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CNC

CENTENE CORP

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3133
SEC CIK
0001071739
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886

Last 12 months

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0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
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Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2017 Filed Dec 15, 2017 00:13 UTC
NEIDORFF MICHAEL FDirector · Chairman & CEO
Tax withholdingCommon Stock 14,385 $101.19 $1,455,618.15
Disclosure

SEC source: 0001071739-17-000110 · wf-form4_151329677557737.xml · nonDerivative · entry 3

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,869,894.1753

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes this award of 160,000 restricted stock units. 96,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 64,000 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes previous awards of 430,000 restricted stock units subject to vesting requirements.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 00:17 UTC
Williamson Keith HEVP, Secr. & General Counsel
Tax withholdingCommon Stock 959 $100.86 $96,724.74
Disclosure

SEC source: 0001071739-17-000112 · wf-form4_151329706535611.xml · nonDerivative · entry 2

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,601

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes this award of 7,100 restricted stock units. 4,260 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 2,840 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 29,667 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 00:13 UTC
NEIDORFF MICHAEL FDirector · Chairman & CEO
GrantCommon Stock 160,000 $100.86 $16,137,600.00
Disclosure

SEC source: 0001071739-17-000110 · wf-form4_151329677557737.xml · nonDerivative · entry 2

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,884,279.1753

F1 · balance_after: Ownership includes this award of 160,000 restricted stock units. 96,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 64,000 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes previous awards of 430,000 restricted stock units subject to vesting requirements.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 00:14 UTC Tax withholdingCommon Stock 2,558 $100.86 $257,999.88
Disclosure

SEC source: 0001071739-17-000111 · wf-form4_151329687240936.xml · nonDerivative · entry 2

Schwaneke Jeffrey A. · CIK 0001446919 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,829

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes this award of 30,000 restricted stock units. 18,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 12,000 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 68,001 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 00:09 UTC
Hunter Jesse NEVP & Chief Strategy Officer
Tax withholdingCommon Stock 2,238 $100.86 $225,724.68
Disclosure

SEC source: 0001071739-17-000108 · wf-form4_151329652928811.xml · nonDerivative · entry 2

Hunter Jesse N · CIK 0001383557 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,301

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes this award of 21,000 restricted stock units. 12,600 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 8,400 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 63,668 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 00:10 UTC
Isaak Christopher RSVP, Corporate Controller, CAO
Tax withholdingCommon Stock 455 $100.86 $45,891.30
Disclosure

SEC source: 0001071739-17-000109 · wf-form4_151329664078766.xml · nonDerivative · entry 2

Isaak Christopher R · CIK 0001483090 · SVP, Corporate Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,376

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes this award of 3,260 restricted stock units. 1,956 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 1,304 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 10,496 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 00:05 UTC
BROOKS MARK JEVP, Chief Information Officer
Tax withholdingCommon Stock 1,279 $100.86 $128,999.94
Disclosure

SEC source: 0001071739-17-000107 · wf-form4_151329629370125.xml · nonDerivative · entry 2

BROOKS MARK J · CIK 0001669691 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,202

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes this award of 14,800 restricted stock units. 8,880 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 5,920 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 27,102 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 00:03 UTC
BRINKLEY CYNTHIA JPresident & COO
Tax withholdingCommon Stock 3,197 $100.86 $322,449.42
Disclosure

SEC source: 0001071739-17-000106 · wf-form4_151329621499119.xml · nonDerivative · entry 2

BRINKLEY CYNTHIA J · CIK 0001229100 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,690

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes this award of 45,000 restricted stock units. 27,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 18,000 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 85,001 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 13, 2017 Filed Dec 15, 2017 00:01 UTC Tax withholdingCommon Stock 1,599 $100.86 $161,275.14
Disclosure

SEC source: 0001071739-17-000105 · wf-form4_151329605476671.xml · nonDerivative · entry 2

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,314.8084

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes this award of 14,800 restricted stock units. 8,880 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 5,920 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 33,076 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:17 UTC
Williamson Keith HEVP, Secr. & General Counsel
GrantCommon Stock 7,100 $99.70 $707,870.00
Disclosure

SEC source: 0001071739-17-000112 · wf-form4_151329706535611.xml · nonDerivative · entry 1

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,560

F1 · balance_after: Ownership includes this award of 7,100 restricted stock units. 4,260 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 2,840 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 29,667 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:13 UTC
NEIDORFF MICHAEL FDirector · Chairman & CEO
GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000110 · wf-form4_151329677557737.xml · nonDerivative · entry 1

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,724,279.1753

F1 · balance_after: Ownership includes this award of 160,000 restricted stock units. 96,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 64,000 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes previous awards of 430,000 restricted stock units subject to vesting requirements.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:14 UTC GrantCommon Stock 30,000 $99.70 $2,991,000.00
Disclosure

SEC source: 0001071739-17-000111 · wf-form4_151329687240936.xml · nonDerivative · entry 1

Schwaneke Jeffrey A. · CIK 0001446919 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,387

F1 · balance_after: Ownership includes this award of 30,000 restricted stock units. 18,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 12,000 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 68,001 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:09 UTC
Hunter Jesse NEVP & Chief Strategy Officer
GrantCommon Stock 21,000 $99.70 $2,093,700.00
Disclosure

SEC source: 0001071739-17-000108 · wf-form4_151329652928811.xml · nonDerivative · entry 1

Hunter Jesse N · CIK 0001383557 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,539

F1 · balance_after: Ownership includes this award of 21,000 restricted stock units. 12,600 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 8,400 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 63,668 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:10 UTC
Isaak Christopher RSVP, Corporate Controller, CAO
GrantCommon Stock 3,260 $99.70 $325,022.00
Disclosure

SEC source: 0001071739-17-000109 · wf-form4_151329664078766.xml · nonDerivative · entry 1

Isaak Christopher R · CIK 0001483090 · SVP, Corporate Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,831

F1 · balance_after: Ownership includes this award of 3,260 restricted stock units. 1,956 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 1,304 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 10,496 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:05 UTC
BROOKS MARK JEVP, Chief Information Officer
GrantCommon Stock 14,800 $99.70 $1,475,560.00
Disclosure

SEC source: 0001071739-17-000107 · wf-form4_151329629370125.xml · nonDerivative · entry 1

BROOKS MARK J · CIK 0001669691 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,481

F1 · balance_after: Ownership includes this award of 14,800 restricted stock units. 8,880 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 5,920 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 27,102 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:03 UTC
BRINKLEY CYNTHIA JPresident & COO
GrantCommon Stock 45,000 $99.70 $4,486,500.00
Disclosure

SEC source: 0001071739-17-000106 · wf-form4_151329621499119.xml · nonDerivative · entry 1

BRINKLEY CYNTHIA J · CIK 0001229100 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,887

F1 · balance_after: Ownership includes this award of 45,000 restricted stock units. 27,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 18,000 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 85,001 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 12, 2017 Filed Dec 15, 2017 00:01 UTC GrantCommon Stock 14,800 $99.70 $1,475,560.00
Disclosure

SEC source: 0001071739-17-000105 · wf-form4_151329605476671.xml · nonDerivative · entry 1

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,913.8084

F1 · balance_after: Ownership includes this award of 14,800 restricted stock units. 8,880 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 5,920 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 33,076 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 12, 2017 Filed Jan 4, 2018 01:48 UTC GiftCommon Stock 5,625 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000003 · wf-form4_151503051742378.xml · nonDerivative · entry 3

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,615

F1 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
December 12, 2017 Filed Jan 4, 2018 01:48 UTC GiftCommon Stock 5,625 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000003 · wf-form4_151503051742378.xml · nonDerivative · entry 2

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 67,494

F2 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 22:36 UTC
Hunter Jesse NEVP & Chief Strategy Officer
Exercise / conversionCommon Stock Option (right to buy) · Derivative 12,000 $8.42 Strike: $8.42 $101,040.00
Disclosure

SEC source: 0001071739-17-000102 · wf-form4_151320455026393.xml · derivative · entry 3

Hunter Jesse N · CIK 0001383557 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 12,000 shares

Expires 2018-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 22:36 UTC
Hunter Jesse NEVP & Chief Strategy Officer
Tax withholdingCommon Stock 998 $101.34 $101,137.32
Disclosure

SEC source: 0001071739-17-000102 · wf-form4_151320455026393.xml · nonDerivative · entry 2

Hunter Jesse N · CIK 0001383557 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,539

F2 · shares: Shares withheld for payment of exercise price of previously reported stock grant.

F1 · balance_after: Ownership includes 68,334 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 22:36 UTC
Hunter Jesse NEVP & Chief Strategy Officer
Exercise / conversionCommon Stock 12,000 $8.42 $101,040.00
Disclosure

SEC source: 0001071739-17-000102 · wf-form4_151320455026393.xml · nonDerivative · entry 1

Hunter Jesse N · CIK 0001383557 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Ownership includes 68,334 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 10, 2017 Filed Dec 12, 2017 01:04 UTC
NEIDORFF MICHAEL FDirector · Chairman & CEO
Tax withholdingCommon Stock 44,754 $101.34 $4,535,370.36
Disclosure

SEC source: 0001071739-17-000099 · wf-form4_151304064695271.xml · nonDerivative · entry 2

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,724,329.1753

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes previous awards of 460,000 restricted stock units subject to vesting requirements.

Read SEC document
December 09, 2017 Filed Dec 12, 2017 01:09 UTC
Williamson Keith HEVP, Secr. & General Counsel
Tax withholdingCommon Stock 3,197 $101.34 $323,983.98
Disclosure

SEC source: 0001071739-17-000101 · wf-form4_151304092843630.xml · nonDerivative · entry 2

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,460

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes 31,667 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 09, 2017 Filed Dec 12, 2017 01:07 UTC Tax withholdingCommon Stock 2,398 $101.34 $243,013.32
Disclosure

SEC source: 0001071739-17-000100 · wf-form4_151304081793748.xml · nonDerivative · entry 2

Schwaneke Jeffrey A. · CIK 0001446919 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,387

F2 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F1 · balance_after: Ownership includes 73,334 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 09, 2017 Filed Dec 12, 2017 00:58 UTC
Hunter Jesse NEVP & Chief Strategy Officer
Tax withholdingCommon Stock 9,590 $101.34 $971,850.60
Disclosure

SEC source: 0001071739-17-000098 · wf-form4_151304028633524.xml · nonDerivative · entry 1

Hunter Jesse N · CIK 0001383557 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,537

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 68,334 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 09, 2017 Filed Dec 12, 2017 00:56 UTC
BRINKLEY CYNTHIA JPresident & COO
Tax withholdingCommon Stock 4,796 $101.34 $486,026.64
Disclosure

SEC source: 0001071739-17-000097 · wf-form4_151304018067386.xml · nonDerivative · entry 1

BRINKLEY CYNTHIA J · CIK 0001229100 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,887

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 91,667 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 09, 2017 Filed Dec 12, 2017 00:41 UTC Tax withholdingCommon Stock 1,903 $101.34 $192,850.02
Disclosure

SEC source: 0001071739-17-000096 · wf-form4_151303927892680.xml · nonDerivative · entry 1

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,113.8084

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 36,409 shares of restricted stock units subject to vesting requirements.

Read SEC document
November 28, 2017 Filed Dec 12, 2017 01:04 UTC
NEIDORFF MICHAEL FDirector · Chairman & CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000099 · wf-form4_151304064695271.xml · nonDerivative · entry 1

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,769,083.1753

F1 · balance_after: Ownership includes previous awards of 460,000 restricted stock units subject to vesting requirements.

Read SEC document
November 17, 2017 Filed Jan 4, 2018 01:48 UTC GiftCommon Stock 2,620 $0.00 $0.00
Disclosure

SEC source: 0001071739-18-000003 · wf-form4_151503051742378.xml · nonDerivative · entry 1

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 990

F1 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 23:01 UTC Exercise / conversionCommon Stock Option (right to buy) · Derivative 20,000 $15.69 Strike: $15.69 $313,800.00
Disclosure

SEC source: 0001071739-17-000095 · wf-form4_151121888664787.xml · derivative · entry 3

AYALA ORLANDO · CIK 0001193098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2021-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 23:01 UTC Tax withholdingCommon Stock 3,406 $92.15 $313,862.90
Disclosure

SEC source: 0001071739-17-000095 · wf-form4_151121888664787.xml · nonDerivative · entry 2

AYALA ORLANDO · CIK 0001193098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,240

F2 · shares: Shares withheld for payment of exercise price of previously reported stock grant.

F1 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 23:01 UTC Exercise / conversionCommon Stock 20,000 $15.69 $313,800.00
Disclosure

SEC source: 0001071739-17-000095 · wf-form4_151121888664787.xml · nonDerivative · entry 1

AYALA ORLANDO · CIK 0001193098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 02:00 UTC
BRINKLEY CYNTHIA JEVP, Global Corp Development
Tax withholdingCommon Stock 6,394 $93.28 $596,432.32
Disclosure

SEC source: 0001071739-17-000092 · wf-form4_151062480963601.xml · nonDerivative · entry 1

BRINKLEY CYNTHIA J · CIK 0001229100 · EVP, Global Corp Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,683

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 101,667 shares of restricted stock units subject to vesting requirements.

Read SEC document
October 26, 2017 Filed Oct 30, 2017 22:06 UTC SaleCommon Stock 4,167 $90.42 $376,780.14
Disclosure

SEC source: 0001071739-17-000091 · wf-form4_150940119895848.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,396.455

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on November 29, 2016. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

F2 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

Read SEC document
September 30, 2017 Filed Oct 4, 2017 00:50 UTC GrantCommon Stock 406.504 $86.10 $34,999.99
Disclosure

SEC source: 0001071739-17-000083 · wf-form4_150707822540400.xml · nonDerivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,292.565

F1 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

Read SEC document
September 30, 2017 Filed Oct 4, 2017 00:47 UTC GrantCommon Stock 406.504 $86.10 $34,999.99
Disclosure

SEC source: 0001071739-17-000082 · wf-form4_150707806563020.xml · nonDerivative · entry 2

STEWARD DAVID L · CIK 0001127053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,399.607

F1 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

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September 30, 2017 Filed Oct 4, 2017 00:34 UTC GrantCommon Stock 362.95 $86.10 $31,250.00
Disclosure

SEC source: 0001071739-17-000080 · wf-form4_150707726740018.xml · nonDerivative · entry 1

EPPINGER FREDERICK H · CIK 0001261155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,190.648

F1 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

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September 30, 2017 Filed Oct 4, 2017 00:37 UTC GrantCommon Stock 362.95 $86.10 $31,250.00
Disclosure

SEC source: 0001071739-17-000081 · wf-form4_150707744151986.xml · nonDerivative · entry 1

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,365.836

F1 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

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September 30, 2017 Filed Oct 4, 2017 00:27 UTC GrantCommon Stock 493.612 $86.10 $42,499.99
Disclosure

SEC source: 0001071739-17-000079 · wf-form4_150707683480985.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,563.455

F1 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

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August 01, 2017 Filed Aug 2, 2017 22:36 UTC SaleCommon Stock 4,000 $79.43 $317,720.00
Disclosure

SEC source: 0001071739-17-000078 · wf-form4_150171339570863.xml · nonDerivative · entry 2

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,989.6144

F2 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on June 14, 2017.

F1 · balance_after: Ownership includes 40,375 shares of restricted stock units subject to vesting requirements.

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July 27, 2017 Filed Jul 28, 2017 22:19 UTC SaleCommon Stock 4,167 $82.59 $344,152.53
Disclosure

SEC source: 0001071739-17-000077 · wf-form4_150128034761814.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,069.843

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on November 29, 2016. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

F2 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

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July 20, 2017 Filed Aug 2, 2017 22:36 UTC GiftCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001071739-17-000078 · wf-form4_150171339570863.xml · nonDerivative · entry 1

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,989.6144

F1 · balance_after: Ownership includes 40,375 shares of restricted stock units subject to vesting requirements.

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July 06, 2017 Filed Jul 11, 2017 00:22 UTC
NEIDORFF MICHAEL FDirector · Chairman, President and CEO
SaleCommon Stock 35,000 $80.26 $2,809,100.00
Disclosure

SEC source: 0001071739-17-000069 · wf-form4_149973253668488.xml · nonDerivative · entry 2

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,779,083.1753

F2 · shares: This sale is pursuant to diversification and in accordance with a 10b5-1 Trading Plan that was established on June 6, 2017. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

F1 · balance_after: Ownership includes previous awards of 553,332 restricted stock units subject to vesting requirements.

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July 02, 2017 Filed Jul 5, 2017 23:15 UTC
BROOKS MARK JSVP, Chief Information Officer
Tax withholdingCommon Stock 1,365 $79.88 $109,036.20
Disclosure

SEC source: 0001071739-17-000068 · wf-form4_149929651686343.xml · nonDerivative · entry 1

BROOKS MARK J · CIK 0001669691 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,681

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 29,768 shares of restricted stock units subject to vesting requirements.

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June 30, 2017 Filed Jul 5, 2017 23:13 UTC GrantCommon Stock 463.638 $75.49 $35,000.03
Disclosure

SEC source: 0001071739-17-000067 · wf-form4_149929641368219.xml · nonDerivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,886.061

F1 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

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June 30, 2017 Filed Jul 5, 2017 23:12 UTC GrantCommon Stock 463.638 $75.49 $35,000.03
Disclosure

SEC source: 0001071739-17-000066 · wf-form4_149929635224881.xml · nonDerivative · entry 1

STEWARD DAVID L · CIK 0001127053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,903.103

F1 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

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June 30, 2017 Filed Jul 5, 2017 23:11 UTC GrantCommon Stock 413.962 $75.49 $31,249.99
Disclosure

SEC source: 0001071739-17-000065 · wf-form4_149929629244210.xml · nonDerivative · entry 3

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,002.886

F1 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 23:08 UTC GrantCommon Stock 413.962 $75.49 $31,249.99
Disclosure

SEC source: 0001071739-17-000064 · wf-form4_149929610931089.xml · nonDerivative · entry 1

EPPINGER FREDERICK H · CIK 0001261155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,827.698

F1 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

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June 30, 2017 Filed Jul 5, 2017 23:07 UTC GrantCommon Stock 562.988 $75.49 $42,499.96
Disclosure

SEC source: 0001071739-17-000063 · wf-form4_149929604279392.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,236.843

F1 · balance_after: Ownership includes 3,000 shares of restricted stock subject to vesting requirements.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.