Tapewire

Nasdaq · USD

CME

CME GROUP INC.

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Tapewire entity
2909
SEC CIK
0001156375
Parsed reports
929

Last 12 months

Inside the activity.

7 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202522
Jan 202600
Feb 202603
Mar 202624
Apr 202600
May 202603
Jun 202620
Jul 202600
Aug 202600
Sep 202613
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2021 Filed Feb 23, 2021 22:20 UTC
Kometer KevinSr MD Chief Information Office
SaleCommon Stock Class A 6,146 $195.64 $1,202,403.44
Disclosure

SEC source: 0001156375-21-000013 · edgardoc.xml · nonDerivative · entry 2

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,542

F1 · price: On February 19, 2021, Mr. Kometer sold an aggregate of 6,146 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $195.03 to $196.00. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:20 UTC
Kometer KevinSr MD Chief Information Office
SaleCommon Stock Class A 700 $195.88 $137,116.00
Disclosure

SEC source: 0001156375-21-000013 · edgardoc.xml · nonDerivative · entry 1

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,688

Read SEC document
February 12, 2021 Filed Feb 16, 2021 17:06 UTC SaleCommon Stock Class A 1,000 $183.32 $183,320.00
Disclosure

SEC source: 0001156375-21-000012 · edgardoc.xml · nonDerivative · entry 1

Suskind Dennis · CIK 0001361519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,565

Read SEC document
January 13, 2021 Filed Nov 8, 2022 22:33 UTC OtherCommon Stock Class A 24.871 $202.48 $5,035.88
Disclosure

SEC source: 0001156375-22-000316 · wf-form5_166794679347775.xml · nonDerivative · entry 1

SHEPARD WILLIAM R · CIK 0001212852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,048.668

F1 · kind: Acquisition of shares under a broker-administered dividend reinvestment plan.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 20:01 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
SaleCommon Stock Class A 1,500 $198.00 $297,000.00
Disclosure

SEC source: 0001156375-21-000002 · edgardoc.xml · nonDerivative · entry 1

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,204

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:38 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 11,584 $182.05 $2,108,867.20
Disclosure

SEC source: 0001156375-21-000001 · edgardoc.xml · nonDerivative · entry 7

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,170

F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 12/31/2020.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:38 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 3,948 $182.05 $718,733.40
Disclosure

SEC source: 0001156375-21-000001 · edgardoc.xml · nonDerivative · entry 6

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,754

F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 12/31/2020.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:38 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 1,359 $182.05 $247,405.95
Disclosure

SEC source: 0001156375-21-000001 · edgardoc.xml · nonDerivative · entry 5

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,702

F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 12/31/2020.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:38 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 3,038 $182.05 $553,067.90
Disclosure

SEC source: 0001156375-21-000001 · edgardoc.xml · nonDerivative · entry 4

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,061

F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 12/31/2020.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:38 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 20 $182.05 $3,641.00
Disclosure

SEC source: 0001156375-21-000001 · edgardoc.xml · nonDerivative · entry 3

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,099

F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 12/31/2020.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:38 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 1,907 $182.05 $347,169.35
Disclosure

SEC source: 0001156375-21-000001 · edgardoc.xml · nonDerivative · entry 2

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,119

F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 12/31/2020.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:38 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 568 $182.05 $103,404.40
Disclosure

SEC source: 0001156375-21-000001 · edgardoc.xml · nonDerivative · entry 1

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,026

F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 12/31/2020.

Read SEC document
December 30, 2020 Filed Jun 21, 2021 06:05 UTC OtherCommon Stock Class A 0.1926 $179.23 $34.52
Disclosure

SEC source: 0000899243-21-024607 · doc5.xml · nonDerivative · entry 4

Dennis Michael G. · CIK 0001811883 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 40.8072

F1 · kind: Acquisition of shares under a broker-administered dividend reinvestment plan.

Read SEC document
December 30, 2020 Filed Jun 21, 2021 06:05 UTC OtherCommon Stock Class A 3.3766 $179.23 $605.19
Disclosure

SEC source: 0000899243-21-024607 · doc5.xml · nonDerivative · entry 1

Dennis Michael G. · CIK 0001811883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725.3766

F1 · kind: Acquisition of shares under a broker-administered dividend reinvestment plan.

Read SEC document
December 29, 2020 Filed Nov 8, 2022 22:32 UTC OtherCommon Stock Class A 9.454 $181.11 $1,712.21
Disclosure

SEC source: 0001156375-22-000314 · wf-form5_166794671094843.xml · nonDerivative · entry 3

SHEPARD WILLIAM R · CIK 0001212852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023.797

F1 · kind: Acquisition of shares under a broker-administered dividend reinvestment plan.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 15:30 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
SaleCommon Stock Class A 2,300 $182.00 $418,600.00
Disclosure

SEC source: 0001156375-20-000130 · edgardoc.xml · nonDerivative · entry 1

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,704

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 16:02 UTC
Tobin Jack JMD Chief Accounting Officer
Tax withholdingCommon Stock Class A 69 $181.72 $12,538.68
Disclosure

SEC source: 0001156375-20-000129 · primary_doc.xml · nonDerivative · entry 1

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,514

F1 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 12/16/2020.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 23:07 UTC SaleCommon Stock Class A 400 $178.44 $71,376.00
Disclosure

SEC source: 0001156375-20-000128 · edgardoc.xml · nonDerivative · entry 1

GEPSMAN MARTIN J · CIK 0001212813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,417

F1 · price: On December 14, 2020, Mr. Gepsman sold an aggregate of 400 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $178.41 to $178.45. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 23:07 UTC
Winkler JulieSr MD Chief Commercial Officer
SaleCommon Stock Class A 4,059 $181.02 $734,760.18
Disclosure

SEC source: 0001156375-20-000127 · edgardoc.xml · nonDerivative · entry 1

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,921

F1 · price: On December 14, 2020, Ms. Winkler sold an aggregate of 4,059 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $181.00 to $181.07. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 23:06 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
SaleCommon Stock Class A 6,208 $178.41 $1,107,569.28
Disclosure

SEC source: 0001156375-20-000126 · edgardoc.xml · nonDerivative · entry 1

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,885

Read SEC document
December 01, 2020 Filed Dec 2, 2020 23:41 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $54.37 $0.00
Disclosure

SEC source: 0001156375-20-000125 · edgardoc.xml · derivative · entry 6

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock Class A · 2,500 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

F2 · derivative.exercise_date: As of 9/15/2015, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 23:41 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $54.37 $0.00
Disclosure

SEC source: 0001156375-20-000125 · edgardoc.xml · derivative · entry 5

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock Class A · 2,500 shares

Expires 2021-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

F2 · derivative.exercise_date: As of 9/15/2015, this option vested with respect to 100% of the granted number of shares covered by the option.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 23:41 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
SaleCommon Stock Class A 2,500 $180.00 $450,000.00
Disclosure

SEC source: 0001156375-20-000125 · edgardoc.xml · nonDerivative · entry 4

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,330

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 23:41 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Exercise / conversionCommon Stock Class A 2,500 $54.37 $135,925.00
Disclosure

SEC source: 0001156375-20-000125 · edgardoc.xml · nonDerivative · entry 3

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 23:41 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
SaleCommon Stock Class A 2,500 $180.00 $450,000.00
Disclosure

SEC source: 0001156375-20-000125 · edgardoc.xml · nonDerivative · entry 2

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,330

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 23:41 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Exercise / conversionCommon Stock Class A 2,500 $54.37 $135,925.00
Disclosure

SEC source: 0001156375-20-000125 · edgardoc.xml · nonDerivative · entry 1

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 20:32 UTC
Holzrichter JulieSr MD Chief Operating Officer
SaleCommon Stock Class A 3,188 $180.00 $573,840.00
Disclosure

SEC source: 0001156375-20-000124 · edgardoc.xml · nonDerivative · entry 1

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,433

F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 14:25 UTC SaleCommon Stock Class A 800 $178.60 $142,880.00
Disclosure

SEC source: 0001156375-20-000123 · edgardoc.xml · nonDerivative · entry 1

GEPSMAN MARTIN J · CIK 0001212813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,817

F1 · price: On December 1, 2020, Mr. Gepsman sold a total of 800 shares of CME Group Class A common stock at an average price of $178.60 per share. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $178.57 through $178.64. The Company maintains a record of the transactions and copies will be provided upon request.

Read SEC document
November 23, 2020 Filed Feb 12, 2021 20:06 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
GiftCommon Stock Class A 2,137 $0.00 $0.00
Disclosure

SEC source: 0001156375-21-000011 · edgardoc.xml · nonDerivative · entry 3

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 20,879

F2 · ownership.nature: This transaction represented a gift of securities from the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 23, 2020 Filed Feb 12, 2021 20:06 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
GiftCommon Stock Class A 540 $0.00 $0.00
Disclosure

SEC source: 0001156375-21-000011 · edgardoc.xml · nonDerivative · entry 1

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Indirect · by Children

Disclosed balance after: 931

F1 · ownership.nature: This transaction represented a gift of securities from the reporting person to his children, one of whom shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 21:58 UTC
Vroman KenSr MD International & Optimiza
SaleCommon Stock Class A 4,541 $152.63 $693,092.83
Disclosure

SEC source: 0001156375-20-000117 · edgardoc.xml · nonDerivative · entry 1

Vroman Ken · CIK 0001429863 · Sr MD International & Optimiza

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,879

Read SEC document
September 28, 2020 Filed Jun 21, 2021 06:05 UTC OtherCommon Stock Class A 0.2042 $168.20 $34.35
Disclosure

SEC source: 0000899243-21-024607 · doc5.xml · nonDerivative · entry 3

Dennis Michael G. · CIK 0001811883 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 40.6146

F1 · kind: Acquisition of shares under a broker-administered dividend reinvestment plan.

Read SEC document
September 25, 2020 Filed Nov 8, 2022 22:32 UTC OtherCommon Stock Class A 10.411 $163.61 $1,703.34
Disclosure

SEC source: 0001156375-22-000314 · wf-form5_166794671094843.xml · nonDerivative · entry 2

SHEPARD WILLIAM R · CIK 0001212852 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,014.343

F1 · kind: Acquisition of shares under a broker-administered dividend reinvestment plan.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 22:03 UTC
Winkler JulieSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 327 $170.20 $55,655.40
Disclosure

SEC source: 0001156375-20-000112 · edgardoc.xml · nonDerivative · entry 2

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,980

F1 · shares: Ms. Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2020.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 22:03 UTC
Vroman KenSr MD International & Optimiza
Tax withholdingCommon Stock Class A 121 $170.20 $20,594.20
Disclosure

SEC source: 0001156375-20-000111 · edgardoc.xml · nonDerivative · entry 2

Vroman Ken · CIK 0001429863 · Sr MD International & Optimiza

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,420

F1 · shares: Mr. Vroman surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2020.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 22:02 UTC
Tully SeanSr MD Global Hd Financial & OT
Tax withholdingCommon Stock Class A 385 $170.20 $65,527.00
Disclosure

SEC source: 0001156375-20-000110 · edgardoc.xml · nonDerivative · entry 2

Tully Sean · CIK 0001619542 · Sr MD Global Hd Financial & OT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,670

F1 · shares: Mr. Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2020.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 22:02 UTC
Tobin Jack JMD Chief Accounting Officer
Tax withholdingCommon Stock Class A 63 $170.20 $10,722.60
Disclosure

SEC source: 0001156375-20-000109 · edgardoc.xml · nonDerivative · entry 2

Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,583

F1 · shares: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2020.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 22:02 UTC
Sammann DerekSr MD Gl Hd Commodity & Option
Tax withholdingCommon Stock Class A 346 $170.20 $58,889.20
Disclosure

SEC source: 0001156375-20-000108 · edgardoc.xml · nonDerivative · entry 2

Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,341

F1 · shares: Mr. Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2020.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 22:01 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Tax withholdingCommon Stock Class A 423 $170.20 $71,994.60
Disclosure

SEC source: 0001156375-20-000107 · edgardoc.xml · nonDerivative · entry 2

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,330

F1 · shares: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2020.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 22:01 UTC
Piell Hilda HarrisSr MD & Chief HR Officer
Tax withholdingCommon Stock Class A 308 $170.20 $52,421.60
Disclosure

SEC source: 0001156375-20-000106 · edgardoc.xml · nonDerivative · entry 2

Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,004

F1 · shares: Ms. Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2020.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 22:01 UTC
Kometer KevinSr MD Chief Information Office
Tax withholdingCommon Stock Class A 366 $170.20 $62,293.20
Disclosure

SEC source: 0001156375-20-000105 · edgardoc.xml · nonDerivative · entry 2

Kometer Kevin · CIK 0001436697 · Sr MD Chief Information Office

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,388

F1 · shares: Mr. Kometer surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2020.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 22:00 UTC
DUFFY TERRENCE ADirector · Chairman and CEO
Tax withholdingCommon Stock Class A 1,345 $170.20 $228,919.00
Disclosure

SEC source: 0001156375-20-000103 · edgardoc.xml · nonDerivative · entry 2

DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,594

F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2020.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 22:00 UTC
Holzrichter JulieSr MD Chief Operating Officer
Tax withholdingCommon Stock Class A 385 $170.20 $65,527.00
Disclosure

SEC source: 0001156375-20-000104 · edgardoc.xml · nonDerivative · entry 5

Holzrichter Julie · CIK 0001409442 · Sr MD Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,621

F3 · shares: Ms. Holzrichter surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2020.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 21:59 UTC
Cutinho SunilSr MD & President CME Clearing
Tax withholdingCommon Stock Class A 346 $170.20 $58,889.20
Disclosure

SEC source: 0001156375-20-000102 · edgardoc.xml · nonDerivative · entry 2

Cutinho Sunil · CIK 0001619400 · Sr MD & President CME Clearing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,313

F1 · shares: Mr. Cutinho surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2020.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 21:59 UTC
CRONIN KATHLEEN MSr MD Gen Counsel & Corp Secr
Tax withholdingCommon Stock Class A 327 $170.20 $55,655.40
Disclosure

SEC source: 0001156375-20-000101 · edgardoc.xml · nonDerivative · entry 3

CRONIN KATHLEEN M · CIK 0001259107 · Sr MD Gen Counsel & Corp Secr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,093

F1 · shares: Ms. Cronin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2020.

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September 16, 2020 Filed Feb 14, 2025 14:47 UTC Tax withholdingCommon Stock Class A 692 $170.20 $117,778.40
Disclosure

SEC source: 0001156375-25-000015 · wk-form5_1739544424.xml · nonDerivative · entry 3

Durkin Bryan T · CIK 0001341363 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,884

F1 · shares: The transactions reported in this Form 5 reflect tax withholding obligations resulting from the vesting of restricted stock which was not previously reported due to a clerical error.

F2 · balance_after: This Form 5 is being filed to correct the number of shares held directly by Mr. Durkin as of 12.31.2024.

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September 15, 2020 Filed Sep 17, 2020 01:58 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Tax withholdingCommon Stock Class A 554 $168.10 $93,127.40
Disclosure

SEC source: 0001156375-20-000100 · edgardoc.xml · nonDerivative · entry 3

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,845

F2 · shares: Mr. John William Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2020.

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September 15, 2020 Filed Sep 17, 2020 01:58 UTC
Pietrowicz John W.Sr MD Chief Financial Officer
Tax withholdingCommon Stock Class A 569 $168.10 $95,648.90
Disclosure

SEC source: 0001156375-20-000100 · edgardoc.xml · nonDerivative · entry 2

Pietrowicz John W. · CIK 0001485050 · Sr MD Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,399

F2 · shares: Mr. John William Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2020.

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September 15, 2020 Filed Sep 17, 2020 01:33 UTC
Winkler JulieSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 388 $168.10 $65,222.80
Disclosure

SEC source: 0001156375-20-000099 · edgardoc.xml · nonDerivative · entry 3

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,515

F2 · shares: Ms. Julie Marie Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2020.

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September 15, 2020 Filed Sep 17, 2020 01:33 UTC
Winkler JulieSr MD Chief Commercial Officer
Tax withholdingCommon Stock Class A 189 $168.10 $31,770.90
Disclosure

SEC source: 0001156375-20-000099 · edgardoc.xml · nonDerivative · entry 2

Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,903

F2 · shares: Ms. Julie Marie Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.