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COHEN & STEERS, INC.

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4049
SEC CIK
0001284812
Parsed reports
786

Last 12 months

Inside the activity.

14 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025140
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2020 Filed Apr 3, 2020 17:02 UTC
COHEN MARTINDirector · 10% owner
GrantCommon Stock 581 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-010076 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377,984

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 17:06 UTC GrantCommon Stock 581 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-010078 · doc4.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,934

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:53 UTC GrantCommon Stock 581 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-010068 · doc4.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,627

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 13:01 UTC GrantCommon Stock 581 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-010075 · doc4.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,152

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grante date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:59 UTC GrantCommon Stock 581 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-010072 · doc4.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,964

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:56 UTC GrantCommon Stock 581 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-010070 · doc4.xml · nonDerivative · entry 2

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,474

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 16:53 UTC
Smith DashaDirector
GrantCommon Stock 581 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-010067 · doc4.xml · nonDerivative · entry 1

Smith Dasha · CIK 0001794225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 17:40 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 1,123 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008279 · doc4.xml · nonDerivative · entry 4

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,206

F4 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2020 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2017, January 2018, January 2019, and January 2020.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 21:42 UTC
DERECHIN ADAM MChief Operating Officer
GrantCommon Stock 321 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008282 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,747

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2020 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2017, January 2018, January 2019, and January 2020.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 17:45 UTC
Charles Daniel PExecutive Vice President
GrantCommon Stock 31 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008286 · doc4.xml · nonDerivative · entry 1

Charles Daniel P · CIK 0001423880 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,868

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2020 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 21:40 UTC
Harvey Joseph MDirector · President
GrantCommon Stock 1,066 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008277 · doc4.xml · nonDerivative · entry 1

Harvey Joseph M · CIK 0001299637 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,456,441

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2020 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2017, January 2018, January 2019, and January 2020.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 21:43 UTC
Cheigh JonExecutive Vice President
GrantCommon Stock 578 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008284 · doc4.xml · nonDerivative · entry 2

Cheigh Jon · CIK 0001784007 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,778

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2020 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2017, January 2018, January 2019, and January 2020.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 21:40 UTC
Dulik ElenaChief Accounting Officer
GrantCommon Stock 61 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008280 · doc4.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,422

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2020 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2017, January 2018, January 2019, and January 2020.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 21:40 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 306 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008278 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,303

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2020 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2017, January 2018, January 2019, and January 2020.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 21:39 UTC
Glickson John ToddExecutive Vice President
GrantCommon Stock 297 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008274 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,177

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2020 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2017, January 2018, January 2019, and January 2020.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 21:37 UTC
Nolty MicheleExecutive Vice President
GrantCommon Stock 72 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008269 · doc4.xml · nonDerivative · entry 1

Nolty Michele · CIK 0001748872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,812

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2020 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2017, January 2018, January 2019, and January 2020.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 21:33 UTC
Stadler Matthew S.Chief Financial Officer
GrantCommon Stock 381 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008267 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,266

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2020 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2017, January 2018, January 2019, and January 2020.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 20:05 UTC
Glickson John ToddExecutive Vice President
SaleCommon Stock 10,000 $54.01 $540,097.00
Disclosure

SEC source: 0000899243-20-007880 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,880

F1 · price: Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $53.65 to $54.135. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 10, 2020 Filed Mar 13, 2020 21:43 UTC
Cheigh JonExecutive Vice President
GiftCommon Stock 5,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-008284 · doc4.xml · nonDerivative · entry 1

Cheigh Jon · CIK 0001784007 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,200

Read SEC document
February 04, 2020 Filed Feb 4, 2020 17:04 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GiftCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-002841 · doc4.xml · nonDerivative · entry 3

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Robert H. Steers 2018 Revocable Trust

Disclosed balance after: 6,883,491

F3 · ownership.nature: Shares owned by the Robert H. Steers 2018 Revocable Trust. Mr. Steers and a member of his immediate family serve as trustees of the trust. Mr. Steers disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 17:04 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 35,947 $75.33 $2,707,887.51
Disclosure

SEC source: 0000899243-20-002841 · doc4.xml · nonDerivative · entry 5

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,083

F5 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 17:04 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 39,136 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-002841 · doc4.xml · nonDerivative · entry 4

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,030

F4 · shares: Includes 33,697 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2019 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 5,439 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:50 UTC
DERECHIN ADAM MChief Operating Officer, EVP
Tax withholdingCommon Stock 10,818 $75.33 $814,919.94
Disclosure

SEC source: 0000899243-20-002819 · doc4.xml · nonDerivative · entry 2

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,426

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:50 UTC
DERECHIN ADAM MChief Operating Officer, EVP
GrantCommon Stock 10,229 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-002819 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521,244

F1 · shares: Includes 7,041 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2019 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 3,188 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:55 UTC
COHEN MARTINDirector · 10% owner
Tax withholdingCommon Stock 1,066 $75.33 $80,301.78
Disclosure

SEC source: 0000899243-20-002830 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377,403

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 16:38 UTC
Charles Daniel PExecutive Vice President
GrantCommon Stock 3,837 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-002810 · doc4.xml · nonDerivative · entry 1

Charles Daniel P · CIK 0001423880 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,837

F1 · shares: Includes 3,837 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2019 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:51 UTC
Dulik ElenaChief Accounting Officer
Tax withholdingCommon Stock 1,566 $75.33 $117,966.78
Disclosure

SEC source: 0000899243-20-002820 · doc4.xml · nonDerivative · entry 2

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,361

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:51 UTC
Dulik ElenaChief Accounting Officer
GrantCommon Stock 1,880 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-002820 · doc4.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,927

F1 · shares: Includes 1,880 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2019 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:54 UTC Tax withholdingCommon Stock 38,235 $75.33 $2,880,242.55
Disclosure

SEC source: 0000899243-20-002828 · doc4.xml · nonDerivative · entry 2

Harvey Joseph M · CIK 0001299637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,455,375

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:54 UTC GrantCommon Stock 39,035 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-002828 · doc4.xml · nonDerivative · entry 1

Harvey Joseph M · CIK 0001299637 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,493,610

F1 · shares: Includes 29,969 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2019 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 9,066 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 22:08 UTC
Stadler Matthew S.Chief Financial Officer, EVP
Tax withholdingCommon Stock 13,410 $75.33 $1,010,175.30
Disclosure

SEC source: 0000899243-20-002845 · doc4.xml · nonDerivative · entry 2

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,885

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 22:08 UTC
Stadler Matthew S.Chief Financial Officer, EVP
GrantCommon Stock 12,601 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-002845 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,295

F1 · shares: Includes 9,126 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2019 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 3,475 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:58 UTC
POLI FRANCIS CGC, Secretary, EVP
Tax withholdingCommon Stock 10,356 $75.33 $780,117.48
Disclosure

SEC source: 0000899243-20-002833 · doc4.xml · nonDerivative · entry 2

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,997

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:58 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 9,887 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-002833 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,353

F1 · shares: Includes 6,986 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2019 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 2,901 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:55 UTC
Nolty MicheleExecutive Vice President
Tax withholdingCommon Stock 2,014 $75.33 $151,714.62
Disclosure

SEC source: 0000899243-20-002829 · doc4.xml · nonDerivative · entry 2

Nolty Michele · CIK 0001748872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,740

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:55 UTC
Nolty MicheleExecutive Vice President
GrantCommon Stock 2,518 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-002829 · doc4.xml · nonDerivative · entry 1

Nolty Michele · CIK 0001748872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,754

F1 · shares: Includes 2,518 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2019 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:53 UTC
Cheigh JonChief Investment Officer, EVP
Tax withholdingCommon Stock 17,584 $75.33 $1,324,602.72
Disclosure

SEC source: 0000899243-20-002825 · doc4.xml · nonDerivative · entry 2

Cheigh Jon · CIK 0001784007 · Chief Investment Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,700

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:53 UTC
Cheigh JonChief Investment Officer, EVP
GrantCommon Stock 20,372 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-002825 · doc4.xml · nonDerivative · entry 1

Cheigh Jon · CIK 0001784007 · Chief Investment Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,284

F1 · shares: Includes 17,417 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2019 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 2,955 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:51 UTC
Glickson John ToddExecutive Vice President
Tax withholdingCommon Stock 8,724 $75.33 $657,178.92
Disclosure

SEC source: 0000899243-20-002821 · doc4.xml · nonDerivative · entry 2

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,880

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:51 UTC
Glickson John ToddExecutive Vice President
GrantCommon Stock 8,764 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-002821 · doc4.xml · nonDerivative · entry 1

Glickson John Todd · CIK 0001643652 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,604

F1 · shares: Includes 6,078 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2019 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 2,686 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

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January 02, 2020 Filed Jan 6, 2020 22:19 UTC
COHEN MARTINDirector · 10% owner
GrantCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000607 · doc4.xml · nonDerivative · entry 4

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,378,469

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

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January 02, 2020 Filed Jan 6, 2020 22:10 UTC GrantCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000589 · doc4.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,353

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

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January 02, 2020 Filed Jan 6, 2020 22:03 UTC GrantCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000572 · doc4.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,046

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

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January 02, 2020 Filed Jan 6, 2020 17:20 UTC GrantCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000609 · doc4.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,571

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grante date.

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January 02, 2020 Filed Jan 6, 2020 22:19 UTC GrantCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000606 · doc4.xml · nonDerivative · entry 2

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,893

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

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January 02, 2020 Filed Jan 6, 2020 22:17 UTC GrantCommon Stock 395 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000602 · doc4.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,383

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

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January 02, 2020 Filed Jan 6, 2020 22:00 UTC
Smith DashaDirector
GrantCommon Stock 236 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000563 · doc4.xml · nonDerivative · entry 1

Smith Dasha · CIK 0001794225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and will be delivered to the reporting person on the third anniversary of the grant date.

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December 16, 2019 Filed Jan 6, 2020 22:19 UTC
COHEN MARTINDirector · 10% owner
GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000607 · doc4.xml · nonDerivative · entry 3

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,378,074

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December 04, 2019 Filed Jan 6, 2020 22:19 UTC
COHEN MARTINDirector · 10% owner
GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-000607 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,393,074

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December 03, 2019 Filed Dec 5, 2019 16:50 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 5,842 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-028592 · doc4.xml · nonDerivative · entry 4

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,894

F4 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2019 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2016, January 2017, January 2018, and January 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.