Last 12 months
Inside the activity.
7 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 2 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 2 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 26, 2023 Filed Jun 28, 2023 16:18 UTC |
Hobert William WDirector
|
GrantCommon Stock Class A | 1,342 | $178.89 | $240,070.38 |
DisclosureSEC source: 0001156375-23-000108 · wf-form4_168796908958346.xml · nonDerivative · entry 1 Hobert William W · CIK 0001643402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,482 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 16:18 UTC |
Lockett Phyllis MDirector
|
GrantCommon Stock Class A | 811 | $178.89 | $145,079.79 |
DisclosureSEC source: 0001156375-23-000107 · wf-form4_168796907365205.xml · nonDerivative · entry 1 Lockett Phyllis M · CIK 0001776684 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,420 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 16:17 UTC |
Benesh KathrynDirector
|
GrantCommon Stock Class A | 811 | $178.89 | $145,079.79 |
DisclosureSEC source: 0001156375-23-000106 · wf-form4_168796905675192.xml · nonDerivative · entry 1 Benesh Kathryn · CIK 0001976318 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 811 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 16:17 UTC |
Suskind DennisDirector
|
GrantCommon Stock Class A | 811 | $178.89 | $145,079.79 |
DisclosureSEC source: 0001156375-23-000105 · wf-form4_168796904044600.xml · nonDerivative · entry 1 Suskind Dennis · CIK 0001361519 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,667 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 16:16 UTC |
Maloney Patrick WDirector
|
GrantCommon Stock Class A | 811 | $178.89 | $145,079.79 |
DisclosureSEC source: 0001156375-23-000103 · wf-form4_168796900773802.xml · nonDerivative · entry 1 Maloney Patrick W · CIK 0001812087 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,818 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 16:16 UTC |
Tierney Robert J JRDirector
|
GrantCommon Stock Class A | 811 | $178.89 | $145,079.79 |
DisclosureSEC source: 0001156375-23-000102 · wf-form4_168796898919043.xml · nonDerivative · entry 1 Tierney Robert J JR · CIK 0001776581 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,420 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 16:16 UTC |
Cook Elizabeth ADirector
|
GrantCommon Stock Class A | 811 | $178.89 | $145,079.79 |
DisclosureSEC source: 0001156375-23-000101 · wf-form4_168796897397609.xml · nonDerivative · entry 1 Cook Elizabeth A · CIK 0001643475 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 20,241 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 16:16 UTC |
GLICKMAN DANIEL RDirector
|
GrantCommon Stock Class A | 811 | $178.89 | $145,079.79 |
DisclosureSEC source: 0001156375-23-000100 · wf-form4_168796895854442.xml · nonDerivative · entry 1 GLICKMAN DANIEL R · CIK 0001212819 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,408 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 16:15 UTC |
Ford Harold Eugene Jr.Director
|
GrantCommon Stock Class A | 811 | $178.89 | $145,079.79 |
DisclosureSEC source: 0001156375-23-000099 · wf-form4_168796894058440.xml · nonDerivative · entry 1 Ford Harold Eugene Jr. · CIK 0001799464 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 811 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 16:15 UTC |
Durkin Bryan TDirector
|
GrantCommon Stock Class A | 811 | $178.89 | $145,079.79 |
DisclosureSEC source: 0001156375-23-000098 · wf-form4_168796892320324.xml · nonDerivative · entry 1 Durkin Bryan T · CIK 0001341363 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,012 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 16:15 UTC |
Lucas Deborah JDirector
|
GrantCommon Stock Class A | 811 | $178.89 | $145,079.79 |
DisclosureSEC source: 0001156375-23-000096 · wf-form4_168796889096281.xml · nonDerivative · entry 1 Lucas Deborah J · CIK 0001329150 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,108 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 16:14 UTC |
Carey Charles PDirector
|
GrantCommon Stock Class A | 1,342 | $178.89 | $240,070.38 |
DisclosureSEC source: 0001156375-23-000094 · wf-form4_168796886007112.xml · nonDerivative · entry 1 Carey Charles P · CIK 0001341358 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 10,163 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| June 26, 2023 Filed Jun 28, 2023 16:14 UTC |
GEPSMAN MARTIN JDirector
|
GrantCommon Stock Class A | 811 | $178.89 | $145,079.79 |
DisclosureSEC source: 0001156375-23-000095 · wf-form4_168796887533240.xml · nonDerivative · entry 1 GEPSMAN MARTIN J · CIK 0001212813 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,019 F1 · kind: Granted pursuant to the CME Group Director Stock Plan, as amended and restated. Read SEC document |
| March 28, 2023 Filed Mar 29, 2023 23:28 UTC |
SHEPARD WILLIAM RDirector
|
PurchaseCommon Stock Class A | 194.8873 | $186.45 | $36,336.74 |
DisclosureSEC source: 0001156375-23-000057 · wf-form4_168013247189673.xml · nonDerivative · entry 3 SHEPARD WILLIAM R · CIK 0001212852 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 250,063.3983 F1 · shares: Acquisition of shares under a broker-administered dividend reinvestment plan. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 23:28 UTC |
SHEPARD WILLIAM RDirector
|
PurchaseCommon Stock Class A | 297.835 | $185.32 | $55,194.78 |
DisclosureSEC source: 0001156375-23-000057 · wf-form4_168013247189673.xml · nonDerivative · entry 2 SHEPARD WILLIAM R · CIK 0001212852 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 249,868.511 F1 · shares: Acquisition of shares under a broker-administered dividend reinvestment plan. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 23:28 UTC |
SHEPARD WILLIAM RDirector
|
PurchaseCommon Stock Class A | 13.13 | $185.32 | $2,433.25 |
DisclosureSEC source: 0001156375-23-000057 · wf-form4_168013247189673.xml · nonDerivative · entry 1 SHEPARD WILLIAM R · CIK 0001212852 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,225.257 F1 · shares: Acquisition of shares under a broker-administered dividend reinvestment plan. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 17:51 UTC |
Vroman KenChief Transformation Officer
|
Tax withholdingCommon Stock Class A | 108 | $187.21 | $20,218.68 |
DisclosureSEC source: 0001156375-23-000035 · wf-form4_167907544968733.xml · nonDerivative · entry 1 Vroman Ken · CIK 0001429863 · Chief Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,993 F1 · shares: Mr. Ken Vroman surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/2023. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 13:51 UTC |
McCourt Timothy FrancisSr MD Global Head Equity & FX
|
Tax withholdingCommon Stock Class A | 204 | $182.67 | $37,264.68 |
DisclosureSEC source: 0001156375-23-000039 · wf-form4_167907551023662.xml · nonDerivative · entry 1 McCourt Timothy Francis · CIK 0001917308 · Sr MD Global Head Equity & FX 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,130 F1 · shares: Mr. Timothy McCourt surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/2023. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:51 UTC |
Sprague SuzanneSr MD Global Head of Clearing
|
Tax withholdingCommon Stock Class A | 171 | $182.67 | $31,236.57 |
DisclosureSEC source: 0001156375-23-000038 · wf-form4_167907549724776.xml · nonDerivative · entry 1 Sprague Suzanne · CIK 0001914409 · Sr MD Global Head of Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,788 F1 · shares: Ms. Suzanne Sprague surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/2023. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:51 UTC |
Fitzpatrick LynneSr MD Deputy CFO
|
Tax withholdingCommon Stock Class A | 171 | $182.67 | $31,236.57 |
DisclosureSEC source: 0001156375-23-000037 · wf-form4_167907548514433.xml · nonDerivative · entry 1 Fitzpatrick Lynne · CIK 0001915955 · Sr MD Deputy CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,435 F1 · shares: Ms. Lynne Fitzpatrick surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/2023. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:51 UTC |
Marcus Jonathan LSr MD General Counsel
|
GrantCommon Stock Class A | 2,636 | $182.67 | $481,518.12 |
DisclosureSEC source: 0001156375-23-000036 · wf-form4_167907547167509.xml · nonDerivative · entry 1 Marcus Jonathan L · CIK 0001952996 · Sr MD General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,636 F1 · shares: On March 15, 2023, the reporting person was granted restricted shares, vesting in four equal annual installments on the first four anniversaries of the grant date, subject to the terms and conditions of the CME Group Inc. Omnibus Stock Plan. Read SEC document |
| February 16, 2023 Filed Feb 16, 2023 23:57 UTC |
Durkin Bryan TDirector
|
GiftCommon Stock Class A | 1,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-23-000017 · wf-form4_167659185483905.xml · nonDerivative · entry 1 Durkin Bryan T · CIK 0001341363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,201 F1 · shares: On February 16, 2023, the reporting person made a charitable gift of 1,367 Class A shares. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:41 UTC |
SHEPARD WILLIAM RDirector
|
PurchaseCommon Stock Class A | 1,243.923 | $175.98 | $218,905.57 |
DisclosureSEC source: 0001156375-23-000004 · wf-form4_167425087815999.xml · nonDerivative · entry 4 SHEPARD WILLIAM R · CIK 0001212852 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 249,375.984 F1 · shares: Reflects shares that were acquired pursuant to a dividend reinvestment plan administered by the reporting person's broker. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:41 UTC |
SHEPARD WILLIAM RDirector
|
PurchaseCommon Stock Class A | 54.839 | $175.98 | $9,650.57 |
DisclosureSEC source: 0001156375-23-000004 · wf-form4_167425087815999.xml · nonDerivative · entry 3 SHEPARD WILLIAM R · CIK 0001212852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,212.127 F1 · shares: Reflects shares that were acquired pursuant to a dividend reinvestment plan administered by the reporting person's broker. Read SEC document |
| January 18, 2023 Filed Mar 29, 2023 23:00 UTC Amendment |
SHEPARD WILLIAM RDirector
|
PurchaseCommon Stock Class A | 1,243.923 | $175.98 | $218,905.57 |
DisclosureSEC source: 0001156375-23-000055 · wf-form4a_168013079174839.xml · nonDerivative · entry 4 SHEPARD WILLIAM R · CIK 0001212852 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 249,570.676 F1 · shares: Reflects shares that were acquired pursuant to a dividend reinvestment plan administered by the reporting person's broker. F2 · balance_after: This Form 4/A is being filed solely to correct the number of securities held indirectly following this purchase. Read SEC document |
| January 18, 2023 Filed Mar 29, 2023 23:00 UTC Amendment |
SHEPARD WILLIAM RDirector
|
PurchaseCommon Stock Class A | 54.839 | $175.98 | $9,650.57 |
DisclosureSEC source: 0001156375-23-000055 · wf-form4a_168013079174839.xml · nonDerivative · entry 3 SHEPARD WILLIAM R · CIK 0001212852 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,212.127 F1 · shares: Reflects shares that were acquired pursuant to a dividend reinvestment plan administered by the reporting person's broker. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 21:37 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
Tax withholdingCommon Stock Class A | 13,364 | $168.16 | $2,247,290.24 |
DisclosureSEC source: 0001156375-23-000002 · wf-form4_167278184066358.xml · nonDerivative · entry 2 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,545 F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 12/31/2022. F2 · price: The closing price of December 30, 2022 was used for purposes of calculating the number of shares surrendered as the actual vesting date was a non-trading day. Read SEC document |
| December 31, 2022 Filed Jan 3, 2023 21:37 UTC |
DUFFY TERRENCE ADirector · Chairman and CEO
|
Tax withholdingCommon Stock Class A | 7,167 | $168.16 | $1,205,202.72 |
DisclosureSEC source: 0001156375-23-000002 · wf-form4_167278184066358.xml · nonDerivative · entry 1 DUFFY TERRENCE A · CIK 0001212809 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,909 F1 · shares: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 12/31/2022. F2 · price: The closing price of December 30, 2022 was used for purposes of calculating the number of shares surrendered as the actual vesting date was a non-trading day. Read SEC document |
| December 29, 2022 Filed Mar 29, 2023 22:37 UTC |
SHEPARD WILLIAM RDirector
|
PurchaseCommon Stock Class A | 194.6919 | $168.67 | $32,838.68 |
DisclosureSEC source: 0001156375-23-000053 · wf-form5_168012945446413.xml · nonDerivative · entry 1 SHEPARD WILLIAM R · CIK 0001212852 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 248,326.7529 F1 · shares: Acquisition of shares under a broker-administered dividend reinvestment plan. Read SEC document |
| December 28, 2022 Filed Jan 20, 2023 21:41 UTC |
SHEPARD WILLIAM RDirector
|
PurchaseCommon Stock Class A | 289.366 | $168.11 | $48,645.32 |
DisclosureSEC source: 0001156375-23-000004 · wf-form4_167425087815999.xml · nonDerivative · entry 2 SHEPARD WILLIAM R · CIK 0001212852 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 248,132.061 F1 · shares: Reflects shares that were acquired pursuant to a dividend reinvestment plan administered by the reporting person's broker. Read SEC document |
| December 28, 2022 Filed Jan 20, 2023 21:41 UTC |
SHEPARD WILLIAM RDirector
|
PurchaseCommon Stock Class A | 12.757 | $168.11 | $2,144.58 |
DisclosureSEC source: 0001156375-23-000004 · wf-form4_167425087815999.xml · nonDerivative · entry 1 SHEPARD WILLIAM R · CIK 0001212852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,157.288 F1 · shares: Reflects shares that were acquired pursuant to a dividend reinvestment plan administered by the reporting person's broker. Read SEC document |
| December 28, 2022 Filed Mar 29, 2023 23:00 UTC Amendment |
SHEPARD WILLIAM RDirector
|
PurchaseCommon Stock Class A | 289.366 | $168.11 | $48,645.32 |
DisclosureSEC source: 0001156375-23-000055 · wf-form4a_168013079174839.xml · nonDerivative · entry 2 SHEPARD WILLIAM R · CIK 0001212852 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 248,132.061 F1 · shares: Reflects shares that were acquired pursuant to a dividend reinvestment plan administered by the reporting person's broker. Read SEC document |
| December 28, 2022 Filed Mar 29, 2023 23:00 UTC Amendment |
SHEPARD WILLIAM RDirector
|
PurchaseCommon Stock Class A | 12.757 | $168.11 | $2,144.58 |
DisclosureSEC source: 0001156375-23-000055 · wf-form4a_168013079174839.xml · nonDerivative · entry 1 SHEPARD WILLIAM R · CIK 0001212852 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,157.288 F1 · shares: Reflects shares that were acquired pursuant to a dividend reinvestment plan administered by the reporting person's broker. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 17:32 UTC |
Tully SeanSr MD Global Hd Rates & OTC
|
GrantCommon Stock Class A | 122 | $155.22 | $18,936.84 |
DisclosureSEC source: 0001156375-22-000322 · wf-form4_167147112620580.xml · nonDerivative · entry 1 Tully Sean · CIK 0001619542 · Sr MD Global Hd Rates & OTC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,087 F1 · shares: Reflects shares of CME Group Class A common stock purchased by Mr. Tully in our Employee Stock Purchase Plan ("ESPP") pursuant to his election made on May 19, 2022 for the ESPP purchase period of June 16, 2022 through December 15, 2022. In accordance with the terms of the ESPP, these shares were purchased based on 90% of the closing price of CME Group's Class A common stock on December 15, 2022. Read SEC document |
| December 02, 2022 Filed Dec 5, 2022 21:14 UTC |
Tierney Robert J JRDirector
|
PurchaseCommon Stock Class A | 1,500 | $176.55 | $264,825.00 |
DisclosureSEC source: 0001156375-22-000320 · wf-form4_167027484984712.xml · nonDerivative · entry 1 Tierney Robert J JR · CIK 0001776581 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,609 Read SEC document |
| November 04, 2022 Filed Nov 9, 2022 00:28 UTC |
SHEPARD WILLIAM RDirector
|
PurchaseCommon Stock Class A | 8,645 | $170.00 | $1,469,636.17 |
DisclosureSEC source: 0001156375-22-000318 · wf-form4_166795372060289.xml · nonDerivative · entry 6 SHEPARD WILLIAM R · CIK 0001212852 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 247,842.695 Read SEC document |
| November 04, 2022 Filed Nov 9, 2022 00:28 UTC |
SHEPARD WILLIAM RDirector
|
PurchaseCommon Stock Class A | 40,000 | $170.00 | $6,800,000.00 |
DisclosureSEC source: 0001156375-22-000318 · wf-form4_166795372060289.xml · nonDerivative · entry 5 SHEPARD WILLIAM R · CIK 0001212852 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 239,197.695 Read SEC document |
| September 27, 2022 Filed Nov 9, 2022 00:28 UTC |
SHEPARD WILLIAM RDirector
|
OtherCommon Stock Class A | 11.788 | $180.93 | $2,132.80 |
DisclosureSEC source: 0001156375-22-000318 · wf-form4_166795372060289.xml · nonDerivative · entry 4 SHEPARD WILLIAM R · CIK 0001212852 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,144.531 F1 · kind: Reflects shares that were acquired pursuant to a dividend reinvestment plan administered by the reporting person's broker and eligible for deferred reporting on Form 5 under Rule 16a-6. The reporting person has chosen to report such transaction early on this Form 4. Read SEC document |
| September 22, 2022 Filed Feb 7, 2023 14:26 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
GiftCommon Stock Class A | 2,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-23-000011 · wf-form5_167577994611978.xml · nonDerivative · entry 2 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 17,156 F1 · shares: This transaction represented a gift of securities from the reporting person to his spouse on September 22, 2022. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 22, 2022 Filed Feb 7, 2023 14:26 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
GiftCommon Stock Class A | 2,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001156375-23-000011 · wf-form5_167577994611978.xml · nonDerivative · entry 1 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,630 F1 · shares: This transaction represented a gift of securities from the reporting person to his spouse on September 22, 2022. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| September 20, 2022 Filed Sep 20, 2022 15:51 UTC |
McCourt Timothy FrancisSr MD Global Head Equity & FX
|
SaleCommon Stock Class A | 97 | $189.29 | $18,361.13 |
DisclosureSEC source: 0001156375-22-000300 · wf-form4_166370348073155.xml · nonDerivative · entry 1 McCourt Timothy Francis · CIK 0001917308 · Sr MD Global Head Equity & FX 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,334 F1 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. Read SEC document |
| September 19, 2022 Filed Sep 19, 2022 18:53 UTC |
McCourt Timothy FrancisSr MD Global Head Equity & FX
|
SaleCommon Stock Class A | 360 | $190.77 | $68,677.20 |
DisclosureSEC source: 0001156375-22-000281 · wf-form4_166362799038017.xml · nonDerivative · entry 4 McCourt Timothy Francis · CIK 0001917308 · Sr MD Global Head Equity & FX 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,431 F3 · shares: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 18:53 UTC |
McCourt Timothy FrancisSr MD Global Head Equity & FX
|
Tax withholdingCommon Stock Class A | 85 | $191.56 | $16,282.60 |
DisclosureSEC source: 0001156375-22-000281 · wf-form4_166362799038017.xml · nonDerivative · entry 3 McCourt Timothy Francis · CIK 0001917308 · Sr MD Global Head Equity & FX 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,791 F2 · shares: Mr. Timothy McCourt surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2022. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 23:06 UTC |
Sprague SuzanneSr MD Global Head of Clearing
|
Tax withholdingCommon Stock Class A | 94 | $191.56 | $18,006.64 |
DisclosureSEC source: 0001156375-22-000286 · wf-form4_166362874484674.xml · nonDerivative · entry 3 Sprague Suzanne · CIK 0001914409 · Sr MD Global Head of Clearing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,959 F2 · shares: Ms. Suzanne Sprague surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2022. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 23:05 UTC |
Winkler JulieSr MD Chief Commercial Officer
|
Tax withholdingCommon Stock Class A | 299 | $191.56 | $57,276.44 |
DisclosureSEC source: 0001156375-22-000285 · wf-form4_166362872387126.xml · nonDerivative · entry 3 Winkler Julie · CIK 0001692514 · Sr MD Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,635 F2 · shares: Ms. Julie Winkler surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2022. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 23:05 UTC |
Sammann DerekSr MD Gl Hd Commodity & Option
|
Tax withholdingCommon Stock Class A | 317 | $191.56 | $60,724.52 |
DisclosureSEC source: 0001156375-22-000284 · wf-form4_166362869743733.xml · nonDerivative · entry 6 Sammann Derek · CIK 0001475318 · Sr MD Gl Hd Commodity & Option 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,816 F2 · shares: Mr. Derek Sammann surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2022. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 23:04 UTC |
Tobin Jack JMD Chief Accounting Officer · MD Chief Accounting Officer
|
Tax withholdingCommon Stock Class A | 52 | $191.56 | $9,961.12 |
DisclosureSEC source: 0001156375-22-000283 · wf-form4_166362820218918.xml · nonDerivative · entry 3 Tobin Jack J · CIK 0001638430 · MD Chief Accounting Officer · MD Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,473 F2 · shares: Mr. Jack Tobin surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2022. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 22:56 UTC |
Vroman KenChief Transformation Officer
|
Tax withholdingCommon Stock Class A | 111 | $191.56 | $21,263.16 |
DisclosureSEC source: 0001156375-22-000282 · wf-form4_166362808201045.xml · nonDerivative · entry 3 Vroman Ken · CIK 0001429863 · Chief Transformation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,101 F2 · shares: Mr. Ken Vroman surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2022. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 22:53 UTC |
Piell Hilda HarrisSr MD & Chief HR Officer
|
Tax withholdingCommon Stock Class A | 282 | $191.56 | $54,019.92 |
DisclosureSEC source: 0001156375-22-000280 · wf-form4_166362789789773.xml · nonDerivative · entry 3 Piell Hilda Harris · CIK 0001409789 · Sr MD & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,377 F2 · shares: Ms. Hilda Harris Piell surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2022. Read SEC document |
| September 16, 2022 Filed Sep 19, 2022 22:43 UTC |
Tully SeanSr MD Global Hd Rates & OTC
|
Tax withholdingCommon Stock Class A | 377 | $191.56 | $72,218.12 |
DisclosureSEC source: 0001156375-22-000279 · wf-form4_166362693725946.xml · nonDerivative · entry 3 Tully Sean · CIK 0001619542 · Sr MD Global Hd Rates & OTC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,965 F2 · shares: Mr. Sean Tully surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/16/2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.