Last 12 months
Inside the activity.
11 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 0 |
| Dec 2025 | 4 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 25, 2022 Filed Aug 3, 2022 20:02 UTC |
Rubin Steven DDirector
|
GrantStock Options (Right to Buy) · Derivative | 188,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001493152-22-021149 · ownership.xml · derivative · entry 1 Rubin Steven D · CIK 0001381874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,000 Underlying: Common Stock · 188,000 shares Expires 2032-07-25 F1 · derivative.exercise_date: The stock options were issued pursuant to the 2015 Equity Incentive Plan and vest as follows: one-half will vest and become exercisable on July 25, 2023 and the remaining half will vest and become exercisable in eight equal quarterly installments on the last day of March, June, September, and December commencing on September 30, 2023, subject to the reporting person continuing to serve as a director of the Company on each applicable vesting date. Read SEC document |
| July 25, 2022 Filed Aug 3, 2022 20:03 UTC |
PFENNIGER RICHARD C JRDirector
|
GrantStock Options (Right to Buy) · Derivative | 80,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001493152-22-021151 · ownership.xml · derivative · entry 1 PFENNIGER RICHARD C JR · CIK 0001200796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2032-07-25 F1 · derivative.exercise_date: The stock options were issued pursuant to the 2015 Equity Incentive Plan and vest as follows: one-half will vest and become exercisable on July 25, 2023 and the remaining half will vest and become exercisable in eight equal quarterly installments on the last day of March, June, September, and December commencing on September 30, 2023, subject to the reporting person continuing to serve as a director of the Company on each applicable vesting date. Read SEC document |
| August 20, 2021 Filed Aug 23, 2021 22:02 UTC |
PFENNIGER RICHARD C JRDirector
|
PurchaseCommon Stock | 40,000 | $1.03 | $41,120.00 |
DisclosureSEC source: 0001493152-21-021048 · ownership.xml · nonDerivative · entry 1 PFENNIGER RICHARD C JR · CIK 0001200796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · price: The price reported in Column 4 is a weighted average price. These securities were purchased in multiple transactions ranging from $1.02 to $1.03, inclusive. The reporting person undertakes to provide to Cocrystal Pharma, Inc., any security holder of Cocrystal Pharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in the preceding sentence. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 20:05 UTC |
FROST PHILLIP MD ET ALDirector
|
GrantStock Options (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001493152-21-017330 · ownership.xml · derivative · entry 1 FROST PHILLIP MD ET AL · CIK 0000898860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2031-07-16 F1 · derivative.exercise_date: The stock options were issued pursuant to the 2015 Equity Incentive Plan and vest as follows: one-half will vest and become exercisable on July 16, 2022 and the remaining half will vest and become exercisable in eight equal quarterly installments on the last day of March, June, September, and December commencing on September 30, 2022, subject to the reporting person continuing to serve as a director of the Company on each applicable vesting date. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 16:06 UTC |
Kornberg Roger D.Director
|
GrantStock Options (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001493152-21-017328 · ownership.xml · derivative · entry 1 Kornberg Roger D. · CIK 0001444532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2031-07-16 F1 · derivative.exercise_date: The stock options were issued pursuant to the 2015 Equity Incentive Plan and vest as follows: one-half will vest and become exercisable on July 16, 2022 and the remaining half will vest and become exercisable in eight equal quarterly installments on the last day of March, June, September, and December commencing on September 30, 2022, subject to the reporting person continuing to serve as a director of the Company on each applicable vesting date. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 20:06 UTC |
PFENNIGER RICHARD C JRDirector
|
GrantStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001493152-21-017325 · ownership.xml · derivative · entry 1 PFENNIGER RICHARD C JR · CIK 0001200796 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-07-16 F1 · derivative.exercise_date: The stock options were issued pursuant to the 2015 Equity Incentive Plan and vest as follows: one-half will vest and become exercisable on July 16, 2022 and the remaining half will vest and become exercisable in eight equal quarterly installments on the last day of March, June, September, and December commencing on September 30, 2022, subject to the reporting person continuing to serve as a director of the Company on each applicable vesting date. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 20:06 UTC |
Martin James JosephChief Financial Officer
|
GrantStock Options (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001493152-21-017327 · ownership.xml · derivative · entry 1 Martin James Joseph · CIK 0001510224 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2031-07-16 F1 · security: The stock options were issued pursuant to the 2015 Equity Incentive Plan and are intended to be incentive stock options within the meaning of Section 422 of the Internal Revenue Code (the "Code"). F2 · derivative.exercise_date: The stock options vest and become exercisable as follows, subject in each case to the limitations on exercisability of incentive stock options under Section 422 of the Code: one-half will vest on July 16, 2022 and the remaining half will vest in eight equal quarterly installments on the last day of March, June, September, and December commencing on September 30, 2022, subject to continued employment on each applicable vesting date. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 20:05 UTC |
Rubin Steven DDirector
|
GrantStock Options (Right to Buy) · Derivative | 88,000 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001493152-21-017326 · ownership.xml · derivative · entry 1 Rubin Steven D · CIK 0001381874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 88,000 shares Expires 2031-07-16 F1 · derivative.exercise_date: The stock options were issued pursuant to the 2015 Equity Incentive Plan and vest as follows: one-half will vest and become exercisable on July 16, 2022 and the remaining half will vest and become exercisable in eight equal quarterly installments on the last day of March, June, September, and December commencing on September 30, 2022, subject to the reporting person continuing to serve as a director of the Company on each applicable vesting date. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 20:05 UTC |
Japour Anthony JDirector
|
GrantStock Options (Right to Buy) · Derivative | 74,000 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001493152-21-017324 · ownership.xml · derivative · entry 1 Japour Anthony J · CIK 0001773088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,000 Underlying: Common Stock · 74,000 shares Expires 2031-07-16 F1 · derivative.exercise_date: The stock options were issued pursuant to the 2015 Equity Incentive Plan and vest as follows: one-half will vest and become exercisable on July 16, 2022 and the remaining half will vest and become exercisable in eight equal quarterly installments on the last day of March, June, September, and December commencing on September 30, 2022, subject to the reporting person continuing to serve as a director of the Company on each applicable vesting date. Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 20:05 UTC |
Lee SamPresident and Co-Interim CEO
|
GrantStock Options (Right to Buy) · Derivative | 250,000 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001493152-21-017331 · ownership.xml · derivative · entry 1 Lee Sam · CIK 0001602074 · President and Co-Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2031-07-16 F1 · security: The stock options were issued pursuant to the 2015 Equity Incentive Plan and are intended to be incentive stock options within the meaning of Section 422 of the Internal Revenue Code (the "Code"). F2 · derivative.exercise_date: The stock options vest and become exercisable as follows, subject in each case to the limitations on exercisability of incentive stock options under Section 422 of the Code: one-half will vest on July 16, 2022 and the remaining half will vest in eight equal quarterly installments on the last day of March, June, September, and December commencing on September 30, 2022, subject to continued employment on each applicable vesting date. Read SEC document |
| May 04, 2021 Filed May 6, 2021 22:00 UTC |
Schinazi Raymond F10% owner
|
SaleCommon Stock | 575,000 | $2.95 | $1,696,250.00 |
DisclosureSEC source: 0001493152-21-010669 · ownership.xml · nonDerivative · entry 1 Schinazi Raymond F · CIK 0001397607 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,674,960 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $2.60 to $3.25, inclusive. The Reporting Person undertakes to provide to Cocrystal Pharma, Inc., any security holder of Cocrystal Pharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| November 24, 2020 Filed Feb 12, 2021 22:02 UTC |
Lee SamPresident
|
GrantStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.30 | $0.00 |
DisclosureSEC source: 0001493152-21-003686 · ownership.xml · derivative · entry 1 Lee Sam · CIK 0001602074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-11-24 F1 · security: The stock options were issued pursuant to the 2015 Equity Incentive Plan and are intended to be incentive stock options within the meaning of Section 422 of the Internal Revenue Code. F2 · derivative.exercise_date: The stock options vest as follows: 25,000 incentive stock options will vest on the one year anniversary of the grant date and the remaining 25,000 incentive stock options will vest in eight equal quarterly increments with the first such quarterly increment vesting on February 28, 2022, subject to continued employment on each applicable vesting date. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:05 UTC |
FROST PHILLIP MD ET ALDirector
|
GrantStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001493152-20-011716 · ownership.xml · derivative · entry 1 FROST PHILLIP MD ET AL · CIK 0000898860 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-06-22 F1 · derivative.exercise_date: The stock options vest as follows: 25,000 stock options will vest on the one year anniversary of the grant date and the remaining 25,000 stock options will vest in eight equal quarterly increments with the first such quarterly increment vesting on September 30, 2021. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 16:54 UTC |
Kornberg Roger D.Director
|
GrantStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001493152-20-011730 · ownership.xml · derivative · entry 1 Kornberg Roger D. · CIK 0001444532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-06-22 F1 · derivative.exercise_date: The stock options vest as follows: 25,000 stock options will vest on the one year anniversary of the grant date and the remaining 25,000 stock options will vest in eight equal quarterly increments with the first such quarterly increment vesting on September 30, 2021. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 22:52 UTC |
Lee SamPresident
|
GrantStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001493152-20-011752 · ownership.xml · derivative · entry 1 Lee Sam · CIK 0001602074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2030-06-22 F1 · security: The stock options are intended to be incentive stock options within the meaning of Section 422 of the Internal Revenue Code. F2 · derivative.exercise_date: The stock options vest as follows: 50,000 stock options will vest on the one year anniversary of the grant date and the remaining 50,000 stock options will vest in eight equal quarterly increments with the first such quarterly increment vesting on September 30, 2021. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 22:50 UTC |
Japour Anthony JDirector
|
GrantStock Options (Right to Buy) · Derivative | 56,000 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001493152-20-011751 · ownership.xml · derivative · entry 1 Japour Anthony J · CIK 0001773088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Underlying: Common Stock · 56,000 shares Expires 2030-06-22 F1 · derivative.exercise_date: The stock options vest as follows: 28,000 stock options will vest on the one year anniversary of the grant date and the remaining 28,000 stock options will vest in eight equal quarterly increments with the first such quarterly increment vesting on September 30, 2021. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:05 UTC |
Martin James JosephChief Financial Officer
|
GrantStock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001493152-20-011718 · ownership.xml · derivative · entry 1 Martin James Joseph · CIK 0001510224 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2030-06-22 F1 · security: The stock options are intended to be incentive stock options within the meaning of Section 422 of the Internal Revenue Code. F2 · derivative.exercise_date: The stock options vest as follows: 75,000 stock options will vest on the one year anniversary of the grant date and the remaining 75,000 stock options will vest in eight equal quarterly increments with the first such quarterly increment vesting on September 30, 2021. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 22:12 UTC |
WILCOX GARYChief Executive Officer
|
GrantStock Options (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001493152-20-011748 · ownership.xml · derivative · entry 1 WILCOX GARY · CIK 0001222257 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2030-06-22 F1 · security: The stock options are intended to be incentive stock options within the meaning of Section 422 of the Internal Revenue Code. Only $100,000 (or 35,971 options) may first become exercisable by the Reporting Person in each calendar year. F2 · derivative.exercise_date: The stock options vest as follows: 100,000 stock options will vest on the one year anniversary of the grant date and the remaining 100,000 stock options will vest in eight equal quarterly increments with the first such quarterly increment vesting on September 30, 2021. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:05 UTC |
Rubin Steven DDirector
|
GrantStock Options (Right to Buy) · Derivative | 72,000 | $0.00 Strike: $1.33 | $0.00 |
DisclosureSEC source: 0001493152-20-011715 · ownership.xml · derivative · entry 1 Rubin Steven D · CIK 0001381874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,000 Underlying: Common Stock · 72,000 shares Expires 2030-06-22 F1 · derivative.exercise_date: The stock options vest as follows: 36,000 stock options will vest on the one year anniversary of the grant date and the remaining 36,000 stock options will vest in eight equal quarterly increments with the first such quarterly increment vesting on September 30, 2021. Read SEC document |
| October 25, 2019 Filed Oct 29, 2019 21:03 UTC |
Schinazi Raymond F10% owner
|
PurchaseCommon Stock | 7,906 | $1.15 | $9,091.90 |
DisclosureSEC source: 0001493152-19-016105 · ownership.xml · nonDerivative · entry 3 Schinazi Raymond F · CIK 0001397607 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,257,863 Read SEC document |
| October 24, 2019 Filed Oct 29, 2019 21:03 UTC |
Schinazi Raymond F10% owner
|
PurchaseCommon Stock | 5,094 | $1.15 | $5,858.10 |
DisclosureSEC source: 0001493152-19-016105 · ownership.xml · nonDerivative · entry 2 Schinazi Raymond F · CIK 0001397607 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,249,957 Read SEC document |
| October 23, 2019 Filed Oct 29, 2019 21:03 UTC |
Schinazi Raymond F10% owner
|
PurchaseCommon Stock | 3,935 | $1.04 | $4,086.89 |
DisclosureSEC source: 0001493152-19-016105 · ownership.xml · nonDerivative · entry 1 Schinazi Raymond F · CIK 0001397607 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,244,863 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $0.965 to $1.08, inclusive. The reporting person undertakes to provide to Cocrystal Pharma, Inc., any security holder of Cocrystal Pharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in the footnote of this Form 4. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 20:46 UTC |
FROST PHILLIP MD ET ALDirector · 10% owner
|
GrantStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0001493152-18-013667 · ownership.xml · derivative · entry 1 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-09-20 F1 · derivative.exercise_date: The stock options vest as follows: 1/4 will vest on the one year anniversary of the grant date and the remaining 3/4 will vest in 12 equal quarterly increments. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 20:56 UTC |
HSIAO JANE PH DDirector
|
GrantStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0001493152-18-013674 · ownership.xml · derivative · entry 1 HSIAO JANE PH D · CIK 0001188834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-09-20 F1 · derivative.exercise_date: The stock options vest as follows: 1/4 will vest on the one year anniversary of the grant date and the remaining 3/4 will vest in 12 equal quarterly increments. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 20:52 UTC |
Lee SamPresident
|
GrantStock Options (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0001493152-18-013671 · ownership.xml · derivative · entry 1 Lee Sam · CIK 0001602074 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-09-20 F1 · security: The stock options vest as follows: 1/4 will vest on the one year anniversary of the grant date and the remaining 3/4 will vest in 12 equal quarterly increments. F2 · derivative.exercise_date: The stock options are intended to be incentive stock options within the meaning of Section 422 of the Internal Revenue Code. Only $100,000 (or 35,971 options) may first become exercisable by the Reporting Person in each calendar year. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 20:49 UTC |
Rubin Steven DDirector
|
GrantStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0001493152-18-013669 · ownership.xml · derivative · entry 1 Rubin Steven D · CIK 0001381874 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-09-20 F1 · derivative.exercise_date: The stock options vest as follows: 1/4 will vest on the one year anniversary of the grant date and the remaining 3/4 will vest in 12 equal quarterly increments. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 20:43 UTC |
Schinazi Raymond FDirector · 10% owner
|
GrantStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0001493152-18-013665 · ownership.xml · derivative · entry 1 Schinazi Raymond F · CIK 0001397607 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-09-20 F1 · derivative.exercise_date: The stock options vest as follows: 1/4 will vest on the one year anniversary of the grant date and the remaining 3/4 will vest in 12 equal quarterly increments. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 13:29 UTC |
BLOCK DAVID SDirector
|
GrantStock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0001493152-18-013626 · ownership.xml · derivative · entry 1 BLOCK DAVID S · CIK 0001222646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-09-20 F1 · derivative.exercise_date: The stock options vest as follows: 1/4 will vest on the one year anniversary of the grant date and the remaining 3/4 will vest in 12 equal quarterly increments. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 13:00 UTC |
WILCOX GARYDirector · Interim CEO
|
GrantStock Options (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0001493152-18-013623 · ownership.xml · derivative · entry 1 WILCOX GARY · CIK 0001222257 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2028-09-20 F1 · security: The stock options vest as follows: 1/4 will vest on the one year anniversary of the grant date and the remaining 3/4 will vest in 12 equal quarterly increments. F2 · derivative.exercise_date: The stock options are intended to be incentive stock options within the meaning of Section 422 of the Internal Revenue Code. Only $100,000 (or 35,971 options) may first become exercisable by the Reporting Person in each calendar year. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 13:00 UTC |
Martin James JosephChief Financial Officer
|
GrantStock Options (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0001493152-18-013622 · ownership.xml · derivative · entry 1 Martin James Joseph · CIK 0001510224 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2028-09-20 F1 · security: The stock options vest as follows: 1/4 will vest on the one year anniversary of the grant date and the remaining 3/4 will vest in 12 equal quarterly increments. F2 · derivative.exercise_date: The stock options are intended to be incentive stock options within the meaning of Section 422 of the Internal Revenue Code. Only $100,000 (or 35,971 options) may first become exercisable by the Reporting Person in each calendar year. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:01 UTC |
Schinazi Raymond FDirector · 10% owner
|
Exercise / conversion8% Convertible Note · Derivative | 263,158 | $500,000.00 Strike: $1.90 | $131,579,000,000.00 |
DisclosureSEC source: 0001493152-18-006784 · form4.xml · derivative · entry 6 Schinazi Raymond F · CIK 0001397607 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 263,158 Underlying: Common Stock · 263,158 shares Expires 2019-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The amount of securities beneficially owned and the conversion prices have been adjusted for the one-for-30 reverse stock split effective January 24, 2018. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:01 UTC |
Schinazi Raymond FDirector · 10% owner
|
Grant8% Convertible Note · Derivative | 263,158 | $500,000.00 Strike: $1.90 | $131,579,000,000.00 |
DisclosureSEC source: 0001493152-18-006784 · form4.xml · derivative · entry 5 Schinazi Raymond F · CIK 0001397607 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 263,158 Underlying: Common Stock · 263,158 shares Expires 2019-11-24 F1 · security: The amount of securities beneficially owned and the conversion prices have been adjusted for the one-for-30 reverse stock split effective January 24, 2018. F4 · security: In accordance with Rule 16b-3, in advance of the effectuation of the transactions reported, the issuer's board of directors approved an amendment to the convertible note held by the reporting person who is a director and 10% beneficial owner of the issuer. The amendment of the outstanding convertible note is reported as a cancellation of the "old" note and the grant of a replacement note. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:01 UTC |
Schinazi Raymond FDirector · 10% owner
|
Disposition to issuer8% Convertible Note · Derivative | 61,728 | $500,000.00 Strike: $8.10 | $30,864,000,000.00 |
DisclosureSEC source: 0001493152-18-006784 · form4.xml · derivative · entry 4 Schinazi Raymond F · CIK 0001397607 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 61,728 Underlying: Common Stock · 61,728 shares Expires 2019-11-24 F1 · security: The amount of securities beneficially owned and the conversion prices have been adjusted for the one-for-30 reverse stock split effective January 24, 2018. F4 · security: In accordance with Rule 16b-3, in advance of the effectuation of the transactions reported, the issuer's board of directors approved an amendment to the convertible note held by the reporting person who is a director and 10% beneficial owner of the issuer. The amendment of the outstanding convertible note is reported as a cancellation of the "old" note and the grant of a replacement note. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:01 UTC |
Schinazi Raymond FDirector · 10% owner
|
GrantCommon Stock | 10,209 | $1.90 | $19,397.10 |
DisclosureSEC source: 0001493152-18-006784 · form4.xml · nonDerivative · entry 2 Schinazi Raymond F · CIK 0001397607 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 995,593 F1 · security: The amount of securities beneficially owned and the conversion prices have been adjusted for the one-for-30 reverse stock split effective January 24, 2018. F3 · kind: The reporting person was issued common stock in lieu of accrued interest owed in connection with the convertible note described in Table II. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:01 UTC |
Schinazi Raymond FDirector · 10% owner
|
Exercise / conversionCommon Stock | 263,158 | $1.90 | $500,000.20 |
DisclosureSEC source: 0001493152-18-006784 · form4.xml · nonDerivative · entry 1 Schinazi Raymond F · CIK 0001397607 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 985,384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The amount of securities beneficially owned and the conversion prices have been adjusted for the one-for-30 reverse stock split effective January 24, 2018. F2 · kind: The reporting person was issued common stock in connection with the conversion of a convertible note, as amended, at $1.90 per share. See Table II for a description of the convertible note. Read SEC document |
| May 03, 2018 Filed May 7, 2018 21:06 UTC |
FROST PHILLIP MD ET ALDirector · 10% owner
|
GrantCommon Stock | 105,263 | $1.90 | $199,999.70 |
DisclosureSEC source: 0001493152-18-006346 · form4.xml · nonDerivative · entry 1 FROST PHILLIP MD ET AL · CIK 0000898860 · Director · 10% owner Frost Gamma Investments Trust · CIK 0001380896 · Trustee Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Frost Gamma Investments Trust Disclosed balance after: 3,655,265 F1 · shares: These securities were purchased in the Issuer's public offering. F2 · balance_after: The amount of securities beneficially owned has been adjusted for the one for 30 reverse stock split effective January 24, 2018. F3 · ownership.nature: These securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole shareholder of Frost-Nevada Corporation. Dr. Frost disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that Dr. Frost is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 03, 2018 Filed May 7, 2018 22:21 UTC |
Schinazi Raymond FDirector · 10% owner
|
GrantCommon Stock | 420,737 | $1.90 | $799,400.30 |
DisclosureSEC source: 0001493152-18-006360 · form4.xml · nonDerivative · entry 1 Schinazi Raymond F · CIK 0001397607 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 722,226 Read SEC document |
| November 24, 2017 Filed Dec 8, 2017 22:42 UTC |
Schinazi Raymond FDirector
|
Grant8% Convertible Note · Derivative | 1,851,851 | $500,000.00 Strike: $0.27 | $925,925,500,000.00 |
DisclosureSEC source: 0001493152-17-014433 · form4.xml · derivative · entry 1 Schinazi Raymond F · CIK 0001397607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LP Disclosed balance after: 1,851,851 Underlying: Common Stock · 1,851,851 shares Expires 2019-11-24 Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 20:05 UTC |
Schinazi Raymond FDirector · 10% owner
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 1,706,978 | $0.00 Strike: $0.05 | $0.00 |
DisclosureSEC source: 0001493152-17-007777 · form4.xml · derivative · entry 3 Schinazi Raymond F · CIK 0001397607 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,706,978 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 20:05 UTC |
Schinazi Raymond FDirector · 10% owner
|
Exercise / conversionCommon Stock | 1,706,978 | $0.05 | $80,227.97 |
DisclosureSEC source: 0001493152-17-007777 · form4.xml · nonDerivative · entry 1 Schinazi Raymond F · CIK 0001397607 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,227,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 20:15 UTC |
Schinazi Raymond FDirector · 10% owner
|
GrantCommon Stock | 4,166,667 | $0.24 | $1,000,000.08 |
DisclosureSEC source: 0001493152-17-004329 · form4.xml · nonDerivative · entry 1 Schinazi Raymond F · CIK 0001397607 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 9,044,717 F1 · kind: Represents a purchase meeting the requirements of Rule 16b-3. Read SEC document |
| December 23, 2016 Filed Dec 23, 2016 21:05 UTC |
Lee SamPRESIDENT
|
SaleCommon Stock | 2,200,000 | $0.44 | $968,000.00 |
DisclosureSEC source: 0001415889-16-007631 · form4-12232016_041201.xml · nonDerivative · entry 1 Lee Sam · CIK 0001602074 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,087,847 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 20:15 UTC |
BLOCK DAVID SDirector
|
PurchaseCommon Stock | 10,000 | $0.41 | $4,100.00 |
DisclosureSEC source: 0001415889-16-007052 · form4-09062016_040909.xml · nonDerivative · entry 1 BLOCK DAVID S · CIK 0001222646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,696 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 20:15 UTC |
WILCOX GARYDirector · INTERIM CEO
|
PurchaseCommon Stock | 10,000 | $0.41 | $4,100.00 |
DisclosureSEC source: 0001415889-16-007050 · form4-09062016_040901.xml · nonDerivative · entry 1 WILCOX GARY · CIK 0001222257 · Director · INTERIM CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,948,605 Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 20:15 UTC |
Schinazi Raymond FDirector · 10% owner
|
PurchaseCommon Stock | 4,878,050 | $0.41 | $2,000,000.50 |
DisclosureSEC source: 0001415889-16-007051 · form4-09062016_040905.xml · nonDerivative · entry 1 Schinazi Raymond F · CIK 0001397607 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 4,878,050 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.