CMG

SEC source: 0001209191-19-009878 · doc4.xml · nonDerivative · entry 3

Hartung Jack · CIK 0001350874 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,237

F1 · kind: These stock appreciation rights exercises and sales were executed under the terms of a Sales Plan intended to comply with Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended.

F2 · price: Reflects a weighted-average price. Actual sales prices ranged from $605.00 to $605.75 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.

SEC source: 0001209191-19-009878 · doc4.xml · nonDerivative · entry 2

Hartung Jack · CIK 0001350874 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,994

F1 · kind: These stock appreciation rights exercises and sales were executed under the terms of a Sales Plan intended to comply with Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended.

SEC source: 0001209191-19-009878 · doc4.xml · nonDerivative · entry 1

Hartung Jack · CIK 0001350874 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These stock appreciation rights exercises and sales were executed under the terms of a Sales Plan intended to comply with Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended.

SEC source: 0001209191-19-009436 · doc4.xml · derivative · entry 1

Zalotrawala Tabassum · CIK 0001761846 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,052

Underlying: Common stock · 5,052 shares

Expires 2026-02-08

F1 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-19-009428 · doc4.xml · derivative · entry 1

Theodoredis Roger E · CIK 0001559525 · Chief Legal Officer & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,391

Underlying: Common stock · 3,391 shares

Expires 2026-02-08

F1 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-19-009414 · doc4.xml · derivative · entry 1

Niccol Brian R · CIK 0001628588 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,823

Underlying: Common stock · 15,823 shares

Expires 2026-02-08

F1 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-19-009412 · doc4.xml · derivative · entry 1

Hartung Jack · CIK 0001350874 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,782

Underlying: Common stock · 6,782 shares

Expires 2026-02-08

F1 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-19-009408 · doc4.xml · derivative · entry 1

Garner Curtis E · CIK 0001641487 · Chief Digital & Info. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,782

Underlying: Common stock · 6,782 shares

Expires 2026-02-08

F1 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-19-009399 · doc4.xml · derivative · entry 1

Boatwright Scott · CIK 0001716538 · Chief Restaurant Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,651

Underlying: Common stock · 5,651 shares

Expires 2026-02-08

F1 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-19-009398 · doc4.xml · derivative · entry 1

Brandt Christopher W · CIK 0001675463 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,521

Underlying: Common stock · 4,521 shares

Expires 2026-02-08

F1 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-19-009393 · doc4.xml · derivative · entry 1

Andrada Marissa · CIK 0001680089 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,391

Underlying: Common stock · 3,391 shares

Expires 2026-02-08

F1 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-18-059835 · doc4a.xml · derivative · entry 1

Theodoredis Roger E · CIK 0001559525 · Chief Legal Officer & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,586

Underlying: Common stock · 8,586 shares

Expires 2025-10-29

F1 · derivative.exercise_price: This form is filed to report a correction to the award of stock-only stock appreciation rights made to the reporting person on October 29, 2018, which was intended by the parties to have an exercise price equal to 110% of the closing market price of the issuer's common stock on the grant date. As a result of adjustment of the exercise price, the valuation of the award was different and the number of shares subject to the award was also adjusted accordingly.

F1 · shares: This form is filed to report a correction to the award of stock-only stock appreciation rights made to the reporting person on October 29, 2018, which was intended by the parties to have an exercise price equal to 110% of the closing market price of the issuer's common stock on the grant date. As a result of adjustment of the exercise price, the valuation of the award was different and the number of shares subject to the award was also adjusted accordingly.

SEC source: 0000899243-18-028424 · doc4.xml · nonDerivative · entry 2

Pershing Square Capital Management, L.P. · CIK 0001336528 · Director

PS Management GP, LLC · CIK 0001336477 · Director

ACKMAN WILLIAM A · CIK 0001056513 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,940,799

F4 · kind: This Form 4 is being filed as a result of sales related to portfolio management. Common Stock was sold in open market transactions for the accountns of PS, PS II, PS International. PSH sold no Common Stock.

F4 · shares: This Form 4 is being filed as a result of sales related to portfolio management. Common Stock was sold in open market transactions for the accountns of PS, PS II, PS International. PSH sold no Common Stock.

F4 · price: This Form 4 is being filed as a result of sales related to portfolio management. Common Stock was sold in open market transactions for the accountns of PS, PS II, PS International. PSH sold no Common Stock.

F4 · acquired: This Form 4 is being filed as a result of sales related to portfolio management. Common Stock was sold in open market transactions for the accountns of PS, PS II, PS International. PSH sold no Common Stock.

F1 · ownership.nature: In addition to Pershing Square Capital Management, L.P., a Delaware limited partnership ("Pershing Square"), this Form 4 is being filed jointly by PS Management GP, LLC, a Delaware limited liability company ("PS Management"), and William A. Ackman, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Pershing Square and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").

F2 · ownership.nature: Pershing Square advises the accounts of Pershing Square, L.P., a Delaware limited partnership ("PS"), Pershing Square II, L.P., a Delaware limited partnership ("PS II"), Pershing Square International, Ltd., a Cayman Islands exempted company ("PS International"), and Pershing Square Holdings, Ltd., a limited liability company incorporated in Guernsey ("PSH" and together with PS, PS II and PS International, the "Pershing Square Funds").

F3 · ownership.nature: Pershing Square, as the investment adviser to the Pershing Square Funds, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Pershing Square, PS Management may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Mr. Ackman's position as Chief Executive Officer of Pershing Square and managing member of PS Management, Mr. Ackman may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.

F4 · ownership.nature: This Form 4 is being filed as a result of sales related to portfolio management. Common Stock was sold in open market transactions for the accountns of PS, PS II, PS International. PSH sold no Common Stock.

F5 · ownership.nature: The Reporting Persons are no longer insiders and, further, disclaim being directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934.

SEC source: 0000899243-18-028424 · doc4.xml · nonDerivative · entry 1

Pershing Square Capital Management, L.P. · CIK 0001336528 · Director

PS Management GP, LLC · CIK 0001336477 · Director

ACKMAN WILLIAM A · CIK 0001056513 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,940,799

F4 · kind: This Form 4 is being filed as a result of sales related to portfolio management. Common Stock was sold in open market transactions for the accountns of PS, PS II, PS International. PSH sold no Common Stock.

F4 · shares: This Form 4 is being filed as a result of sales related to portfolio management. Common Stock was sold in open market transactions for the accountns of PS, PS II, PS International. PSH sold no Common Stock.

F4 · price: This Form 4 is being filed as a result of sales related to portfolio management. Common Stock was sold in open market transactions for the accountns of PS, PS II, PS International. PSH sold no Common Stock.

F4 · acquired: This Form 4 is being filed as a result of sales related to portfolio management. Common Stock was sold in open market transactions for the accountns of PS, PS II, PS International. PSH sold no Common Stock.

F4 · balance_after: This Form 4 is being filed as a result of sales related to portfolio management. Common Stock was sold in open market transactions for the accountns of PS, PS II, PS International. PSH sold no Common Stock.

F1 · ownership.nature: In addition to Pershing Square Capital Management, L.P., a Delaware limited partnership ("Pershing Square"), this Form 4 is being filed jointly by PS Management GP, LLC, a Delaware limited liability company ("PS Management"), and William A. Ackman, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Pershing Square and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").

F2 · ownership.nature: Pershing Square advises the accounts of Pershing Square, L.P., a Delaware limited partnership ("PS"), Pershing Square II, L.P., a Delaware limited partnership ("PS II"), Pershing Square International, Ltd., a Cayman Islands exempted company ("PS International"), and Pershing Square Holdings, Ltd., a limited liability company incorporated in Guernsey ("PSH" and together with PS, PS II and PS International, the "Pershing Square Funds").

F3 · ownership.nature: Pershing Square, as the investment adviser to the Pershing Square Funds, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Pershing Square, PS Management may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Mr. Ackman's position as Chief Executive Officer of Pershing Square and managing member of PS Management, Mr. Ackman may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.

F4 · ownership.nature: This Form 4 is being filed as a result of sales related to portfolio management. Common Stock was sold in open market transactions for the accountns of PS, PS II, PS International. PSH sold no Common Stock.

F5 · ownership.nature: The Reporting Persons are no longer insiders and, further, disclaim being directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934.

SEC source: 0001209191-18-056604 · doc4.xml · derivative · entry 1

Theodoredis Roger E · CIK 0001559525 · Chief Legal Officer & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,564

Underlying: Common stock · 7,564 shares

Expires 2025-10-29

SEC source: 0000899243-18-023552 · doc4.xml · nonDerivative · entry 2

Pershing Square Capital Management, L.P. · CIK 0001336528 · Director

PS Management GP, LLC · CIK 0001336477 · Director

ACKMAN WILLIAM A · CIK 0001056513 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,059,106

F4 · kind: This Form 4 is being filed as a result of sales related to portfolio management. Sales were made in open market transactions and in a block transaction to a broker.

F4 · shares: This Form 4 is being filed as a result of sales related to portfolio management. Sales were made in open market transactions and in a block transaction to a broker.

F4 · price: This Form 4 is being filed as a result of sales related to portfolio management. Sales were made in open market transactions and in a block transaction to a broker.

F4 · acquired: This Form 4 is being filed as a result of sales related to portfolio management. Sales were made in open market transactions and in a block transaction to a broker.

F4 · balance_after: This Form 4 is being filed as a result of sales related to portfolio management. Sales were made in open market transactions and in a block transaction to a broker.

F1 · ownership.nature: In addition to Pershing Square Capital Management, L.P., a Delaware limited partnership ("Pershing Square"), this Form 4 is being filed jointly by PS Management GP, LLC, a Delaware limited liability company ("PS Management"), and William A. Ackman, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Pershing Square and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").

F2 · ownership.nature: Pershing Square advises the accounts of Pershing Square, L.P., a Delaware limited partnership ("PS"), Pershing Square II, L.P., a Delaware limited partnership ("PS II"), Pershing Square International, Ltd., a Cayman Islands exempted company ("PS International"), and Pershing Square Holdings, Ltd., a limited liability company incorporated in Guernsey ("PSH" and together with PS, PS II and PS International, the "Pershing Square Funds").

F3 · ownership.nature: Pershing Square, as the investment adviser to the Pershing Square Funds, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Pershing Square, PS Management may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Mr. Ackman's position as Chief Executive Officer of Pershing Square and managing member of PS Management, Mr. Ackman may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.

F4 · ownership.nature: This Form 4 is being filed as a result of sales related to portfolio management. Sales were made in open market transactions and in a block transaction to a broker.

F5 · ownership.nature: Ali Namvar, a member of the board of directors of the Issuer of the Subject Securities, was previously elected to that board as a representative of the Reporting Persons, the Pershing Square Funds and Pershing Square GP, LLC. As of the date of this filing, Mr. Namvar is no longer an employee of the Reporting Persons. The Reporting Persons may be deemed to be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934 as a result of their previous relationship with Mr. Namvar.

SEC source: 0000899243-18-023552 · doc4.xml · nonDerivative · entry 1

Pershing Square Capital Management, L.P. · CIK 0001336528 · Director

PS Management GP, LLC · CIK 0001336477 · Director

ACKMAN WILLIAM A · CIK 0001056513 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,059,106

F4 · kind: This Form 4 is being filed as a result of sales related to portfolio management. Sales were made in open market transactions and in a block transaction to a broker.

F4 · shares: This Form 4 is being filed as a result of sales related to portfolio management. Sales were made in open market transactions and in a block transaction to a broker.

F4 · price: This Form 4 is being filed as a result of sales related to portfolio management. Sales were made in open market transactions and in a block transaction to a broker.

F4 · acquired: This Form 4 is being filed as a result of sales related to portfolio management. Sales were made in open market transactions and in a block transaction to a broker.

F4 · balance_after: This Form 4 is being filed as a result of sales related to portfolio management. Sales were made in open market transactions and in a block transaction to a broker.

F1 · ownership.nature: In addition to Pershing Square Capital Management, L.P., a Delaware limited partnership ("Pershing Square"), this Form 4 is being filed jointly by PS Management GP, LLC, a Delaware limited liability company ("PS Management"), and William A. Ackman, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Pershing Square and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").

F2 · ownership.nature: Pershing Square advises the accounts of Pershing Square, L.P., a Delaware limited partnership ("PS"), Pershing Square II, L.P., a Delaware limited partnership ("PS II"), Pershing Square International, Ltd., a Cayman Islands exempted company ("PS International"), and Pershing Square Holdings, Ltd., a limited liability company incorporated in Guernsey ("PSH" and together with PS, PS II and PS International, the "Pershing Square Funds").

F3 · ownership.nature: Pershing Square, as the investment adviser to the Pershing Square Funds, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Pershing Square, PS Management may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Mr. Ackman's position as Chief Executive Officer of Pershing Square and managing member of PS Management, Mr. Ackman may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.

F4 · ownership.nature: This Form 4 is being filed as a result of sales related to portfolio management. Sales were made in open market transactions and in a block transaction to a broker.

F5 · ownership.nature: Ali Namvar, a member of the board of directors of the Issuer of the Subject Securities, was previously elected to that board as a representative of the Reporting Persons, the Pershing Square Funds and Pershing Square GP, LLC. As of the date of this filing, Mr. Namvar is no longer an employee of the Reporting Persons. The Reporting Persons may be deemed to be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934 as a result of their previous relationship with Mr. Namvar.

SEC source: 0001209191-18-032730 · doc4.xml · nonDerivative · entry 1

Namvar Ali · CIK 0001692718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,277

F1 · kind: On May 22, 2018, the issuer granted restricted stock units ("RSU's") denominated in shares of its common stock to each outside director under the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan. The RSU's vest on the first anniversary of the grant date.

F1 · price: On May 22, 2018, the issuer granted restricted stock units ("RSU's") denominated in shares of its common stock to each outside director under the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan. The RSU's vest on the first anniversary of the grant date.

SEC source: 0001209191-18-032728 · doc4.xml · nonDerivative · entry 1

PAULL MATTHEW H · CIK 0001179710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943

F1 · kind: On May 22, 2018, the issuer granted restricted stock units ("RSU's") denominated in shares of its common stock to each outside director under the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan. The RSU's vest on the first anniversary of the grant date.

F1 · price: On May 22, 2018, the issuer granted restricted stock units ("RSU's") denominated in shares of its common stock to each outside director under the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan. The RSU's vest on the first anniversary of the grant date.

SEC source: 0001209191-19-009421 · doc4.xml · nonDerivative · entry 1

Musk Kimbal · CIK 0001494731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,293

F1 · kind: On May 22, 2018, the issuer granted restricted stock units ("RSU's") denominated in shares of its common stock to each outside director under the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan. The RSU's vest on the first anniversary of the grant date.

F1 · price: On May 22, 2018, the issuer granted restricted stock units ("RSU's") denominated in shares of its common stock to each outside director under the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan. The RSU's vest on the first anniversary of the grant date.

SEC source: 0001209191-19-009409 · doc4.xml · nonDerivative · entry 1

Hickenlooper Robin S · CIK 0001567241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543

F1 · kind: On May 22, 2018, the issuer granted restricted stock units ("RSU's") denominated in shares of its common stock to each outside director under the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan. The RSU's vest on the first anniversary of the grant date.

F1 · price: On May 22, 2018, the issuer granted restricted stock units ("RSU's") denominated in shares of its common stock to each outside director under the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan. The RSU's vest on the first anniversary of the grant date.

SEC source: 0001209191-19-009403 · doc4.xml · nonDerivative · entry 1

CAPPUCCIO PAUL T · CIK 0001237444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,043

F1 · kind: On May 22, 2018, the issuer granted restricted stock units ("RSU's") denominated in shares of its common stock to each outside director under the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan. The RSU's vest on the first anniversary of the grant date.

F1 · price: On May 22, 2018, the issuer granted restricted stock units ("RSU's") denominated in shares of its common stock to each outside director under the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan. The RSU's vest on the first anniversary of the grant date.

SEC source: 0001209191-19-009406 · doc4.xml · nonDerivative · entry 1

FLANZRAICH NEIL · CIK 0001188560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,423

F1 · kind: On May 22, 2018, the issuer granted restricted stock units ("RSU's") denominated in shares of its common stock to each outside director under the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan. The RSU's vest on the first anniversary of the grant date.

F1 · price: On May 22, 2018, the issuer granted restricted stock units ("RSU's") denominated in shares of its common stock to each outside director under the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan. The RSU's vest on the first anniversary of the grant date.

SEC source: 0001209191-19-009401 · doc4.xml · nonDerivative · entry 1

Baldocchi Albert S · CIK 0001351044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,164

F1 · kind: On May 22, 2018, the issuer granted restricted stock units ("RSU's") denominated in shares of its common stock to each outside director under the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan. The RSU's vest on the first anniversary of the grant date.

F1 · price: On May 22, 2018, the issuer granted restricted stock units ("RSU's") denominated in shares of its common stock to each outside director under the Amended and Restated Chipotle Mexican Grill, Inc. 2011 Stock Incentive Plan. The RSU's vest on the first anniversary of the grant date.

SEC source: 0001209191-18-027164 · doc4.xml · derivative · entry 1

Andrada Marissa · CIK 0001680089 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,922

Underlying: Common stock · 3,922 shares

Expires 2025-04-27

F1 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-18-022449 · doc4.xml · derivative · entry 1

Boatwright Scott · CIK 0001716538 · Chief Restaurant Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,354

Underlying: Common stock · 8,354 shares

Expires 2025-03-29

F1 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-18-022448 · doc4.xml · derivative · entry 1

Garner Curtis E · CIK 0001641487 · Chief Digital & Info. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,268

Underlying: Common stock · 13,268 shares

Expires 2025-03-29

F1 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-18-022446 · doc4.xml · derivative · entry 1

Hartung Jack · CIK 0001350874 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,742

Underlying: Common stock · 14,742 shares

Expires 2025-03-29

F1 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-18-022441 · doc4.xml · derivative · entry 1

Niccol Brian R · CIK 0001628588 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,439

Underlying: Common stock · 21,439 shares

Expires 2025-03-29

F1 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-18-022438 · doc4.xml · derivative · entry 3

Brandt Christopher W · CIK 0001675463 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,567

Underlying: Common stock · 22,567 shares

Expires 2025-03-29

F2 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-18-022438 · doc4.xml · derivative · entry 2

Brandt Christopher W · CIK 0001675463 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,372

Underlying: Common stock · 7,372 shares

Expires 2025-03-29

F2 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-18-022438 · doc4.xml · nonDerivative · entry 1

Brandt Christopher W · CIK 0001675463 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,578

F1 · kind: Represents an award of Restricted Stock Units to the reporting person, which will vest in equal amounts on the second and third anniversary of the grant date, subject to possible acceleration of vesting.

F1 · shares: Represents an award of Restricted Stock Units to the reporting person, which will vest in equal amounts on the second and third anniversary of the grant date, subject to possible acceleration of vesting.

F1 · price: Represents an award of Restricted Stock Units to the reporting person, which will vest in equal amounts on the second and third anniversary of the grant date, subject to possible acceleration of vesting.

F1 · acquired: Represents an award of Restricted Stock Units to the reporting person, which will vest in equal amounts on the second and third anniversary of the grant date, subject to possible acceleration of vesting.

F1 · balance_after: Represents an award of Restricted Stock Units to the reporting person, which will vest in equal amounts on the second and third anniversary of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-18-020206 · doc4.xml · derivative · entry 4

Ells Steve · CIK 0001350873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 43,750 shares

Expires 2021-02-03

F2 · kind: Reflects the satisfaction of performance conditions on performance-vesting stock-only stock appreciation rights, or Performance SOSARs, originally granted to the reporting person on February 3, 2014. Vesting of the second tranche of Performance SOSARs was contingent on Chipotle's achievement of stated levels of cumulative cash flow from operations prior to the fifth fiscal year-end following the award date, with vesting to occur no sooner than February 3, 2017, subject to possible acceleration. The Compensation Committee of Chipotle's Board of Directors certified the achievement of the performance target on March 15, 2018, resulting in vesting of the second tranche of 2014 Performance SOSARs.

F3 · derivative.exercise_date: The first tranche of the 2014 Performance SOSARs vested and became exercisable as of May 10, 2016.

SEC source: 0001209191-18-020206 · doc4.xml · nonDerivative · entry 1

Ells Steve · CIK 0001350873 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,080

F1 · kind: Reflects the partial payout of performance shares originally awarded to the reporting person on February 20, 2015. Vesting of the performance shares was dependent on Chipotle's comparative achievement versus restaurant industry peer companies in average annual growth in sales, net income and shareholder return over the period from January 1, 2015 through December 31, 2017. The Compensation Committee of Chipotle's Board of Directors certified the level of achievement versus the peer group on March 15, 2018, resulting in partial vesting of the performance shares.

F1 · price: Reflects the partial payout of performance shares originally awarded to the reporting person on February 20, 2015. Vesting of the performance shares was dependent on Chipotle's comparative achievement versus restaurant industry peer companies in average annual growth in sales, net income and shareholder return over the period from January 1, 2015 through December 31, 2017. The Compensation Committee of Chipotle's Board of Directors certified the level of achievement versus the peer group on March 15, 2018, resulting in partial vesting of the performance shares.

SEC source: 0001209191-18-020201 · doc4.xml · derivative · entry 2

Crumpacker Mark · CIK 0001453251 · Chief Mktg. & Strat. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 7,500 shares

Expires 2021-02-03

F2 · kind: Reflects the satisfaction of performance conditions on performance-vesting stock-only stock appreciation rights, or Performance SOSARs, originally granted to the reporting person on February 3, 2014. Vesting of the second tranche of Performance SOSARs was contingent on Chipotle's achievement of stated levels of cumulative cash flow from operations prior to the fifth fiscal year-end following the award date, with vesting to occur no sooner than February 3, 2017, subject to possible acceleration. The Compensation Committee of Chipotle's Board of Directors certified the achievement of the performance target on March 15, 2018, resulting in vesting of the second tranche of 2014 Performance SOSARs.

F3 · derivative.exercise_date: The first tranche of the 2014 Performance SOSARs vested and became exercisable as of May 10, 2016.

SEC source: 0001209191-18-020201 · doc4.xml · nonDerivative · entry 1

Crumpacker Mark · CIK 0001453251 · Chief Mktg. & Strat. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,461

F1 · kind: Reflects the partial payout of performance shares originally awarded to the reporting person on February 20, 2015. Vesting of the performance shares was dependent on Chipotle's comparative achievement versus restaurant industry peer companies in average annual growth in sales, net income and shareholder return over the period from January 1, 2015 through December 31, 2017. The Compensation Committee of Chipotle's Board of Directors certified the level of achievement versus the peer group on March 15, 2018, resulting in partial vesting of the performance shares.

F1 · price: Reflects the partial payout of performance shares originally awarded to the reporting person on February 20, 2015. Vesting of the performance shares was dependent on Chipotle's comparative achievement versus restaurant industry peer companies in average annual growth in sales, net income and shareholder return over the period from January 1, 2015 through December 31, 2017. The Compensation Committee of Chipotle's Board of Directors certified the level of achievement versus the peer group on March 15, 2018, resulting in partial vesting of the performance shares.

SEC source: 0001209191-18-020198 · doc4.xml · derivative · entry 3

Hartung Jack · CIK 0001350874 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 15,000 shares

Expires 2021-02-03

F2 · kind: Reflects the satisfaction of performance conditions on performance-vesting stock-only stock appreciation rights, or Performance SOSARs, originally granted to the reporting person on February 3, 2014. Vesting of the second tranche of Performance SOSARs was contingent on Chipotle's achievement of stated levels of cumulative cash flow from operations prior to the fifth fiscal year-end following the award date, with vesting to occur no sooner than February 3, 2017, subject to possible acceleration. The Compensation Committee of Chipotle's Board of Directors certified the achievement of the performance target on March 15, 2018, resulting in vesting of the second tranche of 2014 Performance SOSARs.

F3 · derivative.exercise_date: The first tranche of the 2014 Performance SOSARs vested and became exercisable as of May 10, 2016.

SEC source: 0001209191-18-020198 · doc4.xml · nonDerivative · entry 1

Hartung Jack · CIK 0001350874 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,237

F1 · kind: Reflects the partial payout of performance shares originally awarded to the reporting person on February 20, 2015. Vesting of the performance shares was dependent on Chipotle's comparative achievement versus restaurant industry peer companies in average annual growth in sales, net income and shareholder return over the period from January 1, 2015 through December 31, 2017. The Compensation Committee of Chipotle's Board of Directors certified the level of achievement versus the peer group on March 15, 2018, resulting in partial vesting of the performance shares.

F1 · price: Reflects the partial payout of performance shares originally awarded to the reporting person on February 20, 2015. Vesting of the performance shares was dependent on Chipotle's comparative achievement versus restaurant industry peer companies in average annual growth in sales, net income and shareholder return over the period from January 1, 2015 through December 31, 2017. The Compensation Committee of Chipotle's Board of Directors certified the level of achievement versus the peer group on March 15, 2018, resulting in partial vesting of the performance shares.

SEC source: 0001209191-18-017306 · doc4.xml · derivative · entry 3

Niccol Brian R · CIK 0001628588 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,840

Underlying: Common stock · 114,840 shares

Expires 2025-03-05

F2 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the first, second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-18-017306 · doc4.xml · derivative · entry 2

Niccol Brian R · CIK 0001628588 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,086

Underlying: Common stock · 53,086 shares

Expires 2025-03-05

F2 · derivative.exercise_date: The SOSARs awarded to the reporting person vest in equal amounts on the first, second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-18-017306 · doc4.xml · nonDerivative · entry 1

Niccol Brian R · CIK 0001628588 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,141

F1 · kind: Represents an award of restricted stock to the reporting person, which will vest in equal amounts on the first, second and third anniversaries of the grant date, subject to possible acceleration of vesting.

F1 · shares: Represents an award of restricted stock to the reporting person, which will vest in equal amounts on the first, second and third anniversaries of the grant date, subject to possible acceleration of vesting.

F1 · acquired: Represents an award of restricted stock to the reporting person, which will vest in equal amounts on the first, second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0000899243-18-006099 · doc4.xml · nonDerivative · entry 2

Pershing Square Capital Management, L.P. · CIK 0001336528 · Director · 10% owner

PS Management GP, LLC · CIK 0001336477 · Director · 10% owner

ACKMAN WILLIAM A · CIK 0001056513 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,882,463

F4 · kind: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F4 · shares: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F4 · price: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F4 · acquired: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F4 · balance_after: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F1 · ownership.nature: In addition to Pershing Square Capital Management, L.P., a Delaware limited partnership ("Pershing Square"), this Form 4 is being filed jointly by PS Management GP, LLC, a Delaware limited liability company ("PS Management"), and William A. Ackman, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Pershing Square and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").

F2 · ownership.nature: Pershing Square advises the accounts of Pershing Square, L.P., a Delaware limited partnership ("PS"), Pershing Square II, L.P., a Delaware limited partnership ("PS II"), Pershing Square International, Ltd., a Cayman Islands exempted company ("PS International"), and Pershing Square Holdings, Ltd., a limited liability company incorporated in Guernsey ("PSH" and together with PS, PS II and PS International, the "Pershing Square Funds").

F3 · ownership.nature: Pershing Square, as the investment adviser to the Pershing Square Funds, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Pershing Square, PS Management may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Mr. Ackman's position as Chief Executive Officer of Pershing Square and managing member of PS Management, Mr. Ackman may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.

F4 · ownership.nature: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F5 · ownership.nature: Ali Namvar, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons, the Pershing Square Funds and Pershing Square GP, LLC. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934.

SEC source: 0000899243-18-006099 · doc4.xml · nonDerivative · entry 1

Pershing Square Capital Management, L.P. · CIK 0001336528 · Director · 10% owner

PS Management GP, LLC · CIK 0001336477 · Director · 10% owner

ACKMAN WILLIAM A · CIK 0001056513 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,882,463

F4 · kind: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F4 · shares: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F4 · price: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F4 · acquired: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F4 · balance_after: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F1 · ownership.nature: In addition to Pershing Square Capital Management, L.P., a Delaware limited partnership ("Pershing Square"), this Form 4 is being filed jointly by PS Management GP, LLC, a Delaware limited liability company ("PS Management"), and William A. Ackman, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Pershing Square and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").

F2 · ownership.nature: Pershing Square advises the accounts of Pershing Square, L.P., a Delaware limited partnership ("PS"), Pershing Square II, L.P., a Delaware limited partnership ("PS II"), Pershing Square International, Ltd., a Cayman Islands exempted company ("PS International"), and Pershing Square Holdings, Ltd., a limited liability company incorporated in Guernsey ("PSH" and together with PS, PS II and PS International, the "Pershing Square Funds").

F3 · ownership.nature: Pershing Square, as the investment adviser to the Pershing Square Funds, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Pershing Square, PS Management may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Mr. Ackman's position as Chief Executive Officer of Pershing Square and managing member of PS Management, Mr. Ackman may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.

F4 · ownership.nature: This Form 4 is being filed as a result of ordinary course rebalancing transactions in which the Pershing Square Funds purchased and sold Subject Securities among themselves. All of the rebalancing transactions were effected at the same time. There were no changes in the aggregate number of Subject Securities beneficially owned by the Pershing Square Funds as a result of such transactions, and column 5 of Table I specifies that aggregate number.

F5 · ownership.nature: Ali Namvar, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons, the Pershing Square Funds and Pershing Square GP, LLC. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934.

SEC source: 0001209191-18-012821 · doc4.xml · nonDerivative · entry 1

Namvar Ali · CIK 0001692718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · balance_after: The reporting person disclaims beneficial ownership of the securities of the Issuer reported as beneficially owned by Pershing Square Capital Management L.P., PS Management GP, LLC and William A. Ackman, and accordingly this report does not include such securities.

SEC source: 0001209191-18-010496 · doc4.xml · nonDerivative · entry 1

CAPPUCCIO PAUL T · CIK 0001237444 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766

SEC source: 0001209191-18-003046 · doc4.xml · derivative · entry 2

Boatwright Scott · CIK 0001716538 · Chief Restaurant Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,709

Underlying: Common stock · 14,709 shares

Expires 2025-01-07

F2 · derivative.exercise_date: The Stock Appreciation Rights awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-18-003046 · doc4.xml · nonDerivative · entry 1

Boatwright Scott · CIK 0001716538 · Chief Restaurant Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,824

F1 · kind: Represents an award of shares of restricted stock to the reporting person, which will vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

F1 · shares: Represents an award of shares of restricted stock to the reporting person, which will vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

F1 · acquired: Represents an award of shares of restricted stock to the reporting person, which will vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

F1 · balance_after: Represents an award of shares of restricted stock to the reporting person, which will vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-18-003045 · doc4.xml · derivative · entry 2

Garner Curtis E · CIK 0001641487 · Chief Digital & Info. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,386

Underlying: Common stock · 18,386 shares

Expires 2025-01-07

F2 · derivative.exercise_date: The Stock Appreciation Rights awarded to the reporting person vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-18-003045 · doc4.xml · nonDerivative · entry 1

Garner Curtis E · CIK 0001641487 · Chief Digital & Info. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,780

F1 · kind: Represents an award of shares of restricted stock to the reporting person, which will vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

F1 · shares: Represents an award of shares of restricted stock to the reporting person, which will vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

F1 · price: Represents an award of shares of restricted stock to the reporting person, which will vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

F1 · balance_after: Represents an award of shares of restricted stock to the reporting person, which will vest in equal amounts on the second and third anniversaries of the grant date, subject to possible acceleration of vesting.

SEC source: 0001209191-18-003044 · doc4.xml · derivative · entry 4

Ells Steve · CIK 0001350873 · Director · Chairman & Co-CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common stock · 75,000 shares

Expires 2022-01-04