Last 12 months
Inside the activity.
7 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 2 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 2 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2020 Filed Mar 17, 2020 20:41 UTC |
Tully SeanSr MD Global Hd Financial & OT
|
Tax withholdingCommon Stock Class A | 3,025 | $182.01 | $550,580.25 |
DisclosureSEC source: 0001156375-20-000028 · edgardoc.xml · nonDerivative · entry 4 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,701 F2 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:41 UTC |
Tully SeanSr MD Global Hd Financial & OT
|
GrantCommon Stock Class A | 6,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000028 · edgardoc.xml · nonDerivative · entry 3 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,726 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:41 UTC |
Tully SeanSr MD Global Hd Financial & OT
|
Tax withholdingCommon Stock Class A | 2,655 | $182.01 | $483,236.55 |
DisclosureSEC source: 0001156375-20-000028 · edgardoc.xml · nonDerivative · entry 2 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,550 F2 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:41 UTC |
Tully SeanSr MD Global Hd Financial & OT
|
GrantCommon Stock Class A | 6,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000028 · edgardoc.xml · nonDerivative · entry 1 Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,205 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:40 UTC |
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
|
Tax withholdingCommon Stock Class A | 145 | $182.01 | $26,391.45 |
DisclosureSEC source: 0001156375-20-000027 · edgardoc.xml · nonDerivative · entry 5 Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,906 F3 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:40 UTC |
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
|
GrantCommon Stock Class A | 494 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000027 · edgardoc.xml · nonDerivative · entry 4 Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,051 F2 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:40 UTC |
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
|
Tax withholdingCommon Stock Class A | 145 | $182.01 | $26,391.45 |
DisclosureSEC source: 0001156375-20-000027 · edgardoc.xml · nonDerivative · entry 3 Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,557 F3 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:40 UTC |
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
|
GrantCommon Stock Class A | 494 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000027 · edgardoc.xml · nonDerivative · entry 2 Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,702 F2 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:40 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
Tax withholdingCommon Stock Class A | 2,585 | $182.01 | $470,495.85 |
DisclosureSEC source: 0001156375-20-000026 · edgardoc.xml · nonDerivative · entry 4 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,055 F2 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:40 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
GrantCommon Stock Class A | 5,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000026 · edgardoc.xml · nonDerivative · entry 3 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,640 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:40 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
Tax withholdingCommon Stock Class A | 2,214 | $182.01 | $402,970.14 |
DisclosureSEC source: 0001156375-20-000026 · edgardoc.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,806 F2 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:40 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
GrantCommon Stock Class A | 5,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000026 · edgardoc.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,020 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:39 UTC |
Pietrowicz John W.Sr MD Chief Financial Officer
|
Tax withholdingCommon Stock Class A | 2,736 | $182.01 | $497,979.36 |
DisclosureSEC source: 0001156375-20-000025 · edgardoc.xml · nonDerivative · entry 4 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,102 F2 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:39 UTC |
Pietrowicz John W.Sr MD Chief Financial Officer
|
GrantCommon Stock Class A | 6,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000025 · edgardoc.xml · nonDerivative · entry 3 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,838 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:39 UTC |
Pietrowicz John W.Sr MD Chief Financial Officer
|
Tax withholdingCommon Stock Class A | 2,329 | $182.01 | $423,901.29 |
DisclosureSEC source: 0001156375-20-000025 · edgardoc.xml · nonDerivative · entry 2 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,662 F2 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:39 UTC |
Pietrowicz John W.Sr MD Chief Financial Officer
|
GrantCommon Stock Class A | 6,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000025 · edgardoc.xml · nonDerivative · entry 1 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,991 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:38 UTC |
Piell Hilda HarrisSr MD & Chief HR Officer
|
Tax withholdingCommon Stock Class A | 2,129 | $182.01 | $387,499.29 |
DisclosureSEC source: 0001156375-20-000024 · edgardoc.xml · nonDerivative · entry 4 Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,956 F2 · shares: Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:38 UTC |
Piell Hilda HarrisSr MD & Chief HR Officer
|
GrantCommon Stock Class A | 4,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000024 · edgardoc.xml · nonDerivative · entry 3 Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,085 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:38 UTC |
Piell Hilda HarrisSr MD & Chief HR Officer
|
Tax withholdingCommon Stock Class A | 1,587 | $182.01 | $288,849.87 |
DisclosureSEC source: 0001156375-20-000024 · edgardoc.xml · nonDerivative · entry 2 Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,281 F2 · shares: Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:38 UTC |
Piell Hilda HarrisSr MD & Chief HR Officer
|
GrantCommon Stock Class A | 4,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000024 · edgardoc.xml · nonDerivative · entry 1 Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,868 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:37 UTC |
Kometer KevinSr MD Chief Information Office
|
Tax withholdingCommon Stock Class A | 2,585 | $182.01 | $470,495.85 |
DisclosureSEC source: 0001156375-20-000023 · edgardoc.xml · nonDerivative · entry 4 Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,727 F2 · shares: Mr. Kometer surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:37 UTC |
Kometer KevinSr MD Chief Information Office
|
GrantCommon Stock Class A | 5,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000023 · edgardoc.xml · nonDerivative · entry 3 Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,312 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:37 UTC |
Kometer KevinSr MD Chief Information Office
|
Tax withholdingCommon Stock Class A | 2,242 | $182.01 | $408,066.42 |
DisclosureSEC source: 0001156375-20-000023 · edgardoc.xml · nonDerivative · entry 2 Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,478 F2 · shares: Mr. Kometer surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:37 UTC |
Kometer KevinSr MD Chief Information Office
|
GrantCommon Stock Class A | 5,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000023 · edgardoc.xml · nonDerivative · entry 1 Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,720 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:37 UTC |
Holzrichter JulieSr MD Chief Operating Officer
|
Tax withholdingCommon Stock Class A | 2,585 | $182.01 | $470,495.85 |
DisclosureSEC source: 0001156375-20-000022 · edgardoc.xml · nonDerivative · entry 4 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,102 F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:37 UTC |
Holzrichter JulieSr MD Chief Operating Officer
|
GrantCommon Stock Class A | 5,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000022 · edgardoc.xml · nonDerivative · entry 3 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,687 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:37 UTC |
Holzrichter JulieSr MD Chief Operating Officer
|
Tax withholdingCommon Stock Class A | 2,265 | $182.01 | $412,252.65 |
DisclosureSEC source: 0001156375-20-000022 · edgardoc.xml · nonDerivative · entry 2 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,853 F2 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:37 UTC |
Holzrichter JulieSr MD Chief Operating Officer
|
GrantCommon Stock Class A | 5,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000022 · edgardoc.xml · nonDerivative · entry 1 Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,118 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:36 UTC |
Durkin Bryan TPresident
|
Tax withholdingCommon Stock Class A | 4,257 | $182.01 | $774,816.57 |
DisclosureSEC source: 0001156375-20-000021 · edgardoc.xml · nonDerivative · entry 4 Durkin Bryan T · CIK 0001341363 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,150 F2 · shares: Mr. Durkin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:36 UTC |
Durkin Bryan TPresident
|
GrantCommon Stock Class A | 9,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000021 · edgardoc.xml · nonDerivative · entry 3 Durkin Bryan T · CIK 0001341363 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,407 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:36 UTC |
Durkin Bryan TPresident
|
Tax withholdingCommon Stock Class A | 4,257 | $182.01 | $774,816.57 |
DisclosureSEC source: 0001156375-20-000021 · edgardoc.xml · nonDerivative · entry 2 Durkin Bryan T · CIK 0001341363 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,799 F2 · shares: Mr. Durkin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:36 UTC |
Durkin Bryan TPresident
|
GrantCommon Stock Class A | 9,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000021 · edgardoc.xml · nonDerivative · entry 1 Durkin Bryan T · CIK 0001341363 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,056 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:36 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
Tax withholdingCommon Stock Class A | 470 | $182.01 | $85,544.70 |
DisclosureSEC source: 0001156375-20-000020 · edgardoc.xml · nonDerivative · entry 7 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,549 F3 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/20. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:36 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
Tax withholdingCommon Stock Class A | 10 | $182.01 | $1,820.10 |
DisclosureSEC source: 0001156375-20-000020 · edgardoc.xml · nonDerivative · entry 6 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,019 F3 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/20. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:36 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
Tax withholdingCommon Stock Class A | 591 | $182.01 | $107,567.91 |
DisclosureSEC source: 0001156375-20-000020 · edgardoc.xml · nonDerivative · entry 5 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,029 F3 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/20. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:36 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
Tax withholdingCommon Stock Class A | 9,122 | $182.01 | $1,660,295.22 |
DisclosureSEC source: 0001156375-20-000020 · edgardoc.xml · nonDerivative · entry 4 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,620 F2 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:36 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
GrantCommon Stock Class A | 20,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000020 · edgardoc.xml · nonDerivative · entry 3 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,742 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:36 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
Tax withholdingCommon Stock Class A | 9,122 | $182.01 | $1,660,295.22 |
DisclosureSEC source: 0001156375-20-000020 · edgardoc.xml · nonDerivative · entry 2 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,152 F2 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:36 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
GrantCommon Stock Class A | 20,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000020 · edgardoc.xml · nonDerivative · entry 1 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,274 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:35 UTC |
Cutinho SunilSr MD & President CME Clearing
|
Tax withholdingCommon Stock Class A | 2,585 | $182.01 | $470,495.85 |
DisclosureSEC source: 0001156375-20-000019 · edgardoc.xml · nonDerivative · entry 4 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,403 F2 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:35 UTC |
Cutinho SunilSr MD & President CME Clearing
|
GrantCommon Stock Class A | 5,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000019 · edgardoc.xml · nonDerivative · entry 3 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,988 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:35 UTC |
Cutinho SunilSr MD & President CME Clearing
|
Tax withholdingCommon Stock Class A | 2,216 | $182.01 | $403,334.16 |
DisclosureSEC source: 0001156375-20-000019 · edgardoc.xml · nonDerivative · entry 2 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,154 F2 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:35 UTC |
Cutinho SunilSr MD & President CME Clearing
|
GrantCommon Stock Class A | 5,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000019 · edgardoc.xml · nonDerivative · entry 1 Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,370 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:35 UTC |
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
|
Tax withholdingCommon Stock Class A | 2,129 | $182.01 | $387,499.29 |
DisclosureSEC source: 0001156375-20-000018 · edgardoc.xml · nonDerivative · entry 4 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,301 F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:35 UTC |
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
|
GrantCommon Stock Class A | 4,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000018 · edgardoc.xml · nonDerivative · entry 3 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,430 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:35 UTC |
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
|
Tax withholdingCommon Stock Class A | 1,734 | $182.01 | $315,605.34 |
DisclosureSEC source: 0001156375-20-000018 · edgardoc.xml · nonDerivative · entry 2 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,626 F2 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. Read SEC document |
| March 15, 2020 Filed Mar 17, 2020 20:35 UTC |
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
|
GrantCommon Stock Class A | 4,804 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000018 · edgardoc.xml · nonDerivative · entry 1 CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,360 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. Read SEC document |
| March 15, 2020 Filed Jun 11, 2020 14:01 UTC Amendment |
Pietrowicz John W.Sr MD Chief Financial Officer
|
GrantCommon Stock Class A | 6,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-20-000047 · edgardoc.xml · nonDerivative · entry 1 Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,454 F1 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. F2 · balance_after: The original Form 4 filed on 03/15/2020 incorrectly reported the transaction as a disposition. This amendment is being filed to correctly report the transaction as an acquisition and correct filer's beneficial ownership. Read SEC document |
| March 15, 2020 Filed Feb 15, 2022 01:39 UTC Amendment |
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
|
Tax withholdingCommon Stock Class A | 145 | $182.01 | $26,391.45 |
DisclosureSEC source: 0001156375-22-000061 · wf-form4a_164488916556921.xml · nonDerivative · entry 5 Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,445 F5 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award. F8 · balance_after: The original Form 4 filed on March 15, 2020 incorrectly reported 17,906 shares held directly. This amendment is being filed to correctly report the amount as 18,445 shares held directly. Read SEC document |
| March 15, 2020 Filed Feb 15, 2022 01:39 UTC Amendment |
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
|
GrantCommon Stock Class A | 494 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-22-000061 · wf-form4a_164488916556921.xml · nonDerivative · entry 4 Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,590 F3 · shares: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019. F7 · balance_after: The original Form 4 filed on March 15, 2020 incorrectly reported 18,051 shares held directly. This amendment is being filed to correctly report the amount as 18,590 shares held directly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.