Tapewire

NYSE · USD

COF

CAPITAL ONE FINANCIAL CORP

Export transactions ↓
Tapewire entity
547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 200 $73.34 $14,668.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,565

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 500 $73.37 $36,685.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,765

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 50,000 $48.54 $2,427,000.00
Disclosure

SEC source: 0001242043-04-000043 · fin351.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 5,400 $72.85 $393,390.00
Disclosure

SEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 9

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,265

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 2,000 $72.86 $145,720.00
Disclosure

SEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 8

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,665

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 300 $72.87 $21,861.00
Disclosure

SEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 7

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,665

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 1,100 $72.88 $80,168.00
Disclosure

SEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 6

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,965

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 2,700 $72.89 $196,803.00
Disclosure

SEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 5

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,065

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 800 $72.90 $58,320.00
Disclosure

SEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 4

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,765

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 1,200 $72.91 $87,492.00
Disclosure

SEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,565

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 300 $72.93 $21,879.00
Disclosure

SEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,765

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
September 23, 2004 Filed Sep 27, 2004 14:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 1,100 $72.94 $80,234.00
Disclosure

SEC source: 0001242043-04-000044 · fin352.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,065

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
September 16, 2004 Filed Sep 17, 2004 21:16 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 39,894 $0.00 Strike: $48.54 $0.00
Disclosure

SEC source: 0001242043-04-000042 · fin347.xml · derivative · entry 5

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,894 shares

Expires 2011-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004.

Read SEC document
September 16, 2004 Filed Sep 17, 2004 21:16 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,106 $0.00 Strike: $48.54 $0.00
Disclosure

SEC source: 0001242043-04-000042 · fin347.xml · derivative · entry 4

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,894

Underlying: Common Stock · 10,106 shares

Expires 2006-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter.

Read SEC document
September 16, 2004 Filed Sep 17, 2004 21:16 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 50,000 $71.75 $3,587,500.00
Disclosure

SEC source: 0001242043-04-000042 · fin347.xml · nonDerivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,265

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 16, 2004 Filed Sep 17, 2004 21:16 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 10,106 $48.54 $490,545.24
Disclosure

SEC source: 0001242043-04-000042 · fin347.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 16, 2004 Filed Sep 17, 2004 21:16 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 39,894 $48.54 $1,936,454.76
Disclosure

SEC source: 0001242043-04-000042 · fin347.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 10, 2004 Filed Sep 14, 2004 11:35 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $48.54 $0.00
Disclosure

SEC source: 0001242043-04-000041 · fin345.xml · derivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,894

Underlying: Common Stock · 50,000 shares

Expires 2011-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004.

Read SEC document
September 10, 2004 Filed Sep 14, 2004 11:35 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 50,000 $71.50 $3,575,000.00
Disclosure

SEC source: 0001242043-04-000041 · fin345.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,265

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 10, 2004 Filed Sep 14, 2004 11:35 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 50,000 $48.54 $2,427,000.00
Disclosure

SEC source: 0001242043-04-000041 · fin345.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 27, 2004 Filed Sep 10, 2004 18:50 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
GiftCommon Stock 1,450 $0.00 $0.00
Disclosure

SEC source: 0001242043-04-000040 · fai344.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 710,398

Read SEC document
August 20, 2004 Filed Aug 23, 2004 22:26 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,691 $0.00 Strike: $48.54 $0.00
Disclosure

SEC source: 0001242043-04-000039 · fin343.xml · derivative · entry 9

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,894

Underlying: Common Stock · 8,691 shares

Expires 2011-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable if, among other possible criteria, the Company achieved a cumulative earnings per share of more than $5.03 in four consecutive fiscal quarters prior to December 31, 2004. This criterion was fulfilled on March 31, 2004 and these stock options vested in their entirety on April 22, 2004.

Read SEC document
August 20, 2004 Filed Aug 23, 2004 22:26 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 36,000 $0.00 Strike: $46.38 $0.00
Disclosure

SEC source: 0001242043-04-000039 · fin343.xml · derivative · entry 8

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36,000 shares

Expires 2010-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on May 30, 2001 and annually from that date thereafter.

Read SEC document
August 20, 2004 Filed Aug 23, 2004 22:26 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,194 $0.00 Strike: $47.66 $0.00
Disclosure

SEC source: 0001242043-04-000039 · fin343.xml · derivative · entry 7

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,194 shares

Expires 2007-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2004 Filed Aug 23, 2004 22:26 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,115 $0.00 Strike: $47.66 $0.00
Disclosure

SEC source: 0001242043-04-000039 · fin343.xml · derivative · entry 6

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,115 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2004 Filed Aug 23, 2004 22:26 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 50,000 $71.00 $3,550,000.00
Disclosure

SEC source: 0001242043-04-000039 · fin343.xml · nonDerivative · entry 5

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,265

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 20, 2004 Filed Aug 23, 2004 22:26 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 8,691 $48.54 $421,861.14
Disclosure

SEC source: 0001242043-04-000039 · fin343.xml · nonDerivative · entry 4

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 20, 2004 Filed Aug 23, 2004 22:26 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 1,115 $47.66 $53,140.90
Disclosure

SEC source: 0001242043-04-000039 · fin343.xml · nonDerivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 20, 2004 Filed Aug 23, 2004 22:26 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 4,194 $47.66 $199,886.04
Disclosure

SEC source: 0001242043-04-000039 · fin343.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 20, 2004 Filed Aug 23, 2004 22:26 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 36,000 $46.38 $1,669,680.00
Disclosure

SEC source: 0001242043-04-000039 · fin343.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 18, 2004 Filed Aug 20, 2004 21:23 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 21,000 $0.00 Strike: $6.63 $0.00
Disclosure

SEC source: 0001242043-04-000038 · gro341.xml · derivative · entry 3

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2005-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2004 Filed Aug 20, 2004 21:23 UTC SaleCommon Stock 21,000 $69.60 $1,461,600.00
Disclosure

SEC source: 0001242043-04-000038 · gro341.xml · nonDerivative · entry 2

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,539

F2 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 13, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Final amount of securties beneficially owned includes shares acquired by the reporting person under the Company's Dividend Reinvestment and Stock Purchase Plan through October 1, 2001.

Read SEC document
August 18, 2004 Filed Aug 20, 2004 21:23 UTC Exercise / conversionCommon Stock 21,000 $6.63 $139,230.00
Disclosure

SEC source: 0001242043-04-000038 · gro341.xml · nonDerivative · entry 1

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 13, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 29, 2004 Filed Jul 30, 2004 22:02 UTC
SCHNALL PETER AExecutive Vice President
SaleCommon Stock 7,593 $68.30 $518,601.90
Disclosure

SEC source: 0001242043-04-000035 · sch336.xml · nonDerivative · entry 5

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,109

F1 · balance_after: Includes 366 shares acquired under the Company's Associate Stock Purchase Plan since last reported through July 28, 2004.

Read SEC document
July 28, 2004 Filed Jul 30, 2004 22:02 UTC
SCHNALL PETER AExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 1,463 $0.00 Strike: $68.33 $0.00
Disclosure

SEC source: 0001242043-04-000035 · sch336.xml · derivative · entry 9

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,463

Underlying: Common Stock · 1,463 shares

Expires 2011-12-13

Read SEC document
July 28, 2004 Filed Jul 30, 2004 22:02 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,038 $0.00 Strike: $49.07 $0.00
Disclosure

SEC source: 0001242043-04-000035 · sch336.xml · derivative · entry 8

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,862

Underlying: Common Stock · 2,038 shares

Expires 2011-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter.

Read SEC document
July 28, 2004 Filed Jul 30, 2004 22:02 UTC
SCHNALL PETER AExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 18,617 $0.00 Strike: $68.33 $0.00
Disclosure

SEC source: 0001242043-04-000035 · sch336.xml · derivative · entry 7

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,617

Underlying: Common Stock · 18,617 shares

Expires 2006-10-18

Read SEC document
July 28, 2004 Filed Jul 30, 2004 22:02 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 26,210 $0.00 Strike: $48.54 $0.00
Disclosure

SEC source: 0001242043-04-000035 · sch336.xml · derivative · entry 6

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,790

Underlying: Common Stock · 26,210 shares

Expires 2006-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter.

Read SEC document
July 28, 2004 Filed Jul 30, 2004 22:02 UTC
SCHNALL PETER AExecutive Vice President
Tax withholdingCommon Stock 1,463 $68.33 $99,966.79
Disclosure

SEC source: 0001242043-04-000035 · sch336.xml · nonDerivative · entry 4

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,702

Read SEC document
July 28, 2004 Filed Jul 30, 2004 22:02 UTC
SCHNALL PETER AExecutive Vice President
Tax withholdingCommon Stock 18,617 $68.33 $1,272,099.61
Disclosure

SEC source: 0001242043-04-000035 · sch336.xml · nonDerivative · entry 3

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,165

Read SEC document
July 28, 2004 Filed Jul 30, 2004 22:02 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 2,038 $49.07 $100,004.66
Disclosure

SEC source: 0001242043-04-000035 · sch336.xml · nonDerivative · entry 2

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2004 Filed Jul 30, 2004 22:02 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 26,210 $48.54 $1,272,233.40
Disclosure

SEC source: 0001242043-04-000035 · sch336.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2004 Filed Jul 30, 2004 22:02 UTC
WEST CATHERINEExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,489 $0.00 Strike: $46.22 $0.00
Disclosure

SEC source: 0001242043-04-000036 · wes337.xml · derivative · entry 2

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,489 shares

Expires 2010-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on April 27, 2001 and annually from that date thereafter.

Read SEC document
July 28, 2004 Filed Jul 30, 2004 22:02 UTC
WEST CATHERINEExecutive Vice President
Exercise / conversionCommon Stock 6,489 $46.22 $299,921.58
Disclosure

SEC source: 0001242043-04-000036 · wes337.xml · nonDerivative · entry 1

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 181 shares acquired under the Company's Associate Stock Purchase Plan since last reported through July 28, 2004.

Read SEC document
June 24, 2004 Filed Jun 28, 2004 19:17 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,817 $0.00 Strike: $37.08 $0.00
Disclosure

SEC source: 0001242043-04-000034 · fin335.xml · derivative · entry 5

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,817 shares

Expires 2008-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 17, 1999 and annually from that date thereafter.

Read SEC document
June 24, 2004 Filed Jun 28, 2004 19:17 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,831 $0.00 Strike: $37.77 $0.00
Disclosure

SEC source: 0001242043-04-000034 · fin335.xml · derivative · entry 4

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,831 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 24, 2004 Filed Jun 28, 2004 19:17 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 17,648 $70.52 $1,244,536.96
Disclosure

SEC source: 0001242043-04-000034 · fin335.xml · nonDerivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,265

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
June 24, 2004 Filed Jun 28, 2004 19:17 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 3,831 $37.77 $144,696.87
Disclosure

SEC source: 0001242043-04-000034 · fin335.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
June 24, 2004 Filed Jun 28, 2004 19:17 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 13,817 $37.08 $512,334.36
Disclosure

SEC source: 0001242043-04-000034 · fin335.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
June 18, 2004 Filed Jun 21, 2004 19:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 215,000 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001242043-04-000030 · fai332.xml · derivative · entry 31

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,630,380

Underlying: Common Stock · 215,000 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.