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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2003 Filed Sep 9, 2003 21:54 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionCommon Stock 18,000 $9.73 $175,140.00
Disclosure

SEC source: 0001242043-03-000049 · mor214.xml · nonDerivative · entry 1

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 05, 2003 Filed Sep 9, 2003 21:54 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 250 $55.54 $13,885.00
Disclosure

SEC source: 0001242043-03-000050 · mor215.xml · nonDerivative · entry 5

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
September 05, 2003 Filed Sep 9, 2003 21:54 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $55.39 $27,695.00
Disclosure

SEC source: 0001242043-03-000050 · mor215.xml · nonDerivative · entry 4

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,118

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
September 05, 2003 Filed Sep 9, 2003 21:54 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $55.38 $27,690.00
Disclosure

SEC source: 0001242043-03-000050 · mor215.xml · nonDerivative · entry 3

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,618

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
September 05, 2003 Filed Sep 9, 2003 21:54 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,000 $55.10 $55,100.00
Disclosure

SEC source: 0001242043-03-000050 · mor215.xml · nonDerivative · entry 2

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,118

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
September 05, 2003 Filed Sep 9, 2003 21:54 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 150 $54.96 $8,244.00
Disclosure

SEC source: 0001242043-03-000050 · mor215.xml · nonDerivative · entry 1

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,118

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
September 05, 2003 Filed Sep 9, 2003 22:31 UTC
KLANE LARRY AExecutive Vice President
SaleCommon Stock 1,400 $54.40 $76,160.00
Disclosure

SEC source: 0001242043-03-000052 · kla224.xml · nonDerivative · entry 2

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,423

F1 · balance_after: Includes 564 shares acquired under the Company's Associate Stock Purchase Plan between July 01, 2002 and August 31, 2003.

Read SEC document
September 05, 2003 Filed Sep 9, 2003 22:31 UTC
KLANE LARRY AExecutive Vice President
SaleCommon Stock 8,100 $54.36 $440,316.00
Disclosure

SEC source: 0001242043-03-000052 · kla224.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,823

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · derivative · entry 20

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,140,462

Underlying: Common Stock · 18,000 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $54.15 $27,075.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 18

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,000 $53.90 $53,900.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 17

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $53.85 $26,925.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 16

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 300 $53.84 $16,152.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 15

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $53.83 $26,915.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 14

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,168

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $53.82 $26,910.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 13

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,668

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $53.81 $26,905.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 12

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,168

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 200 $53.78 $10,756.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 11

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,668

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $53.77 $26,885.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 10

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 300 $53.76 $16,128.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 9

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,200 $53.75 $64,500.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 8

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,668

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 2,950 $53.73 $158,503.50
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 7

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 250 $53.72 $13,430.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 6

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,818

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,000 $53.71 $53,710.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 5

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,068

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,550 $53.70 $83,235.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 4

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,068

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 100 $53.66 $5,366.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 3

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,618

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 6,150 $53.65 $329,947.50
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 2

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,718

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 04, 2003 Filed Sep 5, 2003 19:13 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionCommon Stock 18,000 $9.73 $175,140.00
Disclosure

SEC source: 0001242043-03-000044 · mor213.xml · nonDerivative · entry 1

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 03, 2003 Filed Sep 5, 2003 19:12 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001242043-03-000043 · mor212.xml · derivative · entry 11

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,158,462

Underlying: Common Stock · 5,000 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter.

Read SEC document
September 03, 2003 Filed Sep 5, 2003 19:12 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,000 $55.76 $55,760.00
Disclosure

SEC source: 0001242043-03-000043 · mor212.xml · nonDerivative · entry 9

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 03, 2003 Filed Sep 5, 2003 19:12 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $55.65 $27,825.00
Disclosure

SEC source: 0001242043-03-000043 · mor212.xml · nonDerivative · entry 8

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 03, 2003 Filed Sep 5, 2003 19:12 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $55.60 $27,800.00
Disclosure

SEC source: 0001242043-03-000043 · mor212.xml · nonDerivative · entry 7

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 03, 2003 Filed Sep 5, 2003 19:12 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,000 $55.44 $55,440.00
Disclosure

SEC source: 0001242043-03-000043 · mor212.xml · nonDerivative · entry 6

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 03, 2003 Filed Sep 5, 2003 19:12 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $55.42 $27,710.00
Disclosure

SEC source: 0001242043-03-000043 · mor212.xml · nonDerivative · entry 5

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 03, 2003 Filed Sep 5, 2003 19:12 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $55.31 $27,655.00
Disclosure

SEC source: 0001242043-03-000043 · mor212.xml · nonDerivative · entry 4

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 03, 2003 Filed Sep 5, 2003 19:12 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 900 $55.30 $49,770.00
Disclosure

SEC source: 0001242043-03-000043 · mor212.xml · nonDerivative · entry 3

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 03, 2003 Filed Sep 5, 2003 19:12 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 100 $55.28 $5,528.00
Disclosure

SEC source: 0001242043-03-000043 · mor212.xml · nonDerivative · entry 2

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,768

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 03, 2003 Filed Sep 5, 2003 19:12 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionCommon Stock 5,000 $9.73 $48,650.00
Disclosure

SEC source: 0001242043-03-000043 · mor212.xml · nonDerivative · entry 1

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 02, 2003 Filed Sep 3, 2003 16:29 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001242043-03-000041 · mor210.xml · derivative · entry 31

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,163,462

Underlying: Common Stock · 18,000 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter.

Read SEC document
September 02, 2003 Filed Sep 3, 2003 16:29 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 250 $54.24 $13,560.00
Disclosure

SEC source: 0001242043-03-000041 · mor210.xml · nonDerivative · entry 29

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 02, 2003 Filed Sep 3, 2003 16:29 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 150 $54.23 $8,134.50
Disclosure

SEC source: 0001242043-03-000041 · mor210.xml · nonDerivative · entry 28

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,118

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 02, 2003 Filed Sep 3, 2003 16:29 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 200 $54.21 $10,842.00
Disclosure

SEC source: 0001242043-03-000041 · mor210.xml · nonDerivative · entry 27

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,268

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 02, 2003 Filed Sep 3, 2003 16:29 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 800 $54.20 $43,360.00
Disclosure

SEC source: 0001242043-03-000041 · mor210.xml · nonDerivative · entry 26

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,468

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 02, 2003 Filed Sep 3, 2003 16:29 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 650 $54.16 $35,204.00
Disclosure

SEC source: 0001242043-03-000041 · mor210.xml · nonDerivative · entry 25

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,268

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 02, 2003 Filed Sep 3, 2003 16:29 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 100 $54.15 $5,415.00
Disclosure

SEC source: 0001242043-03-000041 · mor210.xml · nonDerivative · entry 24

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,918

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 02, 2003 Filed Sep 3, 2003 16:29 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 200 $54.12 $10,824.00
Disclosure

SEC source: 0001242043-03-000041 · mor210.xml · nonDerivative · entry 23

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,018

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 02, 2003 Filed Sep 3, 2003 16:29 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 100 $54.11 $5,411.00
Disclosure

SEC source: 0001242043-03-000041 · mor210.xml · nonDerivative · entry 22

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,218

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 02, 2003 Filed Sep 3, 2003 16:29 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 200 $54.05 $10,810.00
Disclosure

SEC source: 0001242043-03-000041 · mor210.xml · nonDerivative · entry 21

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,318

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 02, 2003 Filed Sep 3, 2003 16:29 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $53.98 $26,990.00
Disclosure

SEC source: 0001242043-03-000041 · mor210.xml · nonDerivative · entry 20

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,518

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 02, 2003 Filed Sep 3, 2003 16:29 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 250 $53.97 $13,492.50
Disclosure

SEC source: 0001242043-03-000041 · mor210.xml · nonDerivative · entry 19

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,018

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 02, 2003 Filed Sep 3, 2003 16:29 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 350 $53.96 $18,886.00
Disclosure

SEC source: 0001242043-03-000041 · mor210.xml · nonDerivative · entry 18

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,268

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.