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Nasdaq · USD

CME

CME GROUP INC.

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Tapewire entity
2909
SEC CIK
0001156375
Parsed reports
929

Last 12 months

Inside the activity.

7 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202522
Jan 202600
Feb 202603
Mar 202624
Apr 202600
May 202603
Jun 202620
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2019 Filed Mar 20, 2019 00:35 UTC
Holzrichter JulieSr MD Chief Operating Officer
GrantCommon Stock Class A 4,462 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000021 · edgardoc.xml · nonDerivative · entry 1

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,727

F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018.

Read SEC document
March 15, 2019 Filed Mar 20, 2019 00:34 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Tax withholdingCommon Stock Class A 1,628 $170.14 $276,987.92
Disclosure

SEC source: 0001156375-19-000017 · edgardoc.xml · nonDerivative · entry 4

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,377

F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2019 Filed Mar 20, 2019 00:34 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
GrantCommon Stock Class A 3,674 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000017 · edgardoc.xml · nonDerivative · entry 3

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,005

F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018.

Read SEC document
March 15, 2019 Filed Mar 20, 2019 00:34 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Tax withholdingCommon Stock Class A 1,628 $170.14 $276,987.92
Disclosure

SEC source: 0001156375-19-000017 · edgardoc.xml · nonDerivative · entry 2

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,331

F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2019 Filed Mar 20, 2019 00:34 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
GrantCommon Stock Class A 3,674 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000017 · edgardoc.xml · nonDerivative · entry 1

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,959

F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018.

Read SEC document
March 15, 2019 Filed Mar 20, 2019 00:34 UTC
Cutinho SunilSr MD & President CME Clearing
Tax withholdingCommon Stock Class A 1,814 $170.14 $308,633.96
Disclosure

SEC source: 0001156375-19-000018 · edgardoc.xml · nonDerivative · entry 4

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,324

F2 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2019 Filed Mar 20, 2019 00:34 UTC
Cutinho SunilSr MD & President CME Clearing
GrantCommon Stock Class A 4,462 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000018 · edgardoc.xml · nonDerivative · entry 3

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,138

F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018.

Read SEC document
March 15, 2019 Filed Mar 20, 2019 00:34 UTC
Cutinho SunilSr MD & President CME Clearing
Tax withholdingCommon Stock Class A 1,977 $170.14 $336,366.78
Disclosure

SEC source: 0001156375-19-000018 · edgardoc.xml · nonDerivative · entry 2

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,676

F2 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

Read SEC document
March 15, 2019 Filed Mar 20, 2019 00:34 UTC
Cutinho SunilSr MD & President CME Clearing
GrantCommon Stock Class A 4,462 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000018 · edgardoc.xml · nonDerivative · entry 1

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,653

F1 · shares: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018.

Read SEC document
March 15, 2019 Filed May 13, 2019 16:57 UTC Amendment
Cutinho SunilSr MD & President CME Clearing
Tax withholdingCommon Stock Class A 1,689 $170.14 $287,366.46
Disclosure

SEC source: 0001156375-19-000042 · edgardoc.xml · nonDerivative · entry 1

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,449

F1 · shares: The original Form 4 filed on March 19, 2019 incorrectly reported 1,814 shares surrendered to the company in order to fulfill tax withholding obligations in connection with receipt of a performance share award. This amendment is being filed to correctly report the amount as 1,689.

Read SEC document
March 15, 2019 Filed May 13, 2019 16:57 UTC Amendment
Sammann DerekSr MD Gl Hd Commodity & Option
Tax withholdingCommon Stock Class A 1,405 $170.14 $239,046.70
Disclosure

SEC source: 0001156375-19-000043 · edgardoc.xml · nonDerivative · entry 1

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,403

F1 · shares: The original Form 4 filed on March 19, 2019 incorrectly reported 1,461 shares surrendered to the company in order to fulfill tax withholding obligations in connection with receipt of a performance share award. This amendment is being filed to correctly report the amount as 1,405.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 18:47 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,021 $0.00 Strike: $54.30 $0.00
Disclosure

SEC source: 0001156375-19-000015 · edgardoc.xml · derivative · entry 6

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 7,021 shares

Expires 2020-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of 9/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 18:47 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,319 $0.00 Strike: $54.30 $0.00
Disclosure

SEC source: 0001156375-19-000015 · edgardoc.xml · derivative · entry 5

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,021

Underlying: Common Stock Class A · 1,319 shares

Expires 2020-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of 9/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 18:47 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
SaleCommon Stock Class A 7,021 $167.45 $1,175,699.45
Disclosure

SEC source: 0001156375-19-000015 · edgardoc.xml · nonDerivative · entry 4

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,285

F1 · price: On March 14, 2019, Ms. Cronin sold a total of 7,021 shares of CME Group Class A common stock at an average price of $167.45 per share, including the exercise of options. The price ranges were $167.45 through $167.49. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 18:47 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Exercise / conversionCommon Stock Class A 7,021 $54.30 $381,240.30
Disclosure

SEC source: 0001156375-19-000015 · edgardoc.xml · nonDerivative · entry 3

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 18:47 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
SaleCommon Stock Class A 1,319 $168.00 $221,592.00
Disclosure

SEC source: 0001156375-19-000015 · edgardoc.xml · nonDerivative · entry 2

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,285

Read SEC document
March 14, 2019 Filed Mar 18, 2019 18:47 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Exercise / conversionCommon Stock Class A 1,319 $54.30 $71,621.70
Disclosure

SEC source: 0001156375-19-000015 · edgardoc.xml · nonDerivative · entry 1

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 18, 2019 20:54 UTC SaleCommon Stock Class A 3,000 $167.91 $503,730.00
Disclosure

SEC source: 0001156375-19-000016 · primary_doc.xml · nonDerivative · entry 1

GEPSMAN MARTIN J · CIK 0001212813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,799

Read SEC document
March 01, 2019 Filed Mar 4, 2019 19:56 UTC
Holzrichter JulieSr MD Chief Operating Officer
SaleCommon Stock Class A 4,362 $182.45 $795,846.90
Disclosure

SEC source: 0001156375-19-000014 · edgardoc.xml · nonDerivative · entry 1

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,265

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 16:15 UTC SaleCommon Stock Class A 200 $182.90 $36,580.00
Disclosure

SEC source: 0001156375-19-000013 · edgardoc.xml · nonDerivative · entry 1

Pankau Ronald A. · CIK 0001523463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Read SEC document
February 26, 2019 Filed Feb 27, 2019 14:42 UTC SaleCommon Stock Class A 10,087 $177.94 $1,794,880.78
Disclosure

SEC source: 0001156375-19-000007 · edgardoc.xml · nonDerivative · entry 1

Bernacchi Jeffrey M. · CIK 0001464713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,004

F1 · price: On February 26, 2019, Mr. Bernacchi sold an aggregate of 10,087 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $177.90 to $177.99 and $178.01 to $178.13. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:46 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,740 $0.00 Strike: $62.83 $0.00
Disclosure

SEC source: 0001156375-19-000001 · edgardoc.xml · derivative · entry 9

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 1,740 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: As of 3/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:46 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,160 $0.00 Strike: $56.87 $0.00
Disclosure

SEC source: 0001156375-19-000001 · edgardoc.xml · derivative · entry 8

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 4,160 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:46 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 12,060 $0.00 Strike: $54.30 $0.00
Disclosure

SEC source: 0001156375-19-000001 · edgardoc.xml · derivative · entry 7

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 12,060 shares

Expires 2020-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: As of 9/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:46 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
SaleCommon Stock Class A 4,160 $186.98 $777,834.72
Disclosure

SEC source: 0001156375-19-000001 · edgardoc.xml · nonDerivative · entry 6

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,720

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

F3 · price: On January 2, 2019, Mr. Pietrowicz sold an aggregate of 4,160 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $186.25 to $186.97 and $187.00 to $187.65. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:46 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Exercise / conversionCommon Stock Class A 4,160 $56.87 $236,579.20
Disclosure

SEC source: 0001156375-19-000001 · edgardoc.xml · nonDerivative · entry 5

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:46 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
SaleCommon Stock Class A 1,740 $186.90 $325,201.13
Disclosure

SEC source: 0001156375-19-000001 · edgardoc.xml · nonDerivative · entry 4

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,720

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

F2 · price: On January 2, 2019, Mr. Pietrowicz sold an aggregate of 13,800 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $186.04 to $186.99 and $187.00 to $187.69. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:46 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Exercise / conversionCommon Stock Class A 1,740 $62.83 $109,324.20
Disclosure

SEC source: 0001156375-19-000001 · edgardoc.xml · nonDerivative · entry 3

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,460

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:46 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
SaleCommon Stock Class A 12,060 $186.90 $2,253,980.23
Disclosure

SEC source: 0001156375-19-000001 · edgardoc.xml · nonDerivative · entry 2

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,720

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

F2 · price: On January 2, 2019, Mr. Pietrowicz sold an aggregate of 13,800 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $186.04 to $186.99 and $187.00 to $187.69. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 22:46 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Exercise / conversionCommon Stock Class A 12,060 $54.30 $654,858.00
Disclosure

SEC source: 0001156375-19-000001 · edgardoc.xml · nonDerivative · entry 1

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:13 UTC
Tully SeanSr MD Global Hd Financial & OT
SaleCommon Stock Class A 6,000 $191.45 $1,148,700.00
Disclosure

SEC source: 0001156375-18-000138 · edgardoc.xml · nonDerivative · entry 4

Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,328

F1 · price: On December 12, 2018, Mr. Tully sold an aggregate of 6,000 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $191.10 to $191.65. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:13 UTC
Tully SeanSr MD Global Hd Financial & OT
SaleCommon Stock Class A 5,000 $191.75 $958,750.00
Disclosure

SEC source: 0001156375-18-000138 · edgardoc.xml · nonDerivative · entry 3

Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,328

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:13 UTC
Tully SeanSr MD Global Hd Financial & OT
SaleCommon Stock Class A 2,000 $192.16 $384,320.00
Disclosure

SEC source: 0001156375-18-000138 · edgardoc.xml · nonDerivative · entry 2

Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,328

Read SEC document
December 12, 2018 Filed Dec 14, 2018 16:13 UTC
Tully SeanSr MD Global Hd Financial & OT
SaleCommon Stock Class A 500 $192.00 $96,000.00
Disclosure

SEC source: 0001156375-18-000138 · edgardoc.xml · nonDerivative · entry 1

Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,328

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:42 UTC SaleCommon Stock Class A 187 $190.00 $35,530.00
Disclosure

SEC source: 0001156375-18-000137 · primary_doc.xml · nonDerivative · entry 1

Pankau Ronald A. · CIK 0001523463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Read SEC document
November 30, 2018 Filed Dec 6, 2018 17:34 UTC
Tobin Jack JMD Chief Accounting Officer
GiftCommon Stock Class A 539 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000136 · edgardoc.xml · nonDerivative · entry 2

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,023

F2 · kind: This transaction involved a gift of securities from the reporting person to his donor advised fund.

Read SEC document
November 29, 2018 Filed Dec 6, 2018 17:34 UTC
Tobin Jack JMD Chief Accounting Officer
GiftCommon Stock Class A 165 $0.00 $0.00
Disclosure

SEC source: 0001156375-18-000136 · edgardoc.xml · nonDerivative · entry 1

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,562

F1 · kind: This transaction represented a gift of securities from the reporting person to his adult children, who do not share the reporting person's household.

Read SEC document
November 23, 2018 Filed Nov 27, 2018 20:46 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
SaleCommon Stock Class A 10,000 $188.80 $1,888,000.00
Disclosure

SEC source: 0001156375-18-000135 · edgardoc.xml · nonDerivative · entry 1

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,652

F1 · price: On November 23, 2018, Mr. Duffy sold an aggregate of 10,000 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $188.76 to $188.98. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
November 21, 2018 Filed Nov 23, 2018 14:58 UTC SaleCommon Stock Class A 2,000 $192.15 $384,300.00
Disclosure

SEC source: 0001156375-18-000134 · primary_doc.xml · nonDerivative · entry 2

Carey Charles P · CIK 0001341358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Firm

Disclosed balance after: 24,141

F2 · price: On November 21, 2018, Mr. Carey sold an aggregate of 2,000 shares of CME Group Class A common stock. For reporting purposes, the sale prices with a $1 range have been aggregated and the weighted average has been reported. The price range was $191.85 to $192.44. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
November 20, 2018 Filed Nov 23, 2018 14:58 UTC SaleCommon Stock Class A 3,000 $191.64 $574,920.00
Disclosure

SEC source: 0001156375-18-000134 · primary_doc.xml · nonDerivative · entry 1

Carey Charles P · CIK 0001341358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Firm

Disclosed balance after: 26,141

F1 · price: On November 20, 2018, Mr. Carey sold an aggregate of 3,000 shares of CME Group Class A common stock. For reporting purposes, the sale prices with a $1 range have been aggregated and the weighted average has been reported. The price range was $191.04 to $191.90. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 18:19 UTC
Winkler JulieSr MD Chief Commercial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,310 $0.00 Strike: $56.87 $0.00
Disclosure

SEC source: 0001156375-18-000133 · edgardoc.xml · derivative · entry 7

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 1,310 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: As of 9/15/2013, this option vested with respect to 100% of the granted number of shares covered by the option.

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November 16, 2018 Filed Nov 20, 2018 18:19 UTC
Winkler JulieSr MD Chief Commercial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,670 $0.00 Strike: $54.30 $0.00
Disclosure

SEC source: 0001156375-18-000133 · edgardoc.xml · derivative · entry 6

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,670

Underlying: Common Stock Class A · 2,670 shares

Expires 2020-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: As of 9/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option.

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November 16, 2018 Filed Nov 20, 2018 18:19 UTC
Winkler JulieSr MD Chief Commercial Officer
SaleCommon Stock Class A 1,867 $195.01 $364,083.67
Disclosure

SEC source: 0001156375-18-000133 · edgardoc.xml · nonDerivative · entry 5

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,718

F1 · price: On November 16, 2018, Ms. Winkler sold an aggregate of 5,847 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $194.95 to $195.18. The Company maintains a record of the transactions and copies will be provided upon request.

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November 16, 2018 Filed Nov 20, 2018 18:19 UTC
Winkler JulieSr MD Chief Commercial Officer
SaleCommon Stock Class A 1,310 $195.01 $255,463.10
Disclosure

SEC source: 0001156375-18-000133 · edgardoc.xml · nonDerivative · entry 4

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,585

F1 · price: On November 16, 2018, Ms. Winkler sold an aggregate of 5,847 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $194.95 to $195.18. The Company maintains a record of the transactions and copies will be provided upon request.

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November 16, 2018 Filed Nov 20, 2018 18:19 UTC
Winkler JulieSr MD Chief Commercial Officer
Exercise / conversionCommon Stock Class A 1,310 $56.87 $74,499.70
Disclosure

SEC source: 0001156375-18-000133 · edgardoc.xml · nonDerivative · entry 3

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2018 Filed Nov 20, 2018 18:19 UTC
Winkler JulieSr MD Chief Commercial Officer
SaleCommon Stock Class A 2,670 $195.01 $520,676.70
Disclosure

SEC source: 0001156375-18-000133 · edgardoc.xml · nonDerivative · entry 2

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,585

F1 · price: On November 16, 2018, Ms. Winkler sold an aggregate of 5,847 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $194.95 to $195.18. The Company maintains a record of the transactions and copies will be provided upon request.

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November 16, 2018 Filed Nov 20, 2018 18:19 UTC
Winkler JulieSr MD Chief Commercial Officer
Exercise / conversionCommon Stock Class A 2,670 $54.30 $144,981.00
Disclosure

SEC source: 0001156375-18-000133 · edgardoc.xml · nonDerivative · entry 1

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 16:01 UTC
Holzrichter JulieSr MD Chief Operating Officer
SaleCommon Stock Class A 3,353 $186.71 $626,038.63
Disclosure

SEC source: 0001156375-18-000132 · edgardoc.xml · nonDerivative · entry 1

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,627

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November 02, 2018 Filed Nov 6, 2018 23:36 UTC GrantCommon Stock Class A 3,020,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001156375-18-000131 · primary_doc.xml · nonDerivative · entry 1

Spencer Michael A · CIK 0001757667 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,020,690

F1 · price: Received in exchange for shares of NEX Group plc ("NEX") in connection with the acquisition (the "Acquisition") of NEX by CME Group Inc. Pursuant to the terms of Acquisition, NEX shareholders received for each NEX Group ordinary share 500 pence in cash and 0.0444 shares of CME Group Class A common stock. The effective date of the Acquisition was November 2, 2018. The closing price on the trading day prior to the effective date of the Acquisition was $183.75 for CME Group Class A common stock. Immediately prior to the effective date of the Acquisition and the exchange of shares, Mr. Spencer held 68,033,572 shares of NEX.

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November 02, 2018 Filed Nov 6, 2018 22:47 UTC SaleCommon Stock Class A 2,800 $183.45 $513,660.00
Disclosure

SEC source: 0001156375-18-000129 · primary_doc.xml · nonDerivative · entry 1

Carey Charles P · CIK 0001341358 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,532

F1 · price: On November 2, 2018, Mr. Carey sold an aggregate of 2,800 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price range was $183.30 to $183.64 The Company maintains a record of the transactions and copies will be provided upon request.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.