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CNA

CNA FINANCIAL CORP

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Tapewire entity
3413
SEC CIK
0000021175
Parsed reports
225

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202601
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2025 Filed Mar 18, 2025 19:49 UTC
Aguinaga Elizabeth AnnEVP, Chief HR Officer
GrantCommon Stock 20,962 $0.00 $0.00
Disclosure

SEC source: 0000021175-25-000021 · wk-form4_1742327388.xml · nonDerivative · entry 1

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,706

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2024 performance cycle. 20,962 PSP shares were achieved and will cliff vest on March 15, 2027. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 19:48 UTC
Smith Amy MarieSVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,366 $48.55 $66,319.30
Disclosure

SEC source: 0000021175-25-000019 · wk-form4_1742327282.xml · nonDerivative · entry 2

Smith Amy Marie · CIK 0001897988 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,271

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 19:48 UTC
Smith Amy MarieSVP & Chief Accounting Officer
GrantCommon Stock 4,949 $0.00 $0.00
Disclosure

SEC source: 0000021175-25-000019 · wk-form4_1742327282.xml · nonDerivative · entry 1

Smith Amy Marie · CIK 0001897988 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,637

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2024 performance cycle. 4,949 PSP shares were achieved and will cliff vest on March 15, 2027. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 19:46 UTC
Stone Susan AnnEVP & General Counsel
Tax withholdingCommon Stock 10,808 $48.55 $524,728.40
Disclosure

SEC source: 0000021175-25-000017 · wk-form4_1742327179.xml · nonDerivative · entry 2

Stone Susan Ann · CIK 0001875174 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,779

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 19:46 UTC
Stone Susan AnnEVP & General Counsel
GrantCommon Stock 24,456 $0.00 $0.00
Disclosure

SEC source: 0000021175-25-000017 · wk-form4_1742327179.xml · nonDerivative · entry 1

Stone Susan Ann · CIK 0001875174 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,587

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2024 performance cycle. 24,456 PSP shares were achieved and will cliff vest on March 15, 2027. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 19:44 UTC
Hopper Robert JosephEVP & Chief Actuary
Tax withholdingCommon Stock 9,675 $48.55 $469,721.25
Disclosure

SEC source: 0000021175-25-000015 · wk-form4_1742327033.xml · nonDerivative · entry 2

Hopper Robert Joseph · CIK 0001811653 · EVP & Chief Actuary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,678

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 19:44 UTC
Hopper Robert JosephEVP & Chief Actuary
GrantCommon Stock 20,962 $0.00 $0.00
Disclosure

SEC source: 0000021175-25-000015 · wk-form4_1742327033.xml · nonDerivative · entry 1

Hopper Robert Joseph · CIK 0001811653 · EVP & Chief Actuary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,353

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2024 performance cycle. 20,962 PSP shares were achieved and will cliff vest on March 15, 2027. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 19:39 UTC Tax withholdingCommon Stock 3,417 $48.55 $165,895.35
Disclosure

SEC source: 0000021175-25-000013 · wk-form4_1742326787.xml · nonDerivative · entry 2

Possell Jane Elizabeth · CIK 0001987367 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,934

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 19:39 UTC GrantCommon Stock 18,342 $0.00 $0.00
Disclosure

SEC source: 0000021175-25-000013 · wk-form4_1742326787.xml · nonDerivative · entry 1

Possell Jane Elizabeth · CIK 0001987367 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,351

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2024 performance cycle. 18,342 PSP shares were achieved and will cliff vest on March 15, 2027. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

Read SEC document
March 13, 2025 Filed Mar 19, 2025 21:17 UTC
Robusto DinoDirector · Executive Chairman
PurchaseCommon Stock 728.532 $47.63 $34,700.71
Disclosure

SEC source: 0000021175-25-000035 · wk-form4_1742419023.xml · nonDerivative · entry 2

Robusto Dino · CIK 0001348889 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 724,338.061

F1 · kind: On March 13, 2025, certain accounts owned by the reporting person were inadvertently enrolled in a broker dealer automatic dividend reinvestment plan, resulting in purchases of shares of the CNA Financial Corporation common stock in the open market with dividend cash received.

Read SEC document
March 13, 2025 Filed Mar 19, 2025 21:17 UTC
Robusto DinoDirector · Executive Chairman
PurchaseCommon Stock 3,167.529 $47.63 $150,872.57
Disclosure

SEC source: 0000021175-25-000035 · wk-form4_1742419023.xml · nonDerivative · entry 1

Robusto Dino · CIK 0001348889 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 723,609.529

F1 · kind: On March 13, 2025, certain accounts owned by the reporting person were inadvertently enrolled in a broker dealer automatic dividend reinvestment plan, resulting in purchases of shares of the CNA Financial Corporation common stock in the open market with dividend cash received.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 16:06 UTC
Worman DouglasEVP & Head of Underwriting
SaleCommon Stock 22,973 $48.75 $1,119,933.75
Disclosure

SEC source: 0000021175-24-000102 · wk-form4_1731427598.xml · nonDerivative · entry 1

Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,777

F1 · price: This transaction was executed in multiple trades at prices ranging from $48.71 to $48.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was affected.

Read SEC document
November 05, 2024 Filed Nov 5, 2024 21:31 UTC
Smith Amy MarieSVP & Chief Accounting Officer
GiftCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0000021175-24-000098 · wk-form4_1730842291.xml · nonDerivative · entry 1

Smith Amy Marie · CIK 0001897988 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,688

Read SEC document
September 16, 2024 Filed Sep 17, 2024 15:35 UTC
James Mark StevenEVP, Chief Risk & Rein Off
SaleCommon Stock 18,547 $50.58 $938,107.26
Disclosure

SEC source: 0000021175-24-000074 · wk-form4_1726587298.xml · nonDerivative · entry 1

James Mark Steven · CIK 0001940727 · EVP, Chief Risk & Rein Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,917

F1 · price: This transaction was executed in multiple trades at prices ranging from $50.45 to $50.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
August 20, 2024 Filed Aug 21, 2024 19:27 UTC
Aguinaga Elizabeth AnnEVP, Chief HR Officer
SaleCommon Stock 26,160 $49.60 $1,297,536.00
Disclosure

SEC source: 0000021175-24-000065 · wk-form4_1724268449.xml · nonDerivative · entry 1

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,744

F1 · price: This transaction was executed in multiple trades at prices ranging from $49.50 to $49.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
August 06, 2024 Filed Aug 6, 2024 22:51 UTC SaleCommon Stock 4,444 $48.08 $213,667.52
Disclosure

SEC source: 0000021175-24-000063 · wk-form4_1722984685.xml · nonDerivative · entry 1

Possell Jane Elizabeth · CIK 0001987367 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,009

F1 · price: This transaction was executed in multiple trades at prices ranging from $47.865 to $48.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 15:43 UTC
Stone Susan AnnEVP & General Counsel
SaleCommon Stock 6,674 $49.52 $330,496.48
Disclosure

SEC source: 0000021175-24-000061 · wk-form4_1722440603.xml · nonDerivative · entry 1

Stone Susan Ann · CIK 0001875174 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,131

Read SEC document
May 08, 2024 Filed May 8, 2024 20:41 UTC SaleCommon Stock 23,301 $44.78 $1,043,418.78
Disclosure

SEC source: 0000021175-24-000044 · wk-form4_1715200877.xml · nonDerivative · entry 1

Franzetti Daniel Paul · CIK 0001811655 · EVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,996

F1 · price: This transaction was executed in multiple trades at prices ranging from $44.73 to $44.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:25 UTC
Robusto DinoDirector · Chairman & CEO
Tax withholdingCommon Stock 55,639 $44.22 $2,460,356.58
Disclosure

SEC source: 0000021175-24-000031 · wk-form4_1710872726.xml · nonDerivative · entry 2

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 665,879

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:25 UTC
Robusto DinoDirector · Chairman & CEO
GrantCommon Stock 165,716 $0.00 $0.00
Disclosure

SEC source: 0000021175-24-000031 · wk-form4_1710872726.xml · nonDerivative · entry 1

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 721,518

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2023 performance cycle. 165,716 PSP shares were achieved and will cliff vest on March 15, 2026. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:24 UTC
Worman DouglasEVP & Head of Underwriting
Tax withholdingCommon Stock 22,698 $44.22 $1,003,705.56
Disclosure

SEC source: 0000021175-24-000029 · wk-form4_1710872634.xml · nonDerivative · entry 2

Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,750

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:24 UTC
Worman DouglasEVP & Head of Underwriting
GrantCommon Stock 74,572 $0.00 $0.00
Disclosure

SEC source: 0000021175-24-000029 · wk-form4_1710872634.xml · nonDerivative · entry 1

Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,448

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2023 performance cycle. 74,572 PSP shares were achieved and will cliff vest on March 15, 2026. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:22 UTC Tax withholdingCommon Stock 9,483 $44.22 $419,338.26
Disclosure

SEC source: 0000021175-24-000027 · wk-form4_1710872544.xml · nonDerivative · entry 2

Franzetti Daniel Paul · CIK 0001811655 · EVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,297

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:22 UTC GrantCommon Stock 40,674 $0.00 $0.00
Disclosure

SEC source: 0000021175-24-000027 · wk-form4_1710872544.xml · nonDerivative · entry 1

Franzetti Daniel Paul · CIK 0001811655 · EVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,780

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2023 performance cycle. 40,674 PSP shares were achieved and will cliff vest on March 15, 2026. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:21 UTC
Aguinaga Elizabeth AnnEVP, Chief HR Officer
Tax withholdingCommon Stock 8,585 $44.22 $379,628.70
Disclosure

SEC source: 0000021175-24-000025 · wk-form4_1710872455.xml · nonDerivative · entry 2

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,904

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:21 UTC
Aguinaga Elizabeth AnnEVP, Chief HR Officer
GrantCommon Stock 25,987 $0.00 $0.00
Disclosure

SEC source: 0000021175-24-000025 · wk-form4_1710872455.xml · nonDerivative · entry 1

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,489

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2023 performance cycle. 25,987 PSP shares were achieved and will cliff vest on March 15, 2026. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:19 UTC
Hopper Robert JosephEVP & Chief Actuary
Tax withholdingCommon Stock 7,707 $44.22 $340,803.54
Disclosure

SEC source: 0000021175-24-000023 · wk-form4_1710872375.xml · nonDerivative · entry 2

Hopper Robert Joseph · CIK 0001811653 · EVP & Chief Actuary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,391

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:19 UTC
Hopper Robert JosephEVP & Chief Actuary
GrantCommon Stock 25,987 $0.00 $0.00
Disclosure

SEC source: 0000021175-24-000023 · wk-form4_1710872375.xml · nonDerivative · entry 1

Hopper Robert Joseph · CIK 0001811653 · EVP & Chief Actuary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,098

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2023 performance cycle. 25,987 PSP shares were achieved and will cliff vest on March 15, 2026. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:16 UTC GrantCommon Stock 42,182 $0.00 $0.00
Disclosure

SEC source: 0000021175-24-000019 · wk-form4_1710872193.xml · nonDerivative · entry 1

LINDQUIST SCOTT R · CIK 0001222410 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,834

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2023 performance cycle. 42,182 PSP shares were achieved and will cliff vest on March 15, 2026. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:18 UTC
James Mark StevenEVP, Chief Risk & Rein Off
Tax withholdingCommon Stock 3,216 $44.22 $142,211.52
Disclosure

SEC source: 0000021175-24-000021 · wk-form4_1710872282.xml · nonDerivative · entry 2

James Mark Steven · CIK 0001940727 · EVP, Chief Risk & Rein Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,464

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:18 UTC
James Mark StevenEVP, Chief Risk & Rein Off
GrantCommon Stock 15,064 $0.00 $0.00
Disclosure

SEC source: 0000021175-24-000021 · wk-form4_1710872282.xml · nonDerivative · entry 1

James Mark Steven · CIK 0001940727 · EVP, Chief Risk & Rein Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,680

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2023 performance cycle. 15,064 PSP shares were achieved and will cliff vest on March 15, 2026. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:12 UTC
Stone Susan AnnEVP & General Counsel
Tax withholdingCommon Stock 5,308 $44.22 $234,719.76
Disclosure

SEC source: 0000021175-24-000015 · wk-form4_1710871953.xml · nonDerivative · entry 2

Stone Susan Ann · CIK 0001875174 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,805

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:12 UTC
Stone Susan AnnEVP & General Counsel
GrantCommon Stock 30,732 $0.00 $0.00
Disclosure

SEC source: 0000021175-24-000015 · wk-form4_1710871953.xml · nonDerivative · entry 1

Stone Susan Ann · CIK 0001875174 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,113

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2023 performance cycle. 30,732 PSP shares were achieved and will cliff vest on March 15, 2026. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:15 UTC Tax withholdingCommon Stock 869 $44.22 $38,427.18
Disclosure

SEC source: 0000021175-24-000017 · wk-form4_1710872092.xml · nonDerivative · entry 2

Smith Amy Marie · CIK 0001897988 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,338

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 18:15 UTC GrantCommon Stock 6,100 $0.00 $0.00
Disclosure

SEC source: 0000021175-24-000017 · wk-form4_1710872092.xml · nonDerivative · entry 1

Smith Amy Marie · CIK 0001897988 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,207

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2023 performance cycle. 6,100 PSP shares were achieved and will cliff vest on March 15, 2026. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

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March 15, 2024 Filed Mar 19, 2024 18:08 UTC Tax withholdingCommon Stock 1,640 $44.22 $72,520.80
Disclosure

SEC source: 0000021175-24-000013 · wk-form4_1710871685.xml · nonDerivative · entry 2

Possell Jane Elizabeth · CIK 0001987367 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,453

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

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March 15, 2024 Filed Mar 19, 2024 18:08 UTC GrantCommon Stock 15,817 $0.00 $0.00
Disclosure

SEC source: 0000021175-24-000013 · wk-form4_1710871685.xml · nonDerivative · entry 1

Possell Jane Elizabeth · CIK 0001987367 · EVP & CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,093

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2023 performance cycle. 15,817 PSP shares were achieved and will cliff vest on March 15, 2026. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

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November 17, 2023 Filed Nov 20, 2023 20:35 UTC
Worman DouglasEVP & Head of Underwriting
SaleCommon Stock 26,821 $40.08 $1,074,985.68
Disclosure

SEC source: 0000021175-23-000070 · wk-form4_1700512538.xml · nonDerivative · entry 1

Worman Douglas · CIK 0001513745 · EVP & Head of Underwriting

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,876

F1 · price: This transaction was executed in multiple trades at prices ranging from $39.98 to $40.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and the prices at which the transaction was affected.

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November 01, 2023 Filed Nov 2, 2023 12:33 UTC
Stone Susan AnnEVP & General Counsel
SaleCommon Stock 8,521 $41.03 $349,616.63
Disclosure

SEC source: 0000021175-23-000067 · wk-form4_1698928392.xml · nonDerivative · entry 1

Stone Susan Ann · CIK 0001875174 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,381

F1 · price: This transaction was executed in multiple trades with the weighted average sale price reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 02, 2023 Filed Aug 2, 2023 20:06 UTC
LOEWS CORP10% owner
PurchaseCommon Stock 4,456,050 $39.29 $175,078,204.50
Disclosure

SEC source: 0000060086-23-000138 · wk-form4_1691006800.xml · nonDerivative · entry 1

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,414,738

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June 28, 2023 Filed Jun 30, 2023 14:48 UTC
Stone Susan AnnEVP & General Counsel
Tax withholdingCommon Stock 3,388 $38.53 $130,539.64
Disclosure

SEC source: 0000021175-23-000045 · wk-form4_1688136519.xml · nonDerivative · entry 1

Stone Susan Ann · CIK 0001875174 · EVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,902

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May 03, 2023 Filed May 3, 2023 20:41 UTC
LOEWS CORP10% owner
PurchaseCommon Stock 4,800 $39.79 $190,992.00
Disclosure

SEC source: 0000060086-23-000089 · wf-form4_168314649115064.xml · nonDerivative · entry 3

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,958,688

F3 · price: Represents the weighted average price of multiple transactions with a range of prices between $39.52 and $39.90. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

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May 02, 2023 Filed May 3, 2023 20:41 UTC
LOEWS CORP10% owner
PurchaseCommon Stock 35,229 $38.89 $1,370,055.81
Disclosure

SEC source: 0000060086-23-000089 · wf-form4_168314649115064.xml · nonDerivative · entry 2

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,953,888

F2 · price: Represents the weighted average price of multiple transactions with a range of prices between $38.49 and $39.22. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

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May 01, 2023 Filed May 3, 2023 20:41 UTC
LOEWS CORP10% owner
PurchaseCommon Stock 34,996 $38.93 $1,362,394.28
Disclosure

SEC source: 0000060086-23-000089 · wf-form4_168314649115064.xml · nonDerivative · entry 1

LOEWS CORP · CIK 0000060086 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,918,659

F1 · price: Represents the weighted average price of multiple transactions with a range of prices between $38.74 and $39.05. The Reporting Person, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities at each separate price sold.

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March 15, 2023 Filed Mar 17, 2023 16:14 UTC
Robusto DinoDirector · Chairman & CEO
Tax withholdingCommon Stock 59,937 $36.84 $2,208,079.08
Disclosure

SEC source: 0000021175-23-000031 · wf-form4_167906968171187.xml · nonDerivative · entry 2

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,802

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

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March 15, 2023 Filed Mar 17, 2023 16:14 UTC
Robusto DinoDirector · Chairman & CEO
GrantCommon Stock 131,567 $0.00 $0.00
Disclosure

SEC source: 0000021175-23-000031 · wf-form4_167906968171187.xml · nonDerivative · entry 1

Robusto Dino · CIK 0001348889 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,739

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2022 performance cycle. 131,567 PSP shares were achieved and will cliff vest on March 15, 2025. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

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March 15, 2023 Filed Mar 17, 2023 16:12 UTC
Hopper Robert JosephEVP & Chief Actuary
Tax withholdingCommon Stock 6,689 $36.84 $246,422.76
Disclosure

SEC source: 0000021175-23-000029 · wf-form4_167906954992997.xml · nonDerivative · entry 2

Hopper Robert Joseph · CIK 0001811653 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,111

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

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March 15, 2023 Filed Mar 17, 2023 16:12 UTC
Hopper Robert JosephEVP & Chief Actuary
GrantCommon Stock 20,093 $0.00 $0.00
Disclosure

SEC source: 0000021175-23-000029 · wf-form4_167906954992997.xml · nonDerivative · entry 1

Hopper Robert Joseph · CIK 0001811653 · EVP & Chief Actuary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,800

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2022 performance cycle. 20,093 PSP shares were achieved and will cliff vest on March 15, 2025. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

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March 15, 2023 Filed Mar 17, 2023 16:10 UTC
Aguinaga Elizabeth AnnEVP, Chief HR Officer
Tax withholdingCommon Stock 8,690 $36.84 $320,139.60
Disclosure

SEC source: 0000021175-23-000027 · wf-form4_167906943388360.xml · nonDerivative · entry 2

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,502

F3 · kind: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.

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March 15, 2023 Filed Mar 17, 2023 16:10 UTC
Aguinaga Elizabeth AnnEVP, Chief HR Officer
GrantCommon Stock 20,093 $0.00 $0.00
Disclosure

SEC source: 0000021175-23-000027 · wf-form4_167906943388360.xml · nonDerivative · entry 1

Aguinaga Elizabeth Ann · CIK 0001731385 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,192

F1 · shares: The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2022 performance cycle. 20.093 PSP shares were achieved and will cliff vest on March 15, 2025. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.

F2 · price: The Reporting Person received the CNAF shares at no cost.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.