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Connect Biopharma Holdings Ltd

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Tapewire entity
6516
SEC CIK
0001835268
Parsed reports
16

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 01:18 UTC GrantOrdinary Shares 5,000 $0.00 $0.00
Disclosure

SEC source: 0002115875-26-000007 · wk-form4_1790889535.xml · nonDerivative · entry 1

Xanthopoulos Kleanthis Gabriel · CIK 0002115875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,554

F1 · shares: In accordance with the Connect Biopharma Holdings Limited Non-Employee Director Compensation Program, Dr. Xanthopoulos elected to receive fully vested shares in lieu of a portion of cash compensation for his 2026 annual board retainers. Accordingly, the fully vested ordinary shares were granted to Dr. Xanthopoulos for his service as a director during the third quarter of 2026. The number of shares received in lieu of cash was calculated by dividing the applicable value of the equity by the average closing price of our ordinary shares for the 30 days preceding September 30, 2026, rounded down to the nearest whole share.

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September 30, 2026 Filed Oct 2, 2026 01:17 UTC
LIU JEAN IDirector
GrantOrdinary Shares 8,984 $0.00 $0.00
Disclosure

SEC source: 0001835268-26-000039 · wk-form4_1790889429.xml · nonDerivative · entry 1

LIU JEAN I · CIK 0001241357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,763

F1 · shares: In accordance with the Connect Biopharma Holdings Limited Non-Employee Director Compensation Program, Ms. Liu elected to receive fully vested shares in lieu of cash compensation for her 2026 annual board retainers. Accordingly, the fully vested ordinary shares were granted to Ms. Liu for her service as a director during the third quarter of 2026. The number of shares received in lieu of cash was calculated by dividing the applicable value of the equity by the average closing price of our ordinary shares for the 30 days preceding September 30, 2026, rounded down to the nearest whole share.

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June 30, 2026 Filed Jul 1, 2026 20:26 UTC
LIU JEAN IDirector
GrantOrdinary Shares 6,718 $0.00 $0.00
Disclosure

SEC source: 0001835268-26-000021 · wk-form4_1782937573.xml · nonDerivative · entry 1

LIU JEAN I · CIK 0001241357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,779

F1 · shares: In accordance with the Connect Biopharma Holdings Limited Non-Employee Director Compensation Program, Ms. Liu elected to receive fully vested shares in lieu of cash compensation for her 2026 annual board retainers. Accordingly, the fully vested ordinary shares were granted to Ms. Liu for her service as a director during the second quarter of 2026. The number of shares received in lieu of cash was calculated by dividing the applicable value of the equity by the average closing price of our ordinary shares for the 30 days preceding June 30, 2026, rounded down to the nearest whole share.

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June 30, 2026 Filed Jul 1, 2026 20:26 UTC GrantOrdinary Shares 3,738 $0.00 $0.00
Disclosure

SEC source: 0001835268-26-000022 · wk-form4_1782937615.xml · nonDerivative · entry 1

Xanthopoulos Kleanthis Gabriel · CIK 0002115875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,554

F1 · shares: In accordance with the Connect Biopharma Holdings Limited Non-Employee Director Compensation Program, Dr. Xanthopoulos elected to receive fully vested shares in lieu of a portion of cash compensation for his 2026 annual board retainers. Accordingly, the fully vested ordinary shares were granted to Dr. Xanthopoulos for his service as a director during the second quarter of 2026. The number of shares received in lieu of cash was calculated by dividing the applicable value of the equity by the average closing price of our ordinary shares for the 30 days preceding June 30, 2026, rounded down to the nearest whole share.

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May 29, 2026 Filed Jun 2, 2026 20:30 UTC
Huang JamesDirector
PurchaseOrdinary Shares 150,000 $2.48 $371,610.00
Disclosure

SEC source: 0001193125-26-253607 · ownership.xml · nonDerivative · entry 1

Huang James · CIK 0001573160 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 13,310,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $2.37 to $2.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F2 · ownership.nature: Panacea Venture Healthcare Fund II, L.P. is the record holder of the Ordinary Shares reported herein. James Huang is the sole owner of Panacea Innovation Limited, which is the sole owner of Panacea Venture Healthcare Fund II GP Company, Ltd., which is the general partner of Panacea Venture Healthcare Fund II, L.P. As a result, James Huang may be deemed to share beneficial ownership of the Ordinary Shares reported herein, but disclaims such beneficial ownership.

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March 31, 2026 Filed Apr 1, 2026 20:30 UTC
Huang JamesDirector
PurchaseOrdinary Shares 1,160,000 $3.45 $4,002,000.00
Disclosure

SEC source: 0001193125-26-138012 · ownership.xml · nonDerivative · entry 1

Huang James · CIK 0001573160 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 13,160,000

F1 · ownership.nature: Panacea Venture Healthcare Fund II, L.P. is the record holder of the Ordinary Shares reported herein. James Huang is the sole owner of Panacea Innovation Limited, which is the sole owner of Panacea Venture Healthcare Fund II GP Company, Ltd., which is the general partner of Panacea Venture Healthcare Fund II, L.P. As a result, James Huang may be deemed to share beneficial ownership of the Ordinary Shares reported herein, but disclaims such beneficial ownership.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 20:25 UTC
LIU JEAN IDirector
GrantOrdinary Shares 5,061 $0.00 $0.00
Disclosure

SEC source: 0001241357-26-000004 · wk-form4_1775161497.xml · nonDerivative · entry 1

LIU JEAN I · CIK 0001241357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,061

F1 · shares: In accordance with the Connect Biopharma Holdings Limited Non-Employee Director Compensation Program, Ms. Liu elected to receive fully vested shares in lieu of cash compensation for her 2026 annual board retainers. Accordingly, the fully vested ordinary shares were granted to Ms. Liu for her service as a director during the first quarter of 2026. The number of shares received in lieu of cash was calculated by dividing the applicable value of the equity by the average closing price of our ordinary shares over the 30 consecutive trading days immediately preceding March 31, 2026, rounded down to the nearest whole share.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 20:27 UTC GrantOrdinary Shares 2,816 $0.00 $0.00
Disclosure

SEC source: 0002115875-26-000004 · wk-form4_1775161671.xml · nonDerivative · entry 1

Xanthopoulos Kleanthis Gabriel · CIK 0002115875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,816

F1 · shares: In accordance with the Connect Biopharma Holdings Limited Non-Employee Director Compensation Program, Dr. Xanthopoulos elected to receive fully vested shares in lieu of a portion of cash compensation for his 2026 annual board retainers. Accordingly, the fully vested ordinary shares were granted to Dr. Xanthopoulos for his service as a director during the first quarter of 2026. The number of shares received in lieu of cash was calculated by dividing the applicable value of the equity by the average closing price of our ordinary shares over the 30 consecutive trading days immediately preceding March 31, 2026, rounded down to the nearest whole share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.