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Nasdaq · USD

CODA

Coda Octopus Group, Inc.

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Tapewire entity
6690
SEC CIK
0001334325
Parsed reports
98

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202605
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2019 Filed Mar 25, 2019 10:05 UTC SaleCommon Stock 17,162 $11.35 $194,788.70
Disclosure

SEC source: 0000899243-19-008824 · doc4.xml · nonDerivative · entry 1

Sandy Hills BV · CIK 0001739537 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,257,810

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March 21, 2019 Filed May 17, 2019 16:06 UTC SaleCommon Stock 5,197 $11.45 $59,505.65
Disclosure

SEC source: 0000899243-19-013987 · doc4.xml · nonDerivative · entry 7

van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sandy Hills BV

Disclosed balance after: 1,252,613

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March 21, 2019 Filed May 17, 2019 16:06 UTC SaleCommon Stock 17,162 $11.35 $194,788.70
Disclosure

SEC source: 0000899243-19-013987 · doc4.xml · nonDerivative · entry 6

van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Sandy Hills BV

Disclosed balance after: 1,257,810

F2 · ownership.nature: On December 12, 2018, the shares held by Forest Manor N.V. were transferred to Sandy Hills BV in a transaction exempt under Rule 16a-13.

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December 12, 2018 Filed Dec 14, 2018 15:07 UTC SaleCommon Stock 1,251,007 $5.75 $7,193,290.25
Disclosure

SEC source: 0000899243-18-030998 · doc4.xml · nonDerivative · entry 1

Forest Manor N.V. · CIK 0001683298 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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November 08, 2018 Filed May 17, 2019 16:06 UTC PurchaseCommon Stock 23,965 $4.40 $105,446.00
Disclosure

SEC source: 0000899243-19-013987 · doc4.xml · nonDerivative · entry 5

van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,274,972

F1 · ownership.nature: Of the 1,274,972 shares owned by the reporting person, 23,965 are held indirectly through Sandy Hills BV and 1,251,007 are held indirectly through Forest Manor N.V.

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October 31, 2018 Filed Nov 2, 2018 14:38 UTC
RUNNELS G TYLERDirector · 10% owner
ConversionCommon Stock 8,400 $5.00 $42,000.00
Disclosure

SEC source: 0001493152-18-015124 · ownership.xml · nonDerivative · entry 2

RUNNELS G TYLER · CIK 0001209402 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · T.R. Winston

Disclosed balance after: 252,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares reported herewith by the reporting person were acquired as a result of the conversion of shares of Series C Convertible Preferred Stock at a conversion price of $5.00 per share of common stock. No cash was paid in connection with the conversion.

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October 31, 2018 Filed Nov 2, 2018 14:38 UTC
RUNNELS G TYLERDirector · 10% owner
ConversionCommon Stock 29,200 $5.00 $146,000.00
Disclosure

SEC source: 0001493152-18-015124 · ownership.xml · nonDerivative · entry 1

RUNNELS G TYLER · CIK 0001209402 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000

Disclosed balance after: 1,032,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares reported herewith by the reporting person were acquired as a result of the conversion of shares of Series C Convertible Preferred Stock at a conversion price of $5.00 per share of common stock. No cash was paid in connection with the conversion.

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October 31, 2018 Filed Nov 2, 2018 18:41 UTC ConversionCommon Stock 14,600 $5.00 $73,000.00
Disclosure

SEC source: 0001493152-18-015126 · ownership.xml · nonDerivative · entry 5

Emerson John Steven · CIK 0001318264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Emerson Partners

Disclosed balance after: 344,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares reported herewith by the reporting person were acquired as a result of the conversion of shares of Series C Convertible Preferred Stock at a conversion price of $5.00 per share of common stock. No cash was paid in connection with the conversion.

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October 31, 2018 Filed Nov 2, 2018 18:41 UTC ConversionCommon Stock 14,600 $5.00 $73,000.00
Disclosure

SEC source: 0001493152-18-015126 · ownership.xml · nonDerivative · entry 1

Emerson John Steven · CIK 0001318264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares reported herewith by the reporting person were acquired as a result of the conversion of shares of Series C Convertible Preferred Stock at a conversion price of $5.00 per share of common stock. No cash was paid in connection with the conversion.

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October 31, 2018 Filed Nov 2, 2018 18:45 UTC ConversionCommon Stock 104,000 $5.00 $520,000.00
Disclosure

SEC source: 0001493152-18-015128 · ownership.xml · nonDerivative · entry 1

Soendergaard Niels · CIK 0001703322 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,317,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares reported herewith by the reporting person were acquired as a result of the conversion of shares of Series C Convertible Preferred Stock at a conversion priceof $5.00 per share of common stock. No cash was paid in connection with the conversion.

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October 31, 2018 Filed Nov 20, 2018 19:09 UTC
Ezralow Bryan10% owner
OtherCommon Stock 26,200 $0.00 $0.00
Disclosure

SEC source: 0001250853-18-000144 · primary_doc.xml · nonDerivative · entry 1

Ezralow Bryan · CIK 0001697957 · 10% owner

Bryan Ezralow 1994 Trust dated December 22, 1994 · CIK 0001704066 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bryan Ezralow 1994 Trust dated December 22, 1994

Disclosed balance after: 1,012,569

F1 · kind: Pro rata distribution from a limited liability company of which the reporting person is a non-managing member.

F2 · ownership.nature: These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer.

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May 16, 2018 Filed May 16, 2018 23:49 UTC PurchaseCommon Stock 17,324 $4.00 $69,296.00
Disclosure

SEC source: 0001493152-18-007340 · form4.xml · nonDerivative · entry 2

Emerson John Steven · CIK 0001318264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,295

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May 15, 2018 Filed May 16, 2018 23:49 UTC PurchaseCommon Stock 31,854 $4.00 $127,352.29
Disclosure

SEC source: 0001493152-18-007340 · form4.xml · nonDerivative · entry 1

Emerson John Steven · CIK 0001318264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,971

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May 02, 2018 Filed May 2, 2018 22:43 UTC PurchaseCommon Stock 565 $4.00 $2,260.00
Disclosure

SEC source: 0001493152-18-006151 · form4.xml · nonDerivative · entry 2

Emerson John Steven · CIK 0001318264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,117

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April 30, 2018 Filed May 2, 2018 22:43 UTC PurchaseCommon Stock 11,450 $3.92 $44,884.00
Disclosure

SEC source: 0001493152-18-006151 · form4.xml · nonDerivative · entry 1

Emerson John Steven · CIK 0001318264 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,552

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March 27, 2018 Filed Mar 29, 2018 15:53 UTC Purchasecommon stock 167,180 $3.35 $560,053.00
Disclosure

SEC source: 0001683298-18-000007 · primary_doc.xml · nonDerivative · entry 1

Forest Manor N.V. · CIK 0001683298 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251,007

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March 27, 2018 Filed May 17, 2019 16:06 UTC PurchaseCommon Stock 167,180 $3.35 $560,053.00
Disclosure

SEC source: 0000899243-19-013987 · doc4.xml · nonDerivative · entry 4

van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Forest Manor N.V.

Disclosed balance after: 1,251,007

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March 26, 2018 Filed Mar 28, 2018 00:59 UTC PurchaseCommon Stock 7,324 $3.35 $24,535.40
Disclosure

SEC source: 0001683298-18-000006 · primary_doc.xml · nonDerivative · entry 1

Forest Manor N.V. · CIK 0001683298 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,083,827

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March 26, 2018 Filed May 17, 2019 16:06 UTC PurchaseCommon Stock 7,324 $3.35 $24,535.40
Disclosure

SEC source: 0000899243-19-013987 · doc4.xml · nonDerivative · entry 3

van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Forest Manor N.V.

Disclosed balance after: 1,083,827

Read SEC document
February 13, 2018 Filed Feb 14, 2018 23:14 UTC PurchaseCommon Stock 45,600 $4.65 $212,040.00
Disclosure

SEC source: 0001683298-18-000005 · primary_doc.xml · nonDerivative · entry 1

Forest Manor N.V. · CIK 0001683298 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,076,503

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February 13, 2018 Filed May 17, 2019 16:06 UTC PurchaseCommon Stock 45,600 $4.65 $212,040.00
Disclosure

SEC source: 0000899243-19-013987 · doc4.xml · nonDerivative · entry 2

van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Forest Manor N.V.

Disclosed balance after: 1,076,503

Read SEC document
February 12, 2018 Filed Feb 13, 2018 20:49 UTC PurchaseCommon Stock 2,777 $4.61 $12,801.97
Disclosure

SEC source: 0001683298-18-000004 · primary_doc.xml · nonDerivative · entry 1

Forest Manor N.V. · CIK 0001683298 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030,903

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February 12, 2018 Filed May 17, 2019 16:06 UTC PurchaseCommon Stock 2,777 $4.61 $12,801.97
Disclosure

SEC source: 0000899243-19-013987 · doc4.xml · nonDerivative · entry 1

van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through Forest Manor N.V.

Disclosed balance after: 1,030,903

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February 05, 2018 Filed Feb 6, 2018 21:46 UTC
Losty MaryDirector
PurchaseCommon Stock 75,000 $4.61 $345,750.00
Disclosure

SEC source: 0001493152-18-001572 · form4.xml · nonDerivative · entry 1

Losty Mary · CIK 0001415511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,143

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.