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COHEN & STEERS, INC.

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Tapewire entity
4049
SEC CIK
0001284812
Parsed reports
786

Last 12 months

Inside the activity.

14 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025140
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2022 Filed Jul 5, 2022 20:41 UTC
Smith DashaDirector
GrantCommon Stock 429 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000199 · wf-form4_165705368938270.xml · nonDerivative · entry 1

Smith Dasha · CIK 0001794225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,017

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:40 UTC GrantCommon Stock 429 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000196 · wf-form4_165705359710454.xml · nonDerivative · entry 2

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,634

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 20:11 UTC
COHEN MARTINDirector · 10% owner
SaleCommon Stock 60,000 $68.00 $4,080,000.00
Disclosure

SEC source: 0001284812-22-000188 · wf-form4_165523747568636.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,135,755

F2 · price: Represents a sale of shares pursuant to a block trade at a single price of $68.00 per share.

Read SEC document
May 26, 2022 Filed May 27, 2022 10:26 UTC
Dee AliciaExecutive Vice President
GrantCommon Stock 10 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000180 · wf-form4_165366158230371.xml · nonDerivative · entry 1

Dee Alicia · CIK 0001926600 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,427

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in May 2022.

Read SEC document
May 26, 2022 Filed May 27, 2022 10:28 UTC
STEERS ROBERT HAMILTONDirector · Executive Chairman · 10% owner
GrantCommon Stock 954 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000186 · wf-form4_165366171726167.xml · nonDerivative · entry 5

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,253

F5 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2019, January 2020, January 2021 and January 2022.

Read SEC document
May 26, 2022 Filed May 27, 2022 14:27 UTC
DERECHIN ADAM MChief Operating Officer, EVP
GrantCommon Stock 212 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000181 · wf-form4_165366162244207.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,623

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2019, January 2020, January 2021 and January 2022.

Read SEC document
May 26, 2022 Filed May 27, 2022 10:26 UTC
Charles Daniel PExecutive Vice President
GrantCommon Stock 208 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000178 · wf-form4_165366154657980.xml · nonDerivative · entry 1

Charles Daniel P · CIK 0001423880 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,342

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021 and January 2022.

Read SEC document
May 26, 2022 Filed May 27, 2022 14:27 UTC
Harvey Joseph MDirector · CEO and President
GrantCommon Stock 936 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000183 · wf-form4_165366166067193.xml · nonDerivative · entry 2

Harvey Joseph M · CIK 0001299637 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,254,036

F2 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2019, January 2020, January 2021 and January 2022.

Read SEC document
May 26, 2022 Filed May 27, 2022 14:28 UTC
Stadler Matthew S.Chief Financial Officer, EVP
GrantCommon Stock 269 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000185 · wf-form4_165366169826378.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,464

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2019, January 2020, January 2021 and January 2022.

Read SEC document
May 26, 2022 Filed May 27, 2022 14:28 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 206 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000184 · wf-form4_165366168116069.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,514

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2019, January 2020, January 2021 and January 2022.

Read SEC document
May 26, 2022 Filed May 27, 2022 14:27 UTC
Dulik ElenaChief Accounting Officer, SVP
GrantCommon Stock 38 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000182 · wf-form4_165366164148395.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,989

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2019, January 2020, January 2021 and January 2022.

Read SEC document
May 26, 2022 Filed May 27, 2022 14:26 UTC
Cheigh JonChief Investment Officer, EVP
GrantCommon Stock 525 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000179 · wf-form4_165366156511168.xml · nonDerivative · entry 1

Cheigh Jon · CIK 0001784007 · Chief Investment Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,069

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's second quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2019, January 2020, January 2021 and January 2022.

Read SEC document
May 02, 2022 Filed May 4, 2022 19:16 UTC
Dee AliciaExecutive Vice President
GrantCommon Stock 1,417 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000160 · wf-form4_165170612269341.xml · nonDerivative · entry 1

Dee Alicia · CIK 0001926600 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417

F1 · shares: Represents restricted stock units ("RSUs") granted by the issuer to the reporting person. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth and final vesting date of the RSUs.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:30 UTC
COHEN MARTINDirector · 10% owner
GrantCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000147 · wf-form4_164910778503453.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,195,755

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:32 UTC GrantCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000151 · wf-form4_164910787207171.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,705

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:31 UTC GrantCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000150 · wf-form4_164910784863406.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,398

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 17:32 UTC GrantCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000152 · wf-form4_164910792924216.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,923

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:30 UTC GrantCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000149 · wf-form4_164910782997747.xml · nonDerivative · entry 1

Aggarwal Reena · CIK 0001519118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,735

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:30 UTC GrantCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000148 · wf-form4_164910780891626.xml · nonDerivative · entry 2

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,689

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:29 UTC
Smith DashaDirector
GrantCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000146 · wf-form4_164910774663727.xml · nonDerivative · entry 1

Smith Dasha · CIK 0001794225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,588

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 16:12 UTC
STEERS ROBERT HAMILTONDirector · Executive Chairman · 10% owner
GrantCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000132 · wf-form4_164763434487920.xml · nonDerivative · entry 5

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,299

F5 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2019, January 2020, January 2021 and January 2022.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:11 UTC
DERECHIN ADAM MChief Operating Officer, EVP
GrantCommon Stock 197 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000128 · wf-form4_164763424339553.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,411

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2019, January 2020, January 2021 and January 2022.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 16:13 UTC
Charles Daniel PExecutive Vice President
GrantCommon Stock 192 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000133 · wf-form4_164763437680314.xml · nonDerivative · entry 1

Charles Daniel P · CIK 0001423880 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,134

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2020, January 2021 and January 2022.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:11 UTC
Harvey Joseph MDirector · CEO and President
GrantCommon Stock 868 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000129 · wf-form4_164763427582043.xml · nonDerivative · entry 2

Harvey Joseph M · CIK 0001299637 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252,998

F2 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2019, January 2020, January 2021 and January 2022.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:13 UTC
Cheigh JonChief Investment Officer, EVP
GrantCommon Stock 487 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000134 · wf-form4_164763440388037.xml · nonDerivative · entry 1

Cheigh Jon · CIK 0001784007 · Chief Investment Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,416

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2019, January 2020, January 2021 and January 2022.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:12 UTC
Dulik ElenaChief Accounting Officer, SVP
GrantCommon Stock 35 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000131 · wf-form4_164763430841800.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,904

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2019, January 2020, January 2021 and January 2022.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:11 UTC
Stadler Matthew S.Chief Financial Officer, EVP
GrantCommon Stock 249 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000130 · wf-form4_164763429223795.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,195

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2019, January 2020, January 2021 and January 2022.

Read SEC document
March 17, 2022 Filed Mar 18, 2022 20:10 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000127 · wf-form4_164763421577386.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,308

F1 · shares: Represents the acquisition of dividend equivalent restricted stock units in connection with the issuer's first quarter 2022 dividend and accrued to the reporting person on unvested restricted stock units granted in January 2019, January 2020, January 2021 and January 2022.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 17:04 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 59,138 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000069 · wf-form4_164375307334945.xml · nonDerivative · entry 6

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,413

F6 · shares: Represents restricted stock units ("RSUs") granted by the issuer to the reporting person constituting the portion of the reporting person's 2021 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 17:04 UTC
STEERS ROBERT HAMILTONDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 32,848 $81.66 $2,682,367.68
Disclosure

SEC source: 0001284812-22-000069 · wf-form4_164375307334945.xml · nonDerivative · entry 5

STEERS ROBERT HAMILTON · CIK 0001181438 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,275

F5 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:04 UTC
DERECHIN ADAM MChief Operating Officer, EVP
GrantCommon Stock 10,934 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000068 · wf-form4_164375305456242.xml · nonDerivative · entry 2

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,214

F2 · shares: Represents restricted stock units ("RSUs") granted by the issuer to the reporting person constituting the portion of the reporting person's 2021 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:04 UTC
DERECHIN ADAM MChief Operating Officer, EVP
Tax withholdingCommon Stock 9,131 $81.66 $745,637.46
Disclosure

SEC source: 0001284812-22-000068 · wf-form4_164375305456242.xml · nonDerivative · entry 1

DERECHIN ADAM M · CIK 0001181440 · Chief Operating Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,280

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 17:03 UTC
Charles Daniel PExecutive Vice President
GrantCommon Stock 15,754 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000064 · wf-form4_164375296134172.xml · nonDerivative · entry 2

Charles Daniel P · CIK 0001423880 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,942

F2 · shares: Represents restricted stock units ("RSUs") granted by the issuer to the reporting person constituting the portion of the reporting person's 2021 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 17:03 UTC
Charles Daniel PExecutive Vice President
Tax withholdingCommon Stock 2,325 $81.66 $189,859.50
Disclosure

SEC source: 0001284812-22-000064 · wf-form4_164375296134172.xml · nonDerivative · entry 1

Charles Daniel P · CIK 0001423880 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,188

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:05 UTC
Harvey Joseph MDirector · President
GrantCommon Stock 57,199 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000070 · wf-form4_164375309978713.xml · nonDerivative · entry 3

Harvey Joseph M · CIK 0001299637 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,252,130

F3 · shares: Represents restricted stock units ("RSUs") granted by the issuer to the reporting person constituting the portion of the reporting person's 2021 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:05 UTC
Harvey Joseph MDirector · President
Tax withholdingCommon Stock 33,898 $81.66 $2,768,110.68
Disclosure

SEC source: 0001284812-22-000070 · wf-form4_164375309978713.xml · nonDerivative · entry 2

Harvey Joseph M · CIK 0001299637 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194,931

F2 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:04 UTC
Cheigh JonChief Investment Officer, EVP
GrantCommon Stock 30,053 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000067 · wf-form4_164375303134992.xml · nonDerivative · entry 2

Cheigh Jon · CIK 0001784007 · Chief Investment Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,929

F2 · shares: Represents restricted stock units ("RSUs") granted by the issuer to the reporting person constituting the portion of the reporting person's 2021 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:04 UTC
Cheigh JonChief Investment Officer, EVP
Tax withholdingCommon Stock 17,618 $81.66 $1,438,685.88
Disclosure

SEC source: 0001284812-22-000067 · wf-form4_164375303134992.xml · nonDerivative · entry 1

Cheigh Jon · CIK 0001784007 · Chief Investment Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,876

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

Read SEC document
January 31, 2022 Filed Feb 1, 2022 22:03 UTC
Dulik ElenaChief Accounting Officer, SVP
GrantCommon Stock 2,029 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000066 · wf-form4_164375300792376.xml · nonDerivative · entry 2

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,869

F2 · shares: Represents restricted stock units ("RSUs") granted by the issuer to the reporting person constituting the portion of the reporting person's 2021 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

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January 31, 2022 Filed Feb 1, 2022 22:03 UTC
Dulik ElenaChief Accounting Officer, SVP
Tax withholdingCommon Stock 1,264 $81.66 $103,218.24
Disclosure

SEC source: 0001284812-22-000066 · wf-form4_164375300792376.xml · nonDerivative · entry 1

Dulik Elena · CIK 0001574998 · Chief Accounting Officer, SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,840

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

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January 31, 2022 Filed Feb 1, 2022 22:03 UTC
Stadler Matthew S.Chief Financial Officer, EVP
GrantCommon Stock 14,542 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000065 · wf-form4_164375298925709.xml · nonDerivative · entry 2

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,946

F2 · shares: Represents restricted stock units ("RSUs") granted by the issuer to the reporting person constituting the portion of the reporting person's 2021 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

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January 31, 2022 Filed Feb 1, 2022 22:03 UTC
Stadler Matthew S.Chief Financial Officer, EVP
Tax withholdingCommon Stock 11,010 $81.66 $899,076.60
Disclosure

SEC source: 0001284812-22-000065 · wf-form4_164375298925709.xml · nonDerivative · entry 1

Stadler Matthew S. · CIK 0001198029 · Chief Financial Officer, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,404

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

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January 31, 2022 Filed Feb 1, 2022 22:02 UTC
POLI FRANCIS CGC, Secretary, EVP
GrantCommon Stock 10,725 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000063 · wf-form4_164375293188181.xml · nonDerivative · entry 2

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,118

F2 · shares: Represents restricted stock units ("RSUs") granted by the issuer to the reporting person constituting the portion of the reporting person's 2021 annual incentive performance bonus that was mandatorily deferred by the issuer. Any dividends paid on the issuer's common stock are paid in additional RSUs (the "dividend RSUs"). The RSUs vest ratably over four years, and the dividend RSUs vest on the fourth anniversary of the grant date of the RSUs.

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January 31, 2022 Filed Feb 1, 2022 22:02 UTC
POLI FRANCIS CGC, Secretary, EVP
Tax withholdingCommon Stock 8,722 $81.66 $712,238.52
Disclosure

SEC source: 0001284812-22-000063 · wf-form4_164375293188181.xml · nonDerivative · entry 1

POLI FRANCIS C · CIK 0001201881 · GC, Secretary, EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,393

F1 · shares: Represents the withholding by the issuer of shares of common stock in connection with the reporting person's tax obligations upon the vesting of previously reported RSUs and delivery of the common stock underlying such RSUs.

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January 28, 2022 Filed Feb 1, 2022 22:05 UTC
COHEN MARTINDirector · 10% owner
SaleCommon Stock 120,000 $80.20 $9,624,000.00
Disclosure

SEC source: 0001284812-22-000071 · wf-form4_164375312716425.xml · nonDerivative · entry 2

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,195,440

F2 · price: Represents a sale of shares pursuant to a block trade at a single price of $80.20 per share.

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January 03, 2022 Filed Jan 4, 2022 22:46 UTC
COHEN MARTINDirector · 10% owner
GrantCommon Stock 298 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000009 · wf-form4_164133634830498.xml · nonDerivative · entry 4

COHEN MARTIN · CIK 0001181496 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,440

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

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January 03, 2022 Filed Jan 4, 2022 22:47 UTC GrantCommon Stock 298 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000012 · wf-form4_164133644381642.xml · nonDerivative · entry 1

Connor Frank T · CIK 0001469602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,390

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

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January 03, 2022 Filed Jan 4, 2022 22:48 UTC GrantCommon Stock 298 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000014 · wf-form4_164133651370994.xml · nonDerivative · entry 1

Villani Edmond D · CIK 0001299603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,083

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

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January 03, 2022 Filed Jan 4, 2022 17:46 UTC GrantCommon Stock 298 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000010 · wf-form4_164133637953881.xml · nonDerivative · entry 1

Simon Richard P · CIK 0001296123 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,608

F1 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

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January 03, 2022 Filed Jan 4, 2022 22:47 UTC GrantCommon Stock 298 $0.00 $0.00
Disclosure

SEC source: 0001284812-22-000011 · wf-form4_164133641676102.xml · nonDerivative · entry 2

RHEIN PETER L · CIK 0001183494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,958

F2 · shares: Represents shares of common stock underlying restricted stock units granted by the issuer to the reporting person. Such restricted stock units were 100% vested on the grant date and the related number of shares will be delivered to the reporting person on the third anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.