Tapewire

NYSE · USD

CNS

COHEN & STEERS, INC.

Export transactions ↓
Tapewire entity
4049
SEC CIK
0001284812
Parsed reports
786

Last 12 months

Inside the activity.

14 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025140
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2024 Filed Feb 2, 2024 14:22 UTC
Charles Daniel PExecutive Vice President
Tax withholdingCommon Stock 6,524 $72.42 $472,468.08
Disclosure

SEC source: 0001284812-24-000036 · wk-form4_1706901748.xml · nonDerivative · entry 1

Charles Daniel P · CIK 0001423880 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,953

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported restricted stock units ("RSUs") and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:22 UTC
Harvey Joseph MDirector · CEO and President
GrantCommon Stock 49,096 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000035 · wk-form4_1706901735.xml · nonDerivative · entry 3

Harvey Joseph M · CIK 0001299637 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,313,634

F3 · shares: Represents RSUs granted by the issuer to the reporting person constituting the portion of the reporting person's 2023 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:22 UTC
Harvey Joseph MDirector · CEO and President
Tax withholdingCommon Stock 30,644 $72.42 $2,219,238.48
Disclosure

SEC source: 0001284812-24-000035 · wk-form4_1706901735.xml · nonDerivative · entry 2

Harvey Joseph M · CIK 0001299637 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,264,538

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported restricted stock units ("RSUs") and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:23 UTC
Dulik ElenaChief Accounting Officer, SVP
GrantCommon Stock 1,900 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000038 · wk-form4_1706901773.xml · nonDerivative · entry 2

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,002

F2 · shares: Represents RSUs granted by the issuer to the reporting person constituting the portion of the reporting person's 2023 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:23 UTC
Dulik ElenaChief Accounting Officer, SVP
Tax withholdingCommon Stock 813 $72.42 $58,877.46
Disclosure

SEC source: 0001284812-24-000038 · wk-form4_1706901773.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,102

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported restricted stock units ("RSUs") and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:22 UTC
Cheigh JonChief Investment Officer, EVP
GrantCommon Stock 30,127 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000037 · wk-form4_1706901762.xml · nonDerivative · entry 2

Cheigh Jon · CIK 0001784007 · Chief Investment Officer, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,383

F2 · shares: Represents RSUs granted by the issuer to the reporting person constituting the portion of the reporting person's 2023 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:22 UTC
Cheigh JonChief Investment Officer, EVP
Tax withholdingCommon Stock 15,571 $72.42 $1,127,651.82
Disclosure

SEC source: 0001284812-24-000037 · wk-form4_1706901762.xml · nonDerivative · entry 1

Cheigh Jon · CIK 0001784007 · Chief Investment Officer, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,256

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported restricted stock units ("RSUs") and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:22 UTC
Brown BrandonExecutive Vice President
GrantCommon Stock 3,124 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000034 · wk-form4_1706901721.xml · nonDerivative · entry 2

Brown Brandon · CIK 0001982143 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,234

F2 · shares: Represents RSUs granted by the issuer to the reporting person constituting the portion of the reporting person's 2023 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:22 UTC
Brown BrandonExecutive Vice President
Tax withholdingCommon Stock 222 $72.42 $16,077.24
Disclosure

SEC source: 0001284812-24-000034 · wk-form4_1706901721.xml · nonDerivative · entry 1

Brown Brandon · CIK 0001982143 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,110

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported restricted stock units ("RSUs") and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:21 UTC
Stadler Matthew S.Chief Financial Officer, EVP
GrantCommon Stock 11,158 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000033 · wk-form4_1706901708.xml · nonDerivative · entry 2

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,308

F2 · shares: Represents RSUs granted by the issuer to the reporting person constituting the portion of the reporting person's 2023 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:21 UTC
Stadler Matthew S.Chief Financial Officer, EVP
Tax withholdingCommon Stock 7,271 $72.42 $526,565.82
Disclosure

SEC source: 0001284812-24-000033 · wk-form4_1706901708.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,150

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported restricted stock units ("RSUs") and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:21 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 8,368 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000032 · wk-form4_1706901697.xml · nonDerivative · entry 2

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,298

F2 · shares: Represents RSUs granted by the issuer to the reporting person constituting the portion of the reporting person's 2023 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 19:21 UTC
POLI FRANCIS CGC, Secretary, EVP
Tax withholdingCommon Stock 4,822 $72.42 $349,209.24
Disclosure

SEC source: 0001284812-24-000032 · wk-form4_1706901697.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,930

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported restricted stock units ("RSUs") and delivery of the common stock underlying such RSUs.

Read SEC document
January 04, 2024 Filed Mar 14, 2024 21:21 UTC GiftCommon Stock 341 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000146 · wk-form4_1710451275.xml · nonDerivative · entry 5

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,609

F1 · kind: Represents the transfer by the reporting person of shares of common stock in a series of transactions to the Edmond Dennis Villani Revocable Trust, a revocable trust, of which Dr. Villani and a member of his family serve as trustees.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:46 UTC
COHEN MARTINDirector · 10% owner
GrantCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000012 · wk-form4_1704404796.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 881,747

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:46 UTC GrantCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000010 · wk-form4_1704404755.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,697

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:48 UTC GrantCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000015 · wk-form4_1704404877.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,390

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 16:47 UTC GrantCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000013 · wk-form4_1704404809.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,915

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:47 UTC
Smith DashaDirector
GrantCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000014 · wk-form4_1704404836.xml · nonDerivative · entry 1

Smith Dasha · CIK 0001794225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,580

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:46 UTC GrantCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000011 · wk-form4_1704404772.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,727

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:45 UTC GrantCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000009 · wk-form4_1704404728.xml · nonDerivative · entry 2

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,609

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 21:23 UTC
COHEN MARTINDirector · 10% owner
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000314 · wk-form4_1702934614.xml · nonDerivative · entry 1

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By the Martin Cohen 2018 Revocable Trust

Disclosed balance after: 8,351,461

F1 · ownership.nature: Shares held by the Martin Cohen 2018 Revocable Trust. Mr. Cohen and a member of his family serve as trustees of the trust. Mr. Cohen disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

Read SEC document
December 07, 2023 Filed Dec 7, 2023 21:22 UTC
Dulik ElenaChief Accounting Officer, SVP
SaleCommon Stock 725 $62.28 $45,153.00
Disclosure

SEC source: 0001284812-23-000308 · wk-form4_1701984127.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,862

Read SEC document
November 28, 2023 Filed Nov 29, 2023 21:05 UTC
DERECHIN ADAM MChief Operating Officer, EVP
GrantCommon Stock 271 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000300 · wk-form4_1701291946.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 521,850

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
November 28, 2023 Filed Nov 29, 2023 16:06 UTC
Charles Daniel PExecutive Vice President
GrantCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000301 · wk-form4_1701291958.xml · nonDerivative · entry 1

Charles Daniel P · CIK 0001423880 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,477

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
November 28, 2023 Filed Nov 29, 2023 21:06 UTC
Harvey Joseph MDirector · CEO and President
GrantCommon Stock 1,417 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000304 · wk-form4_1701292004.xml · nonDerivative · entry 2

Harvey Joseph M · CIK 0001299637 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,295,182

F2 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
November 28, 2023 Filed Nov 29, 2023 21:07 UTC
Stadler Matthew S.Chief Financial Officer, EVP
GrantCommon Stock 354 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000306 · wk-form4_1701292030.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,421

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
November 28, 2023 Filed Nov 29, 2023 21:07 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 265 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000305 · wk-form4_1701292017.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,752

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
November 28, 2023 Filed Nov 29, 2023 21:06 UTC
Dulik ElenaChief Accounting Officer, SVP
GrantCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000303 · wk-form4_1701291986.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,587

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
November 28, 2023 Filed Nov 29, 2023 21:06 UTC
Cheigh JonChief Investment Officer, EVP
GrantCommon Stock 766 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000302 · wk-form4_1701291971.xml · nonDerivative · entry 1

Cheigh Jon · CIK 0001784007 · Chief Investment Officer, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,827

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
November 28, 2023 Filed Nov 29, 2023 21:05 UTC
Brown BrandonExecutive Vice President
GrantCommon Stock 12 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000299 · wk-form4_1701291933.xml · nonDerivative · entry 1

Brown Brandon · CIK 0001982143 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,294

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
November 06, 2023 Filed Nov 7, 2023 21:34 UTC
DERECHIN ADAM MChief Operating Officer, EVP
GiftCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000283 · wk-form4_1699392851.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 521,579

Read SEC document
October 25, 2023 Filed Oct 26, 2023 17:40 UTC SaleCommon Stock 10,000 $50.45 $504,500.00
Disclosure

SEC source: 0001284812-23-000279 · wk-form4_1698356434.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,550

F1 · price: Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $50.10 to $50.66. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information relating to the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 04, 2023 Filed Mar 14, 2024 21:21 UTC GiftCommon Stock 447 $0.00 $0.00
Disclosure

SEC source: 0001284812-24-000146 · wk-form4_1710451275.xml · nonDerivative · entry 4

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,950

F1 · kind: Represents the transfer by the reporting person of shares of common stock in a series of transactions to the Edmond Dennis Villani Revocable Trust, a revocable trust, of which Dr. Villani and a member of his family serve as trustees.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 21:14 UTC
COHEN MARTINDirector · 10% owner
GrantCommon Stock 442 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000268 · wk-form4_1696367630.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 881,382

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 21:13 UTC GrantCommon Stock 442 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000267 · wk-form4_1696367618.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,332

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 21:12 UTC GrantCommon Stock 442 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000263 · wk-form4_1696367554.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,025

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 17:13 UTC GrantCommon Stock 442 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000265 · wk-form4_1696367579.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,550

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 21:14 UTC GrantCommon Stock 442 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000269 · wk-form4_1696367641.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,362

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 21:13 UTC GrantCommon Stock 442 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000266 · wk-form4_1696367594.xml · nonDerivative · entry 2

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,585

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 21:12 UTC
Smith DashaDirector
GrantCommon Stock 442 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000264 · wk-form4_1696367566.xml · nonDerivative · entry 1

Smith Dasha · CIK 0001794225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,215

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 20:12 UTC
DERECHIN ADAM MChief Operating Officer, EVP
GrantCommon Stock 245 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000248 · wf-form4_169325352313617.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 522,479

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 16:11 UTC
Charles Daniel PExecutive Vice President
GrantCommon Stock 319 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000246 · wf-form4_169325347159316.xml · nonDerivative · entry 1

Charles Daniel P · CIK 0001423880 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,122

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 20:10 UTC
Harvey Joseph MDirector · CEO and President
GrantCommon Stock 1,276 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000242 · wf-form4_169325340067810.xml · nonDerivative · entry 2

Harvey Joseph M · CIK 0001299637 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,293,657

F2 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 20:11 UTC
Stadler Matthew S.Chief Financial Officer, EVP
GrantCommon Stock 318 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000247 · wf-form4_169325349905312.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,067

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 20:11 UTC
Brown BrandonExecutive Vice President
GrantCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000245 · wf-form4_169325345374207.xml · nonDerivative · entry 1

Brown Brandon · CIK 0001982143 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,236

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2021, January 2022 and January 2023.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 20:10 UTC
Cheigh JonChief Investment Officer, EVP
GrantCommon Stock 690 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000244 · wf-form4_169325343436884.xml · nonDerivative · entry 1

Cheigh Jon · CIK 0001784007 · Chief Investment Officer, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,034

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 20:10 UTC
Dulik ElenaChief Accounting Officer, SVP
GrantCommon Stock 45 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000243 · wf-form4_169325341791657.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,472

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
August 24, 2023 Filed Aug 28, 2023 20:09 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 238 $0.00 $0.00
Disclosure

SEC source: 0001284812-23-000241 · wf-form4_169325337422057.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,487

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's third quarter 2023 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021, January 2022 and January 2023.

Read SEC document
July 24, 2023 Filed Jul 25, 2023 20:20 UTC
Dulik ElenaChief Accounting Officer, SVP
SaleCommon Stock 1,950 $66.12 $128,934.00
Disclosure

SEC source: 0001284812-23-000218 · wf-form4_169031639720810.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,427

F1 · price: Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $66.12 to $66.155. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.