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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 10,500 $78.99 $829,395.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 18

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777,946

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 300 $78.98 $23,694.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 17

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,446

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 200 $78.97 $15,794.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 16

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,746

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 700 $78.96 $55,272.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 15

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,946

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 800 $78.95 $63,160.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 14

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,646

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 6,600 $78.94 $521,004.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 13

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,446

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 8,500 $78.93 $670,905.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 12

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,046

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,600 $78.92 $126,272.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 11

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,546

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,000 $78.91 $157,820.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 10

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,146

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 5,000 $78.90 $394,500.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,146

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 5,700 $78.89 $449,673.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814,146

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 3,200 $78.88 $252,416.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,846

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,700 $78.87 $212,949.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,046

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,100 $78.85 $86,735.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,746

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,900 $78.84 $149,796.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826,846

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,800 $78.83 $220,724.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,746

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 2,600 $78.82 $204,932.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 831,546

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 4,300 $78.81 $338,883.00
Disclosure

SEC source: 0000927628-05-000006 · fai460.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834,146

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:25 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 100 $79.59 $7,959.00
Disclosure

SEC source: 0000927628-05-000008 · fai459.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,946

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:25 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 300 $79.58 $23,874.00
Disclosure

SEC source: 0000927628-05-000008 · fai459.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,046

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:25 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 600 $79.57 $47,742.00
Disclosure

SEC source: 0000927628-05-000008 · fai459.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,346

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:25 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 100 $79.54 $7,954.00
Disclosure

SEC source: 0000927628-05-000008 · fai459.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,946

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed Feb 3, 2005 21:25 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 200 $79.52 $15,904.00
Disclosure

SEC source: 0000927628-05-000008 · fai459.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,046

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
February 01, 2005 Filed May 4, 2005 20:18 UTC
SCHNALL PETER AExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 498 $0.00 Strike: $78.82 $0.00
Disclosure

SEC source: 0000927628-05-000056 · sch651.xml · derivative · entry 5

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,268

Underlying: Common Stock · 498 shares

Expires 2011-12-13

F2 · security: This form amends the original Form 4 filed on February 3, 2005, on which a reload grant for 1268 shares was incorrectly undereported by 498 shares.

Read SEC document
January 03, 2005 Filed Jan 6, 2005 00:22 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 21,000 $6.63 Strike: $6.63 $139,230.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · derivative · entry 22

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2005-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on April 26, 1996 and annually from that date thereafter.

Read SEC document
January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 600 $84.40 $50,640.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 19

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,859

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 100 $84.38 $8,438.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 18

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,459

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 700 $84.37 $59,059.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 17

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,559

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 600 $84.36 $50,616.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 16

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,259

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 400 $84.35 $33,740.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 15

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,859

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 200 $84.34 $16,868.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 14

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,259

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 800 $84.33 $67,464.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 13

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,459

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 700 $84.32 $59,024.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 12

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,259

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 1,100 $84.30 $92,730.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 11

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,959

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 100 $84.25 $8,425.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 10

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,059

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 300 $84.24 $25,272.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 9

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,159

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 2,000 $84.20 $168,400.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 8

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,459

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 600 $84.15 $50,490.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 7

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,459

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 1,800 $84.14 $151,452.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 6

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,059

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 700 $84.13 $58,891.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 5

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,859

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 1,000 $84.10 $84,100.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 4

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,559

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 8,100 $84.05 $680,805.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 3

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,559

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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January 03, 2005 Filed Jan 6, 2005 00:22 UTC SaleCommon Stock 1,200 $84.04 $100,848.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 2

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,659

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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January 03, 2005 Filed Jan 6, 2005 00:22 UTC Exercise / conversionCommon Stock 21,000 $6.63 $139,230.00
Disclosure

SEC source: 0000927628-05-000002 · wes449.xml · nonDerivative · entry 1

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on November 12, 2004 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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December 31, 2004 Filed Jan 5, 2005 00:11 UTC
BAILAR GREGORExecutive Vice President
Tax withholdingCommon Stock 1,473 $74.29 $109,429.17
Disclosure

SEC source: 0000927628-05-000001 · bai446.xml · nonDerivative · entry 1

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,250

F1 · kind: Represents the withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement.

F2 · balance_after: Total holdings excludes 5,000 shares that were erroneously included in the previously filed Form 4.

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December 31, 2004 Filed Feb 14, 2005 23:07 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
GiftCommon Stock 120 $0.00 $0.00
Disclosure

SEC source: 0000927628-05-000013 · fai468.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,386

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December 31, 2004 Filed Feb 14, 2005 23:33 UTC
SCHNALL PETER AExecutive Vice President
OtherCommon Stock 61 $0.00 $0.00
Disclosure

SEC source: 0000927628-05-000015 · sch476.xml · nonDerivative · entry 2

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,163

F1 · kind: Shares acquired under the Company's Associate Stock Purchase Plan.

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December 31, 2004 Filed Feb 14, 2005 23:33 UTC
WEST CATHERINEExecutive Vice President
OtherCommon Stock 74 $0.00 $0.00
Disclosure

SEC source: 0000927628-05-000016 · wes475.xml · nonDerivative · entry 2

WEST CATHERINE · CIK 0001238043 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,294

F1 · kind: Shares acquired under the Company's Associate Stock Purchase Plan.

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December 27, 2004 Filed Feb 14, 2005 23:07 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
GiftCommon Stock 2,440 $0.00 $0.00
Disclosure

SEC source: 0000927628-05-000013 · fai468.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,506

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December 23, 2004 Filed Dec 29, 2004 00:31 UTC
BAILAR GREGORExecutive Vice President
Tax withholdingCommon Stock 1,505 $81.92 $123,289.60
Disclosure

SEC source: 0000927628-04-000015 · bai437.xml · nonDerivative · entry 1

BAILAR GREGOR · CIK 0001182910 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,723

F1 · kind: Represents the withholding by the issuer of restricted stock to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock. This is authorized in the applicable restricted stock award agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.