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CNC

CENTENE CORP

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3133
SEC CIK
0001071739
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886

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
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Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2019 Filed Dec 14, 2019 00:21 UTC
Isaak Christopher RSVP, Corporate Controller, CAO
Tax withholdingCommon Stock 316 $59.62 $18,839.92
Disclosure

SEC source: 0001071739-19-000188 · wf-form4_157628285934979.xml · nonDerivative · entry 1

Isaak Christopher R · CIK 0001483090 · SVP, Corporate Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,963

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 23,809 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 11, 2019 Filed Dec 14, 2019 00:20 UTC
BROOKS MARK JEVP, Chief Information Officer
Tax withholdingCommon Stock 1,910 $59.62 $113,874.20
Disclosure

SEC source: 0001071739-19-000187 · wf-form4_157628280238149.xml · nonDerivative · entry 1

BROOKS MARK J · CIK 0001669691 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,842

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 113,442 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 11, 2019 Filed Dec 14, 2019 00:16 UTC Tax withholdingCommon Stock 5,967 $59.62 $355,752.54
Disclosure

SEC source: 0001071739-19-000185 · wf-form4_157628258817873.xml · nonDerivative · entry 1

Schwaneke Jeffrey A. · CIK 0001446919 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,595

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 278,668 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 11, 2019 Filed Dec 14, 2019 00:19 UTC
BURKHALTER BRANDYEVP, Operations
Tax withholdingCommon Stock 3,581 $59.62 $213,499.22
Disclosure

SEC source: 0001071739-19-000186 · wf-form4_157628273710493.xml · nonDerivative · entry 1

BURKHALTER BRANDY · CIK 0001743651 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,679.06

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 203,600 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 11, 2019 Filed Dec 14, 2019 00:00 UTC
Hunter Jesse NEVP, M&A & Chief Strategy Ofcr
Tax withholdingCommon Stock 1,910 $59.62 $113,874.20
Disclosure

SEC source: 0001071739-19-000184 · wf-form4_157628159974316.xml · nonDerivative · entry 1

Hunter Jesse N · CIK 0001383557 · EVP, M&A & Chief Strategy Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,655

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 168,534 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 23:59 UTC
THOMAS DAVID PEVP, MARKETS
Tax withholdingCommon Stock 1,239 $59.62 $73,869.18
Disclosure

SEC source: 0001071739-19-000183 · wf-form4_157628157550930.xml · nonDerivative · entry 1

THOMAS DAVID P · CIK 0001792242 · EVP, MARKETS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,991

F1 · shares: Shares withheld for taxes upon vesting of previously reported stock grant.

F2 · balance_after: Ownership includes 59,878 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 10, 2019 Filed Dec 13, 2019 02:39 UTC
Isaak Christopher RSVP, Corporate Controller, CAO
GrantCommon Stock 5,915 $59.17 $349,990.55
Disclosure

SEC source: 0001071739-19-000171 · wf-form4_157620473290466.xml · nonDerivative · entry 2

Isaak Christopher R · CIK 0001483090 · SVP, Corporate Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,279

F2 · balance_after: Ownership includes this award of 5,915 restricted stock units. 3,549 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 2,366 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 21,364 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 10, 2019 Filed Dec 13, 2019 02:31 UTC
BROOKS MARK JEVP, Chief Information Officer
GrantCommon Stock 40,000 $59.17 $2,366,800.00
Disclosure

SEC source: 0001071739-19-000168 · wf-form4_157620424304385.xml · nonDerivative · entry 1

BROOKS MARK J · CIK 0001669691 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,752

F1 · balance_after: Ownership includes this award of 40,000 restricted stock units. 24,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 16,000 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 86,988 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 10, 2019 Filed Dec 13, 2019 02:28 UTC GrantCommon Stock 100,000 $59.17 $5,917,000.00
Disclosure

SEC source: 0001071739-19-000164 · wf-form4_157620410585371.xml · nonDerivative · entry 1

Schwaneke Jeffrey A. · CIK 0001446919 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,562

F1 · balance_after: Ownership includes this award of 100,000 restricted stock units. 60,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 40,000 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 210,668 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 10, 2019 Filed Dec 13, 2019 02:29 UTC
Williamson Keith HEVP, Secr. & General Counsel
GrantCommon Stock 12,000 $59.17 $710,040.00
Disclosure

SEC source: 0001071739-19-000166 · wf-form4_157620417344761.xml · nonDerivative · entry 1

Williamson Keith H · CIK 0001336916 · EVP, Secr. & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,636

F1 · balance_after: Ownership includes this award of 12,000 restricted stock units. 7,200 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 4,800 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 46,308 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 10, 2019 Filed Dec 13, 2019 02:18 UTC
BURKHALTER BRANDYEVP, Operations
GrantCommon Stock 100,000 $59.17 $5,917,000.00
Disclosure

SEC source: 0001071739-19-000158 · wf-form4_157620347101891.xml · nonDerivative · entry 1

BURKHALTER BRANDY · CIK 0001743651 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,260.06

F1 · balance_after: Ownership includes this award of 100,000 restricted stock units. 60,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 40,000 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 120,134 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 10, 2019 Filed Dec 13, 2019 02:26 UTC
THOMAS DAVID PEVP, MARKETS
GrantCommon Stock 25,000 $59.17 $1,479,250.00
Disclosure

SEC source: 0001071739-19-000162 · wf-form4_157620400189004.xml · nonDerivative · entry 1

THOMAS DAVID P · CIK 0001792242 · EVP, MARKETS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,230

F1 · balance_after: Ownership includes this award of 25,000 restricted stock units. 15,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 10,000 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 37,646 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 10, 2019 Filed Dec 13, 2019 02:25 UTC
Hunter Jesse NEVP, M&A & Chief Strategy Ofcr
GrantCommon Stock 50,000 $59.17 $2,958,500.00
Disclosure

SEC source: 0001071739-19-000160 · wf-form4_157620393301701.xml · nonDerivative · entry 3

Hunter Jesse N · CIK 0001383557 · EVP, M&A & Chief Strategy Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,565

F2 · balance_after: Ownership includes this award of 50,000 restricted stock units. 30,000 units are performance stock units. The number of performance stock units vesting at the end of the three year period is predicated on meeting three-year performance conditions. The remaining 20,000 units will vest in three annual installments on the anniversary of the grant date. In addition, ownership includes 137,734 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 04, 2019 Filed Dec 13, 2019 02:25 UTC
Hunter Jesse NEVP, M&A & Chief Strategy Ofcr
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000160 · wf-form4_157620393301701.xml · nonDerivative · entry 2

Hunter Jesse N · CIK 0001383557 · EVP, M&A & Chief Strategy Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,565

F1 · balance_after: Ownership includes 137,734 shares of restricted stock units subject to vesting requirements.

Read SEC document
December 04, 2019 Filed Dec 13, 2019 02:25 UTC
Hunter Jesse NEVP, M&A & Chief Strategy Ofcr
GiftCommon Stock 575 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000160 · wf-form4_157620393301701.xml · nonDerivative · entry 1

Hunter Jesse N · CIK 0001383557 · EVP, M&A & Chief Strategy Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,065

F1 · balance_after: Ownership includes 137,734 shares of restricted stock units subject to vesting requirements.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 22:17 UTC
NEIDORFF MICHAEL FDirector · Chairman, President & CEO
SaleCommon Stock 100,000 $60.23 $6,023,000.00
Disclosure

SEC source: 0001071739-19-000149 · wf-form4_157480663394832.xml · nonDerivative · entry 1

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,913,390.351

F1 · shares: This sale is pursuant to an ongoing but small diversification plan and is in accordance with a 10b5-1 Trading Plan that was established on October 24, 2019. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 23:13 UTC
Hunter Jesse NEVP, M&A & Chief Strategy Ofcr
SaleCommon Stock 20,000 $60.00 $1,200,000.00
Disclosure

SEC source: 0001071739-19-000142 · wf-form4_157420521342499.xml · nonDerivative · entry 1

Hunter Jesse N · CIK 0001383557 · EVP, M&A & Chief Strategy Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,640

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on July 26, 2019.

F2 · balance_after: Ownership includes 137,734 shares of restricted stock units subject to vesting requirements.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:15 UTC GrantCommon Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $54.65 $0.00
Disclosure

SEC source: 0001071739-19-000143 · wf-form4_157420528693722.xml · derivative · entry 2

Robinson Lori Jean · CIK 0001788644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-11-15

F2 · derivative.exercise_date: The options vest in three equal annual installments on the anniversary of the grant beginning on November 15, 2020.

Read SEC document
November 15, 2019 Filed Nov 19, 2019 23:12 UTC
NEIDORFF MICHAEL FDirector · Chairman, President & CEO
SaleCommon Stock 75,000 $57.00 $4,275,000.00
Disclosure

SEC source: 0001071739-19-000141 · wf-form4_157420510823621.xml · nonDerivative · entry 8

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,013,390.351

F2 · shares: This sale is pursuant to an ongoing but small diversification plan and is in accordance with a 10b5-1 Trading Plan that was established on July 25, 2019. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

Read SEC document
November 13, 2019 Filed Feb 11, 2020 00:38 UTC GiftCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001071739-20-000055 · wf-form5_158138147755336.xml · nonDerivative · entry 1

GEPHARDT Richard A · CIK 0001324629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,112.43

F1 · balance_after: Ownership includes 3,300 shares of restricted stock subject to vesting requirements.

Read SEC document
October 30, 2019 Filed Oct 31, 2019 21:13 UTC SaleCommon Stock 10,981 $53.25 $584,738.25
Disclosure

SEC source: 0001071739-19-000125 · wf-form4_157255640688325.xml · nonDerivative · entry 2

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,889.246

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on July 31, 2019. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

F2 · balance_after: Ownership includes 3,300 shares of restricted stock subject to vesting requirements.

Read SEC document
October 30, 2019 Filed Jan 3, 2020 23:17 UTC GiftCommon Stock 18,861 $0.00 $0.00
Disclosure

SEC source: 0001071739-20-000010 · wf-form4_157809340543325.xml · nonDerivative · entry 5

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 135,248

F3 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

Read SEC document
October 30, 2019 Filed Jan 3, 2020 23:17 UTC GiftCommon Stock 18,861 $0.00 $0.00
Disclosure

SEC source: 0001071739-20-000010 · wf-form4_157809340543325.xml · nonDerivative · entry 4

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 32,720

F1 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
October 29, 2019 Filed Oct 31, 2019 21:13 UTC SaleCommon Stock 49,019 $50.01 $2,451,440.19
Disclosure

SEC source: 0001071739-19-000125 · wf-form4_157255640688325.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824,870.246

F1 · shares: This sale is pursuant to a 10b5-1 Trading Plan that was established on July 31, 2019. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request.

F2 · balance_after: Ownership includes 3,300 shares of restricted stock subject to vesting requirements.

Read SEC document
October 29, 2019 Filed Jan 3, 2020 23:17 UTC GiftCommon Stock 3,850 $0.00 $0.00
Disclosure

SEC source: 0001071739-20-000010 · wf-form4_157809340543325.xml · nonDerivative · entry 3

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 51,581

F1 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
October 29, 2019 Filed Jan 3, 2020 23:17 UTC GiftCommon Stock 3,850 $0.00 $0.00
Disclosure

SEC source: 0001071739-20-000010 · wf-form4_157809340543325.xml · nonDerivative · entry 2

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · ownership.nature: Owned by a revocable trust for the benefit of Mr. Roberts' spouse.

Read SEC document
October 28, 2019 Filed Jan 3, 2020 23:17 UTC GiftCommon Stock 1,020 $0.00 $0.00
Disclosure

SEC source: 0001071739-20-000010 · wf-form4_157809340543325.xml · nonDerivative · entry 1

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 47,731

F1 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
October 25, 2019 Filed Nov 19, 2019 23:12 UTC
NEIDORFF MICHAEL FDirector · Chairman, President & CEO
GiftCommon Stock 42,060 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000141 · wf-form4_157420510823621.xml · nonDerivative · entry 7

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,088,390.351

Read SEC document
October 24, 2019 Filed Nov 19, 2019 23:12 UTC
NEIDORFF MICHAEL FDirector · Chairman, President & CEO
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000141 · wf-form4_157420510823621.xml · nonDerivative · entry 6

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,130,450.351

Read SEC document
October 22, 2019 Filed Oct 23, 2019 21:10 UTC GrantCommon Stock 2,185 $45.77 $100,007.45
Disclosure

SEC source: 0001071739-19-000117 · wf-form4_157186499827881.xml · nonDerivative · entry 1

Robinson Lori Jean · CIK 0001788644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,185

F1 · balance_after: Ownership includes 2,185 shares of restricted stock vesting on the date of the April 2020 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:38 UTC GrantCommon Stock 641.684 $48.70 $31,250.01
Disclosure

SEC source: 0001071739-19-000093 · wf-form4_157005229681961.xml · nonDerivative · entry 1

EPPINGER FREDERICK H · CIK 0001261155 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,969.78

F1 · balance_after: Ownership includes 3,300 shares of restricted stock subject to vesting requirements.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:40 UTC GrantCommon Stock 641.684 $48.70 $31,250.01
Disclosure

SEC source: 0001071739-19-000094 · wf-form4_157005239790676.xml · nonDerivative · entry 11

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,470.156

F3 · balance_after: Ownership includes 3,300 shares of restricted stock subject to vesting requirements.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:35 UTC GrantCommon Stock 872.69 $48.70 $42,500.00
Disclosure

SEC source: 0001071739-19-000092 · wf-form4_157005211121385.xml · nonDerivative · entry 1

DITMORE ROBERT K · CIK 0001205242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,889.246

F1 · balance_after: Ownership includes 3,300 shares of restricted stock subject to vesting requirements

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:33 UTC GrantCommon Stock 718.686 $48.70 $35,000.01
Disclosure

SEC source: 0001071739-19-000091 · wf-form4_157005199632276.xml · nonDerivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,706.228

F1 · balance_after: Ownership includes 3,300 shares of restricted stock subject to vesting requirements.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:29 UTC GrantCommon Stock 718.686 $48.70 $35,000.01
Disclosure

SEC source: 0001071739-19-000090 · wf-form4_157005177103431.xml · nonDerivative · entry 1

STEWARD DAVID L · CIK 0001127053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,220.312

F1 · balance_after: Ownership includes 3,300 shares of restricted stock subject to vesting requirements.

Read SEC document
July 31, 2019 Filed Nov 19, 2019 23:12 UTC
NEIDORFF MICHAEL FDirector · Chairman, President & CEO
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000141 · wf-form4_157420510823621.xml · nonDerivative · entry 5

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,442,620.351

Read SEC document
July 30, 2019 Filed Oct 2, 2019 21:40 UTC GiftCommon Stock 19,075 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000094 · wf-form4_157005239790676.xml · nonDerivative · entry 10

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 116,387

F1 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

Read SEC document
July 30, 2019 Filed Oct 2, 2019 21:40 UTC GiftCommon Stock 19,075 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000094 · wf-form4_157005239790676.xml · nonDerivative · entry 9

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 48,751

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

Read SEC document
July 29, 2019 Filed Nov 19, 2019 23:12 UTC
NEIDORFF MICHAEL FDirector · Chairman, President & CEO
GiftCommon Stock 185,160 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000141 · wf-form4_157420510823621.xml · nonDerivative · entry 4

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · 2016 GRAT

Disclosed balance after: 0

F1 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Neidorff is the trustee and beneficiary of the annuity.

Read SEC document
July 26, 2019 Filed Jul 29, 2019 22:07 UTC PurchaseCommon Stock 2,850 $52.99 $151,021.50
Disclosure

SEC source: 0001071739-19-000084 · wf-form4_156443802232911.xml · nonDerivative · entry 1

BLUME JESSICA L. · CIK 0001671250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · balance_after: Ownership includes 3,300 shares of restricted stock vesting on the date of the April 2020 Annual Meeting of Stockholders, subject to meeting Board of Director meeting attendance conditions.

Read SEC document
July 26, 2019 Filed Nov 19, 2019 23:12 UTC
NEIDORFF MICHAEL FDirector · Chairman, President & CEO
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000141 · wf-form4_157420510823621.xml · nonDerivative · entry 3

NEIDORFF MICHAEL F · CIK 0001186257 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,452,620.351

Read SEC document
July 26, 2019 Filed Dec 13, 2019 02:39 UTC
Isaak Christopher RSVP, Corporate Controller, CAO
GiftCommon Stock 86 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000171 · wf-form4_157620473290466.xml · nonDerivative · entry 1

Isaak Christopher R · CIK 0001483090 · SVP, Corporate Controller, CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,364

F1 · balance_after: Ownership includes 21,364 shares of restricted stock units subject to vesting requirements.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 21:21 UTC GrantCommon Stock 9,495 $52.66 $500,006.70
Disclosure

SEC source: 0001071739-19-000083 · wf-form4_156391689283477.xml · nonDerivative · entry 1

BOWERS CHRISTOPHER D · CIK 0001393648 · EVP, Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,492.496

F1 · balance_after: Ownership includes this award of 9,495 restricted stock units which will vest in three annual installments beginning on July 1, 2020. In addition, ownership includes 72,908 shares of restricted stock units subject to vesting requirements.

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July 17, 2019 Filed Oct 2, 2019 21:40 UTC GiftCommon Stock 8,400 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000094 · wf-form4_157005239790676.xml · nonDerivative · entry 8

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 67,826

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

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July 17, 2019 Filed Oct 2, 2019 21:40 UTC GiftCommon Stock 8,400 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000094 · wf-form4_157005239790676.xml · nonDerivative · entry 7

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 97,312

F1 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

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July 10, 2019 Filed Oct 2, 2019 21:40 UTC GiftCommon Stock 11,040 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000094 · wf-form4_157005239790676.xml · nonDerivative · entry 6

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 59,426

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

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July 10, 2019 Filed Oct 2, 2019 21:40 UTC GiftCommon Stock 11,040 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000094 · wf-form4_157005239790676.xml · nonDerivative · entry 5

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 105,712

F1 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

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July 10, 2019 Filed Oct 2, 2019 21:40 UTC GiftCommon Stock 17,127 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000094 · wf-form4_157005239790676.xml · nonDerivative · entry 4

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 48,386

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

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July 10, 2019 Filed Oct 2, 2019 21:40 UTC GiftCommon Stock 17,127 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000094 · wf-form4_157005239790676.xml · nonDerivative · entry 3

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 116,752

F1 · ownership.nature: Owned by a grantor retained annuity trust of which Mr. Roberts is the trustee.

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July 03, 2019 Filed Oct 2, 2019 21:40 UTC GiftCommon Stock 17,127 $0.00 $0.00
Disclosure

SEC source: 0001071739-19-000094 · wf-form4_157005239790676.xml · nonDerivative · entry 2

ROBERTS JOHN R · CIK 0001181794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 65,513

F2 · ownership.nature: Owned by a revocable trust held in the name of Mr. Roberts' spouse of which he serves as co-trustee and beneficiary.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.