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NYSE · USD

COF

CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 4,300 $78.80 $338,840.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 13

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,246

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 200 $78.79 $15,758.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 12

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,546

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,200 $78.78 $173,316.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 11

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,746

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 900 $78.77 $70,893.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 10

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,946

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,400 $78.76 $189,024.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 799,846

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 800 $78.72 $62,976.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,246

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,300 $78.65 $102,245.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,046

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 4,500 $78.58 $353,610.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,346

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 13,100 $78.53 $1,028,743.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808,846

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 800 $78.51 $62,808.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,946

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 3,300 $78.50 $259,050.00
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,746

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 104,206 $66.79 $6,959,918.74
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 15, 2004 22:00 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 71,342 $47.84 $3,413,001.28
Disclosure

SEC source: 0001179230-04-000045 · fai382.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on May 14, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2004 Filed Nov 17, 2004 18:28 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 18,500 $6.63 Strike: $6.63 $122,655.00
Disclosure

SEC source: 0001179230-04-000046 · kim384.xml · derivative · entry 3

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,500 shares

Expires 2005-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2004 Filed Nov 17, 2004 18:28 UTC SaleCommon Stock 18,500 $79.13 $1,463,905.00
Disclosure

SEC source: 0001179230-04-000046 · kim384.xml · nonDerivative · entry 2

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,804

Read SEC document
November 11, 2004 Filed Nov 17, 2004 18:28 UTC Exercise / conversionCommon Stock 18,500 $6.63 $122,655.00
Disclosure

SEC source: 0001179230-04-000046 · kim384.xml · nonDerivative · entry 1

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 11, 2004 Filed Feb 14, 2005 23:08 UTC
LAWSON DAVID RExecutive Vice President
GiftCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0000927628-05-000014 · law473.xml · nonDerivative · entry 1

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Lawson Family Trust

Disclosed balance after: 28,950

Read SEC document
November 10, 2004 Filed Nov 12, 2004 22:29 UTC
WEST CATHERINEExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,500 $48.54 Strike: $48.54 $606,750.00
Disclosure

SEC source: 0001179230-04-000042 · wes381.xml · derivative · entry 3

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 12,500 shares

Expires 2006-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3 % increments beginning on October 18, 2002 and annually thereafter.

Read SEC document
November 10, 2004 Filed Nov 12, 2004 22:29 UTC
WEST CATHERINEExecutive Vice President
SaleCommon Stock 12,500 $78.37 $979,625.00
Disclosure

SEC source: 0001179230-04-000042 · wes381.xml · nonDerivative · entry 2

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,141

F1 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date.

Read SEC document
November 10, 2004 Filed Nov 12, 2004 22:29 UTC
WEST CATHERINEExecutive Vice President
Exercise / conversionCommon Stock 12,500 $48.54 $606,750.00
Disclosure

SEC source: 0001179230-04-000042 · wes381.xml · nonDerivative · entry 1

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2004 Filed Nov 4, 2004 23:18 UTC
LAWSON DAVID RExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,666 $0.00 Strike: $48.54 $0.00
Disclosure

SEC source: 0001179230-04-000039 · law377.xml · derivative · entry 4

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common Stock · 11,666 shares

Expires 2006-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter.

Read SEC document
November 02, 2004 Filed Nov 4, 2004 23:18 UTC
LAWSON DAVID RExecutive Vice President
SaleCommon Stock 11,666 $75.00 $874,950.00
Disclosure

SEC source: 0001179230-04-000039 · law377.xml · nonDerivative · entry 2

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,843

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 02, 2004 Filed Nov 4, 2004 23:18 UTC
LAWSON DAVID RExecutive Vice President
Exercise / conversionCommon Stock 11,666 $48.54 $566,267.64
Disclosure

SEC source: 0001179230-04-000039 · law377.xml · nonDerivative · entry 1

LAWSON DAVID R · CIK 0001238038 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 21, 2004 Filed Oct 25, 2004 20:49 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 22,484 $49.07 Strike: $49.07 $1,103,289.88
Disclosure

SEC source: 0001179230-04-000038 · fin373.xml · derivative · entry 6

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 22,484 shares

Expires 2011-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter.

Read SEC document
October 21, 2004 Filed Oct 25, 2004 20:49 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,198 $51.13 Strike: $51.13 $61,253.74
Disclosure

SEC source: 0001179230-04-000038 · fin373.xml · derivative · entry 5

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,198 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2004 Filed Oct 25, 2004 20:49 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 1,198 $71.00 $85,058.00
Disclosure

SEC source: 0001179230-04-000038 · fin373.xml · nonDerivative · entry 4

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,265

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 21, 2004 Filed Oct 25, 2004 20:49 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 22,484 $71.00 $1,596,364.00
Disclosure

SEC source: 0001179230-04-000038 · fin373.xml · nonDerivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,463

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 21, 2004 Filed Oct 25, 2004 20:49 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 1,198 $51.13 $61,253.74
Disclosure

SEC source: 0001179230-04-000038 · fin373.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 21, 2004 Filed Oct 25, 2004 20:49 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionCommon Stock 22,484 $49.07 $1,103,289.88
Disclosure

SEC source: 0001179230-04-000038 · fin373.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 43,440 $49.07 Strike: $49.07 $2,131,600.80
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · derivative · entry 27

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,484

Underlying: Common Stock · 43,440 shares

Expires 2011-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on December 13, 2002 and annually from that date thereafter.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,560 $48.54 Strike: $48.54 $318,422.40
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · derivative · entry 26

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,334

Underlying: Common Stock · 6,560 shares

Expires 2006-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on October 18, 2002 and annually from that date thereafter.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 100 $74.37 $7,437.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 25

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,265

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 3,500 $74.38 $260,330.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 24

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,365

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 600 $74.39 $44,634.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 23

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,865

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 6,200 $74.40 $461,280.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 22

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,465

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 3,800 $74.41 $282,758.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 21

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,665

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 1,400 $74.42 $104,188.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 20

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,465

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 1,000 $74.43 $74,430.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 19

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,865

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 4,800 $74.44 $357,312.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 18

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,865

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 100 $74.45 $7,445.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 17

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,665

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 300 $74.46 $22,338.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 16

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,765

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 700 $74.47 $52,129.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 15

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,065

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 4,100 $74.48 $305,368.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 14

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,765

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 1,800 $74.49 $134,082.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 13

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,865

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 2,100 $74.50 $156,450.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 12

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,665

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 1,300 $74.51 $96,863.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 11

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,765

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 800 $74.52 $59,616.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 10

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,065

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 1,300 $74.53 $96,889.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 9

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,865

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 1,900 $74.54 $141,626.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 8

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,165

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2004 Filed Oct 12, 2004 12:48 UTC
FINNERAN JOHN G JREVP and General Counsel
SaleCommon Stock 7,200 $74.55 $536,760.00
Disclosure

SEC source: 0001179230-04-000037 · fin372.xml · nonDerivative · entry 7

FINNERAN JOHN G JR · CIK 0001238033 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,065

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on April 27, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.