CMCT

SEC source: 0001179110-21-007152 · edgar.xml · derivative · entry 7

Kuba Shaul · CIK 0001601806 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · CIM Capital, LLC

Disclosed balance after: 0

Underlying: Common Stock · 203,349 shares

Expires 2021-06-23

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F1 · derivative.underlying_shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-21-007152 · edgar.xml · derivative · entry 6

Kuba Shaul · CIK 0001601806 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · CIM Urban Sponsor, LLC

Disclosed balance after: 0

Underlying: Common Stock · 156,728 shares

Expires 2021-06-23

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F1 · derivative.underlying_shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-21-007152 · edgar.xml · derivative · entry 5

Kuba Shaul · CIK 0001601806 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · CIM Service Provider, LLC

Disclosed balance after: 0

Underlying: Common Stock · 2,586,371 shares

Expires 2021-06-23

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F1 · derivative.underlying_shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-21-007152 · edgar.xml · nonDerivative · entry 4

Kuba Shaul · CIK 0001601806 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (4)

Disclosed balance after: 45,420

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F4 · shares: Shares held by The Kuba Family Trust of which the reporting person was the grantor and the indirect beneficial owner. Such trust exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 35,012 shares of common stock.

F4 · ownership.nature: Shares held by The Kuba Family Trust of which the reporting person was the grantor and the indirect beneficial owner. Such trust exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 35,012 shares of common stock.

SEC source: 0001179110-21-007152 · edgar.xml · nonDerivative · entry 3

Kuba Shaul · CIK 0001601806 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · CIM Capital, LLC

Disclosed balance after: 613,743

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F2 · shares: Each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 2,633,379 shares of common stock, 159,577 shares of common stock and 207,045 shares of common stock, respectively.

F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-21-007152 · edgar.xml · nonDerivative · entry 2

Kuba Shaul · CIK 0001601806 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · CIM Urban Sponsor, LLC

Disclosed balance after: 473,033

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F2 · shares: Each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 2,633,379 shares of common stock, 159,577 shares of common stock and 207,045 shares of common stock, respectively.

F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-21-007152 · edgar.xml · nonDerivative · entry 1

Kuba Shaul · CIK 0001601806 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · CIM Service Provider, LLC

Disclosed balance after: 7,806,121

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F2 · shares: Each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC exercised in full its Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 2,633,379 shares of common stock, 159,577 shares of common stock and 207,045 shares of common stock, respectively.

F3 · ownership.nature: CIM Group, LLC is the sole equity member of the entity through which these shares are held. The reporting person may be deemed to beneficially own all of these shares because of his position with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-21-007150 · edgar.xml · derivative · entry 2

CIM Urban Sponsor, LLC · CIK 0001785759 · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 156,728 shares

Expires 2021-06-23

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F1 · derivative.underlying_shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F2 · derivative.underlying_shares: The reporting person exercised in full his Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 159,577 shares of common stock.

SEC source: 0001179110-21-007150 · edgar.xml · nonDerivative · entry 1

CIM Urban Sponsor, LLC · CIK 0001785759 · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,033

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F2 · shares: The reporting person exercised in full his Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 159,577 shares of common stock.

SEC source: 0001179110-21-007149 · edgar.xml · derivative · entry 2

CIM Capital, LLC · CIK 0001739040 · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 203,349 shares

Expires 2021-06-23

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F1 · derivative.underlying_shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F2 · derivative.underlying_shares: The reporting person exercised in full his Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 207,045 shares of common stock.

SEC source: 0001179110-21-007149 · edgar.xml · nonDerivative · entry 1

CIM Capital, LLC · CIK 0001739040 · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,743

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F2 · shares: The reporting person exercised in full his Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 207,045 shares of common stock.

SEC source: 0001179110-21-007148 · edgar.xml · derivative · entry 2

CIM Service Provider, LLC · CIK 0001601776 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,586,371 shares

Expires 2021-06-23

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F1 · derivative.underlying_shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F2 · derivative.underlying_shares: The reporting person exercised in full his Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 2,633,379 shares of common stock.

SEC source: 0001179110-21-007148 · edgar.xml · nonDerivative · entry 1

CIM Service Provider, LLC · CIK 0001601776 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,806,121

F1 · shares: On June 10, 2021, the issuer commenced a rights offering pursuant to which the issuer distributed non transferable subscription rights (the "Subscription Rights") to holders of record of its common stock as of 4:00 p.m., New York Time, on June 11, 2021. Each eligible recordholder received one Subscription Right for each share of common stock held of record by such holder as of the record date. Each Subscription Right entitled its holder, subject to certain limitations and conditions, to purchase one share of common stock at a subscription price of $9.25 per share. Holders of Subscription Rights that exercised in full such basic subscription rights were entitled, subject to certain limitations and conditions, to oversubscribe for additional shares of common stock that remained unsubscribed for in the rights offering. The rights offering expired on June 23, 2021 and the Company announced the results of the offering on June 25, 2021.

F2 · shares: The reporting person exercised in full his Subscription Rights, and exercised oversubscription rights in respect of, and was allocated, an additional 2,633,379 shares of common stock.

SEC source: 0000908311-21-000031 · wf-form4_162042961215278.xml · nonDerivative · entry 1

Edwards Marcie L · CIK 0001843822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,083

SEC source: 0001179110-21-005029 · edgar.xml · nonDerivative · entry 1

Eppich Kelly · CIK 0001601854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,252

SEC source: 0001179110-21-005027 · edgar.xml · nonDerivative · entry 1

BECH DOUGLAS Y · CIK 0001192951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,852

SEC source: 0001179110-21-005028 · edgar.xml · nonDerivative · entry 1

Golay Frank H Jr · CIK 0001601733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,186

SEC source: 0001179110-21-000756 · edgar.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 298,472

F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 96,740 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the fourth fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-21-000758 · edgar.xml · nonDerivative · entry 1

Kuba Shaul · CIK 0001601806 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 298,472

F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 96,740 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the fourth quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Richard Ressler and Avraham Shemesh may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Richard Ressler and Avraham Shemesh may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-21-000755 · edgar.xml · nonDerivative · entry 1

CIM Capital, LLC · CIK 0001739040 · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,199

F1 · shares: The reporting person received 96,740 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay the reporting person a management fee in respect of the fourth fiscal quarter of 2020 pursuant to the investment management agreement between the reporting person and CIM Urban.

SEC source: 0001179110-21-000757 · edgar.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 298,472

F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 96,740 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the fourth fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-20-011044 · edgar.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 201,732

F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 95,214 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the third fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-20-011043 · edgar.xml · nonDerivative · entry 1

Kuba Shaul · CIK 0001601806 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 201,732

F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 95,214 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the third quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Richard Ressler and Avraham Shemesh may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Richard Ressler and Avraham Shemesh may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-20-011045 · edgar.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 201,732

F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 95,214 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the third fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Capital. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-20-011042 · edgar.xml · nonDerivative · entry 1

CIM Capital, LLC · CIK 0001739040 · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,459

F1 · shares: The reporting person received 95,214 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay the reporting person a management fee in respect of the third fiscal quarter of 2020 pursuant to the investment management agreement between the reporting person and CIM Urban.

SEC source: 0001179110-20-008160 · edgar.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 106,518

F1 · shares: CIM Service Provider ("CIM Service Provider"), a wholly owned subsidiary of CIM Group, LLC, received 11,273 shares of Series A Preferred Stock from the Issuer as payment for the fee owed by the Issuer to CIM Service Provider in respect of the first fiscal quarter of 2020 pursuant to the master services agreement between CIM Service Provider and the Issuer. CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 95,245 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the second fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Service Provider and CIM Capital, respectively. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Service Provider and CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Service Provider and CIM Capital, respectively. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Service Provider and CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-20-008161 · edgar.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 106,518

F1 · shares: CIM Service Provider ("CIM Service Provider"), a wholly owned subsidiary of CIM Group, LLC, received 11,273 shares of Series A Preferred Stock from the Issuer as payment for the fee owed by the Issuer to CIM Service Provider in respect of the first fiscal quarter of 2020 pursuant to the master services agreement between CIM Service Provider and the Issuer. CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 95,245 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the second fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Service Provider and CIM Capital, respectively. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Service Provider and CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Service Provider and CIM Capital, respectively. The reporting person, Richard Ressler and Shaul Kuba may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Service Provider and CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-20-008159 · edgar.xml · nonDerivative · entry 1

CIM Capital, LLC · CIK 0001739040 · Member of 10% owner group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,245

F1 · shares: The reporting person received 95,245 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay the reporting person a management fee in respect of the second fiscal quarter of 2020 pursuant to the investment management agreement between the reporting person and CIM Urban.

SEC source: 0001179110-20-008158 · edgar.xml · nonDerivative · entry 1

Kuba Shaul · CIK 0001601806 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote (2)

Disclosed balance after: 106,518

F1 · shares: CIM Service Provider ("CIM Service Provider"), a wholly owned subsidiary of CIM Group, LLC, received 11,273 shares of Series A Preferred Stock from the Issuer as payment for the fee owed by the Issuer to CIM Service Provider in respect of the first fiscal quarter of 2020 pursuant to the master services agreement between CIM Service Provider and the Issuer. CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC, received 95,245 shares of Series A Preferred Stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the second fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: CIM Group, LLC is the sole equity member of CIM Service Provider and CIM Capital, respectively. The reporting person, Richard Ressler and Avraham Shemesh may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Service Provider and CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.nature: CIM Group, LLC is the sole equity member of CIM Service Provider and CIM Capital, respectively. The reporting person, Richard Ressler and Avraham Shemesh may be deemed to beneficially own all of the shares of Series A Preferred Stock acquired from CIM Service Provider and CIM Capital because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of such shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

SEC source: 0001179110-20-008157 · edgar.xml · nonDerivative · entry 1

CIM Service Provider, LLC · CIK 0001601776 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,273

F1 · shares: The reporting person received 11,273 shares of Series A Preferred Stock from the Issuer as payment for the fee owed by the Issuer to the reporting person in respect of the first fiscal quarter of 2020 pursuant to the master services agreement between the reporting person and the Issuer.

SEC source: 0001179110-20-005732 · edgar.xml · nonDerivative · entry 1

BECH DOUGLAS Y · CIK 0001192951 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,769

SEC source: 0001179110-20-005731 · edgar.xml · nonDerivative · entry 1

CRESCI ROBERT J · CIK 0001198455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,183

SEC source: 0001179110-20-005730 · edgar.xml · nonDerivative · entry 1

Golay Frank H Jr · CIK 0001601733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,103

SEC source: 0001179110-20-005729 · edgar.xml · nonDerivative · entry 1

Eppich Kelly · CIK 0001601854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,169

SEC source: 0001179110-20-004879 · edgar.xml · nonDerivative · entry 1

RESSLER RICHARD S · CIK 0000904290 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (3) and (4)

Disclosed balance after: 2,946,448

F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC , received 203,349 shares of common stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the first fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: All share amounts give effect to the 3-for-1 reverse stock split of the common stock of the Issuer on September 3, 2019.

F3 · balance_after: These shares are owned directly by CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. CIM Group, LLC is the sole equity member of each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F4 · balance_after: Includes 2,468,390 shares of common stock of the Issuer acquired by CIM Service Provider, LLC at a price of $19.1685 per share on October 11, 2019 and not previously reported by the reporting person on Form 4, and does not include 13,719,185 shares of common stock previously held by Urban Partners II, LLC (an entity for which the Reporting Person was a controlling person) included in the Reporting Person's prior Form 4 in which he had no pecuniary interest.

F3 · ownership.nature: These shares are owned directly by CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. CIM Group, LLC is the sole equity member of each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. The reporting person, Avraham Shemesh and Shaul Kuba may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Includes 2,468,390 shares of common stock of the Issuer acquired by CIM Service Provider, LLC at a price of $19.1685 per share on October 11, 2019 and not previously reported by the reporting person on Form 4, and does not include 13,719,185 shares of common stock previously held by Urban Partners II, LLC (an entity for which the Reporting Person was a controlling person) included in the Reporting Person's prior Form 4 in which he had no pecuniary interest.

SEC source: 0001179110-20-004881 · edgar.xml · nonDerivative · entry 1

Kuba Shaul · CIK 0001601806 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (3) and (4)

Disclosed balance after: 2,946,448

F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC , received 203,349 shares of common stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the first fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: All share amounts give effect to the 3-for-1 reverse stock split of the common stock of the Issuer on September 3, 2019.

F3 · balance_after: These shares are owned directly by CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. CIM Group, LLC is the sole equity member of each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. The reporting person, Avraham Shemesh and Richard Ressler may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F4 · balance_after: Includes 2,468,390 shares of common stock of the Issuer acquired by CIM Service Provider, LLC at a price of $19.1685 per share on October 11, 2019 and not previously reported by the reporting person on Form 4, and does not include 13,719,185 shares of common stock previously held by Urban Partners II, LLC (an entity for which the Reporting Person was a controlling person) included in the Reporting Person's prior Form 4 in which he had no pecuniary interest.

F3 · ownership.nature: These shares are owned directly by CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. CIM Group, LLC is the sole equity member of each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. The reporting person, Avraham Shemesh and Richard Ressler may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Includes 2,468,390 shares of common stock of the Issuer acquired by CIM Service Provider, LLC at a price of $19.1685 per share on October 11, 2019 and not previously reported by the reporting person on Form 4, and does not include 13,719,185 shares of common stock previously held by Urban Partners II, LLC (an entity for which the Reporting Person was a controlling person) included in the Reporting Person's prior Form 4 in which he had no pecuniary interest.

SEC source: 0001179110-20-004880 · edgar.xml · nonDerivative · entry 1

Shemesh Avraham · CIK 0001601805 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes (3) and (4)

Disclosed balance after: 2,946,448

F1 · shares: CIM Capital, LLC ("CIM Capital"), a wholly owned subsidiary of CIM Group, LLC , received 203,349 shares of common stock from the Issuer as payment for the obligation of CIM Urban Partners, L.P. ("CIM Urban"), a wholly-owned indirect subsidiary of the Issuer, to pay CIM Capital a management fee in respect of the first fiscal quarter of 2020 pursuant to the investment management agreement between CIM Capital and CIM Urban.

F2 · balance_after: All share amounts give effect to the 3-for-1 reverse stock split of the common stock of the Issuer on September 3, 2019.

F3 · balance_after: These shares are owned directly by CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. CIM Group, LLC is the sole equity member of each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. The reporting person, Shaul Kuba and Richard Ressler may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F4 · balance_after: Includes 2,468,390 shares of common stock of the Issuer acquired by CIM Service Provider, LLC at a price of $19.1685 per share on October 11, 2019 and not previously reported by the reporting person on Form 4, and does not include 13,719,185 shares of common stock previously held by Urban Partners II, LLC (an entity for which the Reporting Person was a controlling person) included in the Reporting Person's prior Form 4 in which he had no pecuniary interest.

F3 · ownership.nature: These shares are owned directly by CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. CIM Group, LLC is the sole equity member of each of CIM Service Provider, LLC, CIM Urban Sponsor, LLC and CIM Capital, LLC. The reporting person, Shaul Kuba and Richard Ressler may be deemed to beneficially own all of these shares because of their positions with CIM Group, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Includes 2,468,390 shares of common stock of the Issuer acquired by CIM Service Provider, LLC at a price of $19.1685 per share on October 11, 2019 and not previously reported by the reporting person on Form 4, and does not include 13,719,185 shares of common stock previously held by Urban Partners II, LLC (an entity for which the Reporting Person was a controlling person) included in the Reporting Person's prior Form 4 in which he had no pecuniary interest.

SEC source: 0001179110-19-012526 · edgar.xml · nonDerivative · entry 1

Eppich Kelly · CIK 0001601854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,691

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.45 to $14.50, inclusive. The reporting person undertakes to provide to CIM Commercial Trust Corporation, any security holder of CIM Commercial Trust Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote

SEC source: 0001179110-19-012393 · edgar.xml · nonDerivative · entry 1

Golay Frank H Jr · CIK 0001601733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,625

SEC source: 0001179110-19-012395 · edgar.xml · nonDerivative · entry 1

DeBacker Nathan David · CIK 0001682611 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

SEC source: 0001179110-19-012365 · edgar.xml · nonDerivative · entry 1

Thompson David Andrew · CIK 0001601933 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.2800 to $14.4285, inclusive. The reporting person undertakes to provide to CIM Commercial Trust Corporation, any security holder of CIM Commercial Trust Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the numberof shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001179110-19-012131 · edgar.xml · nonDerivative · entry 2

SALIT JAN F · CIK 0001244675 · President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,040

SEC source: 0001179110-19-012131 · edgar.xml · nonDerivative · entry 1

SALIT JAN F · CIK 0001244675 · President and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,533

SEC source: 0001179110-19-011620 · edgar.xml · nonDerivative · entry 1

Urban Partners II, LLC · CIK 0001601777 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Urban Partners II, LLC ("Urban Partners II") transferred 391,800 shares of common stock on November 7, 2019 to a member (the "Redeeming Party") of CIM Urban REIT, LLC ("CIM Urban REIT"), a member of Urban Partners II, in exchange for the assignment by the Redeeming Party of all of its equity interests in CIM Urban REIT to, and the subsequent cancellation of such equity interests by, CIM Urban REIT. Such distributed common stock reflected the Redeeming Party's pro rata ownership interests in the common stock held by Urban Partners II.

F1 · shares: Urban Partners II, LLC ("Urban Partners II") transferred 391,800 shares of common stock on November 7, 2019 to a member (the "Redeeming Party") of CIM Urban REIT, LLC ("CIM Urban REIT"), a member of Urban Partners II, in exchange for the assignment by the Redeeming Party of all of its equity interests in CIM Urban REIT to, and the subsequent cancellation of such equity interests by, CIM Urban REIT. Such distributed common stock reflected the Redeeming Party's pro rata ownership interests in the common stock held by Urban Partners II.

F1 · price: Urban Partners II, LLC ("Urban Partners II") transferred 391,800 shares of common stock on November 7, 2019 to a member (the "Redeeming Party") of CIM Urban REIT, LLC ("CIM Urban REIT"), a member of Urban Partners II, in exchange for the assignment by the Redeeming Party of all of its equity interests in CIM Urban REIT to, and the subsequent cancellation of such equity interests by, CIM Urban REIT. Such distributed common stock reflected the Redeeming Party's pro rata ownership interests in the common stock held by Urban Partners II.

SEC source: 0001179110-19-011042 · edgar.xml · nonDerivative · entry 1

CIM Service Provider, LLC · CIK 0001601776 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,586,371

F1 · shares: On September 3, 2019, CIM Commercial Trust Corporation effected a 1-for-3 reverse stock split (the "Reverse Stock Split") of its common stock. The share information contained herein reflects the effect of the Reverse Stock Split.

F2 · balance_after: Please see footnote 1 above.

SEC source: 0001179110-19-011041 · edgar.xml · nonDerivative · entry 1

Urban Partners II, LLC · CIK 0001601777 · Member of 10% Owner Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,800

F1 · shares: On September 3, 2019, CIM Commercial Trust Corporation effected a 1-for-3 reverse stock split (the "Reverse Stock Split") of its common stock. The share information contained herein reflects the effect of the Reverse Stock Split.

F2 · balance_after: Please see footnote 1 above.

SEC source: 0001179110-19-010496 · edgar.xml · nonDerivative · entry 1

Urban Partners II, LLC · CIK 0001601777 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,860,190

F1 · kind: On September 3, 2019, CIM Commercial Trust Corporation effected a 1-for-3 reverse stock split (the "Reverse Stock Split") of its common stock. The share information contained herein reflects the effect of the Reverse Stock Split. Urban Partners II, LLC ("Urban Partners II") transferred 783,614 shares of common stock on September 17, 2019 to a member (the "Redeeming Party") of CIM Urban REIT, LLC ("CIM Urban REIT"), a member of Urban Partners II, in exchange for the assignment by the Redeeming Party of all of its equity interests in CIM Urban REIT to, and the subsequent cancellation of such equity interests by, CIM Urban REIT. Such distributed common stock reflected the Redeeming Party's pro rata ownership interests in the common stock held by Urban Partners II.

F1 · shares: On September 3, 2019, CIM Commercial Trust Corporation effected a 1-for-3 reverse stock split (the "Reverse Stock Split") of its common stock. The share information contained herein reflects the effect of the Reverse Stock Split. Urban Partners II, LLC ("Urban Partners II") transferred 783,614 shares of common stock on September 17, 2019 to a member (the "Redeeming Party") of CIM Urban REIT, LLC ("CIM Urban REIT"), a member of Urban Partners II, in exchange for the assignment by the Redeeming Party of all of its equity interests in CIM Urban REIT to, and the subsequent cancellation of such equity interests by, CIM Urban REIT. Such distributed common stock reflected the Redeeming Party's pro rata ownership interests in the common stock held by Urban Partners II.

F2 · price: Please see footnote 1 above

SEC source: 0001179110-19-009896 · edgar.xml · nonDerivative · entry 2

Urban Partners II, LLC · CIK 0001601777 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,931,413

F1 · kind: Urban Partners II, LLC ("Urban Partners II") transferred 235,071 and 587,700 shares of common stock on August 23 and August 27, respectively, to certain members (collectively, the "Redeeming Parties") of CIM Urban REIT, LLC ("CIM Urban REIT"), a member of Urban Partners II, in exchange for the assignment by the Redeeming Parties of all of their respective equity interests in CIM Urban REIT to, and the subsequent cancellation of such equity interests by, CIM Urban REIT. Such distributed common stock reflected the Redeeming Parties' respective pro rata ownership interests in the common stock held by Urban Partners II.

F1 · shares: Urban Partners II, LLC ("Urban Partners II") transferred 235,071 and 587,700 shares of common stock on August 23 and August 27, respectively, to certain members (collectively, the "Redeeming Parties") of CIM Urban REIT, LLC ("CIM Urban REIT"), a member of Urban Partners II, in exchange for the assignment by the Redeeming Parties of all of their respective equity interests in CIM Urban REIT to, and the subsequent cancellation of such equity interests by, CIM Urban REIT. Such distributed common stock reflected the Redeeming Parties' respective pro rata ownership interests in the common stock held by Urban Partners II.

F2 · price: Please see footnote 1 above

SEC source: 0001179110-19-009896 · edgar.xml · nonDerivative · entry 1

Urban Partners II, LLC · CIK 0001601777 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,519,113

F1 · kind: Urban Partners II, LLC ("Urban Partners II") transferred 235,071 and 587,700 shares of common stock on August 23 and August 27, respectively, to certain members (collectively, the "Redeeming Parties") of CIM Urban REIT, LLC ("CIM Urban REIT"), a member of Urban Partners II, in exchange for the assignment by the Redeeming Parties of all of their respective equity interests in CIM Urban REIT to, and the subsequent cancellation of such equity interests by, CIM Urban REIT. Such distributed common stock reflected the Redeeming Parties' respective pro rata ownership interests in the common stock held by Urban Partners II.

F1 · shares: Urban Partners II, LLC ("Urban Partners II") transferred 235,071 and 587,700 shares of common stock on August 23 and August 27, respectively, to certain members (collectively, the "Redeeming Parties") of CIM Urban REIT, LLC ("CIM Urban REIT"), a member of Urban Partners II, in exchange for the assignment by the Redeeming Parties of all of their respective equity interests in CIM Urban REIT to, and the subsequent cancellation of such equity interests by, CIM Urban REIT. Such distributed common stock reflected the Redeeming Parties' respective pro rata ownership interests in the common stock held by Urban Partners II.

F2 · price: Please see footnote 1 above

SEC source: 0001179110-19-009597 · edgar.xml · nonDerivative · entry 2

Urban Partners II, LLC · CIK 0001601777 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,754,184

F1 · kind: Urban Partners II, LLC ("Urban Partners II") transferred 2,350,843 and 1,622,898 shares of common stock on August 14 and August 16, respectively, to certain members (collectively, the "Redeeming Parties") of CIM Urban REIT, LLC ("CIM Urban REIT"), a member of Urban Partners II, in exchange for the assignment by the Redeeming Parties of all of their respective equity interests in CIM Urban REIT to, and the subsequent cancellation of such equity interests by, CIM Urban REIT. Such distributed common stock reflected the Redeeming Parties' respective pro rata ownership interests in the common stock held by Urban Partners II.

F1 · shares: Urban Partners II, LLC ("Urban Partners II") transferred 2,350,843 and 1,622,898 shares of common stock on August 14 and August 16, respectively, to certain members (collectively, the "Redeeming Parties") of CIM Urban REIT, LLC ("CIM Urban REIT"), a member of Urban Partners II, in exchange for the assignment by the Redeeming Parties of all of their respective equity interests in CIM Urban REIT to, and the subsequent cancellation of such equity interests by, CIM Urban REIT. Such distributed common stock reflected the Redeeming Parties' respective pro rata ownership interests in the common stock held by Urban Partners II.

F2 · price: Please see footnote 1 above