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Nasdaq · USD

CME

CME GROUP INC.

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2909
SEC CIK
0001156375
Parsed reports
929

Last 12 months

Inside the activity.

7 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202522
Jan 202600
Feb 202603
Mar 202624
Apr 202600
May 202603
Jun 202620
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2020 Filed Feb 15, 2022 01:39 UTC Amendment
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
Tax withholdingCommon Stock Class A 145 $182.01 $26,391.45
Disclosure

SEC source: 0001156375-22-000061 · wf-form4a_164488916556921.xml · nonDerivative · entry 3

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,096

F5 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.

F6 · balance_after: The original Form 4 filed on March 15, 2020 incorrectly reported 17,557 shares held directly. This amendment is being filed to correctly report the amount as 18,096 shares held directly.

Read SEC document
March 15, 2020 Filed Feb 15, 2022 01:39 UTC Amendment
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
GrantCommon Stock Class A 494 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000061 · wf-form4a_164488916556921.xml · nonDerivative · entry 2

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,241

F3 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019.

F4 · balance_after: The original Form 4 filed on March 15, 2020 incorrectly reported 17,702 shares held directly. This amendment is being filed to correctly report the amount as 18,241 shares held directly.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:17 UTC
Holzrichter JulieSr MD Chief Operating Officer
SaleCommon Stock Class A 3,061 $203.37 $622,515.57
Disclosure

SEC source: 0001156375-20-000017 · edgardoc.xml · nonDerivative · entry 1

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,284

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

F2 · price: On February 28, 2020, Ms. Holzrichter sold an aggregate of 3,061 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $199.46 to $199.82; $200.01 to $200.5; $205 to $205.98; $206.13 to $206.57; $207.34 to $207.72; and $208.54. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
February 25, 2020 Filed Mar 17, 2020 20:40 UTC
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
GiftCommon Stock Class A 100 $0.00 $0.00
Disclosure

SEC source: 0001156375-20-000027 · edgardoc.xml · nonDerivative · entry 1

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,208

F1 · shares: This transaction represented a gift of securities from the reporting person to his children, who do not share the reporting person's household.

Read SEC document
February 25, 2020 Filed Feb 15, 2022 01:39 UTC Amendment
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
GiftCommon Stock Class A 100 $0.00 $0.00
Disclosure

SEC source: 0001156375-22-000061 · wf-form4a_164488916556921.xml · nonDerivative · entry 1

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,747

F1 · shares: This transaction represented a gift of securities from the reporting person to his children, who do not share the reporting person's household.

F2 · balance_after: The original Form 4 filed on March 15, 2020 incorrectly reported 17,208 shares held directly. This amendment is being filed to correctly report the amount as 17,747 shares held directly.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 19:34 UTC
Winkler JulieSr MD Chief Commercial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,810 $0.00 Strike: $54.37 $0.00
Disclosure

SEC source: 0001156375-20-000009 · edgardoc.xml · derivative · entry 6

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 2,810 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: As of 9/15/2015, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 19:34 UTC
Winkler JulieSr MD Chief Commercial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,810 $0.00 Strike: $54.37 $0.00
Disclosure

SEC source: 0001156375-20-000009 · edgardoc.xml · derivative · entry 5

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,810

Underlying: Common Stock Class A · 2,810 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: As of 9/15/2015, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 19:34 UTC
Winkler JulieSr MD Chief Commercial Officer
SaleCommon Stock Class A 2,810 $210.99 $592,875.16
Disclosure

SEC source: 0001156375-20-000009 · edgardoc.xml · nonDerivative · entry 4

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,304

Read SEC document
February 24, 2020 Filed Feb 26, 2020 19:34 UTC
Winkler JulieSr MD Chief Commercial Officer
Exercise / conversionCommon Stock Class A 2,810 $54.37 $152,779.70
Disclosure

SEC source: 0001156375-20-000009 · edgardoc.xml · nonDerivative · entry 3

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 19:34 UTC
Winkler JulieSr MD Chief Commercial Officer
SaleCommon Stock Class A 2,810 $210.96 $592,791.98
Disclosure

SEC source: 0001156375-20-000009 · edgardoc.xml · nonDerivative · entry 2

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,304

Read SEC document
February 24, 2020 Filed Feb 26, 2020 19:34 UTC
Winkler JulieSr MD Chief Commercial Officer
Exercise / conversionCommon Stock Class A 2,810 $54.37 $152,779.70
Disclosure

SEC source: 0001156375-20-000009 · edgardoc.xml · nonDerivative · entry 1

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 20:37 UTC SaleCommon Stock Class A 1,000 $201.16 $201,160.00
Disclosure

SEC source: 0001156375-20-000001 · edgardoc.xml · nonDerivative · entry 1

GEPSMAN MARTIN J · CIK 0001212813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,905

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:33 UTC
Tobin Jack JMD Chief Accounting Officer
GrantCommon Stock Class A 506 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000118 · edgardoc.xml · nonDerivative · entry 1

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,847

Read SEC document
December 13, 2019 Filed Dec 16, 2019 20:34 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
SaleCommon Stock Class A 3,371 $204.12 $688,088.52
Disclosure

SEC source: 0001156375-19-000117 · edgardoc.xml · nonDerivative · entry 1

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,826

F1 · price: On December 13, 2019, Ms. Cronin sold an aggregate of 3,371 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $204.11 to $204.18. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 21:31 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
SaleCommon Stock Class A 39,309 $202.38 $7,955,355.42
Disclosure

SEC source: 0001156375-19-000116 · edgardoc.xml · nonDerivative · entry 1

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,684

F1 · price: On December 12, 2019, Mr. Duffy sold an aggregate of 39,309 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $202.00 to $202.95 and $203.25 to $203.54. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
November 15, 2019 Filed Feb 13, 2020 18:37 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
GiftCommon Stock Class A 270 $0.00 $0.00
Disclosure

SEC source: 0001156375-20-000007 · edgardoc.xml · nonDerivative · entry 1

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,556

F1 · kind: This transaction involved a gift of securities from the reporting person to a charitable organization.

Read SEC document
November 07, 2019 Filed Nov 15, 2019 21:23 UTC SaleCommon Stock Class A 300 $199.02 $59,706.00
Disclosure

SEC source: 0001156375-19-000115 · edgardoc.xml · nonDerivative · entry 1

Pankau Ronald A. · CIK 0001523463 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,906

Read SEC document
September 25, 2019 Filed Sep 27, 2019 17:08 UTC
HARRIS YRA GDirector
GrantCommon Stock Class A 781 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000107 · edgardoc.xml · nonDerivative · entry 1

HARRIS YRA G · CIK 0001212825 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,885

F1 · shares: Granted pursuant to the CME Group Director Stock Plan, as amended and restated.

Read SEC document
September 17, 2019 Filed Feb 13, 2020 18:37 UTC OtherCommon Stock Class A 20 $213.86 $4,277.20
Disclosure

SEC source: 0001156375-20-000008 · edgardoc.xml · nonDerivative · entry 1

Cook Elizabeth A · CIK 0001643475 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Joint Account

Disclosed balance after: 20

F1 · kind: Represents purchase with daughter for joint stock account.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:38 UTC
Holzrichter JulieSr MD Chief Operating Officer
GrantCommon Stock Class A 3,624 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000106 · edgardoc.xml · nonDerivative · entry 5

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,345

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:35 UTC
Winkler JulieSr MD Chief Commercial Officer
GrantCommon Stock Class A 3,080 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000105 · edgardoc.xml · nonDerivative · entry 5

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,304

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:34 UTC
Tully SeanSr MD Global Hd Financial & OT
GrantCommon Stock Class A 3,260 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000104 · edgardoc.xml · nonDerivative · entry 5

Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,029

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:34 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
GrantCommon Stock Class A 3,260 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000102 · edgardoc.xml · nonDerivative · entry 5

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,186

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:34 UTC
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
GrantCommon Stock Class A 932 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000103 · edgardoc.xml · nonDerivative · entry 5

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,341

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:33 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
GrantCommon Stock Class A 3,984 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000101 · edgardoc.xml · nonDerivative · entry 5

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,167

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:33 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
GrantCommon Stock Class A 2,900 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000100 · edgardoc.xml · nonDerivative · entry 5

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,064

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:33 UTC
Kometer KevinSr MD Chief Information Office
GrantCommon Stock Class A 3,444 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000099 · edgardoc.xml · nonDerivative · entry 5

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,886

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:31 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
GrantCommon Stock Class A 12,680 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000097 · edgardoc.xml · nonDerivative · entry 4

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,993

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:32 UTC GrantCommon Stock Class A 6,520 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000098 · edgardoc.xml · nonDerivative · entry 5

Durkin Bryan T · CIK 0001341363 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,448

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:29 UTC
Cutinho SunilSr MD & President CME Clearing
GrantCommon Stock Class A 3,260 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000096 · edgardoc.xml · nonDerivative · entry 5

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,536

Read SEC document
September 16, 2019 Filed Sep 17, 2019 22:29 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
GrantCommon Stock Class A 3,080 $0.00 $0.00
Disclosure

SEC source: 0001156375-19-000095 · edgardoc.xml · nonDerivative · entry 8

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,197

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:38 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 532 $205.80 $109,485.60
Disclosure

SEC source: 0001156375-19-000106 · edgardoc.xml · nonDerivative · entry 4

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,721

F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:38 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 580 $205.80 $119,364.00
Disclosure

SEC source: 0001156375-19-000106 · edgardoc.xml · nonDerivative · entry 3

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,253

F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:38 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 428 $205.80 $88,082.40
Disclosure

SEC source: 0001156375-19-000106 · edgardoc.xml · nonDerivative · entry 2

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,833

F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:35 UTC
Winkler JulieSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 414 $205.80 $85,201.20
Disclosure

SEC source: 0001156375-19-000105 · edgardoc.xml · nonDerivative · entry 4

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,224

F2 · shares: Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:35 UTC
Winkler JulieSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 204 $205.80 $41,983.20
Disclosure

SEC source: 0001156375-19-000105 · edgardoc.xml · nonDerivative · entry 3

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,638

F2 · shares: Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:35 UTC
Winkler JulieSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 218 $205.80 $44,864.40
Disclosure

SEC source: 0001156375-19-000105 · edgardoc.xml · nonDerivative · entry 2

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,842

F2 · shares: Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:34 UTC
Tully SeanSr MD Global Hd Financial & OT
Tax withholdingCommon Stock Class A 595 $205.80 $122,451.00
Disclosure

SEC source: 0001156375-19-000104 · edgardoc.xml · nonDerivative · entry 4

Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,769

F2 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:34 UTC
Tully SeanSr MD Global Hd Financial & OT
Tax withholdingCommon Stock Class A 692 $205.80 $142,413.60
Disclosure

SEC source: 0001156375-19-000104 · edgardoc.xml · nonDerivative · entry 3

Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,364

F2 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:34 UTC
Tully SeanSr MD Global Hd Financial & OT
Tax withholdingCommon Stock Class A 400 $205.80 $82,320.00
Disclosure

SEC source: 0001156375-19-000104 · edgardoc.xml · nonDerivative · entry 2

Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,056

F2 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:34 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
Tax withholdingCommon Stock Class A 502 $205.80 $103,311.60
Disclosure

SEC source: 0001156375-19-000102 · edgardoc.xml · nonDerivative · entry 4

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,926

F2 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:34 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
Tax withholdingCommon Stock Class A 580 $205.80 $119,364.00
Disclosure

SEC source: 0001156375-19-000102 · edgardoc.xml · nonDerivative · entry 3

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,428

F2 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:34 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
Tax withholdingCommon Stock Class A 353 $205.80 $72,647.40
Disclosure

SEC source: 0001156375-19-000102 · edgardoc.xml · nonDerivative · entry 2

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,008

F2 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:34 UTC
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
Tax withholdingCommon Stock Class A 86 $205.80 $17,698.80
Disclosure

SEC source: 0001156375-19-000103 · edgardoc.xml · nonDerivative · entry 4

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,409

F2 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:34 UTC
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
Tax withholdingCommon Stock Class A 88 $205.80 $18,110.40
Disclosure

SEC source: 0001156375-19-000103 · edgardoc.xml · nonDerivative · entry 3

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,495

F2 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:34 UTC
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
Tax withholdingCommon Stock Class A 83 $205.80 $17,081.40
Disclosure

SEC source: 0001156375-19-000103 · edgardoc.xml · nonDerivative · entry 2

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,583

F2 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

Read SEC document
September 15, 2019 Filed Sep 17, 2019 22:33 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Tax withholdingCommon Stock Class A 591 $205.80 $121,627.80
Disclosure

SEC source: 0001156375-19-000101 · edgardoc.xml · nonDerivative · entry 4

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,183

F2 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

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September 15, 2019 Filed Sep 17, 2019 22:33 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Tax withholdingCommon Stock Class A 614 $205.80 $126,361.20
Disclosure

SEC source: 0001156375-19-000101 · edgardoc.xml · nonDerivative · entry 3

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,774

F2 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

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September 15, 2019 Filed Sep 17, 2019 22:33 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Tax withholdingCommon Stock Class A 453 $205.80 $93,227.40
Disclosure

SEC source: 0001156375-19-000101 · edgardoc.xml · nonDerivative · entry 2

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,388

F2 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

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September 15, 2019 Filed Sep 17, 2019 22:33 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
Tax withholdingCommon Stock Class A 443 $205.80 $91,169.40
Disclosure

SEC source: 0001156375-19-000100 · edgardoc.xml · nonDerivative · entry 4

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,164

F2 · shares: Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.