Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2023 Filed Mar 7, 2023 00:40 UTC |
Hawkins Richard JDirector
|
PurchaseSeries F Preferred Stock | 1 | $1,000.00 | $1,000.00 |
DisclosureSEC source: 0001209191-23-016526 · doc4.xml · nonDerivative · entry 1 Hawkins Richard J · CIK 0001307632 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:32 UTC |
Sims Andrew John Hugh MacIntyreChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 104,404 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001209191-23-010651 · doc4.xml · derivative · entry 1 Sims Andrew John Hugh MacIntyre · CIK 0001802687 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,404 Underlying: Common Stock · 104,404 shares Expires 2033-02-15 F1 · derivative.exercise_date: The options vest over four years in equal 1/48th increments on each monthly anniversary of the issuance. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:32 UTC |
Hawkins Richard JDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,182 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001209191-23-010652 · doc4.xml · derivative · entry 1 Hawkins Richard J · CIK 0001307632 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,182 Underlying: Common Stock · 20,182 shares Expires 2033-02-15 F1 · derivative.exercise_date: The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:30 UTC |
van Es-Johansson AnDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,182 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001209191-23-010639 · doc4.xml · derivative · entry 1 van Es-Johansson An · CIK 0001795902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,182 Underlying: Common Stock · 20,182 shares Expires 2033-02-15 F1 · derivative.exercise_date: The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:30 UTC |
LaFrance Norman D.Chief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 74,981 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001209191-23-010638 · doc4.xml · derivative · entry 1 LaFrance Norman D. · CIK 0001397768 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,981 Underlying: Common Stock · 74,981 shares Expires 2033-02-15 F1 · derivative.exercise_date: The options vest over four years in equal 1/48th increments on each monthly anniversary of the issuance. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:30 UTC |
Petersen GregDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,182 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001209191-23-010640 · doc4.xml · derivative · entry 1 Petersen Greg · CIK 0001406815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,182 Underlying: Common Stock · 20,182 shares Expires 2033-02-15 F1 · derivative.exercise_date: The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:30 UTC |
Clowes HowardDirector
|
GrantStock Option (Right to Buy) · Derivative | 20,182 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001209191-23-010637 · doc4.xml · derivative · entry 1 Clowes Howard · CIK 0001806992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,182 Underlying: Common Stock · 20,182 shares Expires 2033-02-15 F1 · derivative.exercise_date: The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 21:30 UTC |
HEDRICK MARC HDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 483,824 | $0.00 Strike: $0.39 | $0.00 |
DisclosureSEC source: 0001209191-23-010636 · doc4.xml · derivative · entry 1 HEDRICK MARC H · CIK 0001203672 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483,824 Underlying: Common Stock · 483,824 shares Expires 2033-02-15 F1 · derivative.exercise_date: The options vest over four years in equal 1/48th increments on each monthly anniversary of the issuance. Read SEC document |
| December 30, 2022 Filed Jan 5, 2023 00:56 UTC |
Lenk Robert PDirector
|
SaleCommon Stock | 1,500 | $0.31 | $472.05 |
DisclosureSEC source: 0001209191-23-001447 · doc4.xml · nonDerivative · entry 1 Lenk Robert P · CIK 0001362635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 F1 · price: (1) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.3141 to $0.3185 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 10:05 UTC |
HEDRICK MARC HDirector · Chief Executive Officer
|
PurchaseCommon Stock | 5,000 | $0.65 | $3,240.00 |
DisclosureSEC source: 0001209191-22-037240 · doc4.xml · nonDerivative · entry 1 HEDRICK MARC H · CIK 0001203672 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,580 Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 11:30 UTC |
Clowes HowardDirector
|
PurchaseCommon Stock | 15,000 | $0.57 | $8,589.00 |
DisclosureSEC source: 0001209191-22-034420 · doc4.xml · nonDerivative · entry 1 Clowes Howard · CIK 0001806992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:15 UTC |
Petersen GregDirector
|
PurchaseCommon Stock | 30,000 | $0.55 | $16,500.00 |
DisclosureSEC source: 0001209191-22-030494 · doc4.xml · nonDerivative · entry 1 Petersen Greg · CIK 0001406815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Read SEC document |
| April 26, 2022 Filed Apr 27, 2022 11:00 UTC |
HEDRICK MARC HDirector · Chief Executive Officer
|
PurchaseCommon Stock | 5,000 | $0.69 | $3,450.00 |
DisclosureSEC source: 0001209191-22-025718 · doc4.xml · nonDerivative · entry 1 HEDRICK MARC H · CIK 0001203672 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,080 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.6605 to $0.6919 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 26, 2022 Filed Apr 27, 2022 11:00 UTC |
Sims Andrew John Hugh MacIntyreChief Financial Officer
|
PurchaseCommon Stock | 3,000 | $0.67 | $2,016.00 |
DisclosureSEC source: 0001209191-22-025719 · doc4.xml · nonDerivative · entry 1 Sims Andrew John Hugh MacIntyre · CIK 0001802687 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,230 Read SEC document |
| April 26, 2022 Filed Apr 28, 2022 11:00 UTC |
HEDRICK MARC HDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,500 | $0.68 | $1,710.25 |
DisclosureSEC source: 0001209191-22-025901 · doc4.xml · nonDerivative · entry 1 HEDRICK MARC H · CIK 0001203672 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,580 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices of $0.6841 or $0.6879 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 11:15 UTC |
Sims Andrew John Hugh MacIntyreChief Financial Officer
|
PurchaseCommon Stock | 2,000 | $1.10 | $2,199.80 |
DisclosureSEC source: 0001209191-22-015201 · doc4.xml · nonDerivative · entry 1 Sims Andrew John Hugh MacIntyre · CIK 0001802687 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,230 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices of $1.0998 or $1.00 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2021 Filed Mar 28, 2022 22:59 UTC Amendment |
LaFrance Norman D.CHIEF MEDICAL OFFICER
|
GrantStock Option (right to buy shares of common stock) · Derivative | 120,000 | $0.00 Strike: $1.71 | $0.00 |
DisclosureSEC source: 0000899243-22-012518 · doc4a.xml · derivative · entry 1 LaFrance Norman D. · CIK 0001397768 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2031-11-11 F1 · derivative.exercise_date: 25% of the options will vest on November 11, 2022 with the remaining options vesting over the subsequent three years in equal monthly installments. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 10:15 UTC |
Sims Andrew John Hugh MacIntyreChief Financial Officer
|
PurchaseCommon Stock | 1,000 | $1.86 | $1,864.30 |
DisclosureSEC source: 0001209191-21-062868 · doc4.xml · nonDerivative · entry 1 Sims Andrew John Hugh MacIntyre · CIK 0001802687 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,230 Read SEC document |
| November 01, 2021 Filed Nov 25, 2021 02:09 UTC |
LaFrance Norman D.CHIEF MEDICAL OFFICER
|
GrantStock Option (right to buy shares of common stock) · Derivative | 120,000 | $0.00 Strike: $120,000.00 | $0.00 |
DisclosureSEC source: 0000899243-21-046120 · doc4.xml · derivative · entry 1 LaFrance Norman D. · CIK 0001397768 · CHIEF MEDICAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2031-11-11 F1 · derivative.exercise_date: 25% of the options will vest on November 11, 2022 with the remaining options vesting over the subsequent three years in equal monthly installments. Read SEC document |
| October 27, 2021 Filed Oct 28, 2021 10:15 UTC |
Petersen GregDirector
|
PurchaseCommon Stock | 12,500 | $1.72 | $21,500.00 |
DisclosureSEC source: 0001209191-21-061858 · doc4.xml · nonDerivative · entry 1 Petersen Greg · CIK 0001406815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 10:15 UTC |
HEDRICK MARC HDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,500 | $1.66 | $4,149.75 |
DisclosureSEC source: 0001209191-21-061724 · doc4.xml · nonDerivative · entry 1 HEDRICK MARC H · CIK 0001203672 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,080 Read SEC document |
| October 26, 2021 Filed Oct 27, 2021 10:15 UTC |
Sims Andrew John Hugh MacIntyreChief Financial Officer
|
PurchaseCommon Stock | 2,000 | $1.67 | $3,338.80 |
DisclosureSEC source: 0001209191-21-061723 · doc4.xml · nonDerivative · entry 1 Sims Andrew John Hugh MacIntyre · CIK 0001802687 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,230 Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 11:30 UTC |
Lenk Robert PDirector
|
PurchaseCommon Stock | 7,000 | $1.86 | $13,010.90 |
DisclosureSEC source: 0001209191-21-056096 · doc4.xml · nonDerivative · entry 1 Lenk Robert P · CIK 0001362635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.8499 to $1.859 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 28, 2021 Filed Jul 29, 2021 22:35 UTC |
Sims Andrew John Hugh MacIntyreChief Financial Officer
|
PurchaseCommon Stock | 2,244 | $1.91 | $4,285.82 |
DisclosureSEC source: 0001209191-21-048660 · doc4.xml · nonDerivative · entry 2 Sims Andrew John Hugh MacIntyre · CIK 0001802687 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,230 Read SEC document |
| July 27, 2021 Filed Jul 29, 2021 22:35 UTC |
Sims Andrew John Hugh MacIntyreChief Financial Officer
|
PurchaseCommon Stock | 1,986 | $2.05 | $4,071.30 |
DisclosureSEC source: 0001209191-21-048660 · doc4.xml · nonDerivative · entry 1 Sims Andrew John Hugh MacIntyre · CIK 0001802687 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,986 Read SEC document |
| June 11, 2021 Filed Jun 12, 2021 00:43 UTC |
Hawkins Richard JDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,336 | $0.00 Strike: $2.88 | $0.00 |
DisclosureSEC source: 0001209191-21-040096 · doc4.xml · derivative · entry 2 Hawkins Richard J · CIK 0001307632 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,336 Underlying: Common Stock · 6,336 shares Expires 2031-06-11 F2 · derivative.exercise_date: The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting. Read SEC document |
| June 11, 2021 Filed Jun 12, 2021 00:43 UTC |
Hawkins Richard JDirector
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $2.88 | $0.00 |
DisclosureSEC source: 0001209191-21-040096 · doc4.xml · derivative · entry 1 Hawkins Richard J · CIK 0001307632 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2031-06-11 F1 · derivative.exercise_date: Options vest in equal monthly installments over 36 months. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:18 UTC |
HEDRICK MARC HDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 200,771 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001209191-21-036243 · doc4.xml · derivative · entry 1 HEDRICK MARC H · CIK 0001203672 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,771 Underlying: Common Stock · 200,771 shares Expires 2031-05-25 F1 · derivative.exercise_date: The options vest over four years in equal 1/48th increments on each monthly anniversary of the issuance. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC |
van Es-Johansson AnDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,336 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001209191-21-036242 · doc4.xml · derivative · entry 1 van Es-Johansson An · CIK 0001795902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,336 Underlying: Common Stock · 6,336 shares Expires 2031-05-25 F1 · derivative.exercise_date: The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC |
Sims Andrew John Hugh MacIntyreChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 100,197 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001209191-21-036241 · doc4.xml · derivative · entry 1 Sims Andrew John Hugh MacIntyre · CIK 0001802687 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,197 Underlying: Common Stock · 100,197 shares Expires 2031-05-25 F1 · derivative.exercise_date: The options vest over four years in equal 1/48th increments on each monthly anniversary of the issuance. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:17 UTC |
Lenk Robert PDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,336 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001209191-21-036240 · doc4.xml · derivative · entry 1 Lenk Robert P · CIK 0001362635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,336 Underlying: Common Stock · 6,336 shares Expires 2031-05-25 F1 · derivative.exercise_date: The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:16 UTC |
Petersen GregDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,336 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001209191-21-036238 · doc4.xml · derivative · entry 1 Petersen Greg · CIK 0001406815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,336 Underlying: Common Stock · 6,336 shares Expires 2031-05-25 F1 · derivative.exercise_date: The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting. Read SEC document |
| May 25, 2021 Filed May 27, 2021 20:16 UTC |
Clowes HowardDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,336 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0001209191-21-036237 · doc4.xml · derivative · entry 1 Clowes Howard · CIK 0001806992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,336 Underlying: Common Stock · 6,336 shares Expires 2031-05-25 F1 · derivative.exercise_date: The options vest monthly over 12 months from the Grant Date in substantially equal monthly installments, provided that the options vest in full on the Issuer's next regularly scheduled annual meeting of stockholders that occurs following the Grant Date, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date or, if earlier, such annual meeting. Read SEC document |
| April 30, 2021 Filed May 3, 2021 10:15 UTC |
HEDRICK MARC HDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,183 | $2.28 | $4,970.04 |
DisclosureSEC source: 0001209191-21-029409 · doc4.xml · nonDerivative · entry 1 HEDRICK MARC H · CIK 0001203672 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,580 Read SEC document |
| March 04, 2021 Filed Mar 5, 2021 11:15 UTC |
HEDRICK MARC HDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,500 | $2.50 | $6,250.00 |
DisclosureSEC source: 0001209191-21-018052 · doc4.xml · nonDerivative · entry 1 HEDRICK MARC H · CIK 0001203672 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,397 Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 11:15 UTC |
Clowes HowardDirector
|
PurchaseCommon Stock | 3,000 | $2.42 | $7,260.00 |
DisclosureSEC source: 0001209191-21-017597 · doc4.xml · nonDerivative · entry 1 Clowes Howard · CIK 0001806992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:05 UTC |
HEDRICK MARC HDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 88,314 | $0.00 Strike: $3.64 | $0.00 |
DisclosureSEC source: 0001209191-21-011788 · doc4.xml · derivative · entry 1 HEDRICK MARC H · CIK 0001203672 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,314 Underlying: Common Stock · 88,314 shares Expires 2031-02-16 F1 · derivative.exercise_date: The options vest over four years in equal 1/48th increments on each monthly anniversary of the issuance. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 21:05 UTC |
Sims Andrew John Hugh MacIntyreChief Financial Officer
|
GrantStock Option (right to buy) · Derivative | 66,625 | $0.00 Strike: $3.64 | $0.00 |
DisclosureSEC source: 0001209191-21-011787 · doc4.xml · derivative · entry 1 Sims Andrew John Hugh MacIntyre · CIK 0001802687 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,625 Underlying: Common Stock · 66,625 shares Expires 2031-02-16 F1 · derivative.exercise_date: The options vest over four years in equal 1/48th increments on each monthly anniversary of the issuance. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 11:05 UTC |
HEDRICK MARC HDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,500 | $1.99 | $4,975.00 |
DisclosureSEC source: 0001209191-20-063108 · doc4.xml · nonDerivative · entry 1 HEDRICK MARC H · CIK 0001203672 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,867 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.99 to $2.00 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 12:00 UTC |
HEDRICK MARC HChief Executive Officer
|
PurchaseCommon Stock | 2,200 | $2.14 | $4,708.00 |
DisclosureSEC source: 0001209191-20-061011 · doc4.xml · nonDerivative · entry 1 HEDRICK MARC H · CIK 0001203672 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,367 F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.13 to $2.15 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 25, 2020 Filed Aug 26, 2020 10:05 UTC |
Lenk Robert PDirector
|
PurchaseCommon Stock | 3,000 | $2.49 | $7,464.90 |
DisclosureSEC source: 0001209191-20-048319 · doc4.xml · nonDerivative · entry 1 Lenk Robert P · CIK 0001362635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| August 13, 2020 Filed Aug 14, 2020 10:05 UTC |
Petersen GregDirector
|
PurchaseCommon Stock | 10,000 | $2.80 | $28,000.00 |
DisclosureSEC source: 0001209191-20-046715 · doc4.xml · nonDerivative · entry 1 Petersen Greg · CIK 0001406815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 10:00 UTC |
HEDRICK MARC HChief Executive Officer
|
PurchaseCommon Stock | 4,000 | $2.58 | $10,318.40 |
DisclosureSEC source: 0001209191-20-046503 · doc4.xml · nonDerivative · entry 1 HEDRICK MARC H · CIK 0001203672 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,167 Read SEC document |
| August 12, 2020 Filed Aug 13, 2020 10:05 UTC |
Petersen GregDirector
|
PurchaseCommon Stock | 10,000 | $2.52 | $25,200.00 |
DisclosureSEC source: 0001209191-20-046504 · doc4.xml · nonDerivative · entry 1 Petersen Greg · CIK 0001406815 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 00:50 UTC |
Lenk Robert PDirector
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001209191-20-039325 · doc4.xml · derivative · entry 1 Lenk Robert P · CIK 0001362635 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-06-25 F1 · derivative.exercise_date: The options vest over two years in equal 1/24th increments on each monthly anniversary of the issuance. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 00:49 UTC |
HEDRICK MARC HChief Executive Officer
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GrantStock Option (Right to Buy) · Derivative | 140,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001209191-20-039322 · doc4.xml · derivative · entry 1 HEDRICK MARC H · CIK 0001203672 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 140,000 shares Expires 2030-06-25 F1 · derivative.exercise_date: The options vest over four years in equal 1/48th increments on each monthly anniversary of the issuance. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 00:47 UTC |
Hawkins Richard JDirector
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001209191-20-039319 · doc4.xml · derivative · entry 1 Hawkins Richard J · CIK 0001307632 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-06-25 F1 · derivative.exercise_date: The options vest over two years in equal 1/24th increments on each monthly anniversary of the issuance. Read SEC document |
| June 25, 2020 Filed Jun 30, 2020 00:46 UTC |
Clowes HowardDirector
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001209191-20-039316 · doc4.xml · derivative · entry 1 Clowes Howard · CIK 0001806992 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-06-26 F1 · derivative.exercise_date: The options vest over two years in equal 1/24th increments on each monthly anniversary of the issuance. Read SEC document |
| June 25, 2020 Filed Jul 1, 2020 13:55 UTC |
van Es-Johansson AnDirector
|
GrantStock Option (Right to Buy) · Derivative | 34,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001209191-20-039563 · doc4.xml · derivative · entry 1 van Es-Johansson An · CIK 0001795902 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Underlying: Common Stock · 34,000 shares Expires 2030-06-25 F1 · derivative.exercise_date: The options vest in equal 1/19th increments on the 9th of every month with the first 1/19th increment vesting on July 9, 2020 and the last 1/19th increment vesting on January 9, 2022. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 23:10 UTC |
HEDRICK MARC HChief Executive Officer
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PurchaseCommon Stock | 5,000 | $2.10 | $10,500.00 |
DisclosureSEC source: 0001209191-20-038639 · doc4.xml · nonDerivative · entry 1 HEDRICK MARC H · CIK 0001203672 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,167 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.