Last 12 months
Inside the activity.
7 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 7 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2022 Filed Dec 2, 2022 21:01 UTC |
O'Brien PatDirector
|
GrantClass A Common Stock | 171,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-077288 · ownership.xml · nonDerivative · entry 1 O'Brien Pat · CIK 0001602368 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,752 F1 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing October 1, 2022. Such shares vest quarterly amounts on December 31, 2022, March 31, 2023, June 30, 2023 and September 30, 2023, so long as the Reporting Person is a director on each such date. Read SEC document |
| November 30, 2022 Filed May 31, 2023 21:17 UTC |
Xu PeixinDirector · 10% owner
|
GrantClass A Common Stock | 171,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 16 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 431,704 F29 · shares: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2022. Such shares vest quarterly on December 31, 2022, March 31, 2023, June 30, 2023 and September 30, 2023, so long as the Reporting Person is a director on each such date. Read SEC document |
| November 21, 2022 Filed May 31, 2023 21:17 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 31,000 | $0.45 | $14,077.10 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 15 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,823,070 F27 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F28 · balance_after: Includes (i) 8,257,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,667,204 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| November 21, 2022 Filed May 31, 2023 21:17 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 31,000 | $0.45 | $14,077.10 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 14 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,854,070 F25 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4500 to $0.4603, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F26 · balance_after: Includes (i) 8,257,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,698,204 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| November 18, 2022 Filed May 31, 2023 21:17 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 25,200 | $0.47 | $11,728.08 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 13 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,885,070 F23 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4585 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F24 · balance_after: Includes (i) 8,288,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,698,204 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| November 18, 2022 Filed May 31, 2023 21:17 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 25,200 | $0.47 | $11,728.08 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 12 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,910,270 F21 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4586 to $0.4900, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F22 · balance_after: Includes (i) 8,288,251 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,723,404 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| November 17, 2022 Filed May 31, 2023 21:17 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 50,000 | $0.46 | $23,240.00 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 11 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,935,470 F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F20 · balance_after: Includes (i) 8,313,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,723,404 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| November 17, 2022 Filed May 31, 2023 21:17 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 50,000 | $0.46 | $23,240.00 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 10 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 18,985,470 F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4510 to $0.5100, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F18 · balance_after: Includes (i) 8,313,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,773,404 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 23:10 UTC |
MCGURK CHRISTOPHER JDirector · CEO and Chairman
|
GrantStock Appreciation Right · Derivative | 2,500,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001213900-22-065038 · ownership.xml · derivative · entry 6 MCGURK CHRISTOPHER J · CIK 0001190283 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500,000 Underlying: Class A Common Stock · 2,500,000 shares Expires 2032-10-17 F5 · derivative.exercise_date: 833,333, 833,333 and 833,334 of the stock appreciation rights vest on April 1, 2023, April 1, 2024 and April 1, 2025, respectively. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 13:31 UTC Amendment |
OPEKA ERICKCSO, Pres. - Networks
|
PurchaseClass A Common Stock | 6,155 | $0.41 | $2,523.55 |
DisclosureSEC source: 0001213900-22-061555 · ownership.xml · nonDerivative · entry 1 OPEKA ERICK · CIK 0001754375 · CSO, Pres. - Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,095 Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 13:15 UTC |
OPEKA ERICKCSO, Pres. - Networks
|
PurchaseClass A Common Stock | 6,155 | $0.41 | $2,523.55 |
DisclosureSEC source: 0001213900-22-061552 · ownership.xml · nonDerivative · entry 1 OPEKA ERICK · CIK 0001754375 · CSO, Pres. - Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,095 Read SEC document |
| September 30, 2022 Filed May 31, 2023 21:17 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 345,052 | $0.40 | $139,332.00 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 9 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 19,035,470 F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F16 · balance_after: Includes (i) 8,363,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 6,773,404 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| September 30, 2022 Filed May 31, 2023 21:17 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 344,948 | $0.40 | $139,290.00 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 8 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 19,380,522 F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.3930 to $0.4246, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F14 · balance_after: Includes (i) 8,363,451 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,118,456 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| September 28, 2022 Filed May 31, 2023 21:17 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 92,663 | $0.45 | $41,235.04 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 7 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 19,725,470 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F12 · balance_after: Includes (i) 8,708,399 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,118,456 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| September 28, 2022 Filed May 31, 2023 21:17 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 92,621 | $0.45 | $41,216.35 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 6 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 19,818,133 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai in multiple transactions at prices ranging from $0.4400 to $0.4529, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F10 · balance_after: Includes (i) 8,708,399 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,211,119 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| September 27, 2022 Filed May 31, 2023 21:17 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 55,248 | $0.45 | $24,734.53 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 5 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 19,910,754 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Shangtai in multiple transactions at prices ranging from $0.4450 to $0.4575, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F8 · balance_after: Includes (i) 8,801,020 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai, and (iii) 7,211,119 shares of Class A Common Stock held by Shangtai. F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| September 27, 2022 Filed May 31, 2023 21:17 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 204,752 | $0.46 | $93,633.09 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 4 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 19,966,002 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold by Mingtai Investment LP ("Mingtai") in multiple transactions at prices ranging from $0.4450 to $0.4660, inclusive. The reporting person undertakes to provide Cinedigm Corp., any security holder of Cinedigm Corp. or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · balance_after: Includes (i) 8,801,020 shares of Class A Common Stock held by Mingtai, (ii) 3,898,615 shares of Class A Common Stock held by Antai Investment LP ("Antai"), and (iii) 7,266,367 shares of Class A Common Stock held by Shangtai Asset Management LP ("Shangtai"). F6 · ownership.nature: Mingtai is indirectly managed by a subsidiary of Bison Finance Group Limited ("BFGL"), which is controlled by Mr. Xu. Shangtai is indirectly managed by a subsidiary of BFGL. Mr. Xu controls the manager of the general partner of Antai. Read SEC document |
| August 22, 2022 Filed Aug 22, 2022 21:56 UTC | SaleClass A Common Stock | 11,367 | $0.58 | $6,592.86 |
DisclosureSEC source: 0001213900-22-050172 · ownership.xml · nonDerivative · entry 5 Canning John K. · CIK 0001884258 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
|
| August 22, 2022 Filed Aug 22, 2022 21:56 UTC | SaleClass A Common Stock | 66,609 | $0.57 | $37,967.13 |
DisclosureSEC source: 0001213900-22-050172 · ownership.xml · nonDerivative · entry 4 Canning John K. · CIK 0001884258 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,367 Read SEC document |
|
| August 18, 2022 Filed Aug 22, 2022 21:56 UTC | Tax withholdingClass A Common Stock | 54,828 | $0.63 | $34,541.64 |
DisclosureSEC source: 0001213900-22-050172 · ownership.xml · nonDerivative · entry 3 Canning John K. · CIK 0001884258 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,976 F3 · shares: Constitutes shares delivered in payment of a tax liability incident to the receipt of shares reported as acquired on this Form 4 for vested PSUs and for bonus. Read SEC document |
|
| August 18, 2022 Filed Aug 22, 2022 21:56 UTC | GrantClass A Common Stock | 95,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-050172 · ownership.xml · nonDerivative · entry 2 Canning John K. · CIK 0001884258 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,804 F2 · shares: Constitutes shares received as partial payment of annual bonus under Management Annual Incentive Plan. Read SEC document |
|
| August 18, 2022 Filed Aug 22, 2022 21:56 UTC | GrantClass A Common Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-050172 · ownership.xml · nonDerivative · entry 1 Canning John K. · CIK 0001884258 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 F1 · shares: Constitutes shares received in settlement of performance stock units ("PSUs") upon vesting. Read SEC document |
|
| August 18, 2022 Filed Aug 22, 2022 21:43 UTC |
OPEKA ERICKCSO, Pres. - Networks
|
Tax withholdingClass A Common Stock | 155,429 | $0.63 | $97,920.27 |
DisclosureSEC source: 0001213900-22-050165 · ownership.xml · nonDerivative · entry 3 OPEKA ERICK · CIK 0001754375 · CSO, Pres. - Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,940 F3 · shares: Constitutes shares delivered in payment of a tax liability incident to the receipt of shares reported as acquired on this Form 4 for vested PSUs and for bonus. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 21:43 UTC |
OPEKA ERICKCSO, Pres. - Networks
|
GrantClass A Common Stock | 261,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-050165 · ownership.xml · nonDerivative · entry 2 OPEKA ERICK · CIK 0001754375 · CSO, Pres. - Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,369 F2 · shares: Constitutes shares received as partial payment of annual bonus under Management Annual Incentive Plan. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 21:43 UTC |
OPEKA ERICKCSO, Pres. - Networks
|
GrantClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-050165 · ownership.xml · nonDerivative · entry 1 OPEKA ERICK · CIK 0001754375 · CSO, Pres. - Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,965 F1 · shares: Constitutes shares received in settlement of performance stock units ("PSUs") upon vesting. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 21:43 UTC |
MCGURK CHRISTOPHER JCEO and Chairman
|
GrantClass A Common Stock | 707,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-050164 · ownership.xml · nonDerivative · entry 2 MCGURK CHRISTOPHER J · CIK 0001190283 · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,934,709 F3 · shares: Constitutes shares received as partial payment of annual bonus under Management Annual Incentive Plan. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 21:43 UTC |
MCGURK CHRISTOPHER JCEO and Chairman
|
GrantClass A Common Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-050164 · ownership.xml · nonDerivative · entry 1 MCGURK CHRISTOPHER J · CIK 0001190283 · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,226,740 F2 · shares: Constitutes shares received in settlement of performance stock units ("PSUs") upon vesting. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 21:42 UTC |
LOFFREDO GARY SPres, COO,GC, Secy
|
Tax withholdingClass A Common Stock | 205,481 | $0.63 | $129,453.03 |
DisclosureSEC source: 0001213900-22-050163 · ownership.xml · nonDerivative · entry 3 LOFFREDO GARY S · CIK 0001268000 · Pres, COO,GC, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421,033 F3 · shares: Constitutes shares delivered in payment of a tax liability incident to the receipt of shares reported as acquired on this Form 4 for vested PSUs and for bonus. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 21:42 UTC |
LOFFREDO GARY SPres, COO,GC, Secy
|
GrantClass A Common Stock | 350,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-050163 · ownership.xml · nonDerivative · entry 2 LOFFREDO GARY S · CIK 0001268000 · Pres, COO,GC, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,514 F2 · shares: Constitutes shares received as partial payment of annual bonus under Management Annual Incentive Plan. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 21:42 UTC |
LOFFREDO GARY SPres, COO,GC, Secy
|
GrantClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-050163 · ownership.xml · nonDerivative · entry 1 LOFFREDO GARY S · CIK 0001268000 · Pres, COO,GC, Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,797 F1 · shares: Constitutes shares received in settlement of performance stock units ("PSUs") upon vesting. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 22:11 UTC |
BROWN PETER CDirector
|
GrantClass A Common Stock | 37,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-010323 · form4.xml · nonDerivative · entry 1 BROWN PETER C · CIK 0001095168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,034 F2 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing October 1, 2021. Such shares vested quarterly amounts on December 31, 2021, March 31, 2022, June 30, 2022 and September 30, 2022, so long as the Reporting Person is a director on each such date. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 22:10 UTC |
O'Brien PatDirector
|
GrantClass A Common Stock | 37,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-010322 · form4.xml · nonDerivative · entry 1 O'Brien Pat · CIK 0001602368 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,746 F1 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing October 1, 2021. Such shares vest quarterly amounts on December 31, 2021, March 30, 2022, June 30, 2022 and September 30, 2022, so long as the Reporting Person is a director on each such date. F2 · balance_after: Includes the correction of a mathematical error in the previous Form 4 filed for the Reporting Person. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 22:10 UTC |
Amritraj AshokDirector
|
GrantCommon Stock, par value $0.001 | 37,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-010321 · form4.xml · nonDerivative · entry 1 Amritraj Ashok · CIK 0001877879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,645 F1 · shares: Constitutes stock portion of annual retainer for the board service by the Reporting Person commencing October 1, 2021. Such shares vest in quarterly amounts on December 31, 2021, March 30, 2022, June 30, 2022 and September 30, 2022, so long as the Reporting Person is a director on such date. Read SEC document |
| November 03, 2021 Filed May 31, 2023 21:17 UTC |
Xu PeixinDirector · 10% owner
|
GrantClass A Common Stock | 37,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 3 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,698 F3 · shares: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2021. Such shares vest quarterly on December 31, 2021, March 31, 2022, June 30, 2022 and September 30, 2022, so long as the Reporting Person is a director on each such date. Read SEC document |
| September 13, 2021 Filed Sep 22, 2021 22:46 UTC |
Canning John K.Chief Financial Officer
|
GrantStock Appreciation Right · Derivative | 600,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001062993-21-008857 · form4.xml · derivative · entry 1 Canning John K. · CIK 0001884258 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2021-09-13 F1 · derivative.exercise_date: One-half of the SARs vest on September 13 of each of 2022 and 2023. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:03 UTC |
Amritraj AshokDirector
|
GrantCommon Stock, par value $0.001 | 121,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-007346 · form4.xml · nonDerivative · entry 2 Amritraj Ashok · CIK 0001877879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,630 F2 · shares: Constitutes stock grant to the Reporting Person upon becoming a director. Such shares vested 1/3 on August 9 of each of 2022, 2023 and 2024, so long as the Reporting Person is a director on each such date. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 20:03 UTC |
Amritraj AshokDirector
|
GrantCommon Stock, par value $0.001 | 11,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-007346 · form4.xml · nonDerivative · entry 1 Amritraj Ashok · CIK 0001877879 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,344 F1 · shares: Constitutes stock portion of annual retainer for the board service by the Reporting Person commencing August 9, 2021. Such shares vest September 30, 2021, so long as the Reporting Person is a director on such date. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 23:11 UTC |
O'Brien PatDirector
|
PurchaseClass A Common Stock | 50,000 | $2.00 | $100,195.00 |
DisclosureSEC source: 0001062993-21-003107 · form4.xml · nonDerivative · entry 2 O'Brien Pat · CIK 0001602368 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,327 Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 23:11 UTC |
O'Brien PatDirector
|
PurchaseClass A Common Stock | 6,298 | $2.02 | $12,691.73 |
DisclosureSEC source: 0001062993-21-003107 · form4.xml · nonDerivative · entry 1 O'Brien Pat · CIK 0001602368 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,327 F1 · balance_after: Includes adjustment to reflect (i) 88,572 annual retainer fee shares for the year of board service by the Reporting Person commencing October 1, 2019, which vested in quarterly amounts on December 31, 2019, March 31, 2020, June 30, 2020 and September 30, 2020, and (ii) 77,543 annual retainer fee shares for the year of board service by the Reporting Person commencing October 1, 2020, which vest in quarterly amounts on December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021. Read SEC document |
| March 25, 2021 Filed Mar 30, 2021 23:41 UTC Amendment |
O'Brien PatDirector
|
SaleClass A Common Stock | 50,000 | $2.00 | $100,195.00 |
DisclosureSEC source: 0001062993-21-003168 · form4a.xml · nonDerivative · entry 2 O'Brien Pat · CIK 0001602368 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,327 Read SEC document |
| March 25, 2021 Filed Mar 30, 2021 23:41 UTC Amendment |
O'Brien PatDirector
|
SaleClass A Common Stock | 6,298 | $2.02 | $12,691.73 |
DisclosureSEC source: 0001062993-21-003168 · form4a.xml · nonDerivative · entry 1 O'Brien Pat · CIK 0001602368 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,327 F1 · balance_after: Includes adjustment to reflect (i) 88,572 annual retainer fee shares for the year of board service by the Reporting Person commencing October 1, 2019, which vested in quarterly amounts on December 31, 2019, March 31, 2020, June 30, 2020 and September 30, 2020, and (ii) 77,543 annual retainer fee shares for the year of board service by the Reporting Person commencing October 1, 2020, which vest in quarterly amounts on December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021. Read SEC document |
| March 23, 2021 Filed Aug 26, 2021 21:12 UTC |
Bison Global Investment SPC10% owner
|
SaleClass A Common Stock | 6,666,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-045094 · ownership.xml · nonDerivative · entry 1 Bison Global Investment SPC · CIK 0001794561 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: During a period from February 25, 2021 to March 23, 2021, the reporting person sold the aggregated amount of 6,666,667 shares Class A Common Stock, par value $0.01 per share (the "Common Stock") of the Issuer in the open market. As a result, the reporting person is no longer holding any equity interest of the Issuer. Read SEC document |
| March 23, 2021 Filed Aug 26, 2021 21:11 UTC |
Bison Entertainment Investment Ltd10% owner
|
SaleClass A Common Stock | 3,900,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-045091 · ownership.xml · nonDerivative · entry 1 Bison Entertainment Investment Ltd · CIK 0001722180 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: During a period from March 12, 2021 to March 23, 2021, the reporting person sold the aggregated amount of 3,900,000 shares Class A Common Stock, par value $0.01 per share (the "Common Stock") of the Issuer in the open market. As a result, the reporting person is no longer holding any equity interest of the Issuer. F1 · price: During a period from March 12, 2021 to March 23, 2021, the reporting person sold the aggregated amount of 3,900,000 shares Class A Common Stock, par value $0.01 per share (the "Common Stock") of the Issuer in the open market. As a result, the reporting person is no longer holding any equity interest of the Issuer. Read SEC document |
| March 23, 2021 Filed Aug 26, 2021 19:42 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 6,666,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-045021 · ownership.xml · nonDerivative · entry 2 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,323,009 F2 · shares: Representing an aggregate 6,666,667 shares of Class A Common Stock that Bison Global (defined below) sold in open market during a period from February 25, 2021 to March 23,2021. F2 · price: Representing an aggregate 6,666,667 shares of Class A Common Stock that Bison Global (defined below) sold in open market during a period from February 25, 2021 to March 23,2021. F3 · balance_after: Including (i) 152,255 shares of Class A common stock issued as part of the annual retainer for board service by the reporting person, (ii) 9,005,772 shares held by MingTai (defined below), (iii) 7,266,367 shares of Class A common stock held by Shangtai (defined below), and (iv) 3,898,615 shares of Class A common stock held by Antai Investment LP, a Cayman Islands registered limited partnership, and the manager of its general partner is controlled by Mr. Peixin Xu, who acquired the shares pursuant to the April Stock Purchase Agreement. F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of Bison Entertainment and Media Group ("BEMG") which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4. F4 · ownership.nature: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of Bison Entertainment and Media Group ("BEMG") which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4. Read SEC document |
| March 23, 2021 Filed Aug 26, 2021 19:42 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 3,900,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-21-045021 · ownership.xml · nonDerivative · entry 1 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 20,323,009 F1 · shares: Representing an aggregate 3,900,000 shares of Class A Common Stock that BEIL(defined below) sold in open market during a period from March 12, 2021 to March 23, 2021. F1 · price: Representing an aggregate 3,900,000 shares of Class A Common Stock that BEIL(defined below) sold in open market during a period from March 12, 2021 to March 23, 2021. F3 · balance_after: Including (i) 152,255 shares of Class A common stock issued as part of the annual retainer for board service by the reporting person, (ii) 9,005,772 shares held by MingTai (defined below), (iii) 7,266,367 shares of Class A common stock held by Shangtai (defined below), and (iv) 3,898,615 shares of Class A common stock held by Antai Investment LP, a Cayman Islands registered limited partnership, and the manager of its general partner is controlled by Mr. Peixin Xu, who acquired the shares pursuant to the April Stock Purchase Agreement. F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of Bison Entertainment and Media Group ("BEMG") which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4. F4 · ownership.nature: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of Bison Entertainment and Media Group ("BEMG") which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4. Read SEC document |
| February 19, 2021 Filed Apr 16, 2021 22:59 UTC |
BROWN PETER CDirector
|
GrantClass A Common Stock | 77,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-21-003693 · form4.xml · nonDerivative · entry 2 BROWN PETER C · CIK 0001095168 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,019 F3 · shares: Constitutes stock portion of annual retainer for the year of board service by the Reporting Person commencing October 1, 2020. Such shares vest quarterly amounts on December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, so long as the Reporting Person is a director on each such date. Read SEC document |
| February 19, 2021 Filed May 31, 2023 21:17 UTC |
Xu PeixinDirector · 10% owner
|
GrantClass A Common Stock | 77,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-044524 · ownership.xml · nonDerivative · entry 2 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,683 F2 · shares: Constitutes the stock portion of the annual retainer for the year of board service by the Reporting Person commencing on October 1, 2020. Such shares vest quarterly on December 31, 2020, March 31, 2021, June 30, 2021 and September 30, 2021, so long as the Reporting Person is a director on each such date. Read SEC document |
| December 31, 2020 Filed Jan 13, 2021 22:53 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 3,865,387 | $0.61 | $2,357,886.07 |
DisclosureSEC source: 0001213900-21-002034 · ownership.xml · nonDerivative · entry 4 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 30,812,133 F2 · shares: Representing an aggregate 8,224,114 shares of Class A Common Stock that Bison Global (defined below) sold in open market. F3 · balance_after: Including (i) 3,900,000 shares of Class A common stock owned by Bison Entertainment Investment Limited ("BEIL"), (ii) 74,712 shares of Class A common stock issued as part of the annual retainer for board service by the reporting person; (iii) 6,666,667 shares, held by Bison Global (defined below); (iv) 9,005,772 shares held by MingTai (defined below); (v) 7,266,367 shares of Class A common stock held by Shangtai (defined below), and (vi) 3,898,615 shares of Class A common stock held by Antai Investment LP, a Cayman Islands registered limited partnership, and the manager of its general partner is controlled by Mr. Peixin Xu, who acquired the shares pursuant to the April Stock Purchase Agreement. F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of BEMG which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4. F3 · ownership.nature: Including (i) 3,900,000 shares of Class A common stock owned by Bison Entertainment Investment Limited ("BEIL"), (ii) 74,712 shares of Class A common stock issued as part of the annual retainer for board service by the reporting person; (iii) 6,666,667 shares, held by Bison Global (defined below); (iv) 9,005,772 shares held by MingTai (defined below); (v) 7,266,367 shares of Class A common stock held by Shangtai (defined below), and (vi) 3,898,615 shares of Class A common stock held by Antai Investment LP, a Cayman Islands registered limited partnership, and the manager of its general partner is controlled by Mr. Peixin Xu, who acquired the shares pursuant to the April Stock Purchase Agreement. Read SEC document |
| December 30, 2020 Filed Jan 13, 2021 22:53 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 4,358,727 | $0.62 | $2,702,410.74 |
DisclosureSEC source: 0001213900-21-002034 · ownership.xml · nonDerivative · entry 3 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 34,677,520 F2 · shares: Representing an aggregate 8,224,114 shares of Class A Common Stock that Bison Global (defined below) sold in open market. F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of BEMG which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4. F3 · ownership.nature: Including (i) 3,900,000 shares of Class A common stock owned by Bison Entertainment Investment Limited ("BEIL"), (ii) 74,712 shares of Class A common stock issued as part of the annual retainer for board service by the reporting person; (iii) 6,666,667 shares, held by Bison Global (defined below); (iv) 9,005,772 shares held by MingTai (defined below); (v) 7,266,367 shares of Class A common stock held by Shangtai (defined below), and (vi) 3,898,615 shares of Class A common stock held by Antai Investment LP, a Cayman Islands registered limited partnership, and the manager of its general partner is controlled by Mr. Peixin Xu, who acquired the shares pursuant to the April Stock Purchase Agreement. Read SEC document |
| December 28, 2020 Filed Jan 13, 2021 22:53 UTC |
Xu PeixinDirector · 10% owner
|
SaleClass A Common Stock | 1,831,918 | $0.63 | $1,154,108.34 |
DisclosureSEC source: 0001213900-21-002034 · ownership.xml · nonDerivative · entry 2 Xu Peixin · CIK 0001705781 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 39,036,247 F1 · shares: Representing an aggregate 4,793,546 shares of Class A Common Stock that Huatai (defined below) sold in open market. F4 · ownership.direct: The Reporting Person through his control of Bison Finance Group Limited ("BFGL"), which is a Hong Kong listed company and BFGL's subsidiaries, indirectly manages Bison Global Investment SPC for and on behalf of Bison Global Investment SPC-Bison Global No. 1 ("Bison Global"), Huatai Investment LP ("Huatai"), Antai Investment LP ("Antai"), Mingtai Investment LP ("Mingtai") and Shangtai Asset Management LP ("Shangtai", collectively with Bison Global, Huatai, Antai, Mingtai and Shangtai, the "April investors"). BEIL is a wholly-owned subsidiary of BEMG which is wholly owned by Bison Capital Holding Company Limited ("Bison Capital"). Ms. Fengyun Jiang is the shareholder of 100% ownership of Bison Capital and also spouse of Mr. Xu and therefore beneficially holds the Issuer's outstanding common stock through Bison Capital's ownership of BEIL. Mr. Xu, being Ms. Jiang's husband indirectly beneficially holds the Issuer's outstanding common stock as set forth in this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.