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CENTENE CORP

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3133
SEC CIK
0001071739
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886

Last 12 months

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0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
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Aug 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 21, 2017 Filed Jul 11, 2017 00:22 UTC
NEIDORFF MICHAEL FDirector · Chairman, President and CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000069 · wf-form4_149973253668488.xml · nonDerivative · entry 1

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,814,083.1753

F1 · balance_after: Ownership includes previous awards of 553,332 restricted stock units subject to vesting requirements.

Read SEC document
June 14, 2017 Filed Dec 12, 2017 01:09 UTC
Williamson Keith HEVP, Secr. & General Counsel
GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000101 · wf-form4_151304092843630.xml · nonDerivative · entry 1

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,657

F1 · balance_after: Ownership includes 31,667 shares of restricted stock units subject to vesting requirements.

Read SEC document
June 12, 2017 Filed Jun 14, 2017 22:13 UTC SaleCommon Stock 4,350 $77.38 $336,603.00
Disclosure

SEC source: 0001071739-17-000062 · wf-form4_149747839302775.xml · nonDerivative · entry 1

GEPHARDT Richard A · CIK 0001324629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,698.715

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on May 9, 2017.

F2 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 22:36 UTC SaleCommon Stock 3,900 $75.43 $294,177.00
Disclosure

SEC source: 0001071739-17-000060 · wf-form4_149670219245481.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 26,600

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on April 28, 2017.

F2 · ownership.nature: Shares owned by spouse who shares Mr. Ditmore's household. Mr. Ditmore disclaims beneficial ownership of the shares held by his spouse, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 22:35 UTC
BROOKS MARK JSVP, Chief Information Officer
SaleCommon Stock 2,161 $75.43 $163,004.23
Disclosure

SEC source: 0001071739-17-000059 · wf-form4_149670210549180.xml · nonDerivative · entry 1

BROOKS MARK J · CIK 0001669691 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,046

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on May 2, 2017.

F2 · balance_after: Ownership includes 32,869 shares of restricted stock units subject to vesting requirements.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 22:38 UTC
NEIDORFF MICHAEL FDirector · Chairman, President and CEO
SaleCommon Stock 25,000 $75.00 $1,875,000.00
Disclosure

SEC source: 0001071739-17-000061 · wf-form4_149670229151567.xml · nonDerivative · entry 3

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,824,083.1753

F2 · shares: This sale is pursuant to diversification and in accordance with a 10b5-1 Trading Plan that was established on April 27, 2017.

F1 · balance_after: Ownership includes previous awards of 553,332 restricted stock units subject to vesting requirements.

Read SEC document
May 17, 2017 Filed Oct 4, 2017 00:47 UTC GiftCommon Stock 2,910 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000082 · wf-form4_150707806563020.xml · nonDerivative · entry 1

STEWARD DAVID L · CIK 0001127053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,993.103

F1 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

Read SEC document
May 04, 2017 Filed Jul 5, 2017 23:11 UTC GiftCommon Stock 3,350 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000065 · wf-form4_149929629244210.xml · nonDerivative · entry 2

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,260

F2 · ownership.nature: Owned by a revocable trust for the benefit of Mr. Roberts' spouse.

Read SEC document
May 04, 2017 Filed Jul 5, 2017 23:11 UTC GiftCommon Stock 3,350 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000065 · wf-form4_149929629244210.xml · nonDerivative · entry 1

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,588.924

F1 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

Read SEC document
May 01, 2017 Filed May 2, 2017 22:46 UTC
Hunter Jesse NEVP, Products
SaleCommon Stock 5,000 $74.40 $372,000.00
Disclosure

SEC source: 0001071739-17-000047 · wf-form4_149376514750241.xml · nonDerivative · entry 3

Hunter Jesse N · CIK 0001383557 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,127

F2 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on September 12, 2016.

F1 · balance_after: Ownership includes 88,334 shares of restricted stock units subject to vesting requirements.

Read SEC document
May 01, 2017 Filed May 2, 2017 22:46 UTC
Hunter Jesse NEVP, Products
GiftCommon Stock 325 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000047 · wf-form4_149376514750241.xml · nonDerivative · entry 2

Hunter Jesse N · CIK 0001383557 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,127

F1 · balance_after: Ownership includes 88,334 shares of restricted stock units subject to vesting requirements.

Read SEC document
May 01, 2017 Filed May 2, 2017 22:48 UTC
Williamson Keith HEVP, Secr. & General Counsel
SaleCommon Stock 6,000 $75.00 $450,000.00
Disclosure

SEC source: 0001071739-17-000048 · wf-form4_149376531712851.xml · nonDerivative · entry 1

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,357

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on February 9, 2017. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

F2 · balance_after: Ownership includes 38,333 shares of restricted stock units subject to vesting requirements.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 22:06 UTC SaleCommon Stock 3,150 $72.80 $229,320.00
Disclosure

SEC source: 0001071739-17-000046 · wf-form4_149341718052549.xml · nonDerivative · entry 1

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,306.6702

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on December 1, 2016.

F2 · balance_after: Ownership includes 40,375 shares of restricted stock units subject to vesting requirements.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 22:04 UTC SaleCommon Stock 4,167 $72.43 $301,815.81
Disclosure

SEC source: 0001071739-17-000045 · wf-form4_149341705509916.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,673.855

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on November 29, 2016. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

F2 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

Read SEC document
April 26, 2017 Filed Dec 12, 2017 01:07 UTC GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000100 · wf-form4_151304081793748.xml · nonDerivative · entry 1

Schwaneke Jeffrey A. · CIK 0001446919 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,785

F1 · balance_after: Ownership includes 73,334 shares of restricted stock units subject to vesting requirements.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 22:48 UTC GrantCommon Stock 3,000 $66.93 $200,790.00
Disclosure

SEC source: 0001071739-17-000044 · wf-form4_149333331218282.xml · nonDerivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,422.423

F1 · balance_after: Ownership includes 3,000 shares of restricted stock vesting on the date of the April 2018 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 22:47 UTC GrantCommon Stock 3,000 $66.93 $200,790.00
Disclosure

SEC source: 0001071739-17-000043 · wf-form4_149333323623845.xml · nonDerivative · entry 1

STEWARD DAVID L · CIK 0001127053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,439.465

F1 · balance_after: Ownership includes 3,000 shares of restricted stock vesting on the date of the April 2018 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 22:46 UTC GrantCommon Stock 3,000 $66.93 $200,790.00
Disclosure

SEC source: 0001071739-17-000042 · wf-form4_149333315406226.xml · nonDerivative · entry 1

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,938.924

F1 · balance_after: Ownership includes 3,000 shares of restricted stock vesting on the date of the April 2018 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 22:43 UTC GrantCommon Stock 3,000 $66.93 $200,790.00
Disclosure

SEC source: 0001071739-17-000041 · wf-form4_149333302271725.xml · nonDerivative · entry 1

GEPHARDT Richard A · CIK 0001324629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,048.715

F1 · balance_after: Ownership includes 3,000 shares of restricted stock vesting on the date of the April 2018 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 22:42 UTC GrantCommon Stock 3,000 $66.93 $200,790.00
Disclosure

SEC source: 0001071739-17-000040 · wf-form4_149333295710022.xml · nonDerivative · entry 1

EPPINGER FREDERICK H · CIK 0001261155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,413.736

F1 · balance_after: Ownership includes 3,000 shares of restricted stock vesting on the date of the April 2018 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 22:41 UTC GrantCommon Stock 3,000 $66.93 $200,790.00
Disclosure

SEC source: 0001071739-17-000039 · wf-form4_149333288156937.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,840.855

F1 · balance_after: Ownership includes 3,000 shares of restricted stock vesting on the date of the April 2018 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 22:38 UTC GrantCommon Stock 3,000 $66.93 $200,790.00
Disclosure

SEC source: 0001071739-17-000038 · wf-form4_149333266679018.xml · nonDerivative · entry 1

AYALA ORLANDO · CIK 0001193098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,646

F1 · balance_after: Ownership includes 3,000 shares of restricted stock vesting on the date of the April 2018 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
April 11, 2017 Filed Apr 13, 2017 00:12 UTC
Isaak Christopher RSVP, Corporate Controller, CAO
Tax withholdingCommon Stock 1,039 $71.77 $74,569.03
Disclosure

SEC source: 0001071739-17-000030 · wf-form4_149204235135020.xml · nonDerivative · entry 1

Isaak Christopher R · CIK 0001483090 · SVP, Corporate Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,571

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 11,444 shares of restricted stock units subject to vesting requirements.

Read SEC document
April 11, 2017 Filed Jun 5, 2017 22:38 UTC
NEIDORFF MICHAEL FDirector · Chairman, President and CEO
GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000061 · wf-form4_149670229151567.xml · nonDerivative · entry 2

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,849,083.1753

F1 · balance_after: Ownership includes previous awards of 553,332 restricted stock units subject to vesting requirements.

Read SEC document
April 06, 2017 Filed Jun 5, 2017 22:38 UTC
NEIDORFF MICHAEL FDirector · Chairman, President and CEO
GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000061 · wf-form4_149670229151567.xml · nonDerivative · entry 1

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,856,583.1753

F1 · balance_after: Ownership includes previous awards of 553,332 restricted stock units subject to vesting requirements.

Read SEC document
March 31, 2017 Filed Apr 5, 2017 00:01 UTC GrantCommon Stock 466.885 $66.93 $31,248.61
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 18

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,938.924

F4 · balance_after: Ownership includes 3,350 shares of restricted stock subject to vesting requirements.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:59 UTC GrantCommon Stock 522.912 $66.93 $34,998.50
Disclosure

SEC source: 0001071739-17-000028 · wf-form4_149135036253523.xml · nonDerivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,422.423

F1 · balance_after: Ownership includes 3,350 shares of restricted stock subject to vesting requirements.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:58 UTC GrantCommon Stock 522.912 $66.93 $34,998.50
Disclosure

SEC source: 0001071739-17-000027 · wf-form4_149135030898843.xml · nonDerivative · entry 1

STEWARD DAVID L · CIK 0001127053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,439.465

F1 · balance_after: Ownership includes 3,350 shares of restricted stock subject to vesting requirements.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:57 UTC GrantCommon Stock 466.885 $66.93 $31,248.61
Disclosure

SEC source: 0001071739-17-000026 · wf-form4_149135023659121.xml · nonDerivative · entry 1

EPPINGER FREDERICK H · CIK 0001261155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,413.736

F1 · balance_after: Ownership includes 3,350 shares of restricted stock subject to vesting requirements.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 23:55 UTC GrantCommon Stock 634.964 $66.93 $42,498.14
Disclosure

SEC source: 0001071739-17-000025 · wf-form4_149135013583620.xml · nonDerivative · entry 2

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,840.855

F2 · balance_after: Ownership includes 3,350 shares of restricted stock subject to vesting requirements.

Read SEC document
March 27, 2017 Filed Mar 28, 2017 22:12 UTC
Williamson Keith HEVP, Secr. & General Counsel
SaleCommon Stock 6,000 $70.03 $420,180.00
Disclosure

SEC source: 0001071739-17-000024 · wf-form4_149073914121037.xml · nonDerivative · entry 1

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,357

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on February 9, 2017. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

F2 · balance_after: Ownership includes 38,333 shares of restricted stock units subject to vesting requirements.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 22:09 UTC
BROOKS MARK JSVP, Chief Information Officer
Tax withholdingCommon Stock 1,112 $65.31 $72,624.72
Disclosure

SEC source: 0001071739-17-000023 · wf-form4_149073897998494.xml · nonDerivative · entry 1

BROOKS MARK J · CIK 0001669691 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,207

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 32,869 shares of restricted stock units subject to vesting requirements.

Read SEC document
March 24, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 17

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,610

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
March 24, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 16

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 73,119

F1 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

Read SEC document
March 20, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 15

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,550

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
March 20, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 14

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 73,179

F1 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

Read SEC document
March 17, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 14,585 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 13

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 73,249

F1 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

Read SEC document
March 17, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 14,585 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 12

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,480

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
March 15, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 6,475 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 11

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,065

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
March 15, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 6,475 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 10

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 58,664

F1 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 22:33 UTC SaleCommon Stock 2,000 $68.52 $137,040.00
Disclosure

SEC source: 0001071739-17-000022 · wf-form4_148953077944230.xml · nonDerivative · entry 3

Schwaneke Jeffrey A. · CIK 0001446919 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,935

F2 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on February 9, 2017.

F1 · balance_after: Ownership includes 78,334 shares of restricted stock units subject to vesting requirements.

Read SEC document
March 07, 2017 Filed Apr 4, 2017 23:55 UTC GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000025 · wf-form4_149135013583620.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 30,500

F1 · ownership.nature: Shares owned by spouse who shares Mr. Ditmore's household. Mr. Ditmore disclaims beneficial ownership of the shares held by his spouse, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
February 27, 2017 Filed Mar 14, 2017 22:33 UTC GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000022 · wf-form4_148953077944230.xml · nonDerivative · entry 2

Schwaneke Jeffrey A. · CIK 0001446919 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,935

F1 · balance_after: Ownership includes 78,334 shares of restricted stock units subject to vesting requirements.

Read SEC document
February 21, 2017 Filed Feb 24, 2017 01:49 UTC
BROOKS MARK JSVP, Chief Information Officer
Tax withholdingCommon Stock 1,398 $67.61 $94,518.78
Disclosure

SEC source: 0001071739-17-000019 · wf-form4_148790097353617.xml · nonDerivative · entry 1

BROOKS MARK J · CIK 0001669691 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,319

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 36,202 shares of restricted stock units subject to vesting requirements.

Read SEC document
February 17, 2017 Filed May 2, 2017 22:46 UTC
Hunter Jesse NEVP, Products
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000047 · wf-form4_149376514750241.xml · nonDerivative · entry 1

Hunter Jesse N · CIK 0001383557 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,452

F1 · balance_after: Ownership includes 88,334 shares of restricted stock units subject to vesting requirements.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 01:14 UTC
Hunter Jesse NEVP, Products
SaleCommon Stock 5,000 $69.54 $347,700.00
Disclosure

SEC source: 0001071739-17-000015 · wf-form4_148712128530601.xml · nonDerivative · entry 1

Hunter Jesse N · CIK 0001383557 · EVP, Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,952

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on September 12, 2016.

F2 · balance_after: Ownership includes 88,334 shares of restricted stock units subject to vesting requirements.

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February 09, 2017 Filed Feb 14, 2017 01:57 UTC SaleCommon Stock 4,167 $68.73 $286,397.91
Disclosure

SEC source: 0001071739-17-000014 · wf-form4_148703746424178.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,205.891

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on November 29, 2016. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

F2 · balance_after: Ownership includes 3,350 shares of restricted stock subject to vesting requirements.

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February 09, 2017 Filed Feb 14, 2017 01:51 UTC SaleCommon Stock 3,150 $68.41 $215,491.50
Disclosure

SEC source: 0001071739-17-000013 · wf-form4_148703709480814.xml · nonDerivative · entry 1

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,419.7409

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on December 1, 2016.

F2 · balance_after: Ownership includes 40,375 shares of restricted stock units subject to vesting requirements.

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January 19, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 15,866 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 9

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 65,139

F1 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

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January 19, 2017 Filed Apr 5, 2017 00:01 UTC GiftCommon Stock 15,866 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000029 · wf-form4_149135047104512.xml · nonDerivative · entry 8

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 11,590

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.