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NYSE · USD

COF

CAPITAL ONE FINANCIAL CORP

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Tapewire entity
547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,500 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · derivative · entry 21

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331,962

Underlying: Common Stock · 11,500 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $50.50 $25,250.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 19

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $50.47 $25,235.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 18

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $50.46 $25,230.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 17

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $50.31 $25,155.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 16

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $50.26 $25,130.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 15

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $50.25 $25,125.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 14

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 200 $50.21 $10,042.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 13

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,300 $50.20 $65,260.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 12

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,068

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 200 $50.18 $10,036.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 11

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 100 $50.16 $5,016.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 10

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,568

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 300 $50.15 $15,045.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 9

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,668

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 400 $50.13 $20,052.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 8

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $50.12 $25,060.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 7

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $50.10 $25,050.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 6

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $50.06 $25,030.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 5

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $50.03 $25,015.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 4

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $50.01 $25,005.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 3

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 3,500 $49.99 $174,965.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 2

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 13, 2003 Filed Aug 14, 2003 21:49 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionCommon Stock 11,500 $9.73 $111,895.00
Disclosure

SEC source: 0001242043-03-000014 · mor174.xml · nonDerivative · entry 1

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · derivative · entry 19

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,343,462

Underlying: Common Stock · 10,000 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $50.45 $25,225.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 17

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $50.43 $25,215.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 16

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $50.30 $25,150.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 15

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 200 $51.36 $10,272.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 14

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $51.06 $25,530.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 13

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,568

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 300 $51.02 $15,306.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 12

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,068

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $51.00 $25,500.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 11

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,200 $50.98 $61,176.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 10

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 300 $50.97 $15,291.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 9

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,068

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 700 $50.96 $35,672.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 8

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,000 $50.87 $50,870.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 7

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,068

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $50.86 $25,430.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 6

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,068

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 400 $50.85 $20,340.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 5

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,568

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 600 $50.79 $30,474.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 4

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,968

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,500 $50.75 $76,125.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 3

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,568

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 800 $50.65 $40,520.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 2

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,068

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 12, 2003 Filed Aug 14, 2003 21:48 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionCommon Stock 10,000 $9.73 $97,300.00
Disclosure

SEC source: 0001242043-03-000013 · mor173.xml · nonDerivative · entry 1

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 11, 2003 Filed Aug 13, 2003 19:43 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001242043-03-000010 · mor168.xml · derivative · entry 4

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,353,462

Underlying: Common Stock · 10,000 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter.

Read SEC document
August 11, 2003 Filed Aug 13, 2003 19:43 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 10,000 $47.82 $478,200.00
Disclosure

SEC source: 0001242043-03-000010 · mor168.xml · nonDerivative · entry 2

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 11, 2003 Filed Aug 13, 2003 19:43 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionCommon Stock 10,000 $9.73 $97,300.00
Disclosure

SEC source: 0001242043-03-000010 · mor168.xml · nonDerivative · entry 1

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 08, 2003 Filed Aug 8, 2003 22:18 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001242043-03-000008 · mor163.xml · derivative · entry 7

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,363,462

Underlying: Common Stock · 10,000 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter.

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August 08, 2003 Filed Aug 8, 2003 22:18 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 10,000 $47.00 $470,000.00
Disclosure

SEC source: 0001242043-03-000008 · mor163.xml · nonDerivative · entry 4

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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August 08, 2003 Filed Aug 8, 2003 22:18 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionCommon Stock 10,000 $9.73 $97,300.00
Disclosure

SEC source: 0001242043-03-000008 · mor163.xml · nonDerivative · entry 3

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 07, 2003 Filed Aug 8, 2003 22:18 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001242043-03-000008 · mor163.xml · derivative · entry 6

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,373,462

Underlying: Common Stock · 10,000 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter.

Read SEC document
August 07, 2003 Filed Aug 8, 2003 22:18 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 10,000 $46.12 $461,200.00
Disclosure

SEC source: 0001242043-03-000008 · mor163.xml · nonDerivative · entry 2

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 07, 2003 Filed Aug 8, 2003 22:18 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionCommon Stock 10,000 $9.73 $97,300.00
Disclosure

SEC source: 0001242043-03-000008 · mor163.xml · nonDerivative · entry 1

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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July 29, 2003 Filed Jul 31, 2003 20:16 UTC
PERLIN GARY LExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $48.76 $0.00
Disclosure

SEC source: 0001242043-03-000006 · per157.xml · derivative · entry 1

PERLIN GARY L · CIK 0001252395 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2013-07-29

F1 · derivative.exercise_date: This option becomes exercisable in three equal annual installments beginning July 29, 2004.

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June 08, 2003 Filed Jun 10, 2003 15:22 UTC
LAWSON DAVID RSr. Vice President and CFO
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001238038-03-000003 · law146.xml · nonDerivative · entry 1

LAWSON DAVID R · CIK 0001238038 · Sr. Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,340

F1 · security: Restricted Stock which vests in its entirety on June 8, 2006.

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June 08, 2003 Filed Jun 10, 2003 15:22 UTC
WEST CATHERINEExecutive Vice President
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001238038-03-000004 · wes147.xml · nonDerivative · entry 1

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,736

F1 · security: Restricted Stock which vests in its entirety on June 8, 2006.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.