Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 08, 2020 Filed Apr 13, 2020 15:38 UTC |
Losty MaryDirector
|
SaleCommon Stock | 10,000 | $5.88 | $58,800.00 |
DisclosureSEC source: 0001493152-20-006227 · ownership.xml · nonDerivative · entry 2 Losty Mary · CIK 0001415511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,143 Read SEC document |
| March 31, 2020 Filed Apr 10, 2020 21:41 UTC |
Ezralow Bryan10% owner
|
SaleCommon Stock | 2,290 | $5.70 | $13,053.00 |
DisclosureSEC source: 0001753926-20-000085 · ownership.xml · nonDerivative · entry 3 Ezralow Bryan · CIK 0001697957 · 10% owner Bryan Ezralow 1994 Trust dated December 22, 1994 · CIK 0001704066 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Bryan Ezralow 1994 Trust u/t/d/ 12/22/1994 Disclosed balance after: 908,079 F1 · ownership.nature: These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer. Read SEC document |
| March 26, 2020 Filed Apr 10, 2020 21:41 UTC |
Ezralow Bryan10% owner
|
SaleCommon Stock | 1,000 | $5.70 | $5,700.00 |
DisclosureSEC source: 0001753926-20-000085 · ownership.xml · nonDerivative · entry 2 Ezralow Bryan · CIK 0001697957 · 10% owner Bryan Ezralow 1994 Trust dated December 22, 1994 · CIK 0001704066 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Bryan Ezralow 1994 Trust u/t/d/ 12/22/1994 Disclosed balance after: 910,369 F1 · ownership.nature: These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer. Read SEC document |
| March 25, 2020 Filed Apr 10, 2020 21:41 UTC |
Ezralow Bryan10% owner
|
SaleCommon Stock | 1,200 | $5.70 | $6,840.00 |
DisclosureSEC source: 0001753926-20-000085 · ownership.xml · nonDerivative · entry 1 Ezralow Bryan · CIK 0001697957 · 10% owner Bryan Ezralow 1994 Trust dated December 22, 1994 · CIK 0001704066 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Bryan Ezralow 1994 Trust u/t/d/ 12/22/1994 Disclosed balance after: 911,369 F1 · ownership.nature: These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 16:05 UTC |
Losty MaryDirector
|
SaleCommon Stock | 5,000 | $4.63 | $23,160.00 |
DisclosureSEC source: 0001493152-20-004699 · ownership.xml · nonDerivative · entry 1 Losty Mary · CIK 0001415511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,143 Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 14:19 UTC |
RUNNELS G TYLERDirector · 10% owner
|
SaleCommon Stock | 60,000 | $6.15 | $369,084.00 |
DisclosureSEC source: 0001493152-20-003425 · ownership.xml · nonDerivative · entry 1 RUNNELS G TYLER · CIK 0001209402 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 859,331 F1 · ownership.nature: Held by G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000 Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 16:05 UTC |
RUNNELS G TYLERDirector · 10% owner
|
SaleCommon Stock | 100,000 | $6.32 | $632,000.00 |
DisclosureSEC source: 0001493152-20-003072 · ownership.xml · nonDerivative · entry 1 RUNNELS G TYLER · CIK 0001209402 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 919,331 F1 · ownership.nature: Held by G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000 Read SEC document |
| July 25, 2019 Filed Jul 30, 2019 12:04 UTC |
RUNNELS G TYLERDirector · 10% owner
|
SaleCommon Stock | 4,864 | $13.05 | $63,468.39 |
DisclosureSEC source: 0001493152-19-011325 · ownership.xml · nonDerivative · entry 1 RUNNELS G TYLER · CIK 0001209402 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,019,331 F1 · ownership.nature: Held by G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000 Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 15:59 UTC |
RUNNELS G TYLERDirector · 10% owner
|
SaleCommon Stock | 15,000 | $12.75 | $191,250.00 |
DisclosureSEC source: 0001493152-19-009997 · ownership.xml · nonDerivative · entry 1 RUNNELS G TYLER · CIK 0001209402 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,024,195 F1 · ownership.nature: Held by G. Tyler Runnels and Jasmine Niklas Runnels TTEES of The Runnels Family Trust DTD 1-11-2000 Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 16:30 UTC |
van Vlissingen FH Fentener Drs.See Remarks
Sandy Hills BVSee Remarks
|
SaleCommon Stock | 57,000 | $14.45 | $823,650.00 |
DisclosureSEC source: 0000899243-19-017427 · doc4.xml · nonDerivative · entry 1 van Vlissingen FH Fentener Drs. · CIK 0001777029 · See Remarks Sandy Hills BV · CIK 0001739537 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through Sandy Hills BV Disclosed balance after: 1,023,012 F1 · price: [The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.65, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (1). Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 17:05 UTC |
van Vlissingen FH Fentener Drs.10% owner
Sandy Hills BV10% owner
|
SaleCommon Stock | 110,000 | $14.26 | $1,568,600.00 |
DisclosureSEC source: 0000899243-19-017208 · doc4.xml · nonDerivative · entry 1 van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner Sandy Hills BV · CIK 0001739537 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Through Sandy Hills BV Disclosed balance after: 1,080,012 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.416, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (1). Read SEC document |
| May 15, 2019 Filed May 20, 2019 20:21 UTC |
Ezralow Bryan10% owner
|
SaleCommon Stock | 11,428 | $14.70 | $168,022.46 |
DisclosureSEC source: 0001250853-19-000070 · primary_doc.xml · nonDerivative · entry 2 Ezralow Bryan · CIK 0001697957 · 10% owner Bryan Ezralow 1994 Trust dated December 22, 1994 · CIK 0001704066 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Bryan Ezralow 1994 Trust dated December 22, 1994 Disclosed balance after: 912,569 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.90, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F3 · ownership.nature: These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer. Read SEC document |
| May 15, 2019 Filed May 20, 2019 19:12 UTC |
Emerson John Steven10% owner
|
SaleCommon Stock | 5,714 | $147,207.00 | $841,140,798.00 |
DisclosureSEC source: 0001493152-19-007849 · ownership.xml · nonDerivative · entry 1 Emerson John Steven · CIK 0001318264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,026 Read SEC document |
| May 14, 2019 Filed May 20, 2019 20:21 UTC |
Ezralow Bryan10% owner
|
SaleCommon Stock | 10,457 | $14.72 | $153,934.36 |
DisclosureSEC source: 0001250853-19-000070 · primary_doc.xml · nonDerivative · entry 1 Ezralow Bryan · CIK 0001697957 · 10% owner Bryan Ezralow 1994 Trust dated December 22, 1994 · CIK 0001704066 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Bryan Ezralow 1994 Trust dated December 22, 1994 Disclosed balance after: 923,997 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $15.00, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. F3 · ownership.nature: These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer. Read SEC document |
| May 14, 2019 Filed May 20, 2019 19:12 UTC |
Emerson John Steven10% owner
|
SaleCommon Stock | 5,229 | $14.72 | $76,974.54 |
DisclosureSEC source: 0001493152-19-007849 · ownership.xml · nonDerivative · entry 7 Emerson John Steven · CIK 0001318264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Emerson Partners Disclosed balance after: 306,069 Read SEC document |
| May 14, 2019 Filed May 20, 2019 19:12 UTC |
Emerson John Steven10% owner
|
SaleCommon Stock | 5,714 | $14.72 | $84,114.08 |
DisclosureSEC source: 0001493152-19-007849 · ownership.xml · nonDerivative · entry 6 Emerson John Steven · CIK 0001318264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Emerson Partners Disclosed balance after: 300,355 Read SEC document |
| May 14, 2019 Filed May 20, 2019 19:12 UTC |
Emerson John Steven10% owner
|
SaleCommon Stock | 5,229 | $14.72 | $76,974.54 |
DisclosureSEC source: 0001493152-19-007849 · ownership.xml · nonDerivative · entry 2 Emerson John Steven · CIK 0001318264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,740 Read SEC document |
| May 10, 2019 Filed May 10, 2019 19:06 UTC |
Ezralow Bryan10% owner
|
SaleCommon Stock | 26,110 | $15.21 | $397,172.27 |
DisclosureSEC source: 0001250853-19-000067 · primary_doc.xml · nonDerivative · entry 3 Ezralow Bryan · CIK 0001697957 · 10% owner Bryan Ezralow 1994 Trust dated December 22, 1994 · CIK 0001704066 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Bryan Ezralow 1994 Trust u/t/d/ 12/22/1994 Disclosed balance after: 932,661 F1 · ownership.nature: These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer. Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:04 UTC |
Emerson John Steven10% owner
|
SaleCommon Stock | 12,317 | $15.23 | $187,596.53 |
DisclosureSEC source: 0001493152-19-007115 · ownership.xml · nonDerivative · entry 5 Emerson John Steven · CIK 0001318264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Emerson Partners Disclosed balance after: 311,298 Read SEC document |
| May 10, 2019 Filed May 14, 2019 21:04 UTC |
Emerson John Steven10% owner
|
SaleCommon Stock | 13,000 | $15.21 | $197,749.50 |
DisclosureSEC source: 0001493152-19-007115 · ownership.xml · nonDerivative · entry 1 Emerson John Steven · CIK 0001318264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,969 Read SEC document |
| May 10, 2019 Filed May 20, 2019 19:52 UTC Amendment |
Ezralow Bryan10% owner
|
SaleCommon Stock | 24,317 | $15.23 | $370,364.93 |
DisclosureSEC source: 0001250853-19-000069 · primary_doc.xml · nonDerivative · entry 5 Ezralow Bryan · CIK 0001697957 · 10% owner Bryan Ezralow 1994 Trust dated December 22, 1994 · CIK 0001704066 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Bryan Ezralow 1994 Trust dated December 22, 1994 Disclosed balance after: 934,454 F7 · shares: Due to a clerical error, the 26,110 shares reported in the original Form 4 as being sold on May 10, 2019 was incorrect. The correct number of shares sold on May 10, 2019 was 24,317 shares. F6 · price: The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.75 to $15.60, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4. F8 · ownership.nature: These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer. Read SEC document |
| May 09, 2019 Filed May 10, 2019 19:06 UTC |
Ezralow Bryan10% owner
|
SaleCommon Stock | 31,223 | $15.35 | $479,269.93 |
DisclosureSEC source: 0001250853-19-000067 · primary_doc.xml · nonDerivative · entry 2 Ezralow Bryan · CIK 0001697957 · 10% owner Bryan Ezralow 1994 Trust dated December 22, 1994 · CIK 0001704066 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Bryan Ezralow 1994 Trust u/t/d/ 12/22/1994 Disclosed balance after: 958,771 F1 · ownership.nature: These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer. Read SEC document |
| May 09, 2019 Filed May 10, 2019 21:05 UTC |
Emerson John Steven10% owner
|
SaleCommon Stock | 6,245 | $15.35 | $95,860.13 |
DisclosureSEC source: 0001493152-19-006817 · ownership.xml · nonDerivative · entry 6 Emerson John Steven · CIK 0001318264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Emerson Partners Disclosed balance after: 323,615 Read SEC document |
| May 09, 2019 Filed May 10, 2019 21:05 UTC |
Emerson John Steven10% owner
|
SaleCommon Stock | 24,977 | $15.35 | $383,394.45 |
DisclosureSEC source: 0001493152-19-006817 · ownership.xml · nonDerivative · entry 1 Emerson John Steven · CIK 0001318264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,969 Read SEC document |
| May 09, 2019 Filed May 20, 2019 19:52 UTC Amendment |
Ezralow Bryan10% owner
|
SaleCommon Stock | 31,223 | $15.35 | $479,269.93 |
DisclosureSEC source: 0001250853-19-000069 · primary_doc.xml · nonDerivative · entry 4 Ezralow Bryan · CIK 0001697957 · 10% owner Bryan Ezralow 1994 Trust dated December 22, 1994 · CIK 0001704066 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Bryan Ezralow 1994 Trust dated December 22, 1994 Disclosed balance after: 958,771 F5 · price: The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $16.00, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4. F8 · ownership.nature: These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer. Read SEC document |
| May 08, 2019 Filed May 10, 2019 19:06 UTC |
Ezralow Bryan10% owner
|
SaleCommon Stock | 22,575 | $18.22 | $411,415.83 |
DisclosureSEC source: 0001250853-19-000067 · primary_doc.xml · nonDerivative · entry 1 Ezralow Bryan · CIK 0001697957 · 10% owner Bryan Ezralow 1994 Trust dated December 22, 1994 · CIK 0001704066 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Bryan Ezralow 1994 Trust u/t/d/ 12/22/1994 Disclosed balance after: 989,994 F1 · ownership.nature: These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer. Read SEC document |
| May 08, 2019 Filed May 10, 2019 21:05 UTC |
Emerson John Steven10% owner
|
SaleCommon Stock | 4,328 | $18.22 | $78,875.20 |
DisclosureSEC source: 0001493152-19-006817 · ownership.xml · nonDerivative · entry 7 Emerson John Steven · CIK 0001318264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Emerson Partners Disclosed balance after: 329,860 Read SEC document |
| May 08, 2019 Filed May 10, 2019 21:05 UTC |
Emerson John Steven10% owner
|
SaleCommon Stock | 18,247 | $18.22 | $332,540.63 |
DisclosureSEC source: 0001493152-19-006817 · ownership.xml · nonDerivative · entry 2 Emerson John Steven · CIK 0001318264 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,946 Read SEC document |
| May 08, 2019 Filed May 20, 2019 19:52 UTC Amendment |
Ezralow Bryan10% owner
|
SaleCommon Stock | 20.5 | $19.38 | $397.28 |
DisclosureSEC source: 0001250853-19-000069 · primary_doc.xml · nonDerivative · entry 3 Ezralow Bryan · CIK 0001697957 · 10% owner Bryan Ezralow 1994 Trust dated December 22, 1994 · CIK 0001704066 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Bryan Ezralow 1994 Trust dated December 22, 1994 Disclosed balance after: 989,994 F1 · shares: The fractional number of shares shown results from the aggregation of these shares based on the price range of one dollar (or less) within which these shares were sold. The total number of shares sold on May 8, 2019 was 22,575 shares. F4 · price: The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.28 to $19.40, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. F8 · ownership.nature: These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer. Read SEC document |
| May 08, 2019 Filed May 20, 2019 19:52 UTC Amendment |
Ezralow Bryan10% owner
|
SaleCommon Stock | 18,519 | $18.43 | $341,290.35 |
DisclosureSEC source: 0001250853-19-000069 · primary_doc.xml · nonDerivative · entry 2 Ezralow Bryan · CIK 0001697957 · 10% owner Bryan Ezralow 1994 Trust dated December 22, 1994 · CIK 0001704066 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Bryan Ezralow 1994 Trust dated December 22, 1994 Disclosed balance after: 990,014.5 F3 · price: The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $19.23, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. F8 · ownership.nature: These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer. Read SEC document |
| May 08, 2019 Filed May 20, 2019 19:52 UTC Amendment |
Ezralow Bryan10% owner
|
SaleCommon Stock | 4,035.5 | $17.28 | $69,729.00 |
DisclosureSEC source: 0001250853-19-000069 · primary_doc.xml · nonDerivative · entry 1 Ezralow Bryan · CIK 0001697957 · 10% owner Bryan Ezralow 1994 Trust dated December 22, 1994 · CIK 0001704066 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Bryan Ezralow 1994 Trust dated December 22, 1994 Disclosed balance after: 1,008,533.5 F1 · shares: The fractional number of shares shown results from the aggregation of these shares based on the price range of one dollar (or less) within which these shares were sold. The total number of shares sold on May 8, 2019 was 22,575 shares. F2 · price: The original Form 4 did not report that these shares were sold in multiple transactions at a range of prices. This amended Form 4 is being filed to show that the price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.08 to $17.30, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. F8 · ownership.nature: These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 20:33 UTC |
Sandy Hills BV10% owner
|
SaleCommon Stock | 890 | $10.30 | $9,167.00 |
DisclosureSEC source: 0000899243-19-010141 · doc4.xml · nonDerivative · entry 1 Sandy Hills BV · CIK 0001739537 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,190,012 Read SEC document |
| April 03, 2019 Filed May 17, 2019 16:06 UTC |
van Vlissingen FH Fentener Drs.10% owner
|
SaleCommon Stock | 890 | $10.30 | $9,167.00 |
DisclosureSEC source: 0000899243-19-013987 · doc4.xml · nonDerivative · entry 16 van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Sandy Hills BV Disclosed balance after: 1,190,012 Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 20:05 UTC |
Sandy Hills BV10% owner
|
SaleCommon Stock | 20,770 | $10.19 | $211,646.30 |
DisclosureSEC source: 0000899243-19-009748 · doc4.xml · nonDerivative · entry 2 Sandy Hills BV · CIK 0001739537 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,190,902 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.15 to $10.40, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote (2). Read SEC document |
| April 02, 2019 Filed May 17, 2019 16:06 UTC |
van Vlissingen FH Fentener Drs.10% owner
|
SaleCommon Stock | 20,770 | $10.19 | $211,646.30 |
DisclosureSEC source: 0000899243-19-013987 · doc4.xml · nonDerivative · entry 15 van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Sandy Hills BV Disclosed balance after: 1,190,902 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.15 to $10.40, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (5). Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:05 UTC |
Sandy Hills BV10% owner
|
SaleCommon Stock | 17,830 | $10.09 | $179,904.70 |
DisclosureSEC source: 0000899243-19-009748 · doc4.xml · nonDerivative · entry 1 Sandy Hills BV · CIK 0001739537 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211,672 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.01 to $10.30, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth this Footnote (1). Read SEC document |
| April 01, 2019 Filed May 17, 2019 16:06 UTC |
van Vlissingen FH Fentener Drs.10% owner
|
SaleCommon Stock | 17,830 | $10.09 | $179,904.70 |
DisclosureSEC source: 0000899243-19-013987 · doc4.xml · nonDerivative · entry 14 van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Sandy Hills BV Disclosed balance after: 1,211,672 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.01 to $10.30, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (4). Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 20:05 UTC |
Sandy Hills BV10% owner
|
SaleCommon Stock | 5,200 | $10.11 | $52,572.00 |
DisclosureSEC source: 0000899243-19-009378 · doc4.xml · nonDerivative · entry 1 Sandy Hills BV · CIK 0001739537 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,229,502 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.01 to $10.20, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (1). Read SEC document |
| March 28, 2019 Filed May 17, 2019 16:06 UTC |
van Vlissingen FH Fentener Drs.10% owner
|
SaleCommon Stock | 5,200 | $10.11 | $52,572.00 |
DisclosureSEC source: 0000899243-19-013987 · doc4.xml · nonDerivative · entry 13 van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Sandy Hills BV Disclosed balance after: 1,229,502 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.01 to $10.20, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (3). Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 20:05 UTC |
Sandy Hills BV10% owner
|
SaleCommon Stock | 1,902 | $10.51 | $19,990.02 |
DisclosureSEC source: 0000899243-19-009248 · doc4.xml · nonDerivative · entry 1 Sandy Hills BV · CIK 0001739537 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234,702 Read SEC document |
| March 27, 2019 Filed May 17, 2019 16:06 UTC |
van Vlissingen FH Fentener Drs.10% owner
|
SaleCommon Stock | 1,902 | $10.51 | $19,990.02 |
DisclosureSEC source: 0000899243-19-013987 · doc4.xml · nonDerivative · entry 12 van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Sandy Hills BV Disclosed balance after: 1,234,702 Read SEC document |
| March 26, 2019 Filed Mar 27, 2019 20:05 UTC |
Sandy Hills BV10% owner
|
SaleCommon Stock | 2,229 | $10.75 | $23,961.75 |
DisclosureSEC source: 0000899243-19-009013 · doc4.xml · nonDerivative · entry 2 Sandy Hills BV · CIK 0001739537 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,236,604 Read SEC document |
| March 26, 2019 Filed Mar 27, 2019 20:05 UTC |
Sandy Hills BV10% owner
|
SaleCommon Stock | 8,534 | $10.80 | $92,167.20 |
DisclosureSEC source: 0000899243-19-009013 · doc4.xml · nonDerivative · entry 1 Sandy Hills BV · CIK 0001739537 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,238,833 Read SEC document |
| March 26, 2019 Filed May 17, 2019 16:06 UTC |
van Vlissingen FH Fentener Drs.10% owner
|
SaleCommon Stock | 2,229 | $10.75 | $23,961.75 |
DisclosureSEC source: 0000899243-19-013987 · doc4.xml · nonDerivative · entry 11 van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Sandy Hills BV Disclosed balance after: 1,236,604 Read SEC document |
| March 26, 2019 Filed May 17, 2019 16:06 UTC |
van Vlissingen FH Fentener Drs.10% owner
|
SaleCommon Stock | 8,534 | $10.80 | $92,167.20 |
DisclosureSEC source: 0000899243-19-013987 · doc4.xml · nonDerivative · entry 10 van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Sandy Hills BV Disclosed balance after: 1,238,833 Read SEC document |
| March 25, 2019 Filed Mar 27, 2019 10:05 UTC |
Sandy Hills BV10% owner
|
SaleCommon Stock | 2,002 | $11.00 | $22,022.00 |
DisclosureSEC source: 0000899243-19-008981 · doc4.xml · nonDerivative · entry 1 Sandy Hills BV · CIK 0001739537 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,247,367 Read SEC document |
| March 25, 2019 Filed May 17, 2019 16:06 UTC |
van Vlissingen FH Fentener Drs.10% owner
|
SaleCommon Stock | 2,002 | $11.00 | $22,022.00 |
DisclosureSEC source: 0000899243-19-013987 · doc4.xml · nonDerivative · entry 9 van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Sandy Hills BV Disclosed balance after: 1,247,367 Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 20:05 UTC |
Sandy Hills BV10% owner
|
SaleCommon Stock | 3,244 | $11.00 | $35,684.00 |
DisclosureSEC source: 0000899243-19-008857 · doc4.xml · nonDerivative · entry 1 Sandy Hills BV · CIK 0001739537 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,249,369 Read SEC document |
| March 22, 2019 Filed May 17, 2019 16:06 UTC |
van Vlissingen FH Fentener Drs.10% owner
|
SaleCommon Stock | 3,244 | $11.00 | $35,684.00 |
DisclosureSEC source: 0000899243-19-013987 · doc4.xml · nonDerivative · entry 8 van Vlissingen FH Fentener Drs. · CIK 0001777029 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Through Sandy Hills BV Disclosed balance after: 1,249,369 Read SEC document |
| March 21, 2019 Filed Mar 25, 2019 10:05 UTC |
Sandy Hills BV10% owner
|
SaleCommon Stock | 5,197 | $11.45 | $59,505.65 |
DisclosureSEC source: 0000899243-19-008824 · doc4.xml · nonDerivative · entry 2 Sandy Hills BV · CIK 0001739537 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,613 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.