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COHEN & STEERS, INC.

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Tapewire entity
4049
SEC CIK
0001284812
Parsed reports
786

Last 12 months

Inside the activity.

14 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025140
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 24, 2023 Filed Jul 26, 2023 20:11 UTC
COHEN MARTINDirector · 10% owner
GiftCommon Stock 32,000 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000220 · wf-form4_169040229033851.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 880,940

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:30 UTC
COHEN MARTINDirector · 10% owner
GrantCommon Stock 472 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000206 · wf-form4_168858903629794.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 912,940

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:28 UTC GrantCommon Stock 472 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000201 · wf-form4_168858891342235.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,890

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:29 UTC GrantCommon Stock 472 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000203 · wf-form4_168858897524960.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,583

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 16:30 UTC GrantCommon Stock 472 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000204 · wf-form4_168858899629331.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,108

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:30 UTC GrantCommon Stock 472 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000205 · wf-form4_168858901125344.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,920

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:29 UTC GrantCommon Stock 472 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000202 · wf-form4_168858893623557.xml · nonDerivative · entry 2

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,590

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:28 UTC
Smith DashaDirector
GrantCommon Stock 472 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000200 · wf-form4_168858889489575.xml · nonDerivative · entry 1

Smith Dasha · CIK 0001794225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,773

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
July 03, 2023 Filed Mar 14, 2024 21:21 UTC GiftCommon Stock 366 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000146 · wk-form4_1710451275.xml · nonDerivative · entry 3

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,397

F1 · kind: Represents the transfer by the reporting person of shares of common stock in a series of transactions to the Edmond Dennis Villani Revocable Trust, a revocable trust, of which Dr. Villani and a member of his family serve as trustees.

Read SEC document
May 25, 2023 Filed May 26, 2023 12:05 UTC
Dee AliciaExecutive Vice President
GrantCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000188 · wf-form4_168511714173632.xml · nonDerivative · entry 1

Dee Alicia · CIK 0001926600 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,400

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in May 2022 and January 2023.

Read SEC document
May 25, 2023 Filed May 26, 2023 16:03 UTC
DERECHIN ADAM MChief Operating Officer, EVP
GrantCommon Stock 286 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000184 · wf-form4_168511699660459.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 522,234

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
May 25, 2023 Filed May 26, 2023 12:05 UTC
Charles Daniel PExecutive Vice President
GrantCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000187 · wf-form4_168511707392688.xml · nonDerivative · entry 1

Charles Daniel P · CIK 0001423880 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,803

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
May 25, 2023 Filed May 26, 2023 16:03 UTC
Harvey Joseph MDirector · CEO and President
GrantCommon Stock 1,494 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000183 · wf-form4_168511697525099.xml · nonDerivative · entry 2

Harvey Joseph M · CIK 0001299637 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,292,230

F2 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
May 25, 2023 Filed May 26, 2023 16:06 UTC
Stadler Matthew S.Chief Financial Officer, EVP
GrantCommon Stock 373 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000190 · wf-form4_168511718419330.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,749

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
May 25, 2023 Filed May 26, 2023 16:06 UTC
Cheigh JonChief Investment Officer, EVP
GrantCommon Stock 808 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000189 · wf-form4_168511715877253.xml · nonDerivative · entry 1

Cheigh Jon · CIK 0001784007 · Chief Investment Officer, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,155

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
May 25, 2023 Filed May 26, 2023 16:04 UTC
Dulik ElenaChief Accounting Officer, SVP
GrantCommon Stock 53 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000186 · wf-form4_168511705413018.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,308

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
May 25, 2023 Filed May 26, 2023 16:04 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 280 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000185 · wf-form4_168511701726005.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,249

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
May 15, 2023 Filed May 16, 2023 16:41 UTC
Dee AliciaExecutive Vice President
Tax withholdingCommon Stock 128 $54.30 $6,950.40
Disclosure

SEC source: 0001284812-23-000174 · wf-form4_168426970080364.xml · nonDerivative · entry 1

Dee Alicia · CIK 0001926600 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,344

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
April 24, 2023 Filed Apr 25, 2023 20:06 UTC
COHEN MARTINDirector · 10% owner
GiftCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000153 · wf-form4_168245315868330.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 912,468

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:25 UTC
COHEN MARTINDirector · 10% owner
GrantCommon Stock 433 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000139 · wf-form4_168063988918522.xml · nonDerivative · entry 3

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 947,468

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:26 UTC GrantCommon Stock 433 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000140 · wf-form4_168063993839283.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,418

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:24 UTC GrantCommon Stock 433 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000138 · wf-form4_168063987086126.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,111

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 16:24 UTC GrantCommon Stock 433 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000136 · wf-form4_168063982518324.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,636

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:23 UTC GrantCommon Stock 433 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000135 · wf-form4_168063980490235.xml · nonDerivative · entry 2

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,484

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:24 UTC
Smith DashaDirector
GrantCommon Stock 433 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000137 · wf-form4_168063984703156.xml · nonDerivative · entry 1

Smith Dasha · CIK 0001794225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,301

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 20:23 UTC GrantCommon Stock 433 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000134 · wf-form4_168063977787012.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,448

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 03, 2023 Filed Mar 14, 2024 21:21 UTC GiftCommon Stock 581 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000146 · wk-form4_1710451275.xml · nonDerivative · entry 2

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,763

F1 · kind: Represents the transfer by the reporting person of shares of common stock in a series of transactions to the Edmond Dennis Villani Revocable Trust, a revocable trust, of which Dr. Villani and a member of his family serve as trustees.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 16:14 UTC
Dee AliciaExecutive Vice President
GrantCommon Stock 47 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000118 · wf-form4_167908407704222.xml · nonDerivative · entry 1

Dee Alicia · CIK 0001926600 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,472

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in May 2022 and January 2023.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:15 UTC
DERECHIN ADAM MChief Operating Officer, EVP
GrantCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000119 · wf-form4_167908409011046.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,948

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 16:14 UTC
Charles Daniel PExecutive Vice President
GrantCommon Stock 317 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000116 · wf-form4_167908403507879.xml · nonDerivative · entry 1

Charles Daniel P · CIK 0001423880 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,428

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:12 UTC
Harvey Joseph MDirector · CEO and President
GrantCommon Stock 1,268 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000112 · wf-form4_167908396774131.xml · nonDerivative · entry 2

Harvey Joseph M · CIK 0001299637 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290,597

F2 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:13 UTC
Stadler Matthew S.Chief Financial Officer, EVP
GrantCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000115 · wf-form4_167908401949356.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,376

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:14 UTC
Dulik ElenaChief Accounting Officer, SVP
GrantCommon Stock 45 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000117 · wf-form4_167908406010780.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,191

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:13 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 237 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000114 · wf-form4_167908400187842.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,969

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
March 16, 2023 Filed Mar 17, 2023 20:13 UTC
Cheigh JonChief Investment Officer, EVP
GrantCommon Stock 686 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000113 · wf-form4_167908398479321.xml · nonDerivative · entry 1

Cheigh Jon · CIK 0001784007 · Chief Investment Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,173

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
February 13, 2023 Filed Apr 4, 2023 20:25 UTC
COHEN MARTINDirector · 10% owner
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000139 · wf-form4_168063988918522.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 947,035

Read SEC document
January 31, 2023 Filed Feb 2, 2023 16:07 UTC
Dee AliciaExecutive Vice President
GrantCommon Stock 3,977 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000028 · wf-form4_167537205133713.xml · nonDerivative · entry 1

Dee Alicia · CIK 0001926600 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,425

F1 · shares: Represents restricted stock units ("RSUs") granted by the issuer to the reporting person constituting the portion of the reporting person's 2022 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 16:09 UTC
STEERS ROBERT HAMILTONDirector · Executive Chairman · 10% owner
GrantCommon Stock 21,763 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000033 · wf-form4_167537215244730.xml · nonDerivative · entry 6

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,393

F6 · shares: Represents RSUs granted by the issuer to the reporting person constituting the portion of the reporting person's 2022 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 16:09 UTC
STEERS ROBERT HAMILTONDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 27,633 $71.74 $1,982,391.42
Disclosure

SEC source: 0001284812-23-000033 · wf-form4_167537215244730.xml · nonDerivative · entry 5

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,630

F5 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported restricted stock units ("RSUs") and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:08 UTC
DERECHIN ADAM MChief Operating Officer, EVP
GrantCommon Stock 10,876 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000031 · wf-form4_167537210973319.xml · nonDerivative · entry 2

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,706

F2 · shares: Represents RSUs granted by the issuer to the reporting person constituting the portion of the reporting person's 2022 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:08 UTC
DERECHIN ADAM MChief Operating Officer, EVP
Tax withholdingCommon Stock 7,244 $71.74 $519,684.56
Disclosure

SEC source: 0001284812-23-000031 · wf-form4_167537210973319.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,830

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported restricted stock units ("RSUs") and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 16:09 UTC
Charles Daniel PExecutive Vice President
GrantCommon Stock 15,669 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000032 · wf-form4_167537212760727.xml · nonDerivative · entry 2

Charles Daniel P · CIK 0001423880 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,111

F2 · shares: Represents RSUs granted by the issuer to the reporting person constituting the portion of the reporting person's 2022 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

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January 31, 2023 Filed Feb 2, 2023 16:09 UTC
Charles Daniel PExecutive Vice President
Tax withholdingCommon Stock 4,337 $71.74 $311,136.38
Disclosure

SEC source: 0001284812-23-000032 · wf-form4_167537212760727.xml · nonDerivative · entry 1

Charles Daniel P · CIK 0001423880 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,442

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported restricted stock units ("RSUs") and delivery of the common stock underlying such RSUs.

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January 31, 2023 Filed Feb 2, 2023 21:08 UTC
Harvey Joseph MDirector · CEO and President
GrantCommon Stock 65,013 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000029 · wf-form4_167537207265164.xml · nonDerivative · entry 3

Harvey Joseph M · CIK 0001299637 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,289,329

F3 · shares: Represents RSUs granted by the issuer to the reporting person constituting the portion of the reporting person's 2022 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

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January 31, 2023 Filed Feb 2, 2023 21:08 UTC
Harvey Joseph MDirector · CEO and President
Tax withholdingCommon Stock 31,886 $71.74 $2,287,501.64
Disclosure

SEC source: 0001284812-23-000029 · wf-form4_167537207265164.xml · nonDerivative · entry 2

Harvey Joseph M · CIK 0001299637 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224,316

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported restricted stock units ("RSUs") and delivery of the common stock underlying such RSUs.

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January 31, 2023 Filed Feb 2, 2023 21:10 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 10,666 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000036 · wf-form4_167537222382070.xml · nonDerivative · entry 2

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,732

F2 · shares: Represents RSUs granted by the issuer to the reporting person constituting the portion of the reporting person's 2022 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

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January 31, 2023 Filed Feb 2, 2023 21:10 UTC
POLI FRANCIS CGC, Secretary, EVP
Tax withholdingCommon Stock 6,883 $71.74 $493,786.42
Disclosure

SEC source: 0001284812-23-000036 · wf-form4_167537222382070.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,066

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported restricted stock units ("RSUs") and delivery of the common stock underlying such RSUs.

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January 31, 2023 Filed Feb 2, 2023 21:09 UTC
Dulik ElenaChief Accounting Officer, SVP
GrantCommon Stock 2,152 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000034 · wf-form4_167537217373845.xml · nonDerivative · entry 2

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,146

F2 · shares: Represents RSUs granted by the issuer to the reporting person constituting the portion of the reporting person's 2022 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

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January 31, 2023 Filed Feb 2, 2023 21:09 UTC
Dulik ElenaChief Accounting Officer, SVP
Tax withholdingCommon Stock 1,068 $71.74 $76,618.32
Disclosure

SEC source: 0001284812-23-000034 · wf-form4_167537217373845.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,994

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported restricted stock units ("RSUs") and delivery of the common stock underlying such RSUs.

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January 31, 2023 Filed Feb 2, 2023 21:10 UTC
Stadler Matthew S.Chief Financial Officer, EVP
GrantCommon Stock 14,462 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000035 · wf-form4_167537219947979.xml · nonDerivative · entry 2

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,061

F2 · shares: Represents RSUs granted by the issuer to the reporting person constituting the portion of the reporting person's 2022 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.