Last 12 months
Inside the activity.
0 purchase rows · 62 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 13 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 14, 2021 Filed Apr 15, 2021 20:34 UTC |
Sanjiv YajnikPresident, Financial Services
|
SaleCommon Stock | 33,684 | $135.00 | $4,547,340.00 |
DisclosureSEC source: 0000927628-21-000150 · wf-form4_161851880941061.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,128 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.07. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 20:34 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionCommon Stock | 22,462 | $86.34 | $1,939,369.08 |
DisclosureSEC source: 0000927628-21-000150 · wf-form4_161851880941061.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 20:35 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Exercise / conversionStock Options · Derivative | 31,903 | $0.00 Strike: $74.96 | $0.00 |
DisclosureSEC source: 0000927628-21-000151 · wf-form4_161851886210272.xml · derivative · entry 4 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,903 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 2, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2016 and annually thereafter. Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 20:35 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
SaleCommon Stock | 31,903 | $135.02 | $4,307,543.06 |
DisclosureSEC source: 0000927628-21-000151 · wf-form4_161851886210272.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,307 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 2, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.00 to $135.02. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 20:35 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Exercise / conversionCommon Stock | 31,903 | $74.96 | $2,391,448.88 |
DisclosureSEC source: 0000927628-21-000151 · wf-form4_161851886210272.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 2, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 17, 2021 Filed Mar 11, 2022 21:16 UTC |
williams craig a.Director
|
SaleCommon Stock | 3 | $128.63 | $385.89 |
DisclosureSEC source: 0000927628-22-000112 · wf-form4_164703334941625.xml · nonDerivative · entry 2 williams craig a. · CIK 0001848752 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,835 Read SEC document |
| March 16, 2021 Filed Mar 11, 2022 21:16 UTC |
williams craig a.Director
|
SaleCommon Stock | 11 | $129.11 | $1,420.21 |
DisclosureSEC source: 0000927628-22-000112 · wf-form4_164703334941625.xml · nonDerivative · entry 1 williams craig a. · CIK 0001848752 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,838 Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:18 UTC |
Alexander Robert M.Chief Information Officer
|
Tax withholdingCommon Stock | 5,636 | $132.10 | $744,515.60 |
DisclosureSEC source: 0000927628-21-000134 · wf-form4_161584311665816.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,544 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:18 UTC |
Alexander Robert M.Chief Information Officer
|
GrantCommon Stock | 12,496 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000134 · wf-form4_161584311665816.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,180 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:19 UTC |
Berson Jory AChief Human Resources Officer
|
Tax withholdingCommon Stock | 6,071 | $132.10 | $801,979.10 |
DisclosureSEC source: 0000927628-21-000135 · wf-form4_161584313329026.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,260 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:19 UTC |
Berson Jory AChief Human Resources Officer
|
GrantCommon Stock | 13,460 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000135 · wf-form4_161584313329026.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,331 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:19 UTC |
Blackley Richard ScottSenior Advisor
|
Tax withholdingCommon Stock | 6,085 | $132.10 | $803,828.50 |
DisclosureSEC source: 0000927628-21-000136 · wf-form4_161584315272992.xml · nonDerivative · entry 2 Blackley Richard Scott · CIK 0001525020 · Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,541 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:19 UTC |
Blackley Richard ScottSenior Advisor
|
GrantCommon Stock | 13,492 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000136 · wf-form4_161584315272992.xml · nonDerivative · entry 1 Blackley Richard Scott · CIK 0001525020 · Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,626 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:19 UTC |
Borgmann Kevin S.Senior Advisor to the CEO
|
Tax withholdingCommon Stock | 7,672 | $132.10 | $1,013,471.20 |
DisclosureSEC source: 0000927628-21-000137 · wf-form4_161584316867147.xml · nonDerivative · entry 2 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,001 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:19 UTC |
Borgmann Kevin S.Senior Advisor to the CEO
|
GrantCommon Stock | 15,883 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000137 · wf-form4_161584316867147.xml · nonDerivative · entry 1 Borgmann Kevin S. · CIK 0001567914 · Senior Advisor to the CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,673 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:20 UTC |
Cooper Matthew WGeneral Counsel
|
Tax withholdingCommon Stock | 1,535 | $132.10 | $202,773.50 |
DisclosureSEC source: 0000927628-21-000138 · wf-form4_161584319041527.xml · nonDerivative · entry 2 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,166 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:20 UTC |
Cooper Matthew WGeneral Counsel
|
GrantCommon Stock | 3,402 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000138 · wf-form4_161584319041527.xml · nonDerivative · entry 1 Cooper Matthew W · CIK 0001727277 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,701 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:20 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
Tax withholdingCommon Stock | 54,634 | $132.10 | $7,217,151.40 |
DisclosureSEC source: 0000927628-21-000139 · wf-form4_161584321104219.xml · nonDerivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,688,595 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:20 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
GrantCommon Stock | 121,138 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000139 · wf-form4_161584321104219.xml · nonDerivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,743,229 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:20 UTC |
FINNERAN JOHN G JRSenior Advisor and Corp Secy
|
Tax withholdingCommon Stock | 5,960 | $132.10 | $787,316.00 |
DisclosureSEC source: 0000927628-21-000140 · wf-form4_161584323115673.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,017 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:20 UTC |
FINNERAN JOHN G JRSenior Advisor and Corp Secy
|
GrantCommon Stock | 15,144 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000140 · wf-form4_161584323115673.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,977 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:21 UTC |
Hall SheldonChief Risk Officer
|
Tax withholdingCommon Stock | 1,405 | $132.10 | $185,600.50 |
DisclosureSEC source: 0000927628-21-000141 · wf-form4_161584325372567.xml · nonDerivative · entry 2 Hall Sheldon · CIK 0001748065 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,845 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:21 UTC |
Hall SheldonChief Risk Officer
|
GrantCommon Stock | 2,908 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000141 · wf-form4_161584325372567.xml · nonDerivative · entry 1 Hall Sheldon · CIK 0001748065 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,250 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:21 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Tax withholdingCommon Stock | 7,045 | $132.10 | $930,644.50 |
DisclosureSEC source: 0000927628-21-000142 · wf-form4_161584327481163.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,307 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:21 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
GrantCommon Stock | 14,585 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000142 · wf-form4_161584327481163.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,352 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:21 UTC |
Sanjiv YajnikPresident, Financial Services
|
Tax withholdingCommon Stock | 6,203 | $132.10 | $819,416.30 |
DisclosureSEC source: 0000927628-21-000143 · wf-form4_161584329352159.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,350 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:21 UTC |
Sanjiv YajnikPresident, Financial Services
|
GrantCommon Stock | 15,763 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000143 · wf-form4_161584329352159.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,553 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:22 UTC |
Slocum MichaelPresident, Commercial Banking
|
Tax withholdingCommon Stock | 6,431 | $132.10 | $849,535.10 |
DisclosureSEC source: 0000927628-21-000144 · wf-form4_161584331630877.xml · nonDerivative · entry 2 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,262 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:22 UTC |
Slocum MichaelPresident, Commercial Banking
|
GrantCommon Stock | 13,344 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000144 · wf-form4_161584331630877.xml · nonDerivative · entry 1 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,693 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:22 UTC |
Wassmer Michael JPresident, Card
|
Tax withholdingCommon Stock | 5,854 | $132.10 | $773,313.40 |
DisclosureSEC source: 0000927628-21-000145 · wf-form4_161584334950811.xml · nonDerivative · entry 2 Wassmer Michael J · CIK 0001691706 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,798 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:22 UTC |
Wassmer Michael JPresident, Card
|
GrantCommon Stock | 12,980 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-21-000145 · wf-form4_161584334950811.xml · nonDerivative · entry 1 Wassmer Michael J · CIK 0001691706 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,652 F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:09 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionStock Options · Derivative | 28,633 | $0.00 Strike: $63.73 | $0.00 |
DisclosureSEC source: 0000927628-21-000117 · wf-form4_161541415249602.xml · derivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,633 shares Expires 2026-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2017 and annually thereafter. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:09 UTC |
Sanjiv YajnikPresident, Financial Services
|
SaleCommon Stock | 47,485 | $130.03 | $6,174,474.55 |
DisclosureSEC source: 0000927628-21-000117 · wf-form4_161541415249602.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,790 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.07. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:09 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionCommon Stock | 28,633 | $63.73 | $1,824,781.09 |
DisclosureSEC source: 0000927628-21-000117 · wf-form4_161541415249602.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on January 28, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:11 UTC |
FINNERAN JOHN G JRSenior Advisor and Corp Secy
|
SaleCommon Stock | 9,710 | $130.19 | $1,264,144.90 |
DisclosureSEC source: 0000927628-21-000118 · wf-form4_161541428795203.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy 10b5-1 filing: Not disclosed Ownership: Indirect · By July 2020 GRAT Disclosed balance after: 0 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person, as trustee for a grantor retained annuity trust, on February 5, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.93 to $130.59. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:11 UTC |
FINNERAN JOHN G JRSenior Advisor and Corp Secy
|
SaleCommon Stock | 24,275 | $129.36 | $3,140,214.00 |
DisclosureSEC source: 0000927628-21-000118 · wf-form4_161541428795203.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy 10b5-1 filing: Not disclosed Ownership: Indirect · By July 2020 GRAT Disclosed balance after: 9,710 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person, as trustee for a grantor retained annuity trust, on February 5, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.93 to $129.91. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:11 UTC |
FINNERAN JOHN G JRSenior Advisor and Corp Secy
|
SaleCommon Stock | 11,542 | $128.57 | $1,483,954.94 |
DisclosureSEC source: 0000927628-21-000118 · wf-form4_161541428795203.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Senior Advisor and Corp Secy 10b5-1 filing: Not disclosed Ownership: Indirect · By July 2020 GRAT Disclosed balance after: 33,985 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person, as trustee for a grantor retained annuity trust, on February 5, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.93 to $128.92. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:24 UTC |
Berson Jory AChief Human Resources Officer
|
Disposition to issuerStock Options · Derivative | 30,296 | $0.00 Strike: $74.96 | $0.00 |
DisclosureSEC source: 0000927628-21-000114 · wf-form4_161532505482991.xml · derivative · entry 7 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,296 shares Expires 2025-01-28 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 3, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F8 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2016 and annually thereafter. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:24 UTC |
Berson Jory AChief Human Resources Officer
|
SaleCommon Stock | 24,401 | $128.16 | $3,127,232.16 |
DisclosureSEC source: 0000927628-21-000114 · wf-form4_161532505482991.xml · nonDerivative · entry 5 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,871 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 3, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.55 to $128.41. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:24 UTC |
Berson Jory AChief Human Resources Officer
|
SaleCommon Stock | 6,330 | $127.11 | $804,606.30 |
DisclosureSEC source: 0000927628-21-000114 · wf-form4_161532505482991.xml · nonDerivative · entry 4 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,272 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 3, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.53 to $127.49. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:24 UTC |
Berson Jory AChief Human Resources Officer
|
SaleCommon Stock | 6,175 | $126.09 | $778,605.75 |
DisclosureSEC source: 0000927628-21-000114 · wf-form4_161532505482991.xml · nonDerivative · entry 3 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,602 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 3, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.46 to $126.46. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:24 UTC |
Berson Jory AChief Human Resources Officer
|
SaleCommon Stock | 4,080 | $125.15 | $510,612.00 |
DisclosureSEC source: 0000927628-21-000114 · wf-form4_161532505482991.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,777 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 3, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.45 to $125.44. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 21:24 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionCommon Stock | 30,296 | $74.96 | $2,270,988.16 |
DisclosureSEC source: 0000927628-21-000114 · wf-form4_161532505482991.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 3, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:07 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionStock Options · Derivative | 27,266 | $0.00 Strike: $74.96 | $0.00 |
DisclosureSEC source: 0000927628-21-000111 · wf-form4_161524124184511.xml · derivative · entry 9 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,266 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 2, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F6 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2016 and annually thereafter. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:07 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionStock Options · Derivative | 24,445 | $0.00 Strike: $70.96 | $0.00 |
DisclosureSEC source: 0000927628-21-000111 · wf-form4_161524124184511.xml · derivative · entry 8 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,445 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 2, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F5 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on February 15, 2015 and annually thereafter. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:07 UTC |
Alexander Robert M.Chief Information Officer
|
SaleCommon Stock | 34,217 | $124.88 | $4,273,018.96 |
DisclosureSEC source: 0000927628-21-000111 · wf-form4_161524124184511.xml · nonDerivative · entry 5 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,684 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 2, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.70 to $125.65. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:07 UTC |
Alexander Robert M.Chief Information Officer
|
SaleCommon Stock | 22,644 | $124.19 | $2,812,158.36 |
DisclosureSEC source: 0000927628-21-000111 · wf-form4_161524124184511.xml · nonDerivative · entry 4 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,901 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 2, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.69 to $124.67. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:07 UTC |
Alexander Robert M.Chief Information Officer
|
SaleCommon Stock | 16,391 | $123.20 | $2,019,371.20 |
DisclosureSEC source: 0000927628-21-000111 · wf-form4_161524124184511.xml · nonDerivative · entry 3 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,545 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 2, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.69 to $123.67. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:07 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionCommon Stock | 27,266 | $74.96 | $2,043,859.36 |
DisclosureSEC source: 0000927628-21-000111 · wf-form4_161524124184511.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 2, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:07 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionCommon Stock | 24,445 | $70.96 | $1,734,617.20 |
DisclosureSEC source: 0000927628-21-000111 · wf-form4_161524124184511.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 2, 2021, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.