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CNC

CENTENE CORP

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3133
SEC CIK
0001071739
Parsed reports
886

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 17, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 7

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 27,456

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
January 17, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 6

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 49,273

F1 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

Read SEC document
January 12, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 5

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,653

F3 · ownership.nature: Owned by a family trust of which Mr. Roberts serves as co-trustee.

Read SEC document
January 12, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 4

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 27,356

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
January 11, 2017 Filed Mar 14, 2017 22:33 UTC GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000022 · wf-form4_148953077944230.xml · nonDerivative · entry 1

Schwaneke Jeffrey A. · CIK 0001446919 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,085

F1 · balance_after: Ownership includes 78,334 shares of restricted stock units subject to vesting requirements.

Read SEC document
January 11, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 1,610 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 3

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 28,256

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
January 11, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 7,510 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 2

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 29,866

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
January 11, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 7,510 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 1

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 49,373

F1 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

Read SEC document
December 31, 2016 Filed Jan 5, 2017 01:32 UTC GrantCommon Stock 593.12 $59.01 $35,000.01
Disclosure

SEC source: 0001071739-17-000007 · wf-form4_148357993412878.xml · nonDerivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,899.511

F1 · balance_after: Ownership includes 3,350 shares of restricted stock subject to vesting requirements.

Read SEC document
December 31, 2016 Filed Jan 5, 2017 01:30 UTC GrantCommon Stock 529.571 $59.01 $31,249.98
Disclosure

SEC source: 0001071739-17-000005 · wf-form4_148357979949694.xml · nonDerivative · entry 5

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,472.039

F3 · balance_after: Ownership includes 3,350 shares of restricted stock subject to vesting requirements.

Read SEC document
December 31, 2016 Filed Jan 5, 2017 01:31 UTC GrantCommon Stock 593.12 $59.01 $35,000.01
Disclosure

SEC source: 0001071739-17-000006 · wf-form4_148357986522343.xml · nonDerivative · entry 1

STEWARD DAVID L · CIK 0001127053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,916.553

F1 · balance_after: Ownership includes 3,350 shares of restricted stock subject to vesting requirements.

Read SEC document
December 31, 2016 Filed Jan 5, 2017 01:28 UTC GrantCommon Stock 593.12 $59.01 $35,000.01
Disclosure

SEC source: 0001071739-17-000004 · wf-form4_148357966803620.xml · nonDerivative · entry 1

GEPHARDT Richard A · CIK 0001324629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,048.715

F1 · balance_after: Ownership includes 3,350 shares of restricted stock subject to vesting requirements.

Read SEC document
December 31, 2016 Filed Jan 5, 2017 01:26 UTC GrantCommon Stock 529.571 $59.01 $31,249.98
Disclosure

SEC source: 0001071739-17-000003 · wf-form4_148357958892836.xml · nonDerivative · entry 1

EPPINGER FREDERICK H · CIK 0001261155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,946.851

F1 · balance_after: Ownership includes 3,350 shares of restricted stock subject to vesting requirements.

Read SEC document
December 31, 2016 Filed Jan 5, 2017 01:25 UTC GrantCommon Stock 720.217 $59.01 $42,500.01
Disclosure

SEC source: 0001071739-17-000002 · wf-form4_148357950771067.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,372.891

F1 · balance_after: Ownership includes 3,350 shares of restricted stock subject to vesting requirements.

Read SEC document
December 29, 2016 Filed Jan 3, 2017 23:59 UTC
BROOKS MARK JSVP, Chief Information Officer
GrantPhantom Stock · Derivative 12.046 $57.47 Strike: $0.00 $692.28
Disclosure

SEC source: 0001071739-17-000001 · wf-form4_148348794118226.xml · derivative · entry 2

BROOKS MARK J · CIK 0001669691 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151.534

Underlying: Common Stock · 12.046 shares

Expires 2016-12-29

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.

F3 · shares: The phantom stock was acquired by Mr. Brooks through regular scheduled payroll contributions to the Company's deferred compensation plan.

F4 · derivative.expiration_date: The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Mr. Brooks' termination with the Company or on such other date Mr. Brooks may elect.

Read SEC document
December 28, 2016 Filed Feb 14, 2017 01:39 UTC
GOLDMAN CAROLExec VP Chief Admin Officer
GiftCommon Stock 170 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000011 · wf-form5_148703633511322.xml · nonDerivative · entry 1

GOLDMAN CAROL · CIK 0001208713 · Exec VP Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 30,631

F1 · ownership.nature: The reporting person serves as co-trustee and co-beneficiary of the trust with her spouse.

Read SEC document
December 27, 2016 Filed Feb 14, 2017 01:34 UTC GiftCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000010 · wf-form5_148703606523587.xml · nonDerivative · entry 1

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,569.7409

F1 · balance_after: Ownership includes 40,375 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 27, 2016 Filed Feb 14, 2017 01:43 UTC
NEIDORFF MICHAEL FDirector · Chairman, President and CEO
GiftCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000012 · wf-form5_148703659682279.xml · nonDerivative · entry 2

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,864,083.1753

F1 · balance_after: Ownership includes previous awards of 553,332 restricted stock units subject to vesting requirements.

Read SEC document
December 23, 2016 Filed Feb 14, 2017 01:43 UTC
NEIDORFF MICHAEL FDirector · Chairman, President and CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000012 · wf-form5_148703659682279.xml · nonDerivative · entry 1

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,876,583.1753

F1 · balance_after: Ownership includes previous awards of 553,332 restricted stock units subject to vesting requirements.

Read SEC document
December 16, 2016 Filed Dec 16, 2016 23:52 UTC
NEIDORFF MICHAEL FDirector · Chairman, President and CEO
Tax withholdingCommon Stock 16,783 $57.24 $960,658.92
Disclosure

SEC source: 0001071739-16-000332 · wf-form4_148193234426939.xml · nonDerivative · entry 2

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,106,583.1753

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes this award of 225,000 restricted stock units. 90,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 135,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. Ownership includes previous awards of 328,332 restricted stock units subject to vesting requirements.

Read SEC document
December 16, 2016 Filed Dec 16, 2016 23:46 UTC
BROOKS MARK JSVP, Chief Information Officer
GrantPhantom Stock · Derivative 12.095 $57.24 Strike: $0.00 $692.32
Disclosure

SEC source: 0001071739-16-000331 · wf-form4_148193199005308.xml · derivative · entry 2

BROOKS MARK J · CIK 0001669691 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139.488

Underlying: Common Stock · 12.095 shares

Expires 2016-12-16

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.

F3 · shares: The phantom stock was acquired by Mr. Brooks through regular scheduled payroll contributions to the Company's deferred compensation plan.

F4 · derivative.expiration_date: The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Mr. Brooks' termination with the Company or on such other date Mr. Brooks may elect.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 02:22 UTC
BRINKLEY CYNTHIA JEVP, Global Corp Development
Tax withholdingCommon Stock 3,996 $56.14 $224,335.44
Disclosure

SEC source: 0001071739-16-000324 · wf-form4_148185494703252.xml · nonDerivative · entry 2

BRINKLEY CYNTHIA J · CIK 0001229100 · EVP, Global Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,077

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes this award of 50,000 restricted stock units. 20,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 30,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. In addition, ownership includes 65,001 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 02:35 UTC
Williamson Keith HEVP, Secr. & General Counsel
Tax withholdingCommon Stock 1,599 $56.14 $89,767.86
Disclosure

SEC source: 0001071739-16-000330 · wf-form4_148185574098855.xml · nonDerivative · entry 2

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,357

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes this award of 15,000 restricted stock units. 6,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 9,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. In addition, ownership includes 23,333 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 02:33 UTC Tax withholdingCommon Stock 3,197 $56.14 $179,479.58
Disclosure

SEC source: 0001071739-16-000329 · wf-form4_148185560442858.xml · nonDerivative · entry 2

Schwaneke Jeffrey A. · CIK 0001446919 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,385

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes this award of 40,000 restricted stock units. 16,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 24,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. In addition, ownership includes 38,334 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 02:29 UTC
Hunter Jesse NEVP, Products
Tax withholdingCommon Stock 3,197 $56.14 $179,479.58
Disclosure

SEC source: 0001071739-16-000327 · wf-form4_148185536518005.xml · nonDerivative · entry 2

Hunter Jesse N · CIK 0001383557 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,952

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes this award of 35,000 restricted stock units. 14,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 21,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. In addition, ownership includes 53,334 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 02:27 UTC
GOLDMAN CAROLExec VP Chief Admin Officer
Tax withholdingCommon Stock 2,597 $56.14 $145,795.58
Disclosure

SEC source: 0001071739-16-000326 · wf-form4_148185521335681.xml · nonDerivative · entry 2

GOLDMAN CAROL · CIK 0001208713 · Exec VP Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,876

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes this award of 10,000 restricted stock units. 4,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 6,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. In addition, ownership includes 41,750 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 02:16 UTC Tax withholdingCommon Stock 931 $56.14 $52,266.34
Disclosure

SEC source: 0001071739-16-000323 · wf-form4_148185456372346.xml · nonDerivative · entry 2

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,873.173

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes this award of 25,000 restricted stock units. 10,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 15,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. In addition, ownership includes 15,375 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 02:11 UTC Tax withholdingCommon Stock 2,797 $56.14 $157,023.58
Disclosure

SEC source: 0001071739-16-000322 · wf-form4_148185425645765.xml · nonDerivative · entry 1

Baldwin Kenneth Rone · CIK 0001290425 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,712

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes previous awards of 42,499 restricted stock units subject to vesting requirements.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 23:52 UTC
NEIDORFF MICHAEL FDirector · Chairman, President and CEO
GrantCommon Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $57.02 $0.00
Disclosure

SEC source: 0001071739-16-000332 · wf-form4_148193234426939.xml · derivative · entry 4

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2026-12-14

F3 · derivative.exercise_date: One-third of the options will vest and become non-forfeitable on each of the first three anniversaries of the date of grant. Once vested, the options will remain exercisable for the balance of their full ten year term.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 23:52 UTC
NEIDORFF MICHAEL FDirector · Chairman, President and CEO
GrantCommon Stock 225,000 $57.02 $12,829,500.00
Disclosure

SEC source: 0001071739-16-000332 · wf-form4_148193234426939.xml · nonDerivative · entry 1

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,123,366.1753

F1 · balance_after: Ownership includes this award of 225,000 restricted stock units. 90,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 135,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. Ownership includes previous awards of 328,332 restricted stock units subject to vesting requirements.

Read SEC document
December 13, 2016 Filed Dec 16, 2016 02:22 UTC
BRINKLEY CYNTHIA JEVP, Global Corp Development
GrantCommon Stock 50,000 $56.26 $2,813,000.00
Disclosure

SEC source: 0001071739-16-000324 · wf-form4_148185494703252.xml · nonDerivative · entry 1

BRINKLEY CYNTHIA J · CIK 0001229100 · EVP, Global Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,073

F1 · balance_after: Ownership includes this award of 50,000 restricted stock units. 20,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 30,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. In addition, ownership includes 65,001 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 13, 2016 Filed Dec 16, 2016 02:35 UTC
Williamson Keith HEVP, Secr. & General Counsel
GrantCommon Stock 15,000 $56.26 $843,900.00
Disclosure

SEC source: 0001071739-16-000330 · wf-form4_148185574098855.xml · nonDerivative · entry 1

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,956

F1 · balance_after: Ownership includes this award of 15,000 restricted stock units. 6,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 9,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. In addition, ownership includes 23,333 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 13, 2016 Filed Dec 16, 2016 02:33 UTC GrantCommon Stock 40,000 $56.26 $2,250,400.00
Disclosure

SEC source: 0001071739-16-000329 · wf-form4_148185560442858.xml · nonDerivative · entry 1

Schwaneke Jeffrey A. · CIK 0001446919 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,582

F1 · balance_after: Ownership includes this award of 40,000 restricted stock units. 16,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 24,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. In addition, ownership includes 38,334 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 13, 2016 Filed Dec 16, 2016 02:31 UTC
Isaak Christopher RSVP, Corporate Controller, CAO
GrantCommon Stock 7,110 $56.26 $400,008.60
Disclosure

SEC source: 0001071739-16-000328 · wf-form4_148185548691671.xml · nonDerivative · entry 1

Isaak Christopher R · CIK 0001483090 · SVP, Corporate Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,610

F1 · balance_after: Ownership includes this award of 7,110 restricted stock units. 2,844 units will vest in three annual installments on the anniversary of the grant date. The remaining 4,266 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. In addition, ownership includes 6,500 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 13, 2016 Filed Dec 16, 2016 02:29 UTC
Hunter Jesse NEVP, Products
GrantCommon Stock 35,000 $56.26 $1,969,100.00
Disclosure

SEC source: 0001071739-16-000327 · wf-form4_148185536518005.xml · nonDerivative · entry 1

Hunter Jesse N · CIK 0001383557 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,149

F1 · balance_after: Ownership includes this award of 35,000 restricted stock units. 14,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 21,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. In addition, ownership includes 53,334 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 13, 2016 Filed Dec 16, 2016 02:27 UTC
GOLDMAN CAROLExec VP Chief Admin Officer
GrantCommon Stock 10,000 $56.26 $562,600.00
Disclosure

SEC source: 0001071739-16-000326 · wf-form4_148185521335681.xml · nonDerivative · entry 1

GOLDMAN CAROL · CIK 0001208713 · Exec VP Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,473

F1 · balance_after: Ownership includes this award of 10,000 restricted stock units. 4,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 6,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. In addition, ownership includes 41,750 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 13, 2016 Filed Dec 16, 2016 02:24 UTC
BROOKS MARK JSVP, Chief Information Officer
GrantCommon Stock 20,000 $56.26 $1,125,200.00
Disclosure

SEC source: 0001071739-16-000325 · wf-form4_148185504408305.xml · nonDerivative · entry 1

BROOKS MARK J · CIK 0001669691 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,717

F1 · balance_after: Ownership includes this award of 20,000 restricted stock units. 8,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 12,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. In addition, ownership includes 20,389 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 13, 2016 Filed Dec 16, 2016 02:16 UTC GrantCommon Stock 25,000 $56.26 $1,406,500.00
Disclosure

SEC source: 0001071739-16-000323 · wf-form4_148185456372346.xml · nonDerivative · entry 1

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,804.173

F1 · balance_after: Ownership includes this award of 25,000 restricted stock units. 10,000 units will vest in three annual installments on the anniversary of the grant date. The remaining 15,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. In addition, ownership includes 15,375 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 11, 2016 Filed Dec 14, 2016 00:12 UTC
NEIDORFF MICHAEL FDirector · Chairman, President and CEO
Tax withholdingCommon Stock 47,950 $56.80 $2,723,560.00
Disclosure

SEC source: 0001071739-16-000315 · wf-form4_148167431426840.xml · nonDerivative · entry 5

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,898,366.1753

F3 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes previous awards of 363,332 restricted stock units subject to vesting requirements.

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December 10, 2016 Filed Dec 14, 2016 00:30 UTC
Williamson Keith HEVP, Secr. & General Counsel
Tax withholdingCommon Stock 3,198 $56.80 $181,646.40
Disclosure

SEC source: 0001071739-16-000317 · wf-form4_148167544075917.xml · nonDerivative · entry 3

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,956

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes previous awards of 26,666 restricted stock units subject to vesting requirements.

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December 10, 2016 Filed Dec 14, 2016 00:28 UTC Tax withholdingCommon Stock 2,398 $56.80 $136,206.40
Disclosure

SEC source: 0001071739-16-000316 · wf-form4_148167530210732.xml · nonDerivative · entry 3

Schwaneke Jeffrey A. · CIK 0001446919 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,582

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes previous awards of 45,000 restricted stock units subject to vesting requirements.

Read SEC document
December 10, 2016 Filed Dec 14, 2016 00:12 UTC
NEIDORFF MICHAEL FDirector · Chairman, President and CEO
Tax withholdingCommon Stock 44,755 $56.80 $2,542,084.00
Disclosure

SEC source: 0001071739-16-000315 · wf-form4_148167431426840.xml · nonDerivative · entry 4

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,946,316.1753

F3 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes previous awards of 363,332 restricted stock units subject to vesting requirements.

Read SEC document
December 10, 2016 Filed Dec 14, 2016 00:04 UTC
Hunter Jesse NEVP, Products
Tax withholdingCommon Stock 7,994 $56.80 $454,059.20
Disclosure

SEC source: 0001071739-16-000314 · wf-form4_148167385947701.xml · nonDerivative · entry 2

Hunter Jesse N · CIK 0001383557 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,149

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes previous awards of 60,000 restricted stock units subject to vesting requirements.

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December 10, 2016 Filed Dec 14, 2016 00:02 UTC
GOLDMAN CAROLExec VP Chief Admin Officer
Tax withholdingCommon Stock 7,994 $56.80 $454,059.20
Disclosure

SEC source: 0001071739-16-000313 · wf-form4_148167372033659.xml · nonDerivative · entry 2

GOLDMAN CAROL · CIK 0001208713 · Exec VP Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,473

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes previous awards of 47,166 restricted stock units subject to vesting requirements.

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December 10, 2016 Filed Dec 13, 2016 23:52 UTC Tax withholdingCommon Stock 2,718 $56.80 $154,382.40
Disclosure

SEC source: 0001071739-16-000311 · wf-form4_148167314822654.xml · nonDerivative · entry 2

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,804.173

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 17,316 shares of restricted stock subject to vesting requirements.

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December 10, 2016 Filed Dec 13, 2016 23:46 UTC Tax withholdingCommon Stock 9,590 $56.80 $544,712.00
Disclosure

SEC source: 0001071739-16-000310 · wf-form4_148167277557017.xml · nonDerivative · entry 2

Baldwin Kenneth Rone · CIK 0001290425 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,509

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes previous awards of 48,332 restricted stock units subject to vesting requirements.

Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:30 UTC
Williamson Keith HEVP, Secr. & General Counsel
Tax withholdingCommon Stock 3,197 $56.94 $182,037.18
Disclosure

SEC source: 0001071739-16-000317 · wf-form4_148167544075917.xml · nonDerivative · entry 2

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,154

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes previous awards of 26,666 restricted stock units subject to vesting requirements.

Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:28 UTC Tax withholdingCommon Stock 2,398 $56.94 $136,542.12
Disclosure

SEC source: 0001071739-16-000316 · wf-form4_148167530210732.xml · nonDerivative · entry 2

Schwaneke Jeffrey A. · CIK 0001446919 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,980

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes previous awards of 45,000 restricted stock units subject to vesting requirements.

Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:12 UTC
NEIDORFF MICHAEL FDirector · Chairman, President and CEO
Exercise / conversionCommon Stock Option (right to buy) · Derivative 127,068 $12.60 Strike: $12.60 $1,601,056.80
Disclosure

SEC source: 0001071739-16-000315 · wf-form4_148167431426840.xml · derivative · entry 7

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 127,068 shares

Expires 2016-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 14, 2016 00:12 UTC
NEIDORFF MICHAEL FDirector · Chairman, President and CEO
Tax withholdingCommon Stock 75,565 $56.94 $4,302,671.10
Disclosure

SEC source: 0001071739-16-000315 · wf-form4_148167431426840.xml · nonDerivative · entry 3

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,991,071.1753

F2 · shares: Shares withheld for payment of exercise price and tax liability of previously reported stock grant.

F1 · balance_after: Ownership includes previous awards of 363,332 restricted stock units subject to vesting requirements.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.