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CNR

Core Natural Resources, Inc.

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Tapewire entity
3899
SEC CIK
0001710366
Parsed reports
326

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202606
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2020 Filed Dec 16, 2020 01:28 UTC
Salvatori Kurt R.Chief Administrative Officer
Tax withholdingCommon stock, par value $0.01 per share 319 $6.51 $2,076.69
Disclosure

SEC source: 0000899243-20-033966 · doc4.xml · nonDerivative · entry 1

Salvatori Kurt R. · CIK 0001717472 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,828

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 33,828 shares reported, 26,355 are restricted stock units (including dividend equivalent rights).

Read SEC document
December 12, 2020 Filed Dec 16, 2020 01:26 UTC
Thakkar MiteshkumarChief Financial Officer
Tax withholdingCommon stock, par value $0.01 per share 319 $6.51 $2,076.69
Disclosure

SEC source: 0000899243-20-033963 · doc4.xml · nonDerivative · entry 1

Thakkar Miteshkumar · CIK 0001799593 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,060

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 13,060 shares reported as directly held, 9,991are restricted stock units (including dividend equivalent rights).

Read SEC document
May 11, 2020 Filed May 12, 2020 21:18 UTC
MILLS JOHN TDirector
GrantCommon stock, par value $0.01 per share 20,242 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012898 · doc4.xml · nonDerivative · entry 1

MILLS JOHN T · CIK 0001238374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,299

F1 · shares: Represents a grant of 20,242 restricted stock units pursuant to the Issuer's 2020 Amended and Restated Omnibus Performance Incentive Plan, all of which will vest on May 11, 2021. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The Reporting Person has elected to defer delivery of the vested shares until his separation of service from the Issuer under the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Of the 66,299 shares reported, 20,242 are unvested restricted stock units (including dividend equivalent rights) and 26,566 are vested deferred stock units (including dividend equivalent rights).

Read SEC document
May 11, 2020 Filed May 12, 2020 21:17 UTC GrantCommon stock, par value $0.01 per share 40,485 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012896 · doc4.xml · nonDerivative · entry 1

POWELL WILLIAM P · CIK 0001232867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,915

F1 · shares: Represents a grant of 40,485 restricted stock units pursuant to the Issuer's 2020 Amended and Restated Omnibus Performance Incentive Plan, all of which will vest on May 11, 2021. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The Reporting Person has elected to defer delivery of the vested shares until his separation of service from the Issuer under the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Of the 90,915 shares reported, 40,485 are unvested restricted stock units (including dividend equivalent rights) and 44,011 are vested deferred stock units (including dividend equivalent rights).

Read SEC document
May 11, 2020 Filed May 13, 2020 01:12 UTC GrantCommon stock, par value $0.01 per share 20,242 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012889 · doc4.xml · nonDerivative · entry 1

Platt Joseph P JR · CIK 0001399967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,775

F1 · shares: Represents a grant of 20,242 restricted stock units pursuant to the Issuer's 2020 Amended and Restated Omnibus Performance Incentive Plan, all of which will vest on May 11, 2021. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 38,775 shares reported, 20,242 are unvested restricted stock units (including dividend equivalent rights).

Read SEC document
May 11, 2020 Filed May 12, 2020 21:18 UTC
ROBERSON EDDirector
GrantCommon stock, par value $0.01 per share 20,242 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012897 · doc4.xml · nonDerivative · entry 1

ROBERSON ED · CIK 0001529381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,072

F1 · shares: Represents a grant of 20,242 restricted stock units pursuant to the Issuer's 2020 Amended and Restated Omnibus Performance Incentive Plan, all of which will vest on May 11, 2021. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 47,072 shares reported, 20,242 are unvested restricted stock units (including dividend equivalent rights) and 19,376 are vested deferred stock units (including dividend equivalent rights).

Read SEC document
May 11, 2020 Filed May 13, 2020 01:13 UTC GrantCommon stock, par value $0.01 per share 20,242 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-012892 · doc4.xml · nonDerivative · entry 1

Bergeron Sophie · CIK 0001769390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,789

F1 · shares: Represents a grant of 20,242 restricted stock units pursuant to the Issuer's 2020 Amended and Restated Omnibus Performance Incentive Plan, all of which will vest on May 11, 2021. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The Reporting Person has elected to defer delivery of the vested shares until her separation of service from the Issuer under the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Of the 25,789 shares reported, 20,242 are unvested restricted stock units (including dividend equivalent rights) and 5,547 are vested deferred stock units (including dividend equivalent rights).

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:30 UTC
MILLS JOHN TDirector
PurchaseCommon stock, par value $0.01 per share 4,000 $6.46 $25,840.00
Disclosure

SEC source: 0000899243-20-005545 · doc4.xml · nonDerivative · entry 1

MILLS JOHN T · CIK 0001238374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,057

F1 · balance_after: Of the 46,057 shares reported, 4,815 are unvested restricted stock units (including dividend equivalent rights) and 21,751 are vested deferred stock units (including dividend equivalent rights).

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:32 UTC
Rothka JohnChief Accounting Officer
GrantCommon stock, par value $0.01 per share 9,554 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004574 · doc4.xml · nonDerivative · entry 1

Rothka John · CIK 0001713960 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,285

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest annually in equal installments over a period of three years, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 15,285 shares reported as directly held, 12,300 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:33 UTC
Wiegand Martha AGeneral Counsel & Secretary
GrantCommon stock, par value $0.01 per share 57,324 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004575 · doc4.xml · nonDerivative · entry 1

Wiegand Martha A · CIK 0001643187 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,273

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest annually in equal installments over a period of three years, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 70,273 shares reported as directly held, 63,195 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:34 UTC
Brock James ADirector · Chief Executive Officer
GrantCommon stock, par value $0.01 per share 221,847 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004578 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,101

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest annually in equal installments over a period of three years, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F2 · balance_after: Of the 360,101 shares reported as directly held, 266,854 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:37 UTC
McCaffrey James J.SVP - Coal Marketing
GrantCommon stock, par value $0.01 per share 71,656 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004582 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,843

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest annually in equal installments over a period of three years, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 103,843 shares reported as directly held, 80,656 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:31 UTC GrantCommon stock, par value $0.01 per share 9,554 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004572 · doc4.xml · nonDerivative · entry 1

Thakkar Miteshkumar · CIK 0001799593 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,379

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest annually in equal installments over a period of three years, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 13,379 shares reported as directly held, 11,110 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 11, 2020 Filed Feb 14, 2020 02:29 UTC
Salvatori Kurt R.Chief Administrative Officer
GrantCommon stock, par value $0.01 per share 23,885 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-004570 · doc4.xml · nonDerivative · entry 1

Salvatori Kurt R. · CIK 0001717472 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,147

F1 · shares: Represents a grant of restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, which vest annually in equal installments over a period of three years, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 34,147 shares reported as directly held, 27,474 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 07, 2020 Filed Feb 10, 2020 20:07 UTC
Rothka JohnChief Accounting Officer
Tax withholdingCommon stock, par value $0.01 per share 237 $9.39 $2,225.43
Disclosure

SEC source: 0000899243-20-003870 · doc4.xml · nonDerivative · entry 2

Rothka John · CIK 0001713960 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,731

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 5,731 reported shares, 2,746 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 07, 2020 Filed Feb 10, 2020 20:13 UTC
Wiegand Martha AGeneral Counsel & Secretary
Tax withholdingCommon stock, par value $0.01 per share 442 $9.39 $4,150.38
Disclosure

SEC source: 0000899243-20-003875 · doc4.xml · nonDerivative · entry 2

Wiegand Martha A · CIK 0001643187 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,949

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to her.

F2 · balance_after: Of the 12,949 shares reported as directly held, 5,871 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 07, 2020 Filed Feb 10, 2020 20:14 UTC
Brock James ADirector · Chief Executive Officer
Tax withholdingCommon stock, par value $0.01 per share 6,201 $9.39 $58,227.39
Disclosure

SEC source: 0000899243-20-003877 · doc4.xml · nonDerivative · entry 2

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,254

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 138,254 shares reported as directly held, 45,007 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 07, 2020 Filed Feb 11, 2020 01:06 UTC Tax withholdingCommon stock, par value $0.01 per share 48 $9.39 $450.72
Disclosure

SEC source: 0000899243-20-003869 · doc4.xml · nonDerivative · entry 2

Thakkar Miteshkumar · CIK 0001799593 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,825

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 3,825 shares reported as directly held, 1,556 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 07, 2020 Filed Feb 11, 2020 01:06 UTC
McCaffrey James J.SVP - Coal Marketing
Tax withholdingCommon stock, par value $0.01 per share 662 $9.39 $6,216.18
Disclosure

SEC source: 0000899243-20-003868 · doc4.xml · nonDerivative · entry 2

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,187

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 32,187 shares reported as directly held, 9,000 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 07, 2020 Filed Feb 11, 2020 01:02 UTC
Salvatori Kurt R.Chief Administrative Officer
Tax withholdingCommon stock, par value $0.01 per share 267 $9.39 $2,507.13
Disclosure

SEC source: 0000899243-20-003862 · doc4.xml · nonDerivative · entry 2

Salvatori Kurt R. · CIK 0001717472 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,262

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 10,262 shares reported, 3,589 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 06, 2020 Filed Feb 10, 2020 20:07 UTC
Rothka JohnChief Accounting Officer
Tax withholdingCommon stock, par value $0.01 per share 75 $9.72 $729.00
Disclosure

SEC source: 0000899243-20-003870 · doc4.xml · nonDerivative · entry 1

Rothka John · CIK 0001713960 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,968

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 20:13 UTC
Wiegand Martha AGeneral Counsel & Secretary
Tax withholdingCommon stock, par value $0.01 per share 150 $9.72 $1,458.00
Disclosure

SEC source: 0000899243-20-003875 · doc4.xml · nonDerivative · entry 1

Wiegand Martha A · CIK 0001643187 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,391

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to her.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 20:14 UTC
Brock James ADirector · Chief Executive Officer
Tax withholdingCommon stock, par value $0.01 per share 4,390 $9.72 $42,670.80
Disclosure

SEC source: 0000899243-20-003877 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,455

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
February 06, 2020 Filed Feb 11, 2020 01:06 UTC Tax withholdingCommon stock, par value $0.01 per share 51 $9.72 $495.72
Disclosure

SEC source: 0000899243-20-003869 · doc4.xml · nonDerivative · entry 1

Thakkar Miteshkumar · CIK 0001799593 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,873

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
February 06, 2020 Filed Feb 11, 2020 01:06 UTC
McCaffrey James J.SVP - Coal Marketing
Tax withholdingCommon stock, par value $0.01 per share 598 $9.72 $5,812.56
Disclosure

SEC source: 0000899243-20-003868 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,849

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
February 06, 2020 Filed Feb 11, 2020 01:02 UTC
Salvatori Kurt R.Chief Administrative Officer
Tax withholdingCommon stock, par value $0.01 per share 145 $9.72 $1,409.40
Disclosure

SEC source: 0000899243-20-003862 · doc4.xml · nonDerivative · entry 1

Salvatori Kurt R. · CIK 0001717472 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,529

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 17:33 UTC
Rothka JohnChief Accounting Officer
Tax withholdingCommon Units (Limited Partner Interests) 55 $10.33 $568.15
Disclosure

SEC source: 0000899243-20-003691 · doc4.xml · nonDerivative · entry 2

Rothka John · CIK 0001713960 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,043

F2 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.

F3 · balance_after: Of the 6,043 shares reported, 3,668 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 05, 2020 Filed Feb 7, 2020 17:33 UTC
Rothka JohnChief Accounting Officer
GrantCommon Units (Limited Partner Interests) 162 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003691 · doc4.xml · nonDerivative · entry 1

Rothka John · CIK 0001713960 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,098

F1 · shares: Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under the 2018 Long Term Incentive Program for the 2019 performance period.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 17:30 UTC
Brock James ADirector · Chief Executive Officer
Tax withholdingCommon stock, par value $0.01 per share 9,416 $10.33 $97,267.28
Disclosure

SEC source: 0000899243-20-003686 · doc4.xml · nonDerivative · entry 2

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,845

F2 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.

F3 · balance_after: Of the 148,845 shares reported as directly held, 68,104 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 05, 2020 Filed Feb 7, 2020 17:30 UTC
Brock James ADirector · Chief Executive Officer
GrantCommon stock, par value $0.01 per share 20,534 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003686 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,261

F1 · shares: Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under (a) the 2016 Long Term Incentive Program for the 2019 performance period (13,496 shares) and (b) the 2018 Long Term Incentive Program for the 2019 performance period (7,038 shares).

Read SEC document
February 05, 2020 Filed Feb 7, 2020 17:29 UTC
Wiegand Martha AGeneral Counsel & Secretary
Tax withholdingCommon stock, par value $0.01 per share 110 $10.33 $1,136.30
Disclosure

SEC source: 0000899243-20-003684 · doc4.xml · nonDerivative · entry 2

Wiegand Martha A · CIK 0001643187 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,541

F2 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.

F3 · balance_after: Of the 13,541 shares reported, 7,948 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 05, 2020 Filed Feb 7, 2020 17:29 UTC
Wiegand Martha AGeneral Counsel & Secretary
GrantCommon stock, par value $0.01 per share 387 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003684 · doc4.xml · nonDerivative · entry 1

Wiegand Martha A · CIK 0001643187 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,651

F1 · shares: Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under the 2018 Long Term Incentive Program for the 2019 performance period.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:28 UTC
Salvatori Kurt R.Chief Administrative Officer
Tax withholdingCommon stock, par value $0.01 per share 387 $10.33 $3,997.71
Disclosure

SEC source: 0000899243-20-003683 · doc4.xml · nonDerivative · entry 2

Salvatori Kurt R. · CIK 0001717472 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,674

F2 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.

F3 · balance_after: Of the 10,674 shares reported, 5,084 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:28 UTC
Salvatori Kurt R.Chief Administrative Officer
GrantCommon stock, par value $0.01 per share 1,399 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003683 · doc4.xml · nonDerivative · entry 1

Salvatori Kurt R. · CIK 0001717472 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,061

F1 · shares: Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under (a) the 2016 Long Term Incentive Program for the 2019 performance period (1,012 shares) and (b) the 2018 Long Term Incentive Program for the 2019 performance period (387 shares).

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:28 UTC Tax withholdingCommon Units (Limited Partner Interests) 38 $10.33 $392.54
Disclosure

SEC source: 0000899243-20-003682 · doc4.xml · nonDerivative · entry 2

Thakkar Miteshkumar · CIK 0001799593 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,924

F2 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.

F3 · balance_after: Of the 3,924 shares reported as directly held, 1,848 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:28 UTC GrantCommon Units (Limited Partner Interests) 110 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003682 · doc4.xml · nonDerivative · entry 1

Thakkar Miteshkumar · CIK 0001799593 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,962

F1 · shares: Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under the 2018 Long Term Incentive Program for the 2019 performance period.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:27 UTC
McCaffrey James J.SVP - Coal Marketing
Tax withholdingCommon stock, par value $0.01 per share 1,400 $10.33 $14,462.00
Disclosure

SEC source: 0000899243-20-003681 · doc4.xml · nonDerivative · entry 2

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,447

F2 · shares: Represents shares of common stock withheld to satisfy the reporting person's tax liability resulting from the vesting and settlement of performance share units previously reported herein.

F3 · balance_after: Of the 33,447 shares reported as directly held, 13,433 are restricted stock units (including dividend equivalent rights).

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:27 UTC
McCaffrey James J.SVP - Coal Marketing
GrantCommon stock, par value $0.01 per share 4,921 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-003681 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,847

F1 · shares: Represents shares of common stock from the vesting and settlement of performance share units previously granted to the reporting person under (a) the 2016 Long Term Incentive Program for the 2019 performance period (3,374 shares) and (b) the 2018 Long Term Incentive Program for the 2019 performance period (1,547 shares).

Read SEC document
December 12, 2019 Filed Dec 16, 2019 18:07 UTC
Rothka JohnChief Accounting Officer
Tax withholdingCommon stock, par value $0.01 per share 308 $14.20 $4,373.60
Disclosure

SEC source: 0000899243-19-029307 · doc4.xml · nonDerivative · entry 1

Rothka John · CIK 0001713960 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,936

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 5,936 reported shares, 3,668 are restricted stock units (including dividend equivalent rights).

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December 12, 2019 Filed Dec 16, 2019 18:07 UTC
Brock James ADirector · Chief Executive Officer
Tax withholdingCommon stock, par value $0.01 per share 3,844 $14.20 $54,584.80
Disclosure

SEC source: 0000899243-19-029309 · doc4.xml · nonDerivative · entry 1

Brock James A · CIK 0001620612 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,727

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 137,727 shares reported as directly held, 68,104 are restricted stock units (including dividend equivalent rights).

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December 12, 2019 Filed Dec 16, 2019 18:02 UTC
Wiegand Martha AGeneral Counsel & Secretary
Tax withholdingCommon stock, par value $0.01 per share 636 $14.20 $9,031.20
Disclosure

SEC source: 0000899243-19-029302 · doc4.xml · nonDerivative · entry 1

Wiegand Martha A · CIK 0001643187 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,264

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to her.

F2 · balance_after: Of the 13,264 shares reported as directly held, 7,948 are restricted stock units (including dividend equivalent rights).

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December 12, 2019 Filed Dec 16, 2019 23:01 UTC
Khani David M.EVP & Chief Financial Officer
Tax withholdingCommon stock, par value $0.01 per share 978 $14.20 $13,887.60
Disclosure

SEC source: 0000899243-19-029301 · doc4.xml · nonDerivative · entry 1

Khani David M. · CIK 0001570372 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,609

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 206,609 shares reported as directly held, 63,733 are restricted stock units (including dividend equivalent rights).

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December 12, 2019 Filed Dec 16, 2019 23:09 UTC
McCaffrey James J.SVP - Coal Marketing
Tax withholdingCommon stock, par value $0.01 per share 636 $14.20 $9,031.20
Disclosure

SEC source: 0000899243-19-029310 · doc4.xml · nonDerivative · entry 1

McCaffrey James J. · CIK 0001717505 · SVP - Coal Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,926

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 29,926 shares reported as directly held, 13,433 are restricted stock units (including dividend equivalent rights).

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December 12, 2019 Filed Dec 16, 2019 23:04 UTC
Salvatori Kurt R.Chief Administrative Officer
Tax withholdingCommon stock, par value $0.01 per share 318 $14.20 $4,515.60
Disclosure

SEC source: 0000899243-19-029304 · doc4.xml · nonDerivative · entry 1

Salvatori Kurt R. · CIK 0001717472 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,662

F1 · shares: Represents shares of common stock withheld to satisfy the Reporting Person's tax liability from the vesting of restricted stock units previously granted to him.

F2 · balance_after: Of the 9,662 shares reported, 5,084 are restricted stock units (including dividend equivalent rights).

F3 · balance_after: The Reporting Person transferred 3,073 shares of common stock to his ex-wife pursuant to a divorce settlement agreement. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife.

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November 12, 2019 Filed Nov 14, 2019 16:31 UTC
MILLS JOHN TDirector
PurchaseCommon stock, par value $0.01 per share 4,000 $12.55 $50,200.00
Disclosure

SEC source: 0000899243-19-027285 · doc4.xml · nonDerivative · entry 1

MILLS JOHN T · CIK 0001238374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,057

F1 · balance_after: Of the 42,057 shares reported, 4,815 are unvested restricted stock units (including dividend equivalent rights) and 21,751 are vested deferred stock units (including dividend equivalent rights).

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May 08, 2019 Filed May 13, 2019 16:07 UTC
MILLS JOHN TDirector
GrantCommon stock, par value $0.01 per share 4,815 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013205 · doc4.xml · nonDerivative · entry 1

MILLS JOHN T · CIK 0001238374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,057

F1 · shares: Represents a grant of 4,815 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, all of which will vest on May 8, 2020. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The Reporting Person has elected to defer delivery of the vested shares until his separation of service from the Issuer under the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Of the 38,057 shares reported, 4,815 are unvested restricted stock units (including dividend equivalent rights) and 21,751 are vested deferred stock units (including dividend equivalent rights).

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May 08, 2019 Filed May 13, 2019 16:15 UTC GrantCommon stock, par value $0.01 per share 9,630 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013219 · doc4.xml · nonDerivative · entry 1

POWELL WILLIAM P · CIK 0001232867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,430

F1 · shares: Represents a grant of 9,630 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, all of which will vest on May 8, 2020. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The Reporting Person has elected to defer delivery of the vested shares until his separation of service from the Issuer under the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Of the 50,430 shares reported, 9,630 are unvested restricted stock units (including dividend equivalent rights) and 34,381 are vested deferred stock units (including dividend equivalent rights).

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May 08, 2019 Filed May 13, 2019 20:06 UTC GrantCommon stock, par value $0.01 per share 4,815 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013203 · doc4.xml · nonDerivative · entry 1

Platt Joseph P JR · CIK 0001399967 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,533

F1 · shares: Represents a grant of 4,815 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, all of which will vest on May 8, 2020. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · balance_after: Of the 18,533 shares reported, 4,815 are unvested restricted stock units (including dividend equivalent rights).

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May 08, 2019 Filed May 13, 2019 16:08 UTC
ROBERSON EDDirector
GrantCommon stock, par value $0.01 per share 3,310 $31.15 $103,106.50
Disclosure

SEC source: 0000899243-19-013207 · doc4.xml · nonDerivative · entry 2

ROBERSON ED · CIK 0001529381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,830

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

F3 · shares: Represents director compensation for which the Reporting Person has elected to defer delivery over a five-year period beginning on the fifth anniversary of the grant date under the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F4 · balance_after: Of the 26,830 shares reported, 4,815 are unvested restricted stock units (including dividend equivalent rights) and 14,561 are vested deferred stock units (including dividend equivalent rights).

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May 08, 2019 Filed May 13, 2019 16:08 UTC
ROBERSON EDDirector
GrantCommon stock, par value $0.01 per share 4,815 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-013207 · doc4.xml · nonDerivative · entry 1

ROBERSON ED · CIK 0001529381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,520

F1 · shares: Represents a grant of 4,815 restricted stock units pursuant to the Issuer's Omnibus Performance Incentive Plan, all of which will vest on May 8, 2020. The Reporting Person has elected to defer delivery of the vested shares over a five-year period beginning on the fifth anniversary of the grant date under the Issuer's Deferred Compensation Plan for Non-Employee Directors.

F2 · shares: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.