shares

Expires 2027-02-02

F6 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.