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CNC

CENTENE CORP

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3133
SEC CIK
0001071739
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886

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 03, 2019 Filed Oct 2, 2019 21:40 UTC GiftCommon Stock 17,127 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000094 · wf-form4_157005239790676.xml · nonDerivative · entry 1

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 99,625

F1 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 22:18 UTC GrantCommon Stock 578.597 $54.01 $31,250.02
Disclosure

SEC source: 0001071739-19-000075 · wf-form4_156210588830544.xml · nonDerivative · entry 11

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,828.472

F4 · balance_after: Ownership includes 3,300 shares of restricted stock subject to vesting requirements.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 22:13 UTC GrantCommon Stock 648.028 $54.01 $34,999.99
Disclosure

SEC source: 0001071739-19-000074 · wf-form4_156210557569349.xml · nonDerivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,987.542

F1 · balance_after: Ownership includes 3,300 shares of restricted stock subject to vesting requirements.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 22:04 UTC GrantCommon Stock 786.891 $54.01 $42,499.98
Disclosure

SEC source: 0001071739-19-000071 · wf-form4_156210502520076.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,016.556

F1 · balance_after: Ownership includes 3,300 shares of restricted stock subject to vesting requirements.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 22:06 UTC GrantCommon Stock 648.028 $54.01 $34,999.99
Disclosure

SEC source: 0001071739-19-000073 · wf-form4_156210518459692.xml · nonDerivative · entry 1

STEWARD DAVID L · CIK 0001127053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,501.626

F1 · balance_after: Ownership includes 3,300 shares of restricted stock subject to vesting requirements.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 22:05 UTC GrantCommon Stock 578.597 $54.01 $31,250.02
Disclosure

SEC source: 0001071739-19-000072 · wf-form4_156210511667828.xml · nonDerivative · entry 1

EPPINGER FREDERICK H · CIK 0001261155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,328.096

F1 · balance_after: Ownership includes 3,300 shares of restricted stock subject to vesting requirements.

Read SEC document
June 21, 2019 Filed Jun 25, 2019 21:24 UTC
BURKHALTER BRANDYEVP, Operations
Tax withholdingCommon Stock 2,238 $55.38 $123,940.44
Disclosure

SEC source: 0001071739-19-000070 · wf-form4_156149786411492.xml · nonDerivative · entry 1

BURKHALTER BRANDY · CIK 0001743651 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,260.06

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 120,134 shares of restricted stock units subject to vesting requirements.

Read SEC document
May 14, 2019 Filed Jul 2, 2019 22:18 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000075 · wf-form4_156210588830544.xml · nonDerivative · entry 10

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 48,386

F3 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
May 14, 2019 Filed Jul 2, 2019 22:18 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000075 · wf-form4_156210588830544.xml · nonDerivative · entry 9

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 116,752

F2 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

Read SEC document
May 10, 2019 Filed Jul 2, 2019 22:18 UTC GiftCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000075 · wf-form4_156210588830544.xml · nonDerivative · entry 8

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 47,886

F3 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
May 10, 2019 Filed Jul 2, 2019 22:18 UTC GiftCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000075 · wf-form4_156210588830544.xml · nonDerivative · entry 7

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 117,252

F2 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

Read SEC document
May 02, 2019 Filed Jul 2, 2019 22:18 UTC GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000075 · wf-form4_156210588830544.xml · nonDerivative · entry 6

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 34,886

F3 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
May 02, 2019 Filed Jul 2, 2019 22:18 UTC GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000075 · wf-form4_156210588830544.xml · nonDerivative · entry 5

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 130,252

F2 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

Read SEC document
April 30, 2019 Filed Jul 2, 2019 22:18 UTC GiftCommon Stock 10,850 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000075 · wf-form4_156210588830544.xml · nonDerivative · entry 4

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 34,786

F3 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
April 30, 2019 Filed Jul 2, 2019 22:18 UTC GiftCommon Stock 10,850 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000075 · wf-form4_156210588830544.xml · nonDerivative · entry 3

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 130,352

F2 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

Read SEC document
April 26, 2019 Filed Jul 2, 2019 22:18 UTC GiftCommon Stock 3,850 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000075 · wf-form4_156210588830544.xml · nonDerivative · entry 2

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,850

F1 · ownership.nature: Owned by a revocable trust for the benefit of Mr. Roberts' spouse.

Read SEC document
April 26, 2019 Filed Jul 2, 2019 22:18 UTC GiftCommon Stock 3,850 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000075 · wf-form4_156210588830544.xml · nonDerivative · entry 1

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,249.875

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:56 UTC GrantCommon Stock 3,300 $60.70 $200,310.00
Disclosure

SEC source: 0001071739-19-000069 · wf-form4_155622937704339.xml · nonDerivative · entry 1

BLUME JESSICA L. · CIK 0001671250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,150

F1 · balance_after: Ownership includes 3,300 shares of restricted stock vesting on the date of the April 2020 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:54 UTC GrantCommon Stock 3,300 $60.70 $200,310.00
Disclosure

SEC source: 0001071739-19-000068 · wf-form4_155622925464633.xml · nonDerivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,339.514

F1 · balance_after: Ownership includes 3,300 shares of restricted stock vesting on the date of the April 2020 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:51 UTC GrantCommon Stock 3,300 $60.70 $200,310.00
Disclosure

SEC source: 0001071739-19-000067 · wf-form4_155622909949783.xml · nonDerivative · entry 1

STEWARD DAVID L · CIK 0001127053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,853.598

F1 · balance_after: Ownership includes 3,300 shares of restricted stock vesting on the date of the April 2020 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:50 UTC GrantCommon Stock 3,300 $60.70 $200,310.00
Disclosure

SEC source: 0001071739-19-000066 · wf-form4_155622901955737.xml · nonDerivative · entry 1

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,099.875

F1 · balance_after: Ownership includes 3,300 shares of restricted stock vesting on the date of the April 2020 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:48 UTC GrantCommon Stock 3,300 $60.70 $200,310.00
Disclosure

SEC source: 0001071739-19-000065 · wf-form4_155622891488382.xml · nonDerivative · entry 1

GEPHARDT Richard A · CIK 0001324629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,327.43

F1 · balance_after: Ownership includes 3,300 shares of restricted stock vesting on the date of the April 2020 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:47 UTC GrantCommon Stock 3,300 $60.70 $200,310.00
Disclosure

SEC source: 0001071739-19-000064 · wf-form4_155622882222438.xml · nonDerivative · entry 1

EPPINGER FREDERICK H · CIK 0001261155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,749.499

F1 · balance_after: Ownership includes 3,300 shares of restricted stock vesting on the date of the April 2020 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:45 UTC GrantCommon Stock 3,300 $60.70 $200,310.00
Disclosure

SEC source: 0001071739-19-000063 · wf-form4_155622873817471.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 872,229.665

F1 · balance_after: Ownership includes 3,300 shares of restricted stock vesting on the date of the April 2020 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 21:26 UTC GrantCommon Stock 3,300 $60.70 $200,310.00
Disclosure

SEC source: 0001071739-19-000060 · wf-form4_155622757477711.xml · nonDerivative · entry 1

AYALA ORLANDO · CIK 0001193098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,630

F1 · balance_after: Ownership includes 3,300 shares of restricted stock vesting on the date of the April 2020 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
April 11, 2019 Filed Apr 15, 2019 21:46 UTC
Isaak Christopher RSVP, Corporate Controller, CAO
Tax withholdingCommon Stock 1,940 $57.29 $111,142.60
Disclosure

SEC source: 0001071739-19-000050 · wf-form4_155536479724710.xml · nonDerivative · entry 1

Isaak Christopher R · CIK 0001483090 · SVP, Corporate Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,710

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 21,364 shares of restricted stock units subject to vesting requirements.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:04 UTC GrantCommon Stock 576.606 $60.70 $34,999.98
Disclosure

SEC source: 0001071739-19-000049 · wf-form4_155424622582037.xml · nonDerivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,039.514

F1 · balance_after: Ownership includes 3,850 shares of restricted stock subject to vesting requirements.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:02 UTC GrantCommon Stock 576.606 $60.70 $34,999.98
Disclosure

SEC source: 0001071739-19-000048 · wf-form4_155424613056709.xml · nonDerivative · entry 1

STEWARD DAVID L · CIK 0001127053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,553.598

F1 · balance_after: Ownership includes 3,850 shares of restricted stock subject to vesting requirements.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 23:01 UTC GrantCommon Stock 514.827 $60.70 $31,250.00
Disclosure

SEC source: 0001071739-19-000047 · wf-form4_155424604739414.xml · nonDerivative · entry 3

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,799.875

F3 · balance_after: Ownership includes 3,850 shares of restricted stock subject to vesting requirements.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 22:59 UTC GrantCommon Stock 514.827 $60.70 $31,250.00
Disclosure

SEC source: 0001071739-19-000046 · wf-form4_155424596096658.xml · nonDerivative · entry 1

EPPINGER FREDERICK H · CIK 0001261155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,449.499

F1 · balance_after: Ownership includes 3,850 shares of restricted stock subject to vesting requirements.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 22:58 UTC GrantCommon Stock 700.165 $60.70 $42,500.02
Disclosure

SEC source: 0001071739-19-000045 · wf-form4_155424586489610.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,929.665

F1 · balance_after: Ownership includes 3,850 shares of restricted stock subject to vesting requirements.

Read SEC document
March 24, 2019 Filed Mar 26, 2019 22:05 UTC
BROOKS MARK JEVP, Chief Information Officer
Tax withholdingCommon Stock 2,984 $57.14 $170,505.76
Disclosure

SEC source: 0001071739-19-000044 · wf-form4_155363788602698.xml · nonDerivative · entry 1

BROOKS MARK J · CIK 0001669691 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,752

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 86,988 shares of restricted stock units subject to vesting requirements.

Read SEC document
March 21, 2019 Filed Nov 19, 2019 23:12 UTC
NEIDORFF MICHAEL FDirector · Chairman, President & CEO
GiftCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000141 · wf-form4_157420510823621.xml · nonDerivative · entry 2

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,368,000.351

Read SEC document
March 21, 2019 Filed Nov 19, 2019 23:12 UTC
NEIDORFF MICHAEL FDirector · Chairman, President & CEO
GiftCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000141 · wf-form4_157420510823621.xml · nonDerivative · entry 1

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,600

Read SEC document
February 15, 2019 Filed Feb 20, 2019 00:05 UTC
BROOKS MARK JEVP, Chief Information Officer
GrantPhantom Stock · Derivative 245.052 $63.96 Strike: $0.00 $15,673.53
Disclosure

SEC source: 0001071739-19-000034 · wf-form4_155062113437337.xml · derivative · entry 2

BROOKS MARK J · CIK 0001669691 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548.12

Underlying: Common Stock · 245.052 shares

Expires 2019-02-15

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock.

F3 · shares: The phantom stock was acquired by Mr. Brooks through a payroll contribution to the Company's deferred compensation plan.

F4 · derivative.expiration_date: The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Mr. Brooks' termination with the Company or on such other date Mr. Brooks may elect.

Read SEC document
February 15, 2019 Filed Feb 19, 2019 22:10 UTC SaleCommon Stock 9,200 $65.01 $598,092.00
Disclosure

SEC source: 0001071739-19-000033 · wf-form4_155061421409679.xml · nonDerivative · entry 1

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,897.754

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on October 30, 2018. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

F2 · balance_after: Ownership includes 72,908 shares of restricted stock units subject to vesting requirements.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:49 UTC
Williamson Keith HEVP, Secr. & General Counsel
Tax withholdingCommon Stock 13,394 $64.99 $870,476.06
Disclosure

SEC source: 0001071739-19-000028 · wf-form4_154958335235756.xml · nonDerivative · entry 2

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,636

F2 · balance_after: Ownership includes 46,308 shares of restricted stock units subject to vesting requirements.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:49 UTC
Williamson Keith HEVP, Secr. & General Counsel
GrantCommon Stock 9,800 $28.40 $278,320.00
Disclosure

SEC source: 0001071739-19-000028 · wf-form4_154958335235756.xml · nonDerivative · entry 1

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,030

F1 · shares: Represents the additional number of shares earned from a previously reported performance stock unit grant from December 2015 with a three-year performance period. Refer to Form 4 filed on December 17, 2015. 20,000 shares were reported based on achievement of target level of performance.

F2 · balance_after: Ownership includes 46,308 shares of restricted stock units subject to vesting requirements.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:47 UTC Tax withholdingCommon Stock 26,718 $64.99 $1,736,402.82
Disclosure

SEC source: 0001071739-19-000027 · wf-form4_154958326005588.xml · nonDerivative · entry 2

Schwaneke Jeffrey A. · CIK 0001446919 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,562

F2 · balance_after: Ownership includes 210,668 shares of restricted stock units subject to vesting requirements.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:47 UTC GrantCommon Stock 19,600 $28.40 $556,640.00
Disclosure

SEC source: 0001071739-19-000027 · wf-form4_154958326005588.xml · nonDerivative · entry 1

Schwaneke Jeffrey A. · CIK 0001446919 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,280

F1 · shares: Represents the additional number of shares earned from a previously reported performance stock unit grant from December 2015 with a three-year performance period. Refer to Form 4 filed on December 17, 2015. 40,000 shares were reported based on achievement of target level of performance.

F2 · balance_after: Ownership includes 210,668 shares of restricted stock units subject to vesting requirements.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:46 UTC
Hunter Jesse NEVP, M&A & Chief Strategy Ofcr
Tax withholdingCommon Stock 26,724 $64.99 $1,736,792.76
Disclosure

SEC source: 0001071739-19-000026 · wf-form4_154958315528287.xml · nonDerivative · entry 2

Hunter Jesse N · CIK 0001383557 · EVP, M&A & Chief Strategy Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,640

F2 · balance_after: Ownership includes 137,734 shares of restricted stock units subject to vesting requirements.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:46 UTC
Hunter Jesse NEVP, M&A & Chief Strategy Ofcr
GrantCommon Stock 19,600 $28.40 $556,640.00
Disclosure

SEC source: 0001071739-19-000026 · wf-form4_154958315528287.xml · nonDerivative · entry 1

Hunter Jesse N · CIK 0001383557 · EVP, M&A & Chief Strategy Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,364

F1 · shares: Represents the additional number of shares earned from a previously reported performance stock unit grant from December 2015 with a three-year performance period. Refer to Form 4 filed on December 17, 2015. 40,000 shares were reported based on achievement of target level of performance.

F2 · balance_after: Ownership includes 137,734 shares of restricted stock units subject to vesting requirements.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:44 UTC
BURKHALTER BRANDYEVP, Operations
Tax withholdingCommon Stock 13,390 $64.99 $870,216.10
Disclosure

SEC source: 0001071739-19-000025 · wf-form4_154958306591133.xml · nonDerivative · entry 2

BURKHALTER BRANDY · CIK 0001743651 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,498.06

F2 · balance_after: Ownership includes 125,134 shares of restricted stock units subject to vesting requirements.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:44 UTC
BURKHALTER BRANDYEVP, Operations
GrantCommon Stock 9,800 $28.40 $278,320.00
Disclosure

SEC source: 0001071739-19-000025 · wf-form4_154958306591133.xml · nonDerivative · entry 1

BURKHALTER BRANDY · CIK 0001743651 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,888.06

F1 · shares: Represents the additional number of shares earned from a performance stock unit grant from December 2015 with a three-year performance period. In December 2015, 20,000 shares were granted based on achievement of target level of performance.

F2 · balance_after: Ownership includes 125,134 shares of restricted stock units subject to vesting requirements.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:43 UTC
BRINKLEY CYNTHIA JEVP, Chief Admin/Markets Offcr
Tax withholdingCommon Stock 33,384 $64.99 $2,169,626.16
Disclosure

SEC source: 0001071739-19-000024 · wf-form4_154958297391726.xml · nonDerivative · entry 2

BRINKLEY CYNTHIA J · CIK 0001229100 · EVP, Chief Admin/Markets Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,582

F2 · balance_after: Ownership includes 135,734 shares of restricted stock units subject to vesting requirements.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 23:43 UTC
BRINKLEY CYNTHIA JEVP, Chief Admin/Markets Offcr
GrantCommon Stock 24,500 $28.40 $695,800.00
Disclosure

SEC source: 0001071739-19-000024 · wf-form4_154958297391726.xml · nonDerivative · entry 1

BRINKLEY CYNTHIA J · CIK 0001229100 · EVP, Chief Admin/Markets Offcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,966

F1 · shares: Represents the additional number of shares earned from a previously reported performance stock unit grant from December 2015 with a three-year performance period. Refer to Form 4 filed on December 17, 2015. 50,000 shares were reported based on achievement of target level of performance.

F2 · balance_after: Ownership includes 135,734 shares of restricted stock units subject to vesting requirements.

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February 05, 2019 Filed Feb 7, 2019 23:41 UTC Tax withholdingCommon Stock 7,826 $64.99 $508,611.74
Disclosure

SEC source: 0001071739-19-000023 · wf-form4_154958287761126.xml · nonDerivative · entry 2

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,097.754

F2 · balance_after: Ownership includes 72,908 shares of restricted stock units subject to vesting requirements.

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February 05, 2019 Filed Feb 7, 2019 23:41 UTC GrantCommon Stock 5,710 $28.40 $162,164.00
Disclosure

SEC source: 0001071739-19-000023 · wf-form4_154958287761126.xml · nonDerivative · entry 1

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,923.754

F1 · shares: Represents the additional number of shares earned from a performance stock unit grant from December 2015 with a three-year performance period. In December 2015, 11,650 shares were granted based on achievement of target level of performance.

F2 · balance_after: Ownership includes 72,908 shares of restricted stock units subject to vesting requirements.

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February 05, 2019 Filed Feb 7, 2019 23:39 UTC
NEIDORFF MICHAEL FDirector · Chairman & CEO
Tax withholdingCommon Stock 137,722 $64.99 $8,950,552.78
Disclosure

SEC source: 0001071739-19-000022 · wf-form4_154958278417918.xml · nonDerivative · entry 2

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,364,400.351

F2 · balance_after: Ownership includes 983,300 shares of restricted stock units subject to vesting requirements.

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February 05, 2019 Filed Feb 7, 2019 23:39 UTC
NEIDORFF MICHAEL FDirector · Chairman & CEO
GrantCommon Stock 102,900 $29.36 $3,021,144.00
Disclosure

SEC source: 0001071739-19-000022 · wf-form4_154958278417918.xml · nonDerivative · entry 1

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,502,122.351

F1 · shares: Represents the additional number of shares earned from a previously reported performance stock unit grant from December 2015 with a three-year performance period. Refer to Form 4 filed on December 17, 2015. 210,000 shares were reported based on achievement of target level of performance.

F2 · balance_after: Ownership includes 983,300 shares of restricted stock units subject to vesting requirements.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.