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Nasdaq · USD

CME

CME GROUP INC.

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Tapewire entity
2909
SEC CIK
0001156375
Parsed reports
929

Last 12 months

Inside the activity.

7 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202522
Jan 202600
Feb 202603
Mar 202624
Apr 202600
May 202603
Jun 202620
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2018 Filed Mar 19, 2018 22:31 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 4,088 $165.66 $677,218.08
Disclosure

SEC source: 0001156375-18-000034 · edgardoc.xml · nonDerivative · entry 2

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,945

F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:31 UTC
Holzrichter JulieSr MD Chief Operating Officer
GrantCommon Stock Class A 10,050 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000034 · edgardoc.xml · nonDerivative · entry 1

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,033

F1 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:30 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
Tax withholdingCommon Stock Class A 2,888 $165.66 $478,426.08
Disclosure

SEC source: 0001156375-18-000033 · edgardoc.xml · nonDerivative · entry 2

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,999

F2 · shares: Ms. Harris Piell surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:30 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
GrantCommon Stock Class A 8,037 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000033 · edgardoc.xml · nonDerivative · entry 1

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,887

F1 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:30 UTC Tax withholdingCommon Stock Class A 7,124 $165.66 $1,180,161.84
Disclosure

SEC source: 0001156375-18-000032 · edgardoc.xml · nonDerivative · entry 2

Durkin Bryan T · CIK 0001341363 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,371

F2 · shares: Mr. Durkin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:30 UTC GrantCommon Stock Class A 16,078 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000032 · edgardoc.xml · nonDerivative · entry 1

Durkin Bryan T · CIK 0001341363 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,495

F1 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:30 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
GrantCommon Stock Class A 92 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000031 · edgardoc.xml · nonDerivative · entry 4

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,686

F4 · shares: On March 15, 2018, Mr. Duffy received a performance grant of 92 shares of restricted stock based upon the company's achievement of relative total shareholder return relative to the S&P 500 for 2017.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:30 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 635 $165.66 $105,194.10
Disclosure

SEC source: 0001156375-18-000031 · edgardoc.xml · nonDerivative · entry 3

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,594

F3 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/18.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:30 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 12,720 $165.66 $2,107,195.20
Disclosure

SEC source: 0001156375-18-000031 · edgardoc.xml · nonDerivative · entry 2

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,229

F2 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:30 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
GrantCommon Stock Class A 28,710 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000031 · edgardoc.xml · nonDerivative · entry 1

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,949

F1 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:30 UTC
Cutinho SunilSr MD & President CME Clearing
Tax withholdingCommon Stock Class A 431 $165.66 $71,399.46
Disclosure

SEC source: 0001156375-18-000030 · edgardoc.xml · nonDerivative · entry 4

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,560

F3 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:30 UTC
Cutinho SunilSr MD & President CME Clearing
Tax withholdingCommon Stock Class A 2,226 $165.66 $368,759.16
Disclosure

SEC source: 0001156375-18-000030 · edgardoc.xml · nonDerivative · entry 3

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,991

F3 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:30 UTC
Cutinho SunilSr MD & President CME Clearing
GrantCommon Stock Class A 1,467 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000030 · edgardoc.xml · nonDerivative · entry 2

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,217

F2 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:30 UTC
Cutinho SunilSr MD & President CME Clearing
GrantCommon Stock Class A 5,449 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000030 · edgardoc.xml · nonDerivative · entry 1

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,750

F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:29 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Tax withholdingCommon Stock Class A 3,019 $165.66 $500,127.54
Disclosure

SEC source: 0001156375-18-000029 · edgardoc.xml · nonDerivative · entry 2

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,720

F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 22:29 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
GrantCommon Stock Class A 8,037 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000029 · edgardoc.xml · nonDerivative · entry 1

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,739

F1 · shares: Represents shares earned from a 2014 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2015-2017.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 20:54 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
SaleCommon Stock Class A 3,299 $163.52 $539,452.48
Disclosure

SEC source: 0001156375-18-000023 · edgardoc.xml · nonDerivative · entry 1

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,850

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

F2 · price: On February 20, 2018, Ms. Piell sold an aggregate of 3,299 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $161.73; $162.37 to $162.94; $163.31 to $163.91; and $164.11 to $164.50.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 15:08 UTC SaleCommon Stock Class A 300 $164.29 $49,287.00
Disclosure

SEC source: 0001156375-18-000022 · edgardoc.xml · nonDerivative · entry 1

GEPSMAN MARTIN J · CIK 0001212813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,011

Read SEC document
February 14, 2018 Filed Feb 15, 2018 20:28 UTC SaleCommon Stock Class A 200 $159.91 $31,982.00
Disclosure

SEC source: 0001156375-18-000021 · edgardoc.xml · nonDerivative · entry 1

Pankau Ronald A. · CIK 0001523463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,809

F1 · price: On February 14, 2018, Mr. Pankau sold an aggregate of 200 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $159.88 to $159.93. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 20:50 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
SaleCommon Stock Class A 20,000 $151.66 $3,033,200.00
Disclosure

SEC source: 0001156375-18-000013 · edgardoc.xml · nonDerivative · entry 1

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,239

F1 · price: On February 6, 2018, Mr. Duffy sold an aggregate of 20,000 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $150.68 to $150.89; $151.00 to $151.69; and $154.00 to $154.01. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 18:04 UTC
MELAMED LEODirector
SaleCommon Stock Class A 7,300 $155.78 $1,137,194.00
Disclosure

SEC source: 0001156375-18-000012 · edgardoc.xml · nonDerivative · entry 1

MELAMED LEO · CIK 0001212838 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,537

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:17 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,400 $0.00 Strike: $83.88 $0.00
Disclosure

SEC source: 0001156375-18-000006 · edgardoc.xml · derivative · entry 4

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 2,400 shares

Expires 2018-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:17 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
SaleCommon Stock Class A 2,400 $161.66 $387,972.00
Disclosure

SEC source: 0001156375-18-000006 · edgardoc.xml · nonDerivative · entry 2

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,753

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:17 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
Exercise / conversionCommon Stock Class A 2,400 $83.88 $201,312.00
Disclosure

SEC source: 0001156375-18-000006 · edgardoc.xml · nonDerivative · entry 1

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:17 UTC
Kometer KevinSr MD Chief Information Office
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,100 $0.00 Strike: $83.88 $0.00
Disclosure

SEC source: 0001156375-18-000007 · edgardoc.xml · derivative · entry 9

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 5,100 shares

Expires 2018-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:17 UTC
Kometer KevinSr MD Chief Information Office
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,825 $0.00 Strike: $67.36 $0.00
Disclosure

SEC source: 0001156375-18-000007 · edgardoc.xml · derivative · entry 8

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 3,825 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:17 UTC
Kometer KevinSr MD Chief Information Office
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,180 $0.00 Strike: $56.87 $0.00
Disclosure

SEC source: 0001156375-18-000007 · edgardoc.xml · derivative · entry 7

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 7,180 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:17 UTC
Kometer KevinSr MD Chief Information Office
SaleCommon Stock Class A 3,825 $162.02 $619,719.23
Disclosure

SEC source: 0001156375-18-000007 · edgardoc.xml · nonDerivative · entry 6

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,832

F1 · price: On February 2, 2018, Mr. Kometer sold a total of 16,105 shares of CME Group Class A common stock at an average price of $162.02 per share, including the exercise of options. The price ranges were $162.00 through $162.36. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:17 UTC
Kometer KevinSr MD Chief Information Office
Exercise / conversionCommon Stock Class A 3,825 $67.36 $257,652.00
Disclosure

SEC source: 0001156375-18-000007 · edgardoc.xml · nonDerivative · entry 5

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:17 UTC
Kometer KevinSr MD Chief Information Office
SaleCommon Stock Class A 5,100 $162.02 $826,292.31
Disclosure

SEC source: 0001156375-18-000007 · edgardoc.xml · nonDerivative · entry 4

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,832

F1 · price: On February 2, 2018, Mr. Kometer sold a total of 16,105 shares of CME Group Class A common stock at an average price of $162.02 per share, including the exercise of options. The price ranges were $162.00 through $162.36. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:17 UTC
Kometer KevinSr MD Chief Information Office
Exercise / conversionCommon Stock Class A 5,100 $83.88 $427,788.00
Disclosure

SEC source: 0001156375-18-000007 · edgardoc.xml · nonDerivative · entry 3

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:17 UTC
Kometer KevinSr MD Chief Information Office
SaleCommon Stock Class A 7,180 $162.02 $1,163,289.96
Disclosure

SEC source: 0001156375-18-000007 · edgardoc.xml · nonDerivative · entry 2

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,832

F1 · price: On February 2, 2018, Mr. Kometer sold a total of 16,105 shares of CME Group Class A common stock at an average price of $162.02 per share, including the exercise of options. The price ranges were $162.00 through $162.36. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
February 02, 2018 Filed Feb 6, 2018 22:17 UTC
Kometer KevinSr MD Chief Information Office
Exercise / conversionCommon Stock Class A 7,180 $56.87 $408,326.60
Disclosure

SEC source: 0001156375-18-000007 · edgardoc.xml · nonDerivative · entry 1

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2018 Filed Jan 10, 2018 16:23 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
SaleCommon Stock Class A 7,500 $151.50 $1,136,250.00
Disclosure

SEC source: 0001156375-18-000002 · edgardoc.xml · nonDerivative · entry 1

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,376

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 23:00 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 1,564 $146.05 $228,422.20
Disclosure

SEC source: 0001156375-18-000001 · edgardoc.xml · nonDerivative · entry 4

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,239

F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 12/31/17.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 23:00 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 1,358 $146.05 $198,335.90
Disclosure

SEC source: 0001156375-18-000001 · edgardoc.xml · nonDerivative · entry 3

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,803

F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 12/31/17.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 23:00 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 1,358 $146.05 $198,335.90
Disclosure

SEC source: 0001156375-18-000001 · edgardoc.xml · nonDerivative · entry 2

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,161

F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 12/31/17.

Read SEC document
December 31, 2017 Filed Jan 2, 2018 23:00 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 411 $146.05 $60,026.55
Disclosure

SEC source: 0001156375-18-000001 · edgardoc.xml · nonDerivative · entry 1

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,519

F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 12/31/17.

Read SEC document
December 27, 2017 Filed Feb 6, 2018 22:26 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
GiftCommon Stock Class A 12,540 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000008 · edgardoc.xml · nonDerivative · entry 7

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 12,540

F3 · kind: This transaction represented a gift of securities from the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 27, 2017 Filed Feb 6, 2018 22:26 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
GiftCommon Stock Class A 12,540 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000008 · edgardoc.xml · nonDerivative · entry 4

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,934

F3 · kind: This transaction represented a gift of securities from the reporting person to his spouse, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Read SEC document
December 26, 2017 Filed Feb 6, 2018 22:26 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
OtherCommon Stock Class A 10,724 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000008 · edgardoc.xml · nonDerivative · entry 8

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 10,724

F2 · kind: Ownership has been updated to reflect the transfer of CME Group Class A common stock to reporting person's revocable living trust.

Read SEC document
December 26, 2017 Filed Feb 6, 2018 22:26 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
OtherCommon Stock Class A 10,724 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000008 · edgardoc.xml · nonDerivative · entry 3

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,474

F2 · kind: Ownership has been updated to reflect the transfer of CME Group Class A common stock to reporting person's revocable living trust.

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December 21, 2017 Filed Feb 6, 2018 22:26 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
GiftCommon Stock Class A 185 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000008 · edgardoc.xml · nonDerivative · entry 6

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Indirect · by Children

Disclosed balance after: 1,230

F1 · kind: This transaction represented a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.

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December 21, 2017 Filed Feb 6, 2018 22:26 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
GiftCommon Stock Class A 185 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000008 · edgardoc.xml · nonDerivative · entry 2

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,198

F1 · kind: This transaction represented a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.

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December 20, 2017 Filed Feb 6, 2018 22:26 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
GiftCommon Stock Class A 370 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000008 · edgardoc.xml · nonDerivative · entry 5

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Indirect · by Children

Disclosed balance after: 1,045

F1 · kind: This transaction represented a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.

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December 20, 2017 Filed Feb 6, 2018 22:26 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
GiftCommon Stock Class A 370 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000008 · edgardoc.xml · nonDerivative · entry 1

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,383

F1 · kind: This transaction represented a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.

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December 18, 2017 Filed Dec 19, 2017 17:56 UTC
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,325 $0.00 Strike: $83.88 $0.00
Disclosure

SEC source: 0001156375-17-000119 · edgardoc.xml · derivative · entry 3

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 2,325 shares

Expires 2018-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option.

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December 18, 2017 Filed Dec 19, 2017 17:56 UTC
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
SaleCommon Stock Class A 2,325 $152.28 $354,051.00
Disclosure

SEC source: 0001156375-17-000119 · edgardoc.xml · nonDerivative · entry 2

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,249

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

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December 18, 2017 Filed Dec 19, 2017 17:56 UTC
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
Exercise / conversionCommon Stock Class A 2,325 $83.88 $195,021.00
Disclosure

SEC source: 0001156375-17-000119 · edgardoc.xml · nonDerivative · entry 1

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 07, 2017 Filed Dec 11, 2017 19:49 UTC
Winkler JulieSr MD Chief Commercial Officer
SaleCommon Stock Class A 2,457 $150.41 $369,557.37
Disclosure

SEC source: 0001156375-17-000118 · edgardoc.xml · nonDerivative · entry 1

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,318

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.