CNS

SEC source: 0000899243-21-021298 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,366

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2021 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2018, January 2019, January 2020, and January 2021.

SEC source: 0000899243-21-014811 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,354,513

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-21-014807 · doc4.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,463

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-21-014814 · doc4.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,156

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-21-014818 · doc4.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,681

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-21-014816 · doc4.xml · nonDerivative · entry 1

Smith Dasha · CIK 0001794225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,346

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-21-014815 · doc4.xml · nonDerivative · entry 2

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,977

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-21-014813 · doc4.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,493

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-21-012754 · doc4.xml · nonDerivative · entry 5

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,246

F5 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2021 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2018, January 2019, January 2020, and January 2021.

SEC source: 0000899243-21-012756 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,434

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2021 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2018, January 2019, January 2020, and January 2021.

SEC source: 0000899243-21-012747 · doc4.xml · nonDerivative · entry 1

Charles Daniel P · CIK 0001423880 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,003

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2021 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020 and 2021.

SEC source: 0000899243-21-012755 · doc4.xml · nonDerivative · entry 2

Harvey Joseph M · CIK 0001299637 · Director · President and Acting CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224,870

F2 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2021 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2018, January 2019, January 2020, and January 2021.

SEC source: 0000899243-21-012761 · doc4.xml · nonDerivative · entry 1

Nolty Michele · CIK 0001748872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,042

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2021 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2018, January 2019, January 2020, and January 2021.

SEC source: 0000899243-21-012759 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,173

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2021 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2018, January 2019, January 2020, and January 2021.

SEC source: 0000899243-21-012757 · doc4.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,718

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2021 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2018, January 2019, January 2020, and January 2021.

SEC source: 0000899243-21-012750 · doc4.xml · nonDerivative · entry 1

Cheigh Jon · CIK 0001784007 · Chief Investment Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,046

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2021 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2018, January 2019, January 2020, and January 2021.

SEC source: 0000899243-21-012744 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,224

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2021 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2018, January 2019, January 2020, and January 2021.

SEC source: 0000899243-21-004183 · doc4.xml · nonDerivative · entry 6

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,407

F6 · shares: Includes 41,184 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2020 annual incentive performance bonus that was mandatorily deferred by the issuer. Also includes 6,076 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-21-004183 · doc4.xml · nonDerivative · entry 5

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,147

F5 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-21-004196 · doc4.xml · nonDerivative · entry 2

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,212

F2 · shares: Includes 7,864 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2020 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 3,561 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-21-004196 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,787

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-21-004187 · doc4.xml · nonDerivative · entry 2

Charles Daniel P · CIK 0001423880 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,887

F2 · shares: Includes 12,458 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2020 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 1,912 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-21-004187 · doc4.xml · nonDerivative · entry 1

Charles Daniel P · CIK 0001423880 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,517

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-21-004186 · doc4.xml · nonDerivative · entry 5

Harvey Joseph M · CIK 0001299637 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,224,048

F3 · shares: Includes 37,695 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2020 annual incentive performance bonus that was mandatorily deferred by the issuer. Also includes 10,127 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-21-004186 · doc4.xml · nonDerivative · entry 4

Harvey Joseph M · CIK 0001299637 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,176,226

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-21-004197 · doc4.xml · nonDerivative · entry 2

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,955

F2 · shares: Includes 10,193 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2020 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 3,882 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-21-004197 · doc4.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,880

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-21-004192 · doc4.xml · nonDerivative · entry 2

Nolty Michele · CIK 0001748872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,990

F2 · shares: Includes 2,906 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2020 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-21-004192 · doc4.xml · nonDerivative · entry 1

Nolty Michele · CIK 0001748872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,084

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-21-004191 · doc4.xml · nonDerivative · entry 3

Cheigh Jon · CIK 0001784007 · Chief Investment Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,568

F2 · shares: Includes 21,310 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2020 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 8,502 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-21-004191 · doc4.xml · nonDerivative · entry 2

Cheigh Jon · CIK 0001784007 · Chief Investment Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,756

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-21-004184 · doc4.xml · nonDerivative · entry 2

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,960

F2 · shares: Includes 7,803 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2020 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Also includes 3,240 RSUs granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-21-004184 · doc4.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,917

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-21-004182 · doc4.xml · nonDerivative · entry 2

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,676

F2 · shares: Includes 2,100 restricted stock units ("RSUs") granted by the issuer to the reporting person, which represents the portion of the reporting person's 2020 annual incentive performance bonus that was mandatorily deferred by the issuer pursuant to the issuer's Mandatory Stock Bonus Program. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

SEC source: 0000899243-21-004182 · doc4.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,576

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

SEC source: 0000899243-21-000385 · doc4.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,781

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-21-000395 · doc4.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,306

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-21-000374 · doc4.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,354,138

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-21-000391 · doc4.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,088

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-21-000397 · doc4.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,118

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-21-000376 · doc4.xml · nonDerivative · entry 2

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,224

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-21-000387 · doc4.xml · nonDerivative · entry 1

Smith Dasha · CIK 0001794225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,971

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

SEC source: 0000899243-20-034288 · doc4.xml · nonDerivative · entry 1

Nolty Michele · CIK 0001748872 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,861

F1 · price: Represents the weighted average price. These shares were sold in a series of transactions at prices ranging from $75.48 to $75.82. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information relating to the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0000899243-21-004186 · doc4.xml · nonDerivative · entry 3

Harvey Joseph M · CIK 0001299637 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 250,000

F1 · kind: On December 11, 2020, Mr. Harvey transferred 250,000 shares of common stock to a limited liability company owned by Mr. Harvey and a member of Mr. Harvey's immediate family, and interests in such limited liability company were then transferred to a family trust in connection with Mr. Harvey's long-term estate planning strategy. The limited liability company continues to hold the 250,000 shares of common stock contributed by Mr. Harvey. Mr. Harvey disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

F1 · ownership.nature: On December 11, 2020, Mr. Harvey transferred 250,000 shares of common stock to a limited liability company owned by Mr. Harvey and a member of Mr. Harvey's immediate family, and interests in such limited liability company were then transferred to a family trust in connection with Mr. Harvey's long-term estate planning strategy. The limited liability company continues to hold the 250,000 shares of common stock contributed by Mr. Harvey. Mr. Harvey disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

SEC source: 0000899243-21-004186 · doc4.xml · nonDerivative · entry 2

Harvey Joseph M · CIK 0001299637 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 250,000

F1 · kind: On December 11, 2020, Mr. Harvey transferred 250,000 shares of common stock to a limited liability company owned by Mr. Harvey and a member of Mr. Harvey's immediate family, and interests in such limited liability company were then transferred to a family trust in connection with Mr. Harvey's long-term estate planning strategy. The limited liability company continues to hold the 250,000 shares of common stock contributed by Mr. Harvey. Mr. Harvey disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

F1 · ownership.nature: On December 11, 2020, Mr. Harvey transferred 250,000 shares of common stock to a limited liability company owned by Mr. Harvey and a member of Mr. Harvey's immediate family, and interests in such limited liability company were then transferred to a family trust in connection with Mr. Harvey's long-term estate planning strategy. The limited liability company continues to hold the 250,000 shares of common stock contributed by Mr. Harvey. Mr. Harvey disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

SEC source: 0000899243-21-004186 · doc4.xml · nonDerivative · entry 1

Harvey Joseph M · CIK 0001299637 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,210,931

F1 · kind: On December 11, 2020, Mr. Harvey transferred 250,000 shares of common stock to a limited liability company owned by Mr. Harvey and a member of Mr. Harvey's immediate family, and interests in such limited liability company were then transferred to a family trust in connection with Mr. Harvey's long-term estate planning strategy. The limited liability company continues to hold the 250,000 shares of common stock contributed by Mr. Harvey. Mr. Harvey disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

SEC source: 0000899243-21-004191 · doc4.xml · nonDerivative · entry 1

Cheigh Jon · CIK 0001784007 · Chief Investment Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,428

SEC source: 0000899243-21-000376 · doc4.xml · nonDerivative · entry 1

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Rhein family trust

Disclosed balance after: 9,770

F1 · ownership.nature: Shares held by the Rhein family trust, a revocable trust, of which Mr. Rhein and a member of his family serve as trustees.

SEC source: 0000899243-20-032517 · doc4.xml · nonDerivative · entry 4

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,484

F4 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2020 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2017, January 2018, January 2019, and January 2020.

SEC source: 0000899243-20-032515 · doc4.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,965

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's fourth quarter 2020 regular and special dividends and accrued to the reporting person on unvested restricted stock units granted in January 2017, January 2018, January 2019, and January 2020.