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Nasdaq · USD

CMCO

COLUMBUS MCKINNON CORP

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Tapewire entity
5477
SEC CIK
0001005229
Parsed reports
1,305

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202605
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202610
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2017 Filed Aug 23, 2017 18:17 UTC GrantRestricted Stock Units · Derivative 1.9596 $0.00 $0.00
Disclosure

SEC source: 0001005229-17-000296 · wf-form4_150351226051410.xml · derivative · entry 4

PINCHUK NICHOLAS T · CIK 0001246136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501.9596

Underlying: Common Stock · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.

F2 · derivative.exercise_price: Represents additional restricted stock units attributable to dividend reinvestment.

F5 · derivative.exercise_date: Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 24, 2018, 25% on July 24, 2019 and 25% on July 24, 2020, if reporting person remains a director of issuer.

F5 · derivative.expiration_date: Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 24, 2018, 25% on July 24, 2019 and 25% on July 24, 2020, if reporting person remains a director of issuer.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 18:17 UTC GrantRestricted Stock Units · Derivative 0.9798 $0.00 $0.00
Disclosure

SEC source: 0001005229-17-000296 · wf-form4_150351226051410.xml · derivative · entry 3

PINCHUK NICHOLAS T · CIK 0001246136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756.307

Underlying: Common Stock · 755.3272 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.

F2 · derivative.exercise_price: Represents additional restricted stock units attributable to dividend reinvestment.

F4 · derivative.exercise_date: Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 18, 2018 and 50% on July 18, 2019, if reporting person remains a director of issuer.

F4 · derivative.expiration_date: Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 18, 2018 and 50% on July 18, 2019, if reporting person remains a director of issuer.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 18:17 UTC GrantRestricted Stock Units · Derivative 0.4899 $0.00 $0.00
Disclosure

SEC source: 0001005229-17-000296 · wf-form4_150351226051410.xml · derivative · entry 2

PINCHUK NICHOLAS T · CIK 0001246136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381.8178

Underlying: Common Stock · 381.3279 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.

F2 · derivative.exercise_price: Represents additional restricted stock units attributable to dividend reinvestment.

F3 · derivative.exercise_date: Subject to forfeiture, units become fully vested on July 27, 2018, if reporting person remains a director of issuer.

F3 · derivative.expiration_date: Subject to forfeiture, units become fully vested on July 27, 2018, if reporting person remains a director of issuer.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 18:17 UTC GrantRestricted Stock Units · Derivative 1.9596 $0.00 $0.00
Disclosure

SEC source: 0001005229-17-000295 · wf-form4_150351224146508.xml · derivative · entry 4

TRUMBULL R SCOTT · CIK 0001210705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501.9596

Underlying: Common Stock · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.

F2 · derivative.exercise_price: Represents additional restricted stock units attributable to dividend reinvestment.

F5 · derivative.exercise_date: Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 24, 2018, 25% on July 24, 2019 and 25% on July 24, 2020, if reporting person remains a director of issuer.

F5 · derivative.expiration_date: Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 24, 2018, 25% on July 24, 2019 and 25% on July 24, 2020, if reporting person remains a director of issuer.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 18:17 UTC GrantRestricted Stock Units · Derivative 0.9798 $0.00 $0.00
Disclosure

SEC source: 0001005229-17-000295 · wf-form4_150351224146508.xml · derivative · entry 3

TRUMBULL R SCOTT · CIK 0001210705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756.307

Underlying: Common Stock · 755.3272 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.

F2 · derivative.exercise_price: Represents additional restricted stock units attributable to dividend reinvestment.

F4 · derivative.exercise_date: Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 18, 2018 and 50% on July 18, 2019, if reporting person remains a director of issuer.

F4 · derivative.expiration_date: Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 18, 2018 and 50% on July 18, 2019, if reporting person remains a director of issuer.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 18:17 UTC GrantRestricted Stock Units · Derivative 0.4899 $0.00 $0.00
Disclosure

SEC source: 0001005229-17-000295 · wf-form4_150351224146508.xml · derivative · entry 2

TRUMBULL R SCOTT · CIK 0001210705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381.8178

Underlying: Common Stock · 381.3279 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.

F2 · derivative.exercise_price: Represents additional restricted stock units attributable to dividend reinvestment.

F3 · derivative.exercise_date: Subject to forfeiture, units become fully vested on July 27, 2018, if reporting person remains a director of issuer.

F3 · derivative.expiration_date: Subject to forfeiture, units become fully vested on July 27, 2018, if reporting person remains a director of issuer.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 18:17 UTC GrantRestricted Stock Units · Derivative 1.9596 $0.00 $0.00
Disclosure

SEC source: 0001005229-17-000294 · wf-form4_150351222447271.xml · derivative · entry 4

RABINOWITZ STEPHEN · CIK 0001197801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501.9596

Underlying: Common Stock · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.

F2 · derivative.exercise_price: Represents additional restricted stock units attributable to dividend reinvestment.

F5 · derivative.exercise_date: Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 24, 2018, 25% on July 24, 2019 and 25% on July 24, 2020, if reporting person remains a director of issuer.

F5 · derivative.expiration_date: Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 24, 2018, 25% on July 24, 2019 and 25% on July 24, 2020, if reporting person remains a director of issuer.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 18:17 UTC GrantRestricted Stock Units · Derivative 0.9798 $0.00 $0.00
Disclosure

SEC source: 0001005229-17-000294 · wf-form4_150351222447271.xml · derivative · entry 3

RABINOWITZ STEPHEN · CIK 0001197801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756.307

Underlying: Common Stock · 755.3272 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.

F2 · derivative.exercise_price: Represents additional restricted stock units attributable to dividend reinvestment.

F4 · derivative.exercise_date: Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 18, 2018 and 50% on July 18, 2019, if reporting person remains a director of issuer.

F4 · derivative.expiration_date: Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 18, 2018 and 50% on July 18, 2019, if reporting person remains a director of issuer.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 18:17 UTC GrantRestricted Stock Units · Derivative 0.4899 $0.00 $0.00
Disclosure

SEC source: 0001005229-17-000294 · wf-form4_150351222447271.xml · derivative · entry 2

RABINOWITZ STEPHEN · CIK 0001197801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381.8178

Underlying: Common Stock · 381.3279 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.

F2 · derivative.exercise_price: Represents additional restricted stock units attributable to dividend reinvestment.

F3 · derivative.exercise_date: Subject to forfeiture, units become fully vested on July 27, 2018, if reporting person remains a director of issuer.

F3 · derivative.expiration_date: Subject to forfeiture, units become fully vested on July 27, 2018, if reporting person remains a director of issuer.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 18:16 UTC GrantRestricted Stock Units · Derivative 1.9596 $0.00 $0.00
Disclosure

SEC source: 0001005229-17-000292 · wf-form4_150351218868618.xml · derivative · entry 4

MITTS HEATH A · CIK 0001339142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501.9596

Underlying: Common Stock · 1,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.

F2 · derivative.exercise_price: Represents additional restricted stock units attributable to dividend reinvestment.

F5 · derivative.exercise_date: Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 24, 2018, 25% on July 24, 2019 and 25% on July 24, 2020, if reporting person remains a director of issuer.

F5 · derivative.expiration_date: Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 24, 2018, 25% on July 24, 2019 and 25% on July 24, 2020, if reporting person remains a director of issuer.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 18:16 UTC GrantRestricted Stock Unit · Derivative 0.9798 $0.00 $0.00
Disclosure

SEC source: 0001005229-17-000292 · wf-form4_150351218868618.xml · derivative · entry 3

MITTS HEATH A · CIK 0001339142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756.307

Underlying: Common Stock · 755.3272 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.

F2 · derivative.exercise_price: Represents additional restricted stock units attributable to dividend reinvestment.

F4 · derivative.exercise_date: Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 18, 2018 and 50% on July 18, 2019, if reporting person remains a director of issuer.

F4 · derivative.expiration_date: Subject to forfeiture, units become fully vested and non-forfeitable 50% on July 18, 2018 and 50% on July 18, 2019, if reporting person remains a director of issuer.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 18:16 UTC GrantRestricted Stock Unit · Derivative 0.4899 $0.00 $0.00
Disclosure

SEC source: 0001005229-17-000292 · wf-form4_150351218868618.xml · derivative · entry 2

MITTS HEATH A · CIK 0001339142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381.8178

Underlying: Common Stock · 381.3279 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Columbus McKinnon Corporation common stock.

F2 · derivative.exercise_price: Represents additional restricted stock units attributable to dividend reinvestment.

F3 · derivative.exercise_date: Subject to forfeiture, units become fully vested on July 27, 2018, if reporting person remains a director of issuer.

F3 · derivative.expiration_date: Subject to forfeiture, units become fully vested on July 27, 2018, if reporting person remains a director of issuer.

Read SEC document
August 17, 2017 Filed Aug 29, 2017 23:47 UTC Amendment
TEVENS TIMOTHY TFormer Director and Officer
GiftCommon Stock 6,200 $0.00 $0.00
Disclosure

SEC source: 0001005229-17-000322 · wf-form4a_150405045585864.xml · nonDerivative · entry 3

TEVENS TIMOTHY T · CIK 0001214453 · Former Director and Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,423

F1 · balance_after: Form 4 filed 8/29/2017 is being amended to report a transaction that occurred on 8/9/2017 that was not previously reported. It is also being filed to report the gift that occurred on 8/17/2017.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:36 UTC
Wozniak Kurt FVP - Americas
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 6,788 $0.00 Strike: $18.95 $0.00
Disclosure

SEC source: 0001005229-17-000284 · wf-form4_150298414946849.xml · derivative · entry 17

Wozniak Kurt F · CIK 0001555160 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,788 shares

Expires 2023-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:36 UTC
Wozniak Kurt FVP - Americas
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 1,809 $0.00 Strike: $19.50 $0.00
Disclosure

SEC source: 0001005229-17-000284 · wf-form4_150298414946849.xml · derivative · entry 16

Wozniak Kurt F · CIK 0001555160 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,809 shares

Expires 2021-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:36 UTC
Wozniak Kurt FVP - Americas
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 1,777 $0.00 Strike: $18.24 $0.00
Disclosure

SEC source: 0001005229-17-000284 · wf-form4_150298414946849.xml · derivative · entry 15

Wozniak Kurt F · CIK 0001555160 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,777 shares

Expires 2020-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:36 UTC
Wozniak Kurt FVP - Americas
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 356 $0.00 Strike: $28.45 $0.00
Disclosure

SEC source: 0001005229-17-000284 · wf-form4_150298414946849.xml · derivative · entry 14

Wozniak Kurt F · CIK 0001555160 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 356 shares

Expires 2018-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:36 UTC
Wozniak Kurt FVP - Americas
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 3,335 $0.00 Strike: $13.43 $0.00
Disclosure

SEC source: 0001005229-17-000284 · wf-form4_150298414946849.xml · derivative · entry 13

Wozniak Kurt F · CIK 0001555160 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,335 shares

Expires 2022-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:36 UTC
Wozniak Kurt FVP - Americas
SaleCommon Stock 5,704 $31.46 $179,447.84
Disclosure

SEC source: 0001005229-17-000284 · wf-form4_150298414946849.xml · nonDerivative · entry 12

Wozniak Kurt F · CIK 0001555160 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,285.8861

F1 · balance_after: Includes 10,464.8861 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 753.9775 shares become fully vested and non-forfeitable on 5/19/2018; 1,766.3104 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/18/2018; 4,338.5982 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2018; and the remaining 3,606 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/22/2018, if reporting person remains an employee of issuer.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:36 UTC
Wozniak Kurt FVP - Americas
SaleCommon Stock 224 $31.77 $7,116.48
Disclosure

SEC source: 0001005229-17-000284 · wf-form4_150298414946849.xml · nonDerivative · entry 11

Wozniak Kurt F · CIK 0001555160 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,989.8861

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:36 UTC
Wozniak Kurt FVP - Americas
Exercise / conversionCommon Stock 6,788 $18.95 $128,632.60
Disclosure

SEC source: 0001005229-17-000284 · wf-form4_150298414946849.xml · nonDerivative · entry 10

Wozniak Kurt F · CIK 0001555160 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,213.8861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:36 UTC
Wozniak Kurt FVP - Americas
SaleCommon Stock 1,809 $31.77 $57,471.93
Disclosure

SEC source: 0001005229-17-000284 · wf-form4_150298414946849.xml · nonDerivative · entry 9

Wozniak Kurt F · CIK 0001555160 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,425.8861

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:36 UTC
Wozniak Kurt FVP - Americas
Exercise / conversionCommon Stock 1,809 $19.50 $35,275.50
Disclosure

SEC source: 0001005229-17-000284 · wf-form4_150298414946849.xml · nonDerivative · entry 8

Wozniak Kurt F · CIK 0001555160 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,234.8861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:36 UTC
Wozniak Kurt FVP - Americas
SaleCommon Stock 1,777 $31.77 $56,455.29
Disclosure

SEC source: 0001005229-17-000284 · wf-form4_150298414946849.xml · nonDerivative · entry 7

Wozniak Kurt F · CIK 0001555160 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,425.8861

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:36 UTC
Wozniak Kurt FVP - Americas
Exercise / conversionCommon Stock 1,777 $18.24 $32,412.48
Disclosure

SEC source: 0001005229-17-000284 · wf-form4_150298414946849.xml · nonDerivative · entry 6

Wozniak Kurt F · CIK 0001555160 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,202.8861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:36 UTC
Wozniak Kurt FVP - Americas
SaleCommon Stock 356 $31.77 $11,310.12
Disclosure

SEC source: 0001005229-17-000284 · wf-form4_150298414946849.xml · nonDerivative · entry 5

Wozniak Kurt F · CIK 0001555160 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,425.8861

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:36 UTC
Wozniak Kurt FVP - Americas
Exercise / conversionCommon Stock 356 $28.45 $10,128.20
Disclosure

SEC source: 0001005229-17-000284 · wf-form4_150298414946849.xml · nonDerivative · entry 4

Wozniak Kurt F · CIK 0001555160 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,781.8861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:36 UTC
Wozniak Kurt FVP - Americas
SaleCommon Stock 3,335 $31.77 $105,952.95
Disclosure

SEC source: 0001005229-17-000284 · wf-form4_150298414946849.xml · nonDerivative · entry 3

Wozniak Kurt F · CIK 0001555160 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,425.8861

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:36 UTC
Wozniak Kurt FVP - Americas
Exercise / conversionCommon Stock 3,335 $13.43 $44,789.05
Disclosure

SEC source: 0001005229-17-000284 · wf-form4_150298414946849.xml · nonDerivative · entry 2

Wozniak Kurt F · CIK 0001555160 · VP - Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,760.8861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:35 UTC
TEVENS TIMOTHY TFormer Director and Officer
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 9,723 $0.00 Strike: $13.43 $0.00
Disclosure

SEC source: 0001005229-17-000283 · wf-form4_150298413030713.xml · derivative · entry 4

TEVENS TIMOTHY T · CIK 0001214453 · Former Director and Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,845

Underlying: Common Stock · 9,723 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: All exercisable, subject to IRS limitations.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:35 UTC
TEVENS TIMOTHY TFormer Director and Officer
SaleCommon Stock 9,723 $32.01 $311,233.23
Disclosure

SEC source: 0001005229-17-000283 · wf-form4_150298413030713.xml · nonDerivative · entry 3

TEVENS TIMOTHY T · CIK 0001214453 · Former Director and Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,536

Read SEC document
August 15, 2017 Filed Aug 17, 2017 15:35 UTC
TEVENS TIMOTHY TFormer Director and Officer
Exercise / conversionCommon Stock 9,723 $13.43 $130,579.89
Disclosure

SEC source: 0001005229-17-000283 · wf-form4_150298413030713.xml · nonDerivative · entry 2

TEVENS TIMOTHY T · CIK 0001214453 · Former Director and Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2017 Filed Aug 29, 2017 23:47 UTC Amendment
TEVENS TIMOTHY TFormer Director and Officer
SaleCommon Stock 24,913 $31.76 $791,236.88
Disclosure

SEC source: 0001005229-17-000322 · wf-form4a_150405045585864.xml · nonDerivative · entry 2

TEVENS TIMOTHY T · CIK 0001214453 · Former Director and Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,623

Read SEC document
August 08, 2017 Filed Aug 10, 2017 15:49 UTC
TEVENS TIMOTHY TFormer Director and Officer
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 45,172 $0.00 Strike: $13.27 $0.00
Disclosure

SEC source: 0001005229-17-000280 · wf-form4_150238017308557.xml · derivative · entry 4

TEVENS TIMOTHY T · CIK 0001214453 · Former Director and Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,172 shares

Expires 2019-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 15:49 UTC
TEVENS TIMOTHY TFormer Director and Officer
SaleCommon Stock 45,172 $32.76 $1,479,834.72
Disclosure

SEC source: 0001005229-17-000280 · wf-form4_150238017308557.xml · nonDerivative · entry 3

TEVENS TIMOTHY T · CIK 0001214453 · Former Director and Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,536

Read SEC document
August 08, 2017 Filed Aug 10, 2017 15:49 UTC
TEVENS TIMOTHY TFormer Director and Officer
Exercise / conversionCommon Stock 45,172 $13.27 $599,432.44
Disclosure

SEC source: 0001005229-17-000280 · wf-form4_150238017308557.xml · nonDerivative · entry 2

TEVENS TIMOTHY T · CIK 0001214453 · Former Director and Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 08, 2017 Filed Aug 10, 2017 15:49 UTC
Buer Gene PVP Global Svs/Vertical Markets
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 4,641 $0.00 Strike: $15.16 $0.00
Disclosure

SEC source: 0001005229-17-000279 · wf-form4_150238015785236.xml · derivative · entry 24

Buer Gene P · CIK 0001464160 · VP Global Svs/Vertical Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,926

Underlying: Common Stock · 4,641 shares

Expires 2026-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Exercisable 33.33% per year for three years beginning 5/23/2018, if reporting person remains an employee of issuer.

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August 08, 2017 Filed Aug 10, 2017 15:49 UTC
Buer Gene PVP Global Svs/Vertical Markets
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 5,222 $0.00 Strike: $24.94 $0.00
Disclosure

SEC source: 0001005229-17-000279 · wf-form4_150238015785236.xml · derivative · entry 23

Buer Gene P · CIK 0001464160 · VP Global Svs/Vertical Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,222

Underlying: Common Stock · 5,222 shares

Expires 2025-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Exercisable 50% per year for two years beginning 5/18/2018, if reporting person remains an employee of issuer.

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August 08, 2017 Filed Aug 10, 2017 15:49 UTC
Buer Gene PVP Global Svs/Vertical Markets
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 6,243 $0.00 Strike: $27.12 $0.00
Disclosure

SEC source: 0001005229-17-000279 · wf-form4_150238015785236.xml · derivative · entry 22

Buer Gene P · CIK 0001464160 · VP Global Svs/Vertical Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,082

Underlying: Common Stock · 6,243 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Exercisable on 5/19/2018, if reporting person remains an employee of issuer.

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August 08, 2017 Filed Aug 10, 2017 15:49 UTC
Buer Gene PVP Global Svs/Vertical Markets
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 9,299 $0.00 Strike: $18.95 $0.00
Disclosure

SEC source: 0001005229-17-000279 · wf-form4_150238015785236.xml · derivative · entry 21

Buer Gene P · CIK 0001464160 · VP Global Svs/Vertical Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,299 shares

Expires 2023-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 15:49 UTC
Buer Gene PVP Global Svs/Vertical Markets
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 8,360 $0.00 Strike: $13.43 $0.00
Disclosure

SEC source: 0001005229-17-000279 · wf-form4_150238015785236.xml · derivative · entry 20

Buer Gene P · CIK 0001464160 · VP Global Svs/Vertical Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,360 shares

Expires 2022-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 15:49 UTC
Buer Gene PVP Global Svs/Vertical Markets
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 3,230 $0.00 Strike: $19.50 $0.00
Disclosure

SEC source: 0001005229-17-000279 · wf-form4_150238015785236.xml · derivative · entry 19

Buer Gene P · CIK 0001464160 · VP Global Svs/Vertical Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,230 shares

Expires 2021-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 15:49 UTC
Buer Gene PVP Global Svs/Vertical Markets
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 1,622 $0.00 Strike: $18.24 $0.00
Disclosure

SEC source: 0001005229-17-000279 · wf-form4_150238015785236.xml · derivative · entry 18

Buer Gene P · CIK 0001464160 · VP Global Svs/Vertical Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,622 shares

Expires 2020-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 15:49 UTC
Buer Gene PVP Global Svs/Vertical Markets
Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 432 $0.00 Strike: $28.45 $0.00
Disclosure

SEC source: 0001005229-17-000279 · wf-form4_150238015785236.xml · derivative · entry 17

Buer Gene P · CIK 0001464160 · VP Global Svs/Vertical Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 432 shares

Expires 2018-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 15:49 UTC
Buer Gene PVP Global Svs/Vertical Markets
SaleCommon Stock 2,988 $32.67 $97,617.96
Disclosure

SEC source: 0001005229-17-000279 · wf-form4_150238015785236.xml · nonDerivative · entry 16

Buer Gene P · CIK 0001464160 · VP Global Svs/Vertical Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,344.1881

Read SEC document
August 08, 2017 Filed Aug 10, 2017 15:49 UTC
Buer Gene PVP Global Svs/Vertical Markets
Exercise / conversionCommon Stock 4,641 $15.16 $70,357.56
Disclosure

SEC source: 0001005229-17-000279 · wf-form4_150238015785236.xml · nonDerivative · entry 15

Buer Gene P · CIK 0001464160 · VP Global Svs/Vertical Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,332.1881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 15:49 UTC
Buer Gene PVP Global Svs/Vertical Markets
SaleCommon Stock 4,452 $32.67 $145,446.84
Disclosure

SEC source: 0001005229-17-000279 · wf-form4_150238015785236.xml · nonDerivative · entry 14

Buer Gene P · CIK 0001464160 · VP Global Svs/Vertical Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,691.1881

Read SEC document
August 08, 2017 Filed Aug 10, 2017 15:49 UTC
Buer Gene PVP Global Svs/Vertical Markets
Exercise / conversionCommon Stock 5,222 $24.94 $130,236.68
Disclosure

SEC source: 0001005229-17-000279 · wf-form4_150238015785236.xml · nonDerivative · entry 13

Buer Gene P · CIK 0001464160 · VP Global Svs/Vertical Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,143.1881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 15:49 UTC
Buer Gene PVP Global Svs/Vertical Markets
SaleCommon Stock 5,612 $32.67 $183,344.04
Disclosure

SEC source: 0001005229-17-000279 · wf-form4_150238015785236.xml · nonDerivative · entry 12

Buer Gene P · CIK 0001464160 · VP Global Svs/Vertical Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,921.1881

Read SEC document
August 08, 2017 Filed Aug 10, 2017 15:49 UTC
Buer Gene PVP Global Svs/Vertical Markets
Exercise / conversionCommon Stock 6,243 $27.12 $169,310.16
Disclosure

SEC source: 0001005229-17-000279 · wf-form4_150238015785236.xml · nonDerivative · entry 11

Buer Gene P · CIK 0001464160 · VP Global Svs/Vertical Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,533.1881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.