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NYSE · USD

COF

CAPITAL ONE FINANCIAL CORP

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Tapewire entity
547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2007 Filed Mar 7, 2007 01:08 UTC
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
GrantCommon Stock · Derivative 88,510 $0.00 Strike: $76.79 $0.00
Disclosure

SEC source: 0001181431-07-017467 · rrd150265.xml · derivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,510

Underlying: Common Stock · 88,510 shares

Expires 2017-03-01

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter.

Read SEC document
March 02, 2007 Filed Mar 7, 2007 01:08 UTC
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
GrantCommon Stock 14,940 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-017467 · rrd150265.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

F1 · kind: This grant of restricted stock will vest in the following manner, provided that the issuer achieves a predetermined earnings per share for 2007: 25% of the shares will vest on March 2, 2008; 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010.

Read SEC document
March 02, 2007 Filed Mar 7, 2007 01:09 UTC
LAWSON DAVID RPresident and CEO COAF
GrantCommon Stock · Derivative 83,880 $0.00 Strike: $76.79 $0.00
Disclosure

SEC source: 0001181431-07-017468 · rrd150263.xml · derivative · entry 2

LAWSON DAVID R · CIK 0001238038 · President and CEO COAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,880

Underlying: Common Stock · 83,880 shares

Expires 2017-03-01

F2 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter.

Read SEC document
March 02, 2007 Filed Mar 7, 2007 01:09 UTC
LAWSON DAVID RPresident and CEO COAF
GrantCommon Stock 14,160 $0.00 $0.00
Disclosure

SEC source: 0001181431-07-017468 · rrd150263.xml · nonDerivative · entry 1

LAWSON DAVID R · CIK 0001238038 · President and CEO COAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,150

F1 · kind: This grant of restricted stock will vest in the following manner, provided that the issuer achieves a predetermined earnings per share for 2007: 25% of the shares will vest on March 2, 2008; 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010.

Read SEC document
March 01, 2007 Filed Mar 6, 2007 01:30 UTC
KLANE LARRY APdt, Global Financial Services
SaleCommon Stock 282 $76.99 $21,711.18
Disclosure

SEC source: 0001181431-07-017108 · rrd150004.xml · nonDerivative · entry 3

KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 4,184

F1 · security: These transactions were executed pursuant to a trading plan entered into by the reporting person's spouse on February 12, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2007 Filed Mar 6, 2007 01:30 UTC
KLANE LARRY APdt, Global Financial Services
SaleCommon Stock 343 $76.27 $26,160.61
Disclosure

SEC source: 0001181431-07-017108 · rrd150004.xml · nonDerivative · entry 2

KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 4,466

F1 · security: These transactions were executed pursuant to a trading plan entered into by the reporting person's spouse on February 12, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
March 01, 2007 Filed Mar 6, 2007 01:30 UTC
KLANE LARRY APdt, Global Financial Services
SaleCommon Stock 159 $75.35 $11,980.65
Disclosure

SEC source: 0001181431-07-017108 · rrd150004.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 4,809

F1 · security: These transactions were executed pursuant to a trading plan entered into by the reporting person's spouse on February 12, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 20, 2007 Filed Feb 22, 2007 23:33 UTC
Berson Jory APresident, US Card
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 603 $61.20 Strike: $61.20 $36,903.60
Disclosure

SEC source: 0001181431-07-013612 · rrd148290.xml · derivative · entry 7

Berson Jory A · CIK 0001365632 · President, US Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 603 shares

Expires 2007-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2007 Filed Feb 22, 2007 23:33 UTC
Berson Jory APresident, US Card
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 9,495 $49.06 Strike: $49.06 $465,824.70
Disclosure

SEC source: 0001181431-07-013612 · rrd148290.xml · derivative · entry 6

Berson Jory A · CIK 0001365632 · President, US Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,496

Underlying: Common Stock · 9,495 shares

Expires 2011-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2007 Filed Feb 22, 2007 23:33 UTC
Berson Jory APresident, US Card
SaleCommon Stock 7,623 $81.82 $623,713.86
Disclosure

SEC source: 0001181431-07-013612 · rrd148290.xml · nonDerivative · entry 5

Berson Jory A · CIK 0001365632 · President, US Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,407

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since last reported through this filing date.

Read SEC document
February 20, 2007 Filed Feb 22, 2007 23:33 UTC
Berson Jory APresident, US Card
SaleCommon Stock 603 $81.82 $49,337.46
Disclosure

SEC source: 0001181431-07-013612 · rrd148290.xml · nonDerivative · entry 4

Berson Jory A · CIK 0001365632 · President, US Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,030

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 20, 2007 Filed Feb 22, 2007 23:33 UTC
Berson Jory APresident, US Card
SaleCommon Stock 9,495 $81.82 $776,880.90
Disclosure

SEC source: 0001181431-07-013612 · rrd148290.xml · nonDerivative · entry 3

Berson Jory A · CIK 0001365632 · President, US Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,633

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 20, 2007 Filed Feb 22, 2007 23:33 UTC
Berson Jory APresident, US Card
Exercise / conversionCommon Stock 603 $61.20 $36,903.60
Disclosure

SEC source: 0001181431-07-013612 · rrd148290.xml · nonDerivative · entry 2

Berson Jory A · CIK 0001365632 · President, US Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 20, 2007 Filed Feb 22, 2007 23:33 UTC
Berson Jory APresident, US Card
Exercise / conversionCommon Stock 9,495 $49.06 $465,824.70
Disclosure

SEC source: 0001181431-07-013612 · rrd148290.xml · nonDerivative · entry 1

Berson Jory A · CIK 0001365632 · President, US Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 01, 2007 Filed Feb 5, 2007 17:09 UTC
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
GrantEmployee Stock Option (Right to Buy) · Derivative 1,250 $0.00 Strike: $79.94 $0.00
Disclosure

SEC source: 0000927628-07-000009 · fin958.xml · derivative · entry 5

FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2013-12-14

Read SEC document
February 01, 2007 Filed Feb 5, 2007 17:09 UTC
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,776 $56.28 Strike: $56.28 $99,953.28
Disclosure

SEC source: 0000927628-07-000009 · fin958.xml · derivative · entry 4

FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,224

Underlying: Common Stock · 1,776 shares

Expires 2013-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 15, 2004 and annually from that date thereafter.

Read SEC document
February 01, 2007 Filed Feb 5, 2007 17:09 UTC
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
Tax withholdingCommon Stock 1,250 $79.94 $99,925.00
Disclosure

SEC source: 0000927628-07-000009 · fin958.xml · nonDerivative · entry 3

FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,275

Read SEC document
February 01, 2007 Filed Feb 5, 2007 17:09 UTC
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
Exercise / conversionCommon Stock 1,776 $56.28 $99,953.28
Disclosure

SEC source: 0000927628-07-000009 · fin958.xml · nonDerivative · entry 2

FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2007 Filed Feb 5, 2007 17:09 UTC
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
GiftCommon Stock 930 $0.00 $0.00
Disclosure

SEC source: 0000927628-07-000009 · fin958.xml · nonDerivative · entry 1

FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,749

Read SEC document
January 30, 2007 Filed Jan 30, 2007 22:31 UTC
KLANE LARRY APdt, Global Financial Services
SaleCommon Stock 1,063 $78.77 $83,732.51
Disclosure

SEC source: 0000927628-07-000008 · kla949.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,564

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:04 UTC
KLANE LARRY APdt, Global Financial Services
SaleCommon Stock 1,065 $79.37 $84,529.05
Disclosure

SEC source: 0000927628-07-000005 · kla944.xml · nonDerivative · entry 1

KLANE LARRY A · CIK 0001238036 · Pdt, Global Financial Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,627

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on October 26, 2006 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 400 $79.63 $31,852.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 24

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,470

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 1,000 $79.62 $79,620.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 23

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,870

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 200 $79.61 $15,922.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 22

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,870

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 400 $79.60 $31,840.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 21

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,070

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 900 $79.52 $71,568.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 20

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,470

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 3,400 $79.49 $270,266.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 19

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,370

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 800 $79.47 $63,576.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 18

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,770

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 200 $79.59 $15,918.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 17

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,570

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 3,600 $79.58 $286,488.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 16

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,770

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 1,600 $79.57 $127,312.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 15

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,370

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 4,400 $79.56 $350,064.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 14

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,970

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 900 $79.55 $71,595.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 13

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,370

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 700 $79.54 $55,678.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 12

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,270

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 1,000 $79.53 $79,530.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 11

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,970

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 2,600 $79.44 $206,544.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 10

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,970

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 500 $79.51 $39,755.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 9

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,570

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 800 $79.50 $63,600.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 8

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,070

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 1,300 $79.48 $103,324.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 7

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,870

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 1,000 $79.46 $79,460.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 6

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,170

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 600 $79.45 $47,670.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 5

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,170

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 1,600 $79.42 $127,072.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 4

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,770

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 1,000 $79.41 $79,410.00
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 3

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,370

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 12,303 $79.40 $976,858.20
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 2

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,370

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:18 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 2,785 $79.81 $222,270.85
Disclosure

SEC source: 0000927628-07-000006 · bai948.xml · nonDerivative · entry 1

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,673

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:19 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 21,000 $11.52 Strike: $11.52 $241,920.00
Disclosure

SEC source: 0000927628-07-000007 · gro945.xml · derivative · entry 3

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2007-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:19 UTC SaleCommon Stock 21,000 $80.00 $1,680,000.00
Disclosure

SEC source: 0000927628-07-000007 · gro945.xml · nonDerivative · entry 2

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,039

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 10, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 23, 2007 Filed Jan 24, 2007 22:19 UTC Exercise / conversionCommon Stock 21,000 $11.52 $241,920.00
Disclosure

SEC source: 0000927628-07-000007 · gro945.xml · nonDerivative · entry 1

GROSS PATRICK W · CIK 0001184343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 10, 2006, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
January 22, 2007 Filed Jan 24, 2007 22:02 UTC
Berson Jory APresident, US Card
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 422 $61.21 Strike: $61.21 $25,830.62
Disclosure

SEC source: 0000927628-07-000004 · ber943.xml · derivative · entry 4

Berson Jory A · CIK 0001365632 · President, US Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 422 shares

Expires 2007-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 22, 2007 Filed Jan 24, 2007 22:02 UTC
Berson Jory APresident, US Card
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,786 $53.07 Strike: $53.07 $94,783.02
Disclosure

SEC source: 0000927628-07-000004 · ber943.xml · derivative · entry 3

Berson Jory A · CIK 0001365632 · President, US Card

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,786 shares

Expires 2007-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.