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Nasdaq · USD

CNVS

Cineverse Corp.

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7143
SEC CIK
0001173204
Parsed reports
172

Last 12 months

Inside the activity.

7 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202670
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 24, 2020 Filed Jan 13, 2021 22:53 UTC
Xu PeixinDirector · 10% owner
SaleClass A Common Stock 2,961,628 $0.65 $1,925,058.20
Disclosure

SEC source: 0001213900-21-002034 · ownership.xml · nonDerivative · entry 1

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 40,868,165

F1 · shares: Representing an aggregate 4,793,546 shares of Class A Common Stock that Huatai (defined below) sold in open market.

F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of BEMG which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4.

Read SEC document
December 23, 2020 Filed Dec 30, 2020 00:21 UTC
OPEKA ERICKCSO, Pres. - Networks
GrantStock Appreciation Right · Derivative 1,200,000 $0.00 Strike: $0.64 $0.00
Disclosure

SEC source: 0001062993-20-006624 · form4.xml · derivative · entry 5

OPEKA ERICK · CIK 0001754375 · CSO, Pres. - Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200,000

Underlying: Class A Common Stock · 1,200,000 shares

Expires 2030-12-23

F4 · derivative.exercise_date: Of such SARs, 500,000 vest on March 31, 2022, 500,000 vest on March 31, 2023 and 200,000 vest on December 31, 2023.

Read SEC document
December 23, 2020 Filed Dec 30, 2020 00:21 UTC
LOFFREDO GARY SPres., COO, GC, Secy
GrantStock Appreciation Rights · Derivative 1,200,000 Not disclosed Strike: $0.64 Not disclosed
Disclosure

SEC source: 0001062993-20-006623 · form4.xml · derivative · entry 6

LOFFREDO GARY S · CIK 0001268000 · Pres., COO, GC, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,200,000

Underlying: Class A Common Stock · 1,200,000 shares

Expires 2030-12-23

F4 · price: Of such SARs, 500,000 vest on March 31, 2022, 500,000 vest on March 31, 2023 and 200,000 vest on June 30, 2023.

F4 · derivative.exercise_date: Of such SARs, 500,000 vest on March 31, 2022, 500,000 vest on March 31, 2023 and 200,000 vest on June 30, 2023.

Read SEC document
December 02, 2020 Filed Dec 4, 2020 21:42 UTC
MCGURK CHRISTOPHER JDirector · CEO and Chairman
GrantClass A Common Stock 320,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-20-006074 · form4.xml · nonDerivative · entry 1

MCGURK CHRISTOPHER J · CIK 0001190283 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101,740

Read SEC document
November 25, 2020 Filed Jan 13, 2021 22:51 UTC
BeiTai Investment LtdFormer 10% Owner
SaleClass A Common Stock 21,646,604 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-21-002032 · ownership.xml · nonDerivative · entry 1

BeiTai Investment Ltd · CIK 0001809547 · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Representing 21,646,604 shares of Class A Common Stock, par value $0.001 per share (the "Common Stock") of the Issuer that the reporting person sole in the open market during a period from November 25, 2020 to December 29, 2020.

F1 · price: Representing 21,646,604 shares of Class A Common Stock, par value $0.001 per share (the "Common Stock") of the Issuer that the reporting person sole in the open market during a period from November 25, 2020 to December 29, 2020.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:40 UTC
MCGURK CHRISTOPHER JDirector · CEO and Chairman
GrantStock Appreciation Rights · Derivative 2,500,000 $0.00 Strike: $0.54 $0.00
Disclosure

SEC source: 0001062993-20-005853 · form4.xml · derivative · entry 6

MCGURK CHRISTOPHER J · CIK 0001190283 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500,000

Underlying: Class A Common Stock · 2,500,000 shares

Expires 2030-11-19

F5 · derivative.exercise_date: 1,250,000 of the SARs vested on November 19, 2020 and 1,250,000 of the SARs vest on March 31, 2023.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 19:36 UTC
MCGURK CHRISTOPHER JDirector · CEO and Chairman
GrantClass A Common Stock 320,000 $0.00 $0.00
Disclosure

SEC source: 0001062993-20-005794 · form4.xml · nonDerivative · entry 1

MCGURK CHRISTOPHER J · CIK 0001190283 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,740

F1 · shares: Constitutes shares issued in settlement of earned performance stock units.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 12:43 UTC SaleClass A Common Stock 19,666,667 $0.58 $11,406,666.86
Disclosure

SEC source: 0001213900-20-026846 · ownership.xml · nonDerivative · entry 1

Bison Entertainment Investment Ltd · CIK 0001722180 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900,000

F1 · shares: Representing an aggregate 19,666,667 shares of Class A Common Stock, par value $0.01 per share of the Issuer that the reporting person sold in a privately negotiated transaction.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 00:55 UTC
LOFFREDO GARY SCOO, GC, Secy
Tax withholdingClass A Common Stock, par value $0.001 per share 143,203 $0.96 $137,474.88
Disclosure

SEC source: 0000932440-20-000059 · edgar.xml · nonDerivative · entry 3

LOFFREDO GARY S · CIK 0001268000 · COO, GC, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,797

F1 · shares: Constitutes shares delivered in payment of a tax liability incident to the receipt of the shares reported on this Form 4.

F2 · price: Constitutes the weighted average sale price for multiple transactions reported on this line having prices per share ranging from $.93 to $1.03. The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 00:30 UTC
OPEKA ERICKPresident - Networks
Tax withholdingClass A Common Stock, par value $0.001 per share 153,035 $0.96 $146,913.60
Disclosure

SEC source: 0000932440-20-000056 · edgar.xml · nonDerivative · entry 3

OPEKA ERICK · CIK 0001754375 · President - Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,965

F1 · shares: Constitutes shares delivered in payment of a tax liability incident to the receipt of the shares reported on this Form 4.

F2 · price: Constitutes the weighted average sale price for multiple transactions reported on this line having prices per share ranging from $.92 to $1.03. The Reporting Persons will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.

Read SEC document
August 18, 2020 Filed Aug 21, 2020 00:55 UTC
LOFFREDO GARY SCOO, GC, Secy
GrantClass A Common Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0000932440-20-000059 · edgar.xml · nonDerivative · entry 2

LOFFREDO GARY S · CIK 0001268000 · COO, GC, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,000

Read SEC document
August 18, 2020 Filed Aug 21, 2020 00:55 UTC
LOFFREDO GARY SCOO, GC, Secy
GrantClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000932440-20-000059 · edgar.xml · nonDerivative · entry 1

LOFFREDO GARY S · CIK 0001268000 · COO, GC, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,000

Read SEC document
August 18, 2020 Filed Aug 21, 2020 00:30 UTC
OPEKA ERICKPresident - Networks
GrantClass A Common Stock, par value $0.001 per share 125,000 $0.00 $0.00
Disclosure

SEC source: 0000932440-20-000056 · edgar.xml · nonDerivative · entry 2

OPEKA ERICK · CIK 0001754375 · President - Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Read SEC document
August 18, 2020 Filed Aug 21, 2020 00:30 UTC
OPEKA ERICKPresident - Networks
GrantClass A Common Stock, par value $0.001 per share 100,000 $0.00 $0.00
Disclosure

SEC source: 0000932440-20-000056 · edgar.xml · nonDerivative · entry 1

OPEKA ERICK · CIK 0001754375 · President - Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Read SEC document
April 15, 2020 Filed May 20, 2020 23:07 UTC
Xu PeixinDirector · 10% owner
PurchaseConvertible Note · Derivative 1 $10,000,000.00 Strike: $1.50 $10,000,000.00
Disclosure

SEC source: 0001213900-20-013158 · ownership.xml · derivative · entry 2

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 6,666,667

Underlying: Class A Common Stock · 6,666,667 shares

Expires 2021-03-04

F3 · derivative.expiration_date: Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share. On April 15, 2020, the Company executed a letter amendment to the Note. Among other things, the Letter Amendment amended the Bison Note, effective as of March 4, 2020, to change the maturity date of the note to March 4, 2021

F3 · derivative.underlying_shares: Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share. On April 15, 2020, the Company executed a letter amendment to the Note. Among other things, the Letter Amendment amended the Bison Note, effective as of March 4, 2020, to change the maturity date of the note to March 4, 2021

F1 · ownership.nature: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors").

Read SEC document
April 15, 2020 Filed May 20, 2020 23:07 UTC
Xu PeixinDirector · 10% owner
PurchaseClass A Common Stock 29,855,081 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-013158 · ownership.xml · nonDerivative · entry 1

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 53,421,748

F2 · shares: Representing the aggregate 29,855,081 shares of Class A Common Stock issued to the April Investors pursuant to a stock purchase agreement among Cinedigm Corp.(the "Company") and the April Investors to buy an aggregate of 223,380,000 outstanding ordinary shares of Starrise Media Holdings Limited, a leading Chinese entertainment company ("Starrise") from the April Investors and for the Company to issue to them an aggregate of 29,855,081 shares of its Class A common stock in consideration therefor (the "April Share Acquisition"). On April 15, 2020, the April Share Acquisition was consummated.

F2 · price: Representing the aggregate 29,855,081 shares of Class A Common Stock issued to the April Investors pursuant to a stock purchase agreement among Cinedigm Corp.(the "Company") and the April Investors to buy an aggregate of 223,380,000 outstanding ordinary shares of Starrise Media Holdings Limited, a leading Chinese entertainment company ("Starrise") from the April Investors and for the Company to issue to them an aggregate of 29,855,081 shares of its Class A common stock in consideration therefor (the "April Share Acquisition"). On April 15, 2020, the April Share Acquisition was consummated.

F1 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors").

F1 · ownership.nature: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors").

Read SEC document
April 15, 2020 Filed May 20, 2020 23:06 UTC PurchaseConvertible Note · Derivative 1 $10,000,000.00 Strike: $1.50 $10,000,000.00
Disclosure

SEC source: 0001213900-20-013156 · ownership.xml · derivative · entry 2

Bison Global Investment SPC · CIK 0001794561 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666,667

Underlying: Class A Common Stock · 6,666,667 shares

Expires 2021-03-04

F2 · derivative.expiration_date: Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share. On April 15, 2020, the Company executed a letter amendment to the Note. Among other things, the Letter Amendment amended the Bison Note, effective as of March 4, 2020, to change the maturity date of the note to March 4, 2021.

F2 · derivative.underlying_shares: Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share. On April 15, 2020, the Company executed a letter amendment to the Note. Among other things, the Letter Amendment amended the Bison Note, effective as of March 4, 2020, to change the maturity date of the note to March 4, 2021.

Read SEC document
April 15, 2020 Filed May 20, 2020 23:06 UTC PurchaseClass A Common Stock 8,224,114 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-20-013156 · ownership.xml · nonDerivative · entry 1

Bison Global Investment SPC · CIK 0001794561 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,224,114

F1 · price: Representing 8,224,114 shares of Class A Common Stock of Cinedigm Corp.(the "Company") that the Reporting Person acquired pursuant to a stock purchase agreement (the "April Stock Purchase Agreement") among the Company and five shareholders of Starrise Media Holdings Limited, a leading Chinese entertainment company ("Starrise") including the Reporting Person to buy an aggregate of 223,380,000 outstanding ordinary shares of Starrise from such sahreholders and for the Company to issue to them an aggregate of 29,855,081 shares of its Class A common stock in consideration therefor (the "April Share Acquisition"). On April 15, 2020, the April Share Acquisition was consummated.

Read SEC document
January 13, 2020 Filed Apr 16, 2021 22:59 UTC GrantClass A Common Stock 71,429 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-003693 · form4.xml · nonDerivative · entry 1

BROWN PETER C · CIK 0001095168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,476

F2 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing October 1, 2019. Such shares vested quarterly amounts on December 31, 2019, March 31, 2020, June 30, 2020 and September 30, 2020, so long as the Reporting Person is a director on each such date.

Read SEC document
January 13, 2020 Filed May 31, 2023 21:17 UTC
Xu PeixinDirector · 10% owner
GrantClass A Common Stock 71,428 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 1

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,140

F1 · shares: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2019. Such shares vest quarterly on December 31, 2019, March 31, 2020, June 30, 2020 and September 30, 2020, so long as the Reporting Person is a director on each such date.

Read SEC document
November 26, 2019 Filed Dec 5, 2019 21:10 UTC OtherClass A Common Stock 145,000 $0.00 $0.00
Disclosure

SEC source: 0000932440-19-000068 · edgar.xml · nonDerivative · entry 2

Rhine Zvi Michael · CIK 0001644923 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F4 · kind: On November 26, 2019, the Fund distributed to its partners an aggregate of 145,000 shares of Class A Common Stock, 29,095 of which were distributed to the Reporting Person.

F1 · ownership.nature: Owned by Sabra Investments, LP (the "Fund").

F3 · ownership.nature: The General Partner, as the general partner of the Fund, may be deemed to beneficially owned the shares of Class A Common Stock disclosed as directly owned by the Fund in this statement. As the principal of the Fund and the General Partner, the Reporting Person may be deemed to beneficially own the shares of Class A Common Stock disclosed as directly owned by the Fund and the General Partner in this statement. Each of the General Partner and the Reporting Person expressly disclaims such beneficial ownership except to the extent of any pecuniary interest therein.

Read SEC document
November 26, 2019 Filed Dec 5, 2019 21:10 UTC OtherClass A Common Stock 29,095 $0.00 $0.00
Disclosure

SEC source: 0000932440-19-000068 · edgar.xml · nonDerivative · entry 1

Rhine Zvi Michael · CIK 0001644923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,431

F4 · kind: On November 26, 2019, the Fund distributed to its partners an aggregate of 145,000 shares of Class A Common Stock, 29,095 of which were distributed to the Reporting Person.

Read SEC document
October 24, 2019 Filed Nov 21, 2019 22:49 UTC OtherClass A Common Stock 3,900,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-024379 · ownership.xml · nonDerivative · entry 1

Bison Entertainment Investment Ltd · CIK 0001722180 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,566,667

F1 · shares: Representing 2,000, 000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Company and BEMG dated July 9, 2019 and transferred by BEMG to BEI pursuant to a share transfer agreement among BEMG and BEI dated October 24, 2019.

F2 · shares: Representing 1,900,000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Company and BEMG dated August 2, 2019 and later transferred by BEMG to BEI pursuant to a share transfer agreement among BEMG and BEI dated October 24, 2019.

Read SEC document
October 24, 2019 Filed Nov 21, 2019 22:47 UTC OtherClass A Common Stock 3,900,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-024377 · ownership.xml · nonDerivative · entry 4

Bison Entertainment & Media Group · CIK 0001722103 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through BEI

Disclosed balance after: 2,366,667

F3 · shares: Representing 2,000, 000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Company and BEMG dated July 9, 2019 and transferred by BEMG to BEI pursuant to a share transfer agreement among BEM and, BEI dated October 24, 2019.

F4 · shares: Representing 1,900,000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Company and BEMG dated August 2, 2019 and later transferred by BEMG to BEI pursuant to a share transfer agreement among BEMG and BEI dated October 24, 2019.

F1 · ownership.nature: Bison Capital Holding Company Limited owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI").

Read SEC document
August 02, 2019 Filed Nov 21, 2019 22:51 UTC
Xu PeixinDirector · 10% owner
PurchaseClass A Common Stock 1,900,000 $2,850,000.00 $5,415,000,000,000.00
Disclosure

SEC source: 0001213900-19-024381 · ownership.xml · nonDerivative · entry 2

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 23,566,667

F3 · shares: Representing 1,900,000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Company and BEMG dated August 2, 2019 and later transferred by BEMG to BEI pursuant to a share transfer agreement among BEMG and BEI dated October 24, 2019.

F1 · ownership.nature: The Reporting Person is the spouse of the sole owner of Bison Capital Holding Company Limited, which owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI"). In addition, the Reporting Person through several holding entities, is the controlling beneficially owner of MingTai Investment LP ("MingTai") and Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global")

Read SEC document
August 02, 2019 Filed Nov 21, 2019 22:49 UTC
Jiang Fengyun10% owner
PurchaseClass A Common Stock 1,900,000 $2,850,000.00 $5,415,000,000,000.00
Disclosure

SEC source: 0001213900-19-024380 · ownership.xml · nonDerivative · entry 2

Jiang Fengyun · CIK 0001705836 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By holding

Disclosed balance after: 23,566,667

F4 · shares: Representing 1,900,000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Company and BEMG dated August 2, 2019 and later transferred by BEMG to BEI pursuant to a share transfer agreement among BEMG and BEI dated October 24, 2019.

F1 · ownership.nature: Bison Capital Holding Company Limited owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI").,.

Read SEC document
August 02, 2019 Filed Nov 21, 2019 22:47 UTC PurchaseClass A Common Stock 1,900,000 $2,850,000.00 $5,415,000,000,000.00
Disclosure

SEC source: 0001213900-19-024377 · ownership.xml · nonDerivative · entry 3

Bison Entertainment & Media Group · CIK 0001722103 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900,000

F4 · shares: Representing 1,900,000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Company and BEMG dated August 2, 2019 and later transferred by BEMG to BEI pursuant to a share transfer agreement among BEMG and BEI dated October 24, 2019.

Read SEC document
August 02, 2019 Filed Nov 21, 2019 22:46 UTC PurchaseClass A Common Stock 1,900,000 $2,850,000.00 $5,415,000,000,000.00
Disclosure

SEC source: 0001213900-19-024376 · ownership.xml · nonDerivative · entry 2

Bison Capital Holding Co Ltd · CIK 0001593415 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By holding

Disclosed balance after: 23,566,667

F4 · shares: Representing 1,900,000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Company and BEMG dated August 2, 2019 and later transferred by BEMG to BEI pursuant to a share transfer agreement among BEMG and BEI dated October 24, 2019.

F1 · ownership.nature: Bison Capital Holding Company Limited owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI").,.

Read SEC document
July 12, 2019 Filed Nov 21, 2019 22:51 UTC
Xu PeixinDirector · 10% owner
PurchaseConvertible Note · Derivative 1 $10,000,000.00 Strike: $1.50 $10,000,000.00
Disclosure

SEC source: 0001213900-19-024381 · ownership.xml · derivative · entry 4

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,666,666

Underlying: Class A Common Stock · 6,666,666 shares

Expires 2020-03-04

F5 · derivative.underlying_shares: Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share.

F1 · ownership.nature: The Reporting Person is the spouse of the sole owner of Bison Capital Holding Company Limited, which owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI"). In addition, the Reporting Person through several holding entities, is the controlling beneficially owner of MingTai Investment LP ("MingTai") and Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global")

F5 · ownership.nature: Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share.

Read SEC document
July 12, 2019 Filed Nov 21, 2019 22:48 UTC PurchaseConvertible Note · Derivative 1 $10,000,000.00 Strike: $1.50 $10,000,000.00
Disclosure

SEC source: 0001213900-19-024378 · ownership.xml · derivative · entry 1

Bison Global Investment SPC · CIK 0001794561 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 6,666,666

Underlying: Class A Common Stock · 6,666,666 shares

Expires 2020-03-04

F2 · derivative.underlying_shares: Representing 6,666,666 shares of Class A Common Stock underlying a convertible note issued by the Company to Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1dated July 12, 2019, in the principal amount of $10,000,000, convertible into shares of Class A Common Stock at $1.50 per share.

F1 · ownership.nature: The Reporting Person is an segregated portfolio company incorporated under Cayman Islands law and controlled by Mr. Peixin Xu.

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July 09, 2019 Filed Nov 21, 2019 22:51 UTC
Xu PeixinDirector · 10% owner
PurchaseClass A Common Stock 2,000,000 $4,500,000.00 $9,000,000,000,000.00
Disclosure

SEC source: 0001213900-19-024381 · ownership.xml · nonDerivative · entry 1

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 21,666,667

F2 · shares: Representing 2,000, 000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Cinedigam Corp. (the "Company") and BEMG dated July 9, 2019 and transferred by BEMG to BEI pursuant to a share transfer agreement among BEMG and BEI dated October 24, 2019.

F1 · ownership.nature: The Reporting Person is the spouse of the sole owner of Bison Capital Holding Company Limited, which owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI"). In addition, the Reporting Person through several holding entities, is the controlling beneficially owner of MingTai Investment LP ("MingTai") and Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global")

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July 09, 2019 Filed Nov 21, 2019 22:49 UTC
Jiang Fengyun10% owner
PurchaseClass A Common Stock 2,000,000 $4,500,000.00 $9,000,000,000,000.00
Disclosure

SEC source: 0001213900-19-024380 · ownership.xml · nonDerivative · entry 1

Jiang Fengyun · CIK 0001705836 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By holding

Disclosed balance after: 21,666,667

F3 · shares: Representing 2,000, 000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Company and BEMG dated July 9, 2019 and transferred by BEMG to BEI pursuant to a share transfer agreement among BEMG and BEI dated October 24, 2019.

F1 · ownership.nature: Bison Capital Holding Company Limited owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI").,.

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July 09, 2019 Filed Nov 21, 2019 22:47 UTC PurchaseClass A Common Stock 2,000,000 $4,500,000.00 $9,000,000,000,000.00
Disclosure

SEC source: 0001213900-19-024377 · ownership.xml · nonDerivative · entry 2

Bison Entertainment & Media Group · CIK 0001722103 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

F3 · shares: Representing 2,000, 000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Company and BEMG dated July 9, 2019 and transferred by BEMG to BEI pursuant to a share transfer agreement among BEM and, BEI dated October 24, 2019.

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July 09, 2019 Filed Nov 21, 2019 22:46 UTC PurchaseClass A Common Stock 2,000,000 $4,500,000.00 $9,000,000,000,000.00
Disclosure

SEC source: 0001213900-19-024376 · ownership.xml · nonDerivative · entry 1

Bison Capital Holding Co Ltd · CIK 0001593415 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By holding

Disclosed balance after: 21,666,667

F3 · shares: Representing 2,000, 000 shares of Class A Common Stock originally issued to BEMG at $1.50 per share pursuant to a purchase agreement between the Company and BEMG dated July 9, 2019 and transferred by BEMG to BEI pursuant to a share transfer agreement among BEMG and BEI dated October 24, 2019.

F1 · ownership.nature: Bison Capital Holding Company Limited owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI").,.

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December 12, 2018 Filed Dec 14, 2018 21:24 UTC GrantClass A Common Stock 43,103 $0.00 $0.00
Disclosure

SEC source: 0000932440-18-000105 · edgar.xml · nonDerivative · entry 1

BROWN PETER C · CIK 0001095168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,047

F2 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing October 1, 2018. Such shares vest in quarterly amounts on December 31, 2018, March 31, 2019, June 30, 2019 and September 30, 2019, so long as the Reporting Person is a director on each such date.

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December 12, 2018 Filed Dec 14, 2018 21:25 UTC GrantClass A Common Stock 43,103 $0.00 $0.00
Disclosure

SEC source: 0000932440-18-000107 · edgar.xml · nonDerivative · entry 1

Rhine Zvi Michael · CIK 0001644923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,336

F4 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing October 1, 2018. Such shares vest in quarterly amounts on December 31, 2018, March 31, 2019, June 30, 2019 and September 30, 2019, so long as the Reporting Person is a director on each such date.

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December 12, 2018 Filed Dec 14, 2018 21:25 UTC
O'Brien PatDirector
GrantClass A Common Stock 53,450 $0.00 $0.00
Disclosure

SEC source: 0000932440-18-000106 · edgar.xml · nonDerivative · entry 1

O'Brien Pat · CIK 0001602368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,914

F1 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing October 1, 2018. Such shares vest in quarterly amounts on December 31, 2018, March 31, 2019, June 30, 2109 and September 30, 2019, so long as the Reporting Person is a director on each such date.

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December 12, 2018 Filed Dec 19, 2018 22:15 UTC
Jin PengDirector
GrantClass A Common Stock 43,103 $0.00 $0.00
Disclosure

SEC source: 0000932440-18-000115 · edgar.xml · nonDerivative · entry 1

Jin Peng · CIK 0001705814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,712

F1 · shares: Includes 43,103 shares of Class A Common Stock issued on December 12, 2018 as part of the annual retainer for board service by the Reporting Person for the period from October 1, 2018 to September 30, 2019. Such shares vest as follows: 10,776 on each of December 2018, March 31, 2019 and June 30, 2019 and 10,775 on September 30, 2019, so long as the Reporting Person is a director on each such date.

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December 12, 2018 Filed Dec 19, 2018 22:15 UTC
Xu PeixinDirector · 10% owner
GrantClass A Common Stock 43,103 $0.00 $0.00
Disclosure

SEC source: 0000932440-18-000114 · edgar.xml · nonDerivative · entry 1

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,712

F3 · shares: Includes 43,103 shares of Class A Common Stock issued on December 12, 2018 as part of the annual retainer for board service by the Reporting Person for the period from October 1, 2018 to September 30, 2019. Such shares vest as follows: 10,776 on each of December 31, 2018, March 31, 2019 and June 30, 2019 and 10,775 on September 30, 2019, so long as the Reporting Person is a director on each such date.

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December 10, 2018 Filed Dec 12, 2018 21:27 UTC
LOFFREDO GARY SSVP, GC, Secy
GrantStock Appreciation Right · Derivative 407,610 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0000932440-18-000100 · edgar.xml · derivative · entry 8

LOFFREDO GARY S · CIK 0001268000 · SVP, GC, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,610

Underlying: Class A Common Stock · 407,610 shares

Expires 2028-12-10

F4 · derivative.exercise_date: One-third of the stock appreciation rights will vest on December 10 of each of 2019, 2020 and 2021.

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December 10, 2018 Filed Dec 12, 2018 21:26 UTC
EDELL JEFFREY SChief Financial Officer
GrantStock Appreciation Right · Derivative 407,610 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0000932440-18-000099 · edgar.xml · derivative · entry 4

EDELL JEFFREY S · CIK 0001269268 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,610

Underlying: Class A Common Stock · 407,610 shares

Expires 2028-12-10

F3 · derivative.exercise_date: One-third of the stock appreciation rights will vest on December 10 of each of 2019, 2020 and 2021.

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December 10, 2018 Filed Dec 12, 2018 21:26 UTC
Sondheim William S.Presdient, Cinedigm Ent. Corp.
GrantStock Appreciation Right · Derivative 407,610 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0000932440-18-000098 · edgar.xml · derivative · entry 3

Sondheim William S. · CIK 0001506292 · Presdient, Cinedigm Ent. Corp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,610

Underlying: Class A Common Stock · 407,610 shares

Expires 2028-12-10

F2 · derivative.exercise_date: One-third of the stock appreciation rights will vest on December 10 of each of 2019, 2020 and 2021.

Read SEC document
October 09, 2018 Filed Nov 21, 2019 22:51 UTC
Xu PeixinDirector · 10% owner
PurchaseConvertible Note · Derivative 1 $5,000,000.00 Strike: $1.50 $5,000,000.00
Disclosure

SEC source: 0001213900-19-024381 · ownership.xml · derivative · entry 3

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,333,333

Underlying: Class A Common Stock · 3,333,333 shares

Expires 2020-10-08

F4 · derivative.underlying_shares: Representing 3,333,333 shares of Class A Common Stock underlying a convertible note issued by the Company to MingTai dated October 8, 2018, in the principal amount of $5,000,000, convertible into shares of Class A Common Stock at $1.50 per share.

F1 · ownership.nature: The Reporting Person is the spouse of the sole owner of Bison Capital Holding Company Limited, which owns 100% equity interest of Bison Entertainment and Media Group ("BEMG") who then holds 100% equity interest of Bison Entertainment Investment Limited ("BEI"). In addition, the Reporting Person through several holding entities, is the controlling beneficially owner of MingTai Investment LP ("MingTai") and Bison Global Investment SPC for and on behalf of Global Investment SPC-Bison Global No. 1 ("Bison Global")

F4 · ownership.nature: Representing 3,333,333 shares of Class A Common Stock underlying a convertible note issued by the Company to MingTai dated October 8, 2018, in the principal amount of $5,000,000, convertible into shares of Class A Common Stock at $1.50 per share.

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September 28, 2018 Filed Oct 2, 2018 21:18 UTC
OPEKA ERICKPresident - Networks
GrantStock Appreciation Right · Derivative 355,000 $0.00 Strike: $1.16 $0.00
Disclosure

SEC source: 0000932440-18-000074 · edgar.xml · derivative · entry 4

OPEKA ERICK · CIK 0001754375 · President - Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,000

Underlying: Class A Common Stock · 355,000 shares

Expires 2028-09-28

F3 · derivative.exercise_date: One-third of the stock appreciation rights will vest on March 31 of each of 2019, 2020 and 2021.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 20:50 UTC
MCGURK CHRISTOPHER JDirector · CEO and Chairman
GrantStock Appreciation Right · Derivative 700,000 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0000932440-18-000041 · edgar.xml · derivative · entry 5

MCGURK CHRISTOPHER J · CIK 0001190283 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Class A Common Stock · 700,000 shares

Expires 2028-06-07

F4 · derivative.exercise_date: One-third of the stock appreciation right will vest on March 31 of each of 2019, 2020 and 2021.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 19:22 UTC
Xu PeixinDirector · 10% owner
GrantClass A Common Stock 31,609 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002234 · doc4.xml · nonDerivative · entry 1

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,609

F1 · shares: Includes 31,609 shares of Class A Common Stock issued on January 29, 2018 as part of the annual retainer for board service by the Reporting Person for the period from November 1, 2017 to September 30, 2018. Such shares vest as follows: 5,746 shares immediately, and 8,621 shares on each of March 31, 2018, June 30, 2018 and September 30, 2018, so long as the Reporting Person is a director on each such date.

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January 29, 2018 Filed Jan 30, 2018 19:22 UTC
Jin PengDirector
GrantClass A Common Stock 31,609 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002233 · doc4.xml · nonDerivative · entry 1

Jin Peng · CIK 0001705814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,609

F1 · shares: Includes 31,609 shares of Class A Common Stock issued on January 29, 2018 as part of the annual retainer for board service by the Reporting Person for the period from November 1, 2017 to September 30, 2018. Such shares vest as follows: 5,746 shares immediately, and 8,621 shares on each of March 31, 2018, June 30, 2018 and September 30, 2018, so long as the Reporting Person is a director on each such date.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 17:24 UTC
Xu PeixinDirector · 10% owner
OtherWarrants (right to buy) · Derivative 1,400,000 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0000899243-18-000033 · doc4.xml · derivative · entry 2

Xu Peixin · CIK 0001705781 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,400,000

Underlying: Class A Common Stock · 1,400,000 shares

Expires 2022-12-29

F2 · kind: Warrants held by BEMG. The warrants to purchase up to 1,400,000 shares of Class A Common Stock of the Company were issued by Cinedigm Corp. (the "Company") to BEMG on December 29, 2017 in connection with its agreement to make a loan to the Company in the principal amount of US$10,000,000.00.

F2 · price: Warrants held by BEMG. The warrants to purchase up to 1,400,000 shares of Class A Common Stock of the Company were issued by Cinedigm Corp. (the "Company") to BEMG on December 29, 2017 in connection with its agreement to make a loan to the Company in the principal amount of US$10,000,000.00.

F1 · ownership.nature: The Reporting Person is the spouse of the sole owner of Bison Capital Holding Company Limited, which indirectly owns 19,666,667 shares of Class A Common Stock of the company through Bison Entertainment Investment Limited, a wholly owned subsidiary of Bison Entertainment and Media Group ("BEMG"), which is wholly owned by Bison Capital Holding Company Limited.

F2 · ownership.nature: Warrants held by BEMG. The warrants to purchase up to 1,400,000 shares of Class A Common Stock of the Company were issued by Cinedigm Corp. (the "Company") to BEMG on December 29, 2017 in connection with its agreement to make a loan to the Company in the principal amount of US$10,000,000.00.

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December 29, 2017 Filed Jan 2, 2018 17:29 UTC
Jiang Fengyun10% owner
OtherWarrants (right to buy) · Derivative 1,400,000 $0.00 Strike: $1.80 $0.00
Disclosure

SEC source: 0000899243-18-000035 · doc4.xml · derivative · entry 2

Bison Entertainment & Media Group · CIK 0001722103 · 10% owner

Bison Capital Holding Co Ltd · CIK 0001593415 · 10% owner

Jiang Fengyun · CIK 0001705836 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400,000

Underlying: Class A Common Stock · 1,400,000 shares

Expires 2022-12-29

F2 · kind: Warrants held by BEMG. The warrants to purchase up to 1,400,000 shares of Class A Common Stock of the Company were issued by the Company to BEMG on December 29, 2017 in connection with its agreement to make a loan to the Company in the principal amount of US$10,000,000.00.

F2 · price: Warrants held by BEMG. The warrants to purchase up to 1,400,000 shares of Class A Common Stock of the Company were issued by the Company to BEMG on December 29, 2017 in connection with its agreement to make a loan to the Company in the principal amount of US$10,000,000.00.

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November 27, 2017 Filed Jan 30, 2018 21:49 UTC GrantClass A Common Stock 34,483 $0.00 $0.00
Disclosure

SEC source: 0000932440-18-000009 · edgar.xml · nonDerivative · entry 1

BROWN PETER C · CIK 0001095168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,944

F2 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing October 1, 2017. Such shares vest in quarterly amounts on December 31, 2017, March 31, 2018, June 30, 2018 and September 30, 2018, so long as the Reporting Person is a director on each such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.