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Coronado Global Resources Inc.

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Tapewire entity
9524
SEC CIK
0001770561
Parsed reports
109

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2024 Filed Dec 10, 2024 11:15 UTC GrantCommon Stock 79.1 $7.27 $575.06
Disclosure

SEC source: 0001104659-24-127073 · tm2430413-1_4seq1.xml · nonDerivative · entry 2

Meyering Christopher P · CIK 0001880136 · VP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,185.8

F2 · shares: Reflects 791 CDIs that were acquired under the Coronado Global Resources Inc. Employee Stock Purchase Plan on May 31, 2024.

Read SEC document
May 31, 2024 Filed Dec 10, 2024 11:15 UTC GrantCommon Stock 767.3 $7.27 $5,578.27
Disclosure

SEC source: 0001104659-24-127073 · tm2430413-1_4seq1.xml · nonDerivative · entry 1

Meyering Christopher P · CIK 0001880136 · VP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,106.7

F1 · shares: Reflects 7,673 CHESS Depositary Interests ("CDIs") that were acquired under the Coronado Global Resources Inc. Employee Stock Purchase Plan on May 31, 2024. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 10:02 UTC
Bitzer Jeffrey DGroup Chief Operating Officer
GrantPerformance Stock Units · Derivative 545 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-043817 · tm2410975-2_4seq1.xml · derivative · entry 1

Bitzer Jeffrey D · CIK 0001877446 · Group Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,702

Underlying: Common Stock · 9,270.2 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the Performance Stock Units ("PSUs") granted on February 14, 2024. Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the Performance Stock Units ("PSUs") granted on February 14, 2024. Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · derivative.exercise_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.

F2 · derivative.expiration_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.

F3 · derivative.underlying_shares: Reflects common stock underlying PSUs.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 06:02 UTC
Ziems GerhardGroup CFO & HSI
GrantPerformance Stock Units · Derivative 2,009 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-043814 · tm2410975-1_4seq1.xml · derivative · entry 1

Ziems Gerhard · CIK 0001817779 · Group CFO & HSI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 342,071

Underlying: Common Stock · 34,207.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the Performance Stock Units ("PSUs") granted on February 14, 2024. Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the Performance Stock Units ("PSUs") granted on February 14, 2024. Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · derivative.exercise_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.

F2 · derivative.expiration_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.

F3 · derivative.underlying_shares: Reflects common stock underlying PSUs.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 10:03 UTC
Spindler GaroldDirector · Executive Chair
GrantPerformance Stock Units · Derivative 5,554 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-043821 · tm2410975-3_4seq1.xml · derivative · entry 1

Spindler Garold · CIK 0001778519 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 945,927

Underlying: Common Stock · 94,592.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the Performance Stock Units ("PSUs") granted on February 14, 2024. Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the Performance Stock Units ("PSUs") granted on February 14, 2024. Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · derivative.exercise_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.

F2 · derivative.expiration_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.

F3 · derivative.underlying_shares: Reflects common stock underlying PSUs.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 10:04 UTC
Pollard EmmaChief P&S Officer
GrantPerformance Stock Units · Derivative 756 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-043826 · tm2410975-4_4seq1.xml · derivative · entry 1

Pollard Emma · CIK 0001778325 · Chief P&S Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,643

Underlying: Common Stock · 12,864.3 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the Performance Stock Units ("PSUs") granted on February 14, 2024. Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the Performance Stock Units ("PSUs") granted on February 14, 2024. Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · derivative.exercise_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.

F2 · derivative.expiration_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.

F3 · derivative.underlying_shares: Reflects common stock underlying PSUs.

Read SEC document
March 18, 2024 Filed Apr 2, 2024 06:01 UTC
Ziems GerhardGroup CFO & HSI
SaleCommon Stock 8,052.9 $12.64 $101,788.66
Disclosure

SEC source: 0001104659-24-042111 · tm2410236-2_4seq1.xml · nonDerivative · entry 1

Ziems Gerhard · CIK 0001817779 · Group CFO & HSI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,062.1

F1 · shares: Reflects an open market sale of 80,529 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The sale was executed in the form of CDIs, trading on the ASX, and as such the sale price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

Read SEC document
March 08, 2024 Filed May 26, 2026 22:31 UTC
Bitzer Jeffrey DFormer Chief Development Ofcr
SaleCommon Stock 1,999.8 $9.04 $18,078.19
Disclosure

SEC source: 0001104659-26-066437 · tm2614861-1_4seq1.xml · nonDerivative · entry 1

Bitzer Jeffrey D · CIK 0001877446 · Former Chief Development Ofcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,231.9

F1 · kind: Reflects CHESS Depositary Interests ("CDIs") that were sold in order to satisfy the tax liability that arose upon the vesting of certain Performance Stock Units. The sales were executed in the form of CDIs, trading on the Australian Securities Exchange, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

F1 · price: Reflects CHESS Depositary Interests ("CDIs") that were sold in order to satisfy the tax liability that arose upon the vesting of certain Performance Stock Units. The sales were executed in the form of CDIs, trading on the Australian Securities Exchange, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

Read SEC document
March 08, 2024 Filed May 26, 2026 22:32 UTC
Spindler GaroldDirector · Interim CEO
SaleCommon Stock 23,961.2 $9.04 $216,609.25
Disclosure

SEC source: 0001104659-26-066438 · tm2614861-2_4seq1.xml · nonDerivative · entry 1

Spindler Garold · CIK 0001778519 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,708.8

F1 · kind: Reflects CHESS Depositary Interests ("CDIs") that were sold in order to satisfy the tax liability that arose upon the vesting of certain Performance Stock Units. The sales were executed in the form of CDIs, trading on the Australian Securities Exchange, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

F1 · price: Reflects CHESS Depositary Interests ("CDIs") that were sold in order to satisfy the tax liability that arose upon the vesting of certain Performance Stock Units. The sales were executed in the form of CDIs, trading on the Australian Securities Exchange, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

Read SEC document
February 29, 2024 Filed Apr 2, 2024 06:00 UTC GrantCommon Stock 25.2 $11.18 $281.74
Disclosure

SEC source: 0001104659-24-042105 · tm2410236-1_4seq1.xml · nonDerivative · entry 2

Meyering Christopher P · CIK 0001880136 · VP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,339.4

F2 · shares: Reflects 252 CDIs that were acquired under the Coronado Global Resources Inc. Employee Stock Purchase Plan on February 29, 2024.

Read SEC document
February 29, 2024 Filed Apr 2, 2024 06:00 UTC GrantCommon Stock 314.2 $11.18 $3,512.76
Disclosure

SEC source: 0001104659-24-042105 · tm2410236-1_4seq1.xml · nonDerivative · entry 1

Meyering Christopher P · CIK 0001880136 · VP & CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,314.2

F1 · shares: Reflects 3,142 CHESS Depositary Interests ("CDIs") that were acquired under the Coronado Global Resources Inc. Employee Stock Purchase Plan on February 29, 2024. CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 12:00 UTC
Bitzer Jeffrey DGroup Chief Operating Officer
Exercise / conversionPerformance Stock Units · Derivative 50,916 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024706 · tm246413-1_4seq1.xml · derivative · entry 3

Bitzer Jeffrey D · CIK 0001877446 · Group Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,091.6 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Performance Stock Units ("PSUs") were acquired on February 16, 2023 or through subsequent dividend equivalent investments and all vested on February 16, 2024. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · derivative.expiration_date: The Performance Stock Units ("PSUs") were acquired on February 16, 2023 or through subsequent dividend equivalent investments and all vested on February 16, 2024. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
February 16, 2024 Filed Feb 16, 2024 12:00 UTC
Bitzer Jeffrey DGroup Chief Operating Officer
Exercise / conversionCommon Stock 5,091.6 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024706 · tm246413-1_4seq1.xml · nonDerivative · entry 1

Bitzer Jeffrey D · CIK 0001877446 · Group Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Performance Stock Units ("PSUs") were acquired on February 16, 2023 or through subsequent dividend equivalent investments and all vested on February 16, 2024. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 07:00 UTC
Ziems GerhardGroup Chief Financial Officer
Exercise / conversionPerformance Stock Units · Derivative 81,150 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024707 · tm246413-2_4seq1.xml · derivative · entry 3

Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Performance Stock Units ("PSUs") were acquired on February 16, 2023 or through subsequent dividend equivalent investments and all vested on February 16, 2024. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · derivative.expiration_date: The Performance Stock Units ("PSUs") were acquired on February 16, 2023 or through subsequent dividend equivalent investments and all vested on February 16, 2024. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
February 16, 2024 Filed Feb 16, 2024 07:00 UTC
Ziems GerhardGroup Chief Financial Officer
Exercise / conversionCommon Stock 8,115 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024707 · tm246413-2_4seq1.xml · nonDerivative · entry 1

Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,115

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Performance Stock Units ("PSUs") were acquired on February 16, 2023 or through subsequent dividend equivalent investments and all vested on February 16, 2024. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 12:01 UTC
Spindler GaroldDirector · Executive Chair
Exercise / conversionPerformance Stock Units · Derivative 519,530 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024710 · tm246413-4_4seq1.xml · derivative · entry 3

Spindler Garold · CIK 0001778519 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Performance Stock Units ("PSUs") were acquired on February 16, 2023 or through subsequent dividend equivalent investments and all vested on February 16, 2024. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · derivative.expiration_date: The Performance Stock Units ("PSUs") were acquired on February 16, 2023 or through subsequent dividend equivalent investments and all vested on February 16, 2024. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
February 16, 2024 Filed Feb 16, 2024 12:01 UTC
Spindler GaroldDirector · Executive Chair
Exercise / conversionCommon Stock 51,953 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024710 · tm246413-4_4seq1.xml · nonDerivative · entry 1

Spindler Garold · CIK 0001778519 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,301.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Performance Stock Units ("PSUs") were acquired on February 16, 2023 or through subsequent dividend equivalent investments and all vested on February 16, 2024. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

Read SEC document
February 16, 2024 Filed Feb 16, 2024 12:01 UTC
Pollard EmmaChief P&S Officer
Exercise / conversionPerformance Stock Units · Derivative 61,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024708 · tm246413-3_4seq1.xml · derivative · entry 3

Pollard Emma · CIK 0001778325 · Chief P&S Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,103.5 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Performance Stock Units ("PSUs") were acquired on February 16, 2023 or through subsequent dividend equivalent investments and all vested on February 16, 2024. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · derivative.expiration_date: The Performance Stock Units ("PSUs") were acquired on February 16, 2023 or through subsequent dividend equivalent investments and all vested on February 16, 2024. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
February 16, 2024 Filed Feb 16, 2024 12:01 UTC
Pollard EmmaChief P&S Officer
Exercise / conversionCommon Stock 6,103.5 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024708 · tm246413-3_4seq1.xml · nonDerivative · entry 1

Pollard Emma · CIK 0001778325 · Chief P&S Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,462.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Performance Stock Units ("PSUs") were acquired on February 16, 2023 or through subsequent dividend equivalent investments and all vested on February 16, 2024. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 12:00 UTC
Bitzer Jeffrey DGroup Chief Operating Officer
GrantPerformance Stock Units · Derivative 92,157 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024706 · tm246413-1_4seq1.xml · derivative · entry 2

Bitzer Jeffrey D · CIK 0001877446 · Group Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,157

Underlying: Common Stock · 9,215.7 shares

Expires not disclosed

F2 · kind: Reflects acquisition of PSUs upon certification of the underlying performance goals by the Compensation Committee. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

F3 · derivative.exercise_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.

F3 · derivative.expiration_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
February 14, 2024 Filed Feb 16, 2024 07:00 UTC
Ziems GerhardGroup Chief Financial Officer
GrantPerformance Stock Units · Derivative 340,062 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024707 · tm246413-2_4seq1.xml · derivative · entry 2

Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,062

Underlying: Common Stock · 34,006.2 shares

Expires not disclosed

F2 · kind: Reflects acquisition of PSUs upon certification of the underlying performance goals by the Compensation Committee. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

F3 · derivative.exercise_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.

F3 · derivative.expiration_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
February 14, 2024 Filed Feb 16, 2024 12:01 UTC
Spindler GaroldDirector · Executive Chair
GrantPerformance Stock Units · Derivative 940,373 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024710 · tm246413-4_4seq1.xml · derivative · entry 2

Spindler Garold · CIK 0001778519 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 940,373

Underlying: Common Stock · 94,037.3 shares

Expires not disclosed

F2 · kind: Reflects acquisition of PSUs upon certification of the underlying performance goals by the Compensation Committee. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

F3 · derivative.exercise_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.

F3 · derivative.expiration_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
February 14, 2024 Filed Feb 16, 2024 12:01 UTC
Pollard EmmaChief P&S Officer
GrantPerformance Stock Units · Derivative 127,887 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-24-024708 · tm246413-3_4seq1.xml · derivative · entry 2

Pollard Emma · CIK 0001778325 · Chief P&S Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,887

Underlying: Common Stock · 12,788.7 shares

Expires not disclosed

F2 · kind: Reflects acquisition of PSUs upon certification of the underlying performance goals by the Compensation Committee. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

F3 · derivative.exercise_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.

F3 · derivative.expiration_date: The PSUs were acquired on February 14, 2024 and are scheduled to vest on February 14, 2025, subject to the Reporting Person's continued service through such date.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
September 19, 2023 Filed Oct 20, 2023 20:38 UTC
Bitzer Jeffrey DGroup Chief Operating Officer
GrantPerformance Stock Units · Derivative 249 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110522 · tm2328711-3_4seq1.xml · derivative · entry 11

Bitzer Jeffrey D · CIK 0001877446 · Group Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,916

Underlying: Common Stock · 5,091.6 shares

Expires not disclosed

F7 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

F7 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

F6 · derivative.exercise_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F6 · derivative.expiration_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
September 19, 2023 Filed Oct 20, 2023 16:39 UTC
Ziems GerhardGroup Chief Financial Officer
GrantPerformance Stock Units · Derivative 397 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110525 · tm2328711-4_4seq1.xml · derivative · entry 3

Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,150

Underlying: Common Stock · 8,115 shares

Expires not disclosed

F4 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

F4 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

F2 · derivative.exercise_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F2 · derivative.expiration_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F3 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
September 19, 2023 Filed Oct 20, 2023 20:32 UTC
Spindler GaroldDirector · Executive Chair
GrantPerformance Stock Units · Derivative 2,539 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110517 · tm2328711-1_4seq1.xml · derivative · entry 12

Spindler Garold · CIK 0001778519 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 519,529

Underlying: Common Stock · 51,952.9 shares

Expires not disclosed

F7 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

F7 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

F6 · derivative.exercise_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F6 · derivative.expiration_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
September 19, 2023 Filed Oct 20, 2023 20:34 UTC
Pollard EmmaChief P&S Officer
GrantPerformance Stock Units · Derivative 299 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110519 · tm2328711-2_4seq1.xml · derivative · entry 10

Pollard Emma · CIK 0001778325 · Chief P&S Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,035

Underlying: Common Stock · 6,103.5 shares

Expires not disclosed

F6 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

F6 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

F5 · derivative.exercise_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F5 · derivative.expiration_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F3 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
April 05, 2023 Filed Oct 20, 2023 20:38 UTC
Bitzer Jeffrey DGroup Chief Operating Officer
GrantPerformance Stock Units · Derivative 217 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110522 · tm2328711-3_4seq1.xml · derivative · entry 10

Bitzer Jeffrey D · CIK 0001877446 · Group Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,667

Underlying: Common Stock · 5,066.7 shares

Expires not disclosed

F7 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

F7 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

F6 · derivative.exercise_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F6 · derivative.expiration_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
April 05, 2023 Filed Oct 20, 2023 20:38 UTC
Bitzer Jeffrey DGroup Chief Operating Officer
GrantCommon Stock 4.7 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110522 · tm2328711-3_4seq1.xml · nonDerivative · entry 3

Bitzer Jeffrey D · CIK 0001877446 · Group Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650.4

F3 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 21, 2022.

Read SEC document
April 05, 2023 Filed Oct 20, 2023 16:39 UTC
Ziems GerhardGroup Chief Financial Officer
GrantPerformance Stock Units · Derivative 345 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110525 · tm2328711-4_4seq1.xml · derivative · entry 2

Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,753

Underlying: Common Stock · 8,075.3 shares

Expires not disclosed

F4 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

F4 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

F2 · derivative.exercise_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F2 · derivative.expiration_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F3 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
April 05, 2023 Filed Oct 20, 2023 20:32 UTC
Spindler GaroldDirector · Executive Chair
GrantPerformance Stock Units · Derivative 2,205 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110517 · tm2328711-1_4seq1.xml · derivative · entry 11

Spindler Garold · CIK 0001778519 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 516,990

Underlying: Common Stock · 51,699 shares

Expires not disclosed

F7 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

F7 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

F6 · derivative.exercise_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F6 · derivative.expiration_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
April 05, 2023 Filed Oct 20, 2023 20:32 UTC
Spindler GaroldDirector · Executive Chair
GrantCommon Stock 18.9 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110517 · tm2328711-1_4seq1.xml · nonDerivative · entry 4

Spindler Garold · CIK 0001778519 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,348.2

F3 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 21, 2022.

Read SEC document
April 05, 2023 Filed Oct 20, 2023 20:34 UTC
Pollard EmmaChief P&S Officer
GrantPerformance Stock Units · Derivative 259 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110519 · tm2328711-2_4seq1.xml · derivative · entry 9

Pollard Emma · CIK 0001778325 · Chief P&S Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,736

Underlying: Common Stock · 6,073.6 shares

Expires not disclosed

F6 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

F6 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 16, 2023.

F5 · derivative.exercise_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F5 · derivative.expiration_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F3 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
April 05, 2023 Filed Oct 20, 2023 20:34 UTC
Pollard EmmaChief P&S Officer
GrantCommon Stock 1.6 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110519 · tm2328711-2_4seq1.xml · nonDerivative · entry 2

Pollard Emma · CIK 0001778325 · Chief P&S Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359

F2 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 21, 2022.

Read SEC document
March 31, 2023 Filed Oct 20, 2023 20:38 UTC
Bitzer Jeffrey DGroup Chief Operating Officer
SaleCommon Stock 435.2 $10.73 $4,669.70
Disclosure

SEC source: 0001104659-23-110522 · tm2328711-3_4seq1.xml · nonDerivative · entry 2

Bitzer Jeffrey D · CIK 0001877446 · Group Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 645.7

F2 · kind: Reflects CDIs that were sold in order to satisfy the tax liability that arose upon the vesting of the PSUs. The sale was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

F2 · price: Reflects CDIs that were sold in order to satisfy the tax liability that arose upon the vesting of the PSUs. The sale was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

Read SEC document
March 31, 2023 Filed Oct 20, 2023 20:32 UTC
Spindler GaroldDirector · Executive Chair
SaleCommon Stock 2,081.3 $10.73 $22,332.35
Disclosure

SEC source: 0001104659-23-110517 · tm2328711-1_4seq1.xml · nonDerivative · entry 3

Spindler Garold · CIK 0001778519 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,329.3

F2 · kind: Reflects CDIs that were sold in order to satisfy the tax liability that arose upon the vesting of the PSUs. The sale was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

F2 · price: Reflects CDIs that were sold in order to satisfy the tax liability that arose upon the vesting of the PSUs. The sale was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

Read SEC document
February 21, 2023 Filed Oct 20, 2023 20:38 UTC
Bitzer Jeffrey DGroup Chief Operating Officer
Exercise / conversionPerformance Stock Units · Derivative 10,809 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110522 · tm2328711-3_4seq1.xml · derivative · entry 9

Bitzer Jeffrey D · CIK 0001877446 · Group Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,080.9 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · derivative.expiration_date: The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
February 21, 2023 Filed Oct 20, 2023 20:38 UTC
Bitzer Jeffrey DGroup Chief Operating Officer
Exercise / conversionCommon Stock 1,080.9 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110522 · tm2328711-3_4seq1.xml · nonDerivative · entry 1

Bitzer Jeffrey D · CIK 0001877446 · Group Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,080.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

Read SEC document
February 21, 2023 Filed Oct 20, 2023 20:32 UTC
Spindler GaroldDirector · Executive Chair
Exercise / conversionPerformance Stock Units · Derivative 44,106 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110517 · tm2328711-1_4seq1.xml · derivative · entry 10

Spindler Garold · CIK 0001778519 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,410.6 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · derivative.expiration_date: The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

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February 21, 2023 Filed Oct 20, 2023 20:32 UTC
Spindler GaroldDirector · Executive Chair
Exercise / conversionCommon Stock 4,410.6 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110517 · tm2328711-1_4seq1.xml · nonDerivative · entry 2

Spindler Garold · CIK 0001778519 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,410.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

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February 21, 2023 Filed Oct 20, 2023 20:34 UTC
Pollard EmmaChief P&S Officer
Exercise / conversionPerformance Stock Units · Derivative 3,574 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110519 · tm2328711-2_4seq1.xml · derivative · entry 8

Pollard Emma · CIK 0001778325 · Chief P&S Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 357.4 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · derivative.expiration_date: The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F3 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

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February 21, 2023 Filed Oct 20, 2023 20:34 UTC
Pollard EmmaChief P&S Officer
Exercise / conversionCommon Stock 357.4 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110519 · tm2328711-2_4seq1.xml · nonDerivative · entry 1

Pollard Emma · CIK 0001778325 · Chief P&S Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 357.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

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February 16, 2023 Filed Oct 20, 2023 20:38 UTC
Bitzer Jeffrey DGroup Chief Operating Officer
GrantPerformance Stock Units · Derivative 50,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110522 · tm2328711-3_4seq1.xml · derivative · entry 8

Bitzer Jeffrey D · CIK 0001877446 · Group Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,450

Underlying: Common Stock · 5,045 shares

Expires not disclosed

F5 · kind: Reflects acquisition of PSUs upon certification of the underlying performance goals by the Compensation Committee. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

F6 · derivative.exercise_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F6 · derivative.expiration_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

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February 16, 2023 Filed Oct 20, 2023 16:39 UTC
Ziems GerhardGroup Chief Financial Officer
GrantPerformance Stock Units · Derivative 80,408 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110525 · tm2328711-4_4seq1.xml · derivative · entry 1

Ziems Gerhard · CIK 0001817779 · Group Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,408

Underlying: Common Stock · 8,040.8 shares

Expires not disclosed

F1 · kind: Reflects acquisition of Performance Stock Units ("PSUs") upon certification of the underlying performance goals by the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"). Each PSU represents a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · derivative.exercise_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F2 · derivative.expiration_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F3 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

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February 16, 2023 Filed Oct 20, 2023 20:32 UTC
Spindler GaroldDirector · Executive Chair
GrantPerformance Stock Units · Derivative 514,785 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110517 · tm2328711-1_4seq1.xml · derivative · entry 9

Spindler Garold · CIK 0001778519 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,785

Underlying: Common Stock · 51,478.5 shares

Expires not disclosed

F5 · kind: Reflects acquisition of PSUs upon certification of the underlying performance goals by the Compensation Committee. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

F6 · derivative.exercise_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F6 · derivative.expiration_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

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February 16, 2023 Filed Oct 20, 2023 20:34 UTC
Pollard EmmaChief P&S Officer
GrantPerformance Stock Units · Derivative 60,477 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110519 · tm2328711-2_4seq1.xml · derivative · entry 7

Pollard Emma · CIK 0001778325 · Chief P&S Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,477

Underlying: Common Stock · 6,047.7 shares

Expires not disclosed

F4 · kind: Reflects acquisition of PSUs upon certification of the underlying performance goals by the Compensation Committee. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

F5 · derivative.exercise_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F5 · derivative.expiration_date: The PSUs were acquired on February 16, 2023 and are scheduled to vest on February 16, 2024, subject to the Reporting Person's continued service through such date.

F3 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
December 12, 2022 Filed Oct 20, 2023 20:38 UTC
Bitzer Jeffrey DGroup Chief Operating Officer
GrantPerformance Stock Units · Derivative 1,037 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110522 · tm2328711-3_4seq1.xml · derivative · entry 7

Bitzer Jeffrey D · CIK 0001877446 · Group Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,809

Underlying: Common Stock · 103.7 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 21, 2022.

F3 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 21, 2022.

F1 · derivative.exercise_date: The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · derivative.expiration_date: The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
December 12, 2022 Filed Oct 20, 2023 20:32 UTC
Spindler GaroldDirector · Executive Chair
GrantPerformance Stock Units · Derivative 4,228 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110517 · tm2328711-1_4seq1.xml · derivative · entry 8

Spindler Garold · CIK 0001778519 · Director · Executive Chair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,106

Underlying: Common Stock · 422.8 shares

Expires not disclosed

F3 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 21, 2022.

F3 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 21, 2022.

F1 · derivative.exercise_date: The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · derivative.expiration_date: The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F4 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
December 12, 2022 Filed Oct 20, 2023 20:34 UTC
Pollard EmmaChief P&S Officer
GrantPerformance Stock Units · Derivative 343 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-110519 · tm2328711-2_4seq1.xml · derivative · entry 6

Pollard Emma · CIK 0001778325 · Chief P&S Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,574

Underlying: Common Stock · 34.3 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 21, 2022.

F2 · kind: Reflects dividend equivalent reinvestments that were accrued with respect to the PSUs granted on February 21, 2022.

F1 · derivative.exercise_date: The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F1 · derivative.expiration_date: The Performance Stock Units ("PSUs") were acquired on February 21, 2022 or through subsequent dividend equivalent investments on the dates noted in Table II and all vested on February 21, 2023. Each PSU represented a right to receive one CHESS Depositary Interest ("CDI") or, at the election of the Compensation and Nominating Committee of the Issuer's Board of Directors (the "Compensation Committee"), an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F3 · derivative.underlying_shares: Reflects common stock underlying PSUs. Each PSU represents a right to receive one CDI or, at the election of the Compensation Committee, an equivalent value of cash or shares of common stock of the Issuer (or a combination thereof).

Read SEC document
November 30, 2022 Filed Dec 1, 2022 16:57 UTC
Meyering Christopher PVP, CLO & Secretary
PurchaseCommon Stock 3,400 $14.50 $49,300.00
Disclosure

SEC source: 0001104659-22-123698 · tm2231793-1_4seq1.xml · nonDerivative · entry 1

Meyering Christopher P · CIK 0001880136 · VP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Reflects an open market purchase of 34,000 of the Issuer's Chess Depositary Interests ("CDIs"). CDIs are units of beneficial ownership in shares of common stock of the Issuer that are publicly traded on the Australian Securities Exchange (the "ASX") and held by CHESS Depositary Nominees Pty, Limited, a subsidiary of ASX Limited, the company that operates the ASX. The CDIs are convertible into shares of common stock of the Issuer on a 10-for-1 basis.

F2 · price: The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a U.S. Dollar equivalent, adjusting for the conversion ratio of 1 share of common stock per 10 CDIs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.